U. S. Department of Health and Human Services
Public Health Service
Food and Drug Administration
2001 Food Code
(Updated April 2004*)
Supplement to the 2001 Food Code


Chapter
5
    Water, Plumbing, and Waste

Parts
5-1   WATER
5-2   PLUMBING SYSTEM
5-3   MOBILE WATER TANK AND MOBILE FOOD ESTABLISHMENT WATER TANK
5-4   SEWAGE, OTHER LIQUID WASTE, AND RAINWATER
5-5   REFUSE, RECYCLABLES, AND RETURNABLES
5-1     WATER

Subparts
5-101     Source
5-102     Quality
5-103     Quantity and Availability
5-104     Distribution, Delivery, and Retention

Source

   5-101.11   Approved System.*

Drinking water shall be obtained from an approved source that is:

   5-101.12   System Flushing and Disinfection.*

A drinking water system shall be flushed and disinfected before being placed in service after construction, repair, or modification and after an emergency situation, such as a flood, that may introduce contaminants to the system.

   5-101.13   Bottled Drinking Water.*

Bottled drinking water used or sold in a food establishment shall be obtained from approved sources in accordance with 21 CFR 129 - Processing and Bottling of Bottled drinking water.

Quality

   5-102.11   Standards.*

Except as specified under § 5-102.12:

   5-102.12   Nondrinking Water.*

   5-102.13   Sampling.

Except when used as specified under § 5-102.12, water from a nonpublic water system shall be sampled and tested at least annually and as required by state water quality regulations.

   5-102.14   Sample Report.

The most recent sample report for the nonpublic water system shall be retained on file in the food establishment or the report shall be maintained as specified by state water quality regulations.

Quantity and Availability

   5-103.11   Capacity.*

   5-103.12   Pressure.

Water under pressure shall be provided to all fixtures, equipment, and nonfood equipment that are required to use water except that water supplied as specified under ¶¶ 5-104.12(A) and (B) to a temporary food establishment or in response to a temporary interruption of a water supply need not be under pressure.

Distribution, Delivery, and Retention

   5-104.11   System.

Water shall be received from the source through the use of:

   5-104.12   Alternative Water Supply.

Water meeting the requirements specified under Subparts 5-101, 5-102, and 5-103 shall be made available for a mobile facility, for a temporary food establishment without a permanent water supply, and for a food establishment with a temporary interruption of its water supply through:
5-2     PLUMBING SYSTEM

Subparts
5-201     Materials
5-202     Design, Construction, and Installation
5-203     Numbers and Capacities
5-204     Location and Placement
5-205     Operation and Maintenance

Materials

   5-201.11   Approved.*

Design, Construction, and Installation

   5-202.11   Approved System and Cleanable Fixtures.*

   5-202.12   Handwashing Facility, Installation.

   5-202.13   Backflow Prevention, Air Gap.*

An air gap between the water supply inlet and the flood level rim of the plumbing fixture, equipment, or nonfood equipment shall be at least twice the diameter of the water supply inlet and may not be less than 25 mm (1 inch).

   5-202.14   Backflow Prevention Device, Design Standard.

A backflow or backsiphonage prevention device installed on a water supply system shall meet American Society of Sanitary Engineering (A.S.S.E.) standards for construction, installation, maintenance, inspection, and testing for that specific application and type of device.

   5-202.15   Conditioning Device, Design.

A water filter, screen, and other water conditioning device installed on water lines shall be designed to facilitate disassembly for periodic servicing and cleaning. A water filter element shall be of the replaceable type.

Numbers and Capacities

   5-203.11   Handwashing Facilities.*

   5-203.12   Toilets and Urinals.*

At least 1 toilet and not fewer than the toilets required by law shall be provided. If authorized by law and urinals are substituted for toilets, the substitution shall be done as specified in law.

   5-203.13   Service Sink.

At least 1 service sink or 1 curbed cleaning facility equipped with a floor drain shall be provided and conveniently located for the cleaning of mops or similar wet floor cleaning tools and for the disposal of mop water and similar liquid waste.

