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SEC Congressional Statements and Testimony Archive: 2002
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
Date |
Testimony |
Fourth Quarter |
Dec. 12, 2002 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re:Transparent Financial Reporting for Structured Finance Transactions |
Third Quarter |
Sep. 17, 2002 |
Alan L. Beller, Director, Division of Corporate Finance, Before the Senate Committee on Banking, Housing and Urban Affairs, re: the Application of Federal Securities Law Disclosure and Reporting Requirements to the Tennessee Valley Authority |
Second Quarter |
May 24, 2002 |
Written Statement of the Commission, Before the Subcommittee on Government Efficiency, Financial Management and Intergovernmental Relations, Committee on Government Reform, U.S. House of Representatives, re: H.R. 4685, the "Accountability of Tax Dollars Act of 2002" |
May 23, 2002 |
Lori A. Richards, Director, Office of Compliance Inspections and Examinations, Before the House Subcommittee on Oversight and Investigations of the Committee on Financial Services, re: Issues Raised by the Frank D. Gruttadauria Matter |
May 22, 2002 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the House Committee on Financial Services, re: Certain Pending Proposalsby the European Commission |
May 14, 2002 |
Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: The Roles of the SEC and the FASB in Establishing GAAP |
Apr. 23, 2002 |
James M. McConnell, Executive Director, Before the Senate Subcommittee on Oversight of Government Management, Restructuring and the District of Columbia, Committee on Governmental Affairs, re:Critical Resource and Staffing Issues Facing the SEC |
Apr. 17, 2002 |
Chairman Harvey L. Pitt, Before the House Subcommittee on Commerce, Justice, State, and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal 2003 |
First Quarter |
Mar. 21, 2002 |
Oral testimony of Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing, and Urban Affairs re: Accounting and Investor Protection Issues Raised by Enron and Other Public Companies |
Mar. 21, 2002 |
Written testimony of Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing, and Urban Affairs re: Accounting and Investor Protection Issues Raised by Enron and Other Public Companies |
Mar. 21, 2002 |
John M. Morrissey, Deputy Chief Accountant, Before the Subcommittee on Oversight and Investigations of the House Committee on Financial Services re: Telecommunications Accounting Issues |
Mar. 20, 2002 |
Chairman Harvey L. Pitt, Before the House Committee on Financial Services re: The Corporate and Auditing Accountability, Responsibility, and Transparency Act |
Mar. 20, 2002 |
Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Governmental Affairs re: the Role of Credit Rating Agencies in the U.S. Securities Markets |
Mar. 7, 2002 |
Chairman Harvey L. Pitt, Before the Senate Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations re: Appropriations for Fiscal 2003 |
Feb. 14, 2002 |
Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Commerce, Trade and Consumer Protection, Committee on Energy and Commerce re: Are Current Financial Accounting Standards Protecting Investors? |
Feb. 13, 2002 |
Commissioner Isaac C. Hunt, Jr. Commissioner, Before the House Subcommittee on Energy and Air Quality, Committee on Energy and Commerce re: The Enron Bankruptcy, the Functioning of Energy Markets and Repeal of the Public Utility Holding Company Act of 1935 |
Feb. 6, 2002 |
Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Energy and Natural Resources, re: S. 1766 and Repeal of the Public Utility Holding Company Act of 1935. |
Feb. 5, 2002 |
Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing and Urban Affairs, re: Financial Literacy |
Feb. 4, 2002 |
Chairman Harvey L. Pitt, Before the House Subcommittee on Capital Markets, Insurance and Government Suponsored Enterprises re: Legislative Solutions to Problems Raised by Events Relating to Enron Corporation |
Jan. 29, 2002 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the Senate Committee on Banking, Housing and Urban Affairs re: Financial Aspects of the War on Terrorism and the Implementation of the International Money Laundering Abatement and Financial Anti-Terrorism Act of 2001 |
http://www.sec.gov/news/testimony/testarchive/2002test.shtml
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