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Content Last Revised: 4/20/89
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CFR  

Code of Federal Regulations Pertaining to ETA

Title 20  

Employees' Benefits

 

Chapter V  

Employment and Training Administration, Department of Labor

 

 

Part 639  

Worker Adjustment and Retraining Notification


20 CFR 639.6 - Who must receive notice?

  • Section Number: 639.6
  • Section Name: Who must receive notice?

    Section 3(a) of WARN provides for notice to each representative of 

the affected employees as of the time notice is required to be given or, 

if there is no such representative at that time, to each affected 

employee. Notice also must be served on the State dislocated worker unit 

and the chief elected official of the unit of local government within 

which a closing or layoff is to occur. Section 2(b)(1) of the Act states 

that ``any person who is an employee of the seller (other than a 

parttime employee) as of the effective date [time] of the sale shall be 

considered an employee of the purchaser immediately after the effective 

date [time] of the sale.'' This provision preserves the notice rights of 

the employees of a business that has been sold, but creates no other 

employment rights. Although a technical termination of the seller's 

employees may be deemed to have occurred when a sale becomes effective, 

WARN notice is only required where the employees, in fact, experience a 

covered employment loss.

    (a) Representative(s) of affected employees. Written notice is to be 

served upon the chief elected officer of the exclusive representative(s) 

or bargaining agent(s) of affected employees at the time of the notice. 

If this person is not the same as the officer of the local union(s) 

representing affected employees, it is recommended that a copy also be 

given to the local union official(s).

    (b) Affected employees. Notice is required to be given to employees 

who may reasonably be expected to experience an employment loss. This 

includes employees who will likely lose their jobs because of bumping 

rights or other factors, to the extent that such workers can be 

identified at the time notice is required to be given. If, at the time 

notice is required to be given, the employer cannot identify the 

employee who may reasonably be expected to experience an employment loss 

due to the elimination of a particular position, the employer must 

provide notice to the incumbent in that position. While part-time 

employees are not counted in determining whether plant closing or mass 

layoff thresholds are reached, such workers are due notice.

    (c) State dislocated worker unit. Notice is to be served upon the 

State dislocated worker unit. Since the States are restructuring to 

implement training under EDWAA, service of notice upon the State 

Governor constitutes service upon the State dislocated worker unit until 

such time as the Governor makes public State procedures for serving 

notice to this unit.

    (d) Chief elected official of the unit of local government. The 

identity of the chief elected official will vary according to the local 

government structure. In the case of elected boards, the notice is to be 

served upon the board's chairperson.
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