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September 21, 2008         DOL Home > OALJ Home > Whistleblower Collection > SOX Decisions   
USDOL/OALJ Reporter: Whistleblower Decisions
SARBANES-OXLEY ACT, § 806
Selected federal court decisions unassociated with a prior ALJ or ARB decision


Barnett v. Houser, No. 3:07-CV-01724
 Memorandum Order (N.D.Tex. Jan. 9, 2008) PDF | HTM

Bozeman v. Per-Se Technologies, Inc., No. 1:03-CV-3970
 Magistrate's Final Report, Recommendation & Order (N.D.Ga. Sept. 12, 2006) (SOX complaint; failure to exhaust administrative remedies) PDF | HTM
 Court's Order Approving Magistrate's Final Report, Recommendation & Order (N.D.Ga. Oct. 16, 2006) PDF | HTM

Brady v. Calyon Securities, No. 05 Civ. 3470
 Opinion and Order (S.D. N.Y. Nov. 8, 2005) PDF

In re Ceridian, No. 04-CV-3704
 Memorandum Opinion and Order Granting Motion to Dismissal (D.Minn. June 5, 2007) PDF | HTML

Collins v. Beazer Homes USA, Inc.
 __ F.Supp.2d __, 2004 WL 2023716 (N.D.Ga. Sept. 2, 2004) [No. CIV.A.1:03-CV1347RMS] PDF

Compact Disc Minimum Advertised Price Antitrust Litigation, No. MDL No. 1361 [05-cv-118]
 Order on Pending Motions (D.Conn. Sept. 25, 2006) (dismissing SOX - count VII of the complaint in 05-cv-118) PDF | HTM

Guyden v. Aetna, Inc., No. 3:05cv1652
 Ruling on Defendent's Motion to Compel Arbitration and to Dismiss Federal Proceedings, or in the Alternative, to Stay (D.Conn. Sept. 25, 2006) PDF | HTM
 Appeal filed Oct. 26, 2006, Guyden v. Aetna, Inc., No. 06-4954-cv (2d Cir.)

Hanna v. WCI Communitities, Inc., No. 04-80596
 Order Denying Motion to Dismiss of Defendants WCI Communities, Inc., Alfred Hoffman, Jr., Jerry Starkey, Michael Greenebrg, and Kerry Rudolf (S.D.Fla. Nov. 18, 2004) PDF
 Order Granting Motion to Dismiss of Defendant Hilliard M. Eure, III (S.D.Fla. Nov. 18, 2004) PDF
 Order Granting in Part and Denying in Part Defendant's Motion to Strike (S.D.Fla. Dec. 2, 2004) PDF
 Joint Stipulation for Dismissal With Prejudice (S.D.Fla. Dec. 15, 2004) PDF

JDS Unifphase Corp. v. Jennings, No. 1:06-CV-00200
 Memorandum Opinion (E.D.Va. Feb. 5, 2007) PDF | HTM
 Memorandum Opinion (E.D.Va. Feb. 7, 2007) PDF | HTM

Jones v. Smartvideo Technologies, Inc., No. 1_06-CV-2760
 Opinion and Order (N.D.Ga. June 4, 2007) PDF | HTML

Kimpson v. Fannie Mae Corp., No. 1:06-cv-00018-RWR (D.D.C. Mar. 31, 2007)
 Memorandum Opinion and Order (D.D.C. Mar. 31, 2007) (available at 2007 WL 1020799) PDF | HTM

Mann v. Gannett Co., Inc., No. 2:06-CV-0088
 Opinion (M.D.Ala. June 8, 2007) PDF | HTML

Mifsud v. Tyco Valves and Controls, LP, No. 2:06-CVI-00585
 Order (W.D.Wash. Dec. 13, 2006) PDF | HTM

Murray v. TXU Corp., No. 3:030-cv-00888
 Order [on jurisdiction] ( N.D.Tx. Aug. 27, 2003) PDF
 Confidentiality Stipulation and Agreed Protective Order (N.D.Tx. June 17, 2004) PDF
 Order [on motion to amend complaint] (N.D.Tx. Aug. 24, 2004) PDF
 Memorandum Opinion and Order [granting partial summary judgment] (N.D.Tx. May 27, 2005) PDF
 Memorandum Opinion and Order [denying plaintiff's demand for jury trial] (N.D.Tx. June 7, 2005) PDF
 30-Day Order of Dismissal [settlement] (N.D.Tx. June 9, 2005)PDF

Romaneck v. Deutsche Asset Management
 Order Granting in Part and Denying in Part Defendant's Motion for Summary Judgment, 2006 WL 2385237 (N.D.Cal. Aug. 17, 2006) [No. C05-2473] PDF | HTM
 Order of Dismissal (N.D.Cal. Sept. 12, 2006) [No. C05-2473] PDF | HTM

Rowland v. Prudential Financial, Inc.
 Rowland v. Prudential Financial, Inc., No. 04-CV-02287 (D.Ariz. July 2, 2007) (SOX claim dismissed as untimely)
 Appeal filed in the Ninth Circuit, Rowland v. Prudential Financial, Inc., No. 07-16358

Schmidt v. Levi Strauss & Co., No. C-04-01206
 Order Granting Defendant's Motion to Strike Jury Demand for Sarbanes-Oxley Claim