Appendix A: Performance and Resource Tables
STRATEGIC OBJECTIVE 1.2
Advance responsible economic growth and trade while protecting
American security
OBJECTIVE 1.2 RESOURCES
(Dollars in Millions)
|
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
FY 2007
Actual |
Total Funding |
$111.6 |
$126.9 |
$157.4 |
$164.9 |
$168.5 |
$192.6 |
$205.4 |
$196.1 |
FTE – Full-Time Equivalent |
757 |
733 |
929 |
940 |
975 |
998 |
986 |
892 |
PERFORMANCE OUTCOME: Identify and resolve unfair trade practices (ITA)1
PERFORMANCE OUTCOME RESOURCES
(Dollars in Millions)
|
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
FY 2007
Actual |
Total Funding |
$59.0 |
$68.0 |
$92.8 |
$88.1 |
$94.6 |
$115.8 |
$123.3 |
$115.2 |
FTE – Full-Time Equivalent |
375 |
360 |
571 |
574 |
610 |
638 |
633 |
526 |
ITA PERFORMANCE MEASURE
MEASURE: Percentage
of AD/CVD proceedings completed within statutory deadlines |
Year |
Status |
Actual |
Target |
FY 2007 |
|
100% |
100% |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
100% |
100% |
FY 2005 |
|
100% |
100% |
FY 2004 |
|
100% |
100% |
FY 2003 |
|
100% |
100% |
FY 2002 |
|
100% |
100% |
FY 2001 |
|
New—no target to measure against |
|
ITA PERFORMANCE MEASURE
MEASURE: Number
of market access and trade compliance cases initiated |
Year |
Status |
Actual |
Target |
FY 2007 |
|
187 |
160 |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
178 |
150 |
FY 2005 |
|
160 |
160-170 |
FY 2004 |
|
161 |
150-160 |
FY 2003 |
|
144 |
180-210 |
FY 2002 |
|
New—no target to measure against |
|
ITA PERFORMANCE MEASURE
MEASURE: Number
of market access and compliance cases resolved |
Year |
Status |
Actual |
Target |
FY 2007 |
|
158 |
120 |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
140 |
80 |
FY 2005 |
|
85 |
75-85 |
FY 2004 |
|
116 |
50-60 |
FY 2003 |
|
158 |
30-40 |
FY 2002 |
|
New—no target to measure against |
|
ITA PERFORMANCE MEASURE
MEASURE: Percentage
of market access and compliance cases resolved successfully |
Year |
Status |
Actual |
Target |
FY 2007 |
|
54% / quarter |
25% / quarter |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
46% / quarter |
20% / quarter |
FY 2005 |
|
New—no target to measure against |
|
ITA PERFORMANCE MEASURE
MEASURE: Percentage
of market access and compliance cases initiated for on behalf of small
and medium-sized businesses |
Year |
Status |
Actual |
Target |
FY 2007 |
|
22% |
30% |
Performance
was not met, because:
The market access and compliance (MAC) program set both the FY 2006
and FY 2007 targets without a baseline to determine the accuracy of
the target range. This “stretch” target was initially
established at 30 percent in the MAC PART. Having now reviewed two
years of trend data, a more realistic target range is 21 to 23 percent. |
Strategies
for Improvement:
ITA intends to adjust the target to an ambitious but realistic level
for FY 2008 as a corrective action. |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
28% |
30% |
ITA PERFORMANCE MEASURE
MEASURE: Percentage
of market access and compliance cases that have an action plan within
10 days of initiation |
Year |
Status |
Actual |
Target |
FY 2007 |
|
82% / quarter |
75% / quarter |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
New—no target to measure against |
|
PERFORMANCE OUTCOME: Maintain and strengthen an adaptable and effective
U.S. export control and treaty compliance system (BIS)2
PERFORMANCE OUTCOME RESOURCES
(Dollars in Millions)
|
