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Frequently Requested FOIA Document:
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Field Name |
Maximum Size |
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CIK NUMBER | 10 characters |
COMPANY NAME | 60 characters |
REPORTING FILE NUMBER | 25 characters |
ADDRESS1 | 40 characters |
ADDRESS2 | 40 characters |
CITY | 30 characters |
STATE CODE | 2 characters |
ZIP CODE | 10 characters |
To get a copy of the actual Forms BD filed with the SEC, please refer to How to Request Public Documents. In addition, at the SEC's Headquarters, located at 100 F Street, NE Washington, DC 20549-2521 you can visit our Public Reference Room from 10:00 a.m. until 3:00 p.m. to obtain copies of these forms.
For technical questions regarding the website, send an e-mail message to webmaster@sec.gov. For additional information about the data, call the SEC's Office of Freedom of Information and Privacy Act Operations at (202) 551-8300.
Current Broker-Dealer information report
Report as of: November 1, 2008
http://www.sec.gov/foia/docs/bdfoia.htm
Home | Previous Page | Modified: 11/03/2008 |