   5-203.14   Backflow Prevention Device, When Required.*

A plumbing system shall be installed to preclude backflow of a solid, liquid, or gas contaminant into the water supply system at each point of use at the food establishment, including on a hose bibb if a hose is attached or on a hose bibb if a hose is not attached and backflow prevention is required by law, by:

   5-203.15   Backflow Prevention Device, Carbonator.*

Location and Placement

   5-204.11   Handwashing Facilities.*

A handwashing facility shall be located:

   5-204.12   Backflow Prevention Device, Location.

A backflow prevention device shall be located so that it may be serviced and maintained.

   5-204.13   Conditioning Device, Location.

A water filter, screen, and other water conditioning device installed on water lines shall be located to facilitate disassembly for periodic servicing and cleaning.

Operation and Maintenance

   5-205.11   Using a Handwashing Facility.

   5-205.12   Prohibiting a Cross Connection.*

   5-205.13   Scheduling Inspection and Service for a Water System Device.

A device such as a water treatment device or backflow preventer shall be scheduled for inspection and service, in accordance with manufacturer's instructions and as necessary to prevent device failure based on local water conditions, and records demonstrating inspection and service shall be maintained by the person in charge.

   5-205.14   Water Reservoir of Fogging Devices, Cleaning.*

   5-205.15   System Maintained in Good Repair.*

A plumbing system shall be:
5-3     MOBILE WATER TANK AND MOBILE FOOD ESTABLISHMENT WATER TANK

Subparts
5-301     Materials
5-302     Design and Construction
5-303     Numbers and Capacities
5-304     Operation and Maintenance

Materials

   5-301.11   Approved.

Materials that are used in the construction of a mobile water tank, mobile food establishment water tank, and appurtenances shall be:

Design and Construction

   5-302.11   Enclosed System, Sloped to Drain.

A mobile water tank shall be:

   5-302.12   Inspection and Cleaning Port, Protected and Secured.

If a water tank is designed with an access port for inspection and cleaning, the opening shall be in the top of the tank and:

   5-302.13   "V" Type Threads, Use Limitation.

A fitting with "V" type threads on a water tank inlet or outlet shall be allowed only when a hose is permanently attached.

   5-302.14   Tank Vent, Protected.

If provided, a water tank vent shall terminate in a downward direction and shall be covered with:

   5-302.15   Inlet and Outlet, Sloped to Drain.

   5-302.16   Hose, Construction and Identification.

A hose used for conveying drinking water from a water tank shall be:

Numbers and Capacities

   5-303.11   Filter, Compressed Air.

A filter that does not pass oil or oil vapors shall be installed in the air supply line between the compressor and drinking water system when compressed air is used to pressurize the water tank system.

   5-303.12   Protective Cover or Device.

A cap and keeper chain, closed cabinet, closed storage tube, or other approved protective cover or device shall be provided for a water inlet, outlet, and hose.

   5-303.13   Mobile Food Establishment Tank Inlet.

A mobile food establishment's water tank inlet shall be:

Operation and Maintenance

   5-304.11   System Flushing and Disinfection.*

A water tank, pump, and hoses shall be flushed and sanitized before being placed in service after construction, repair, modification, and periods of nonuse.

   5-304.12   Using a Pump and Hoses, Backflow Prevention.

A person shall operate a water tank, pump, and hoses so that backflow and other contamination of the water supply are prevented.

   5-304.13   Protecting Inlet, Outlet, and Hose Fitting.

If not in use, a water tank and hose inlet and outlet fitting shall be protected using a cover or device as specified under § 5-303.12.

   5-304.14   Tank, Pump, and Hoses, Dedication.


5-4     SEWAGE, OTHER LIQUID WASTE, AND RAINWATER

Subparts
5-401     Mobile Holding Tank
5-402     Retention, Drainage, and Delivery
5-403     Disposal Facility

Mobile Holding Tank

   5-401.11   Capacity and Drainage.

A sewage holding tank in a mobile food establishment shall be:

Retention, Drainage, and Delivery

design, construction, and installation

   5-402.10   Establishment Drainage System.

Food establishment drainage systems, including grease traps, that convey sewage shall be designed and installed as specified under ¶ 5-202.11(A).

   5-402.11   Backflow Prevention.*

location and placement

   5-402.12   Grease Trap.

If used, a grease trap shall be located to be easily accessible for cleaning.

operation and maintenance

   5-402.13   Conveying Sewage.*

Sewage shall be conveyed to the point of disposal through an approved sanitary sewage system or other system, including use of sewage transport vehicles, waste retention tanks, pumps, pipes, hoses, and connections that are constructed, maintained, and operated according to law.