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
FY 2007
Actual |
Total Funding |
$47.8 |
$53.6 |
$58.7 |
$68.4 |
$67.7 |
$71.3 |
$73.0 |
$70.4 |
FTE – Full-Time Equivalent |
350 |
342 |
328 |
336 |
335 |
330 |
309 |
324 |
BIS PERFORMANCE MEASURE
MEASURE: Percent
of licenses requiring interagency referral referred within 9 days |
Year |
Status |
Actual |
Target |
FY 2007 |
|
98% |
95% |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
98% |
95% |
FY 2005 |
|
New—no target to measure against |
|
BIS PERFORMANCE MEASURE
MEASURE: Median
processing time for new regime regulations (months) |
Year |
Status |
Actual |
Target |
FY 2007 |
|
2.0 |
3.0 |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
2.5 |
3.0 |
FY 2005 |
|
1.0 |
3.0 |
FY 2004 |
|
2.0 |
3.0 |
FY 2003 |
|
7.0 |
3.0 |
FY 2002 |
|
New—no target to measure against |
|
BIS PERFORMANCE MEASURE
MEASURE: Percent
of attendees rating seminars highly |
Year |
Status |
Actual |
Target |
FY 2007 |
|
90% |
85% |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
90% |
85% |
FY 2005 |
|
New—no target to measure against |
|
BIS PERFORMANCE MEASURE
MEASURE: Percent
of declarations received from U.S. industry in accordance with CWC
regulations (time lines) that are processed, certified, and submitted
to the State Department in time so the United States can meet its
treaty obligations |
Year |
Status |
Actual |
Target |
FY 2007 |
|
100% |
100% |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
100% |
100% |
FY 2005 |
|
New—no target to measure against |
|
BIS PERFORMANCE MEASURE
MEASURE: Number
of actions that result in a deterrence or prevention of a violation
and cases which result in a criminal and/or administrative charge1 |
Year |
Status |
Actual |
Target |
FY 2007 |
|
930 |
450 |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
872 |
350 |
FY 2005 |
|
583 |
275 |
FY 2004 |
|
310 |
250 |
FY 2003 |
|
250 |
85 |
FY 2002 |
|
82 |
75 |
FY 2001 |
|
81 |
70 |
FY 2000 |
|
93 |
80 |
PERFORMANCE OUTCOME: Integrate non-U.S. actors to create a more effective
global export control and treaty compliance system (BIS)3, 4
PERFORMANCE OUTCOME RESOURCES
(Dollars in Millions)
|
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
FY 2007
Actual |
Total Funding |
$1.5 |
$1.6 |
$1.8 |
$4.4 |
$2.7 |
$1.8 |
$2.8 |
$4.6 |
FTE – Full-Time Equivalent |
14 |
13 |
13 |
13 |
13 |
13 |
13 |
12 |
BIS PERFORMANCE MEASURE
MEASURE: Number
of end-use checks completed1 |
Year |
Status |
Actual |
Target |
FY 2007 |
|
854 |
850 |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
942 |
700 |
FY 2005 |
|
New—no target to measure against |
|
PERFORMANCE OUTCOME: Ensure continued U.S. technology leadership in
industries that are essential to national security (BIS)5
PERFORMANCE OUTCOME RESOURCES
(Dollars in Millions)
|
FY 2000
Actual |
FY 2001
Actual |
FY 2002
Actual |
FY 2003
Actual |
FY 2004
Actual |
FY 2005
Actual |
FY 2006
Actual |
FY 2007
Actual |
Total Funding |
$3.3 |
$3.7 |
$4.1 |
$4.0 |
$3.5 |
$3.7 |
$6.3 |
$5.9 |
FTE – Full-Time Equivalent |
18 |
18 |
17 |
17 |
17 |
17 |
31 |
30 |
BIS PERFORMANCE MEASURE
MEASURE: Percent
of industry assessments resulting in BIS determination, within three
months of completion, on whether to revise export controls |
Year |
Status |
Actual |
Target |
FY 2007 |
|
100% |
100% |
Year |
Status |
Historical Results |
Historical Target |
FY 2006 |
|
N/A1 |
100% |
FY 2005 |
|
New—no target to measure against |
|
|