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SEC Congressional Statements and Testimony Archive: 2001
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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Date |
Testimony |
Fourth Quarter |
Dec. 13, 2001 |
Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Energy and Air Quality Committee on Energy and Commerce re: H.R. 3406 and Repeal of the Public Utility Holding Company Act of 1935.
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Dec. 12, 2001 |
Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises and The House Subcommittee on Oversight and Investigations, Committee on Financial Services re: Recent Events Relating to Enron Corporation |
Third Quarter |
Sept. 26, 2001 |
Harvey L. Pitt, Chairman, Before the House Committee on Financial Services, re: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks |
Sept. 20, 2001 |
Harvey L. Pitt, Chairman, Before the Senate Committee on Banking, Housing and Urban Affairs, re: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks |
Aug. 2, 2001 | Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance and Government Sponsored-Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, re: The Functional Regulation Provisions of the Gramm-Leach-Bliley Act. |
Jul. 31, 2001 | Oral Testimony of Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Conflicts of Interest Faced by Brokerage Firms and Their Research Analysts |
Jul. 31, 2001 | Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Conflicts of Interest Faced by Brokerage Firms and Their Research Analysts |
Second Quarter |
Jun. 28, 2001 | Laura S. Unger, Acting Chairman, Before the Senate Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations, re: Appropriations for Fiscal Year 2002 |
Jun. 20, 2001 | Commissioner Isaac C. Hunt, Jr., Before the House Committee on Financial Services re: The Public Utility Holding Company Act of 1935 and the Current Energy Situation in California | May 24, 2001 | Laura S. Unger, Acting Chairman, Before the Senate Subcommittee on Securities and Investment, Committee on Banking, Housing, and Urban Affairs, re: The Effects of Decimalization on the Securities Markets. | May 22, 2001 | Laura S. Unger, Acting Chairman, Before the House Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations, re: Appropriations for Fiscal Year 2002 |
May 17, 2001 | Commissioner Paul R. Carey Before House Subcommittee on the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee of the House Financial Services Committee, re: Regulation Fair Disclosure. | May 17, 2001 | Written Statement of the Commission Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure | May 17, 2001 | Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure |
May 17, 2001 | Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure |
First Quarter |
Mar. 29, 2001 | Commissioner Isaac C. Hunt, Jr., Before the Senate Subcommittee on Securities and Investment, Committee on Banking, Housing and Urban Affairs. |
Mar. 7, 2001 |
Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Fee Collections Required by the Federal Securities Laws. |
Mar. 7, 2001 |
Oral Testimony of Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Fee Collections Required by the Federal Securities Laws. |
Mar. 6, 2001 |
David M. Becker, General Counsel of the Commission, Before the House Subcommittees on Oversight and Investigations and on Financial Institutions and Consumer Credit, re: New Regulatory Tools To Control the Activities of Rogue Individuals in the Financial Services Industries. |
Feb. 14, 2001 |
Laura S. Unger, Acting Chair of the Commission, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Competitive Market Supervision Act of 2001. |
http://www.sec.gov/news/testimony/testarchive/2001test.shtml
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