   5-402.14   Removing Mobile Food Establishment Wastes.

Sewage and other liquid wastes shall be removed from a mobile food establishment at an approved waste servicing area or by a sewage transport vehicle in such a way that a public health hazard or nuisance is not created.

   5-402.15   Flushing a Waste Retention Tank.

A tank for liquid waste retention shall be thoroughly flushed and drained in a sanitary manner during the servicing operation.

Disposal Facility

design and construction

   5-403.11   Approved Sewage Disposal System.*

Sewage shall be disposed through an approved facility that is:

   5-403.12   Other Liquid Wastes and Rainwater.

Condensate drainage and other nonsewage liquids and rainwater shall be drained from point of discharge to disposal according to law.

5-5     REFUSE, RECYCLABLES, AND RETURNABLES

Subparts
5-501     Facilities on the Premises
5-502     Removal
5-503     Facilities for Disposal and Recycling

Facilities on the Premises

materials, design, construction, and installation

   5-501.10   Indoor Storage Area.

If located within the food establishment, a storage area for refuse, recyclables, and returnables shall meet the requirements specified under §§ 6-101.11, 6-201.11 - 6-201.18, 6-202.15, and 6-202.16.

   5-501.11   Outdoor Storage Surface.

An outdoor storage surface for refuse, recyclables, and returnables shall be constructed of nonabsorbent material such as concrete or asphalt and shall be smooth, durable, and sloped to drain.

   5-501.12   Outdoor Enclosure.

If used, an outdoor enclosure for refuse, recyclables, and returnables shall be constructed of durable and cleanable materials.

   5-501.13   Receptacles.

   5-501.14   Receptacles in Vending Machines.

A refuse receptacle may not be located within a vending machine, except that a receptacle for beverage bottle crown closures may be located within a vending machine.

   5-501.15   Outside Receptacles.

numbers and capacities

   5-501.16   Storage Areas, Rooms, and Receptacles, Capacity and Availability.

   5-501.17   Toilet Room Receptacle, Covered.

A toilet room used by females shall be provided with a covered receptacle for sanitary napkins.

   5-501.18   Cleaning Implements and Supplies.

location and placement

   5-501.19   Storage Areas, Redeeming Machines, Receptacles and Waste Handling Units, Location.

operation and maintenance

   5-501.110   Storing Refuse, Recyclables, and Returnables.

Refuse, recyclables, and returnables shall be stored in receptacles or waste handling units so that they are inaccessible to insects and rodents.

   5-501.111   Areas, Enclosures, and Receptacles, Good Repair.

Storage areas, enclosures, and receptacles for refuse, recyclables, and returnables shall be maintained in good repair.

   5-501.112   Outside Storage Prohibitions.

   5-501.113   Covering Receptacles.

Receptacles and waste handling units for refuse, recyclables, and returnables shall be kept covered:

   5-501.114   Using Drain Plugs.

Drains in receptacles and waste handling units for refuse, recyclables, and returnables shall have drain plugs in place.

   5-501.115   Maintaining Refuse Areas and Enclosures.

A storage area and enclosure for refuse, recyclables, or returnables shall be maintained free of unnecessary items, as specified under §  6-501.114, and clean.

   5-501.116   Cleaning Receptacles.

Removal

   5-502.11   Frequency.

Refuse, recyclables, and returnables shall be removed from the premises at a frequency that will minimize the development of objectionable odors and other conditions that attract or harbor insects and rodents.

   5-502.12   Receptacles or Vehicles.

Refuse, recyclables, and returnables shall be removed from the premises by way of:

Facilities for Disposal and Recycling

   5-503.11   Community or Individual Facility.

Solid waste not disposed of through the sewage system such as through grinders and pulpers shall be recycled or disposed of in an approved public or private community recycling or refuse facility; or solid waste shall be disposed of in an individual refuse facility such as a landfill or incinerator which is sized, constructed, maintained, and operated according to law.

* April 2004 Update: Editorial edits were made to the 2001 Food Code to incorporate the Errata Sheet, corrections since original posting date, and for content accuracy. Links were also added where references exist to other parts/sections of the Food Code, the Code of Federal Regulations, the United States Code, and the Supplement to the 2001 Food Code.

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