Law and Regulation
Opinions and Orders Archive
2008 Opinions and Adjudicatory Orders
Opinions and adjudicatory orders issued by the Commission. Such opinions and orders may resolve appeals arising from decisions by Administrative Law Judges resolving administrative enforcement cases, decisions by Administrative Law Judges or Judgment Officers resolving cases brought in the CFTC's Reparations program, and decisions issued by self-regulatory organizations.
October 6, 2008
Gregory T. Anderson v. National Futures Association, CFTC Docket No. 08-05, Order Pursuant to Delegated Authority
September 30, 2008
Nuccia Bianco v. Cytrade Financial, LLC, et al., CFTC Docket No. 06-R015, Opinion and Order
September 30, 2008
Joyce Pozniko v. Leslie Ann Burton, et al., CFTC Docket No. 04-R057, Order Denying Reconsideration
September 4, 2008
Arthur L. Viera v. National Futures Association, CFTC Docket No. CRAA 08-03, Order of Summary Affirmance
September 4, 2008
Chenli Chu v. Peregrine Financial Group, Inc., et al., CFTC Docket No. 07-R029, Order
August 19, 2008
Cavallaro v. Angus Jackson, Inc. of Florida, CFTC Docket No. 06-R055, Order Pursuant to Delegated Authority
August 1, 2008
Corbett v. Friedman, et al., CFTC Docket No. 05-R022, Order Pursuant to Delegated Authority
July 30, 2008
Carlson v. Felner, CFTC Docket No. 06-R041, Order Pursuant to Delegated Authority
July 21, 2008
Chenli Chu v. Peregrine Financial Group, Inc., et al., CFTC Docket No. 07-R029, Order Pursuant to Delegated Authority
July 8, 2008
Chenli Chu v. Peregrine Financial Group, Inc., et al., No. 07-R029, CFTC Docket No. 07-R029, Order Pursuant to Delegated Authority
June 27, 2008
Bernard M. Seeman v. National Futures Association, CFTC Docket No. CRAA 08-01, Order Denying Reconsideration
June 6, 2008
Corbett v. Friedman, et al., CFTC Docket No. 05-R022, Order Pursuant to Delegated Authority
June 6, 2008
Paul Pakan v. David Jude Javor, et al., CFTC Docket No. 06-R034, Order Pursuant to Delegated Authority
May 20, 2008
Chenli Chu v. Peregrine Financial Group, Inc., et al., CFTC Docket No. 07-R029, Order Denying Stay
April 28, 2008
Wade v. Chevalier, et al., CFTC Docket No. 06-R039, Order
April 23, 2008
Copernic, Inc. v. Forex Capital Markets, LLC, CFTC Docket No. 07-R024, Order Denying Reconsideration
April 23, 2008
Benjamin J. Kerpe v. NFA, CFTC Docket No. CRAA 08-02, Order Pursuant to Delegated Authority
April 14, 2008
Baclini, et al. v. Citigroup Global Markets, et al., CFTC Docket No. 07-R036 through 07-R050, Order Pursuant to Delegated Authority
March 18, 2008
Los Angeles Trading Group, Inc. v. Peregrine Financial Group, Inc., et al., CFTC Docket No. 06-R-026, Opinion and Order
February 29, 2008
Magdy Aboelghar v. R.J. O’Brien Associates, Inc., et al., CFTC Docket No. 06-R043, Order Pursuant to Delegated Authority
February 28, 2008
Richard S. Numbers, Trustee, The Richard S. Numbers Revocable Trust v. Stephen Randall Moore, CFTC Docket No. 05-R86, Order
February 27, 2008
Ernest L. Wade v. Marcus Chevalier, Joseph George Durdack, and KJW, LLC d/b/a Ken Wolf Commodities, CFTC Docket No. 06-R039, Order
February 26, 2008
Robert W. Kaps and Donna C. Kaps v. Mark Jeffery Dym, Executive Commodity Corporation and Thomas Courtland Kennedy, CFTC Docket No. 06-R046, Order
February 26, 2008
Richard and Barbara Cunningham v. Daniel Jay Parker, CFTC Docket No. 98-R149, Order Denying Reconsideration
February 14, 2008
Edna D. Anderson v. David M. Beach, CFTC Docket No. 05-R058, Opinion and Order
February 14, 2008
India Moss-Thomas v. East Coast Commodities, et al., CFTC Docket No. 07-R007, Order
February 12, 2008
Craig Wiginton v. National Futures Association, CFTC Docket No. CRAA 06-03, Order of Summary Affirmance
February 12, 2008
Bernard M. Seeman v. National Futures Association, CFTC Docket No. CRAA 08-01, Order Pursuant to Delegated Authority
February 12, 2008
Andy Naren Chaney v. George William Greco, et al., CFTC Docket No. 05-R050, Opinion and Order
February 11, 2008
Joyce Pozniko v. Leslie Ann Burton and Man Financial, Inc., CFTC Docket No. 04-R057, Order Pursuant to Delegated Authority
January 28, 2008
Victoria Terekhina v. Capital Market Services, LLC, CFTC Docket No. 07-017, Order Pursuant to Delegated Authority