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Content Last Revised: 4/20/89
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CFR  

Code of Federal Regulations Pertaining to ETA

Title 20  

Employees' Benefits

 

Chapter V  

Employment and Training Administration, Department of Labor

 

 

Part 639  

Worker Adjustment and Retraining Notification


20 CFR 639.7 - What must the notice contain?

  • Section Number: 639.7
  • Section Name: What must the notice contain?

    (a) Notice must be specific. (1) All notice must be specific.

    (2) Where voluntary notice has been given more than 60 days in 

advance, but does not contain all of the required elements set out in 

this section, the employer must ensure that all of the information 

required by this section is provided in writing to the parties listed in 

Sec. 639.6 at least 60 days in advance of a covered employment action.

    (3) Notice may be given conditional upon the occurrence or 

nonoccurrence of an event, such as the renewal of a major contract, only 

when the event is definite and the consequences of its occurrence or 

nonoccurrence will necessarily, in the normal course of business, lead 

to a covered plant closing or mass layoff less than 60 days after the 

event. For example, if the non-renewal of a major contract will lead to 

the closing of the plant that produces the articles supplied under the 

contract 30 days after the contract expires, the employer may give 

notice at least 60 days in advance of the projected closing date which 

states that if the contract is not renewed, the plant closing will occur 

on the projected date. The notice must contain each of the elements set 

out in this section.

    (4) The information provided in the notice shall be based on the 

best information available to the employer at the time the notice is 

served. It is not the intent of the regulations, that errors in the 

information provided in a

notice that occur because events subsequently change or that are minor, 

inadvertent errors are to be the basis for finding a violation of WARN.

    (b) As used in this section, the term ``date'' refers to a specific 

date or to a 14-day period during which a separation or separations are 

expected to occur. If separations are planned according to a schedule, 

the schedule should indicate the specific dates on which or the 

beginning date of each 14-day period during which any separations are 

expected to occur. Where a 14-day period is used, notice must be given 

at least 60 days in advance of the first day of the period.

    (c) Notice to each representative of affected employees is to 

contain:

    (1) The name and address of the employment site where the plant 

closing or mass layoff will occur, and the name and telephone number of 

a company official to contact for further information;

    (2) A statement as to whether the planned action is expected to be 

permanent or temporary and, if the entire plant is to be closed, a 

statement to that effect;

    (3) The expected date of the first separation and the anticipated 

schedule for making separations;

    (4) The job titles of positions to be affected and the names of the 

workers currently holding affected jobs.



The notice may include additional information useful to the employees 

such as information on available dislocated worker assistance, and, if 

the planned action is expected to be temporary, the estimated duration, 

if known.

    (d) Notice to each affected employee who does not have a 

representative is to be written in language understandable to the 

employees and is to contain:

    (1) A statement as to whether the planned action is expected to be 

permanent or temporary and, if the entire plant is to be closed, a 

statement to that effect;

    (2) The expected date when the plant closing or mass layoff will 

commence and the expected date when the individual employee will be 

separated;

    (3) An indication whether or not bumping rights exist;

    (4) The name and telephone number of a company official to contact 

for further information.



The notice may include additional information useful to the employees 

such as information on available dislocated worker assistance, and, if 

the planned action is expected to be temporary, the estimated duration, 

if known.

    (e) The notices separately provided to the State dislocated worker 

unit and to the chief elected official of the unit of local government 

are to contain:

    (1) The name and address of the employment site where the plant 

closing or mass layoff will occur, and the name and telephone number of 

a company official to contact for further information;

    (2) A statement as to whether the planned action is expected to be 

permanent or temporary and, if the entire plant is to be closed, a 

statement to that effect;

    (3) The expected date of the first separation, and the anticipated 

schedule for making separations;

    (4) The job titles of positions to be affected, and the number of 

affected employees in each job classification;

    (5) An indication as to whether or not bumping rights exist;

    (6) The name of each union representing affected employees, and the 

name and address of the chief elected officer of each union.



The notice may include additional information useful to the employees 

such as a statement of whether the planned action is expected to be 

temporary and, if so, its expected duration.

    (f) As an alternative to the notices outlined in paragraph (e) 

above, an employer may give notice to the State dislocated worker unit 

and to the unit of local government by providing them with a written 

notice stating the name of address of the employment site where the 

plant closing or mass layoff will occur; the name and telephone number 

of a company official to contact for further information; the expected 

date of the first separation; and the number of affected employees. The 

employer is required to maintain the other information listed in 

Sec. 639.7(e) on site and readily accessible to the State disclocated 

worker unit and to the unit of general local government. Should

this information not be available when requested, it will be deemed a 

failure to give required notice.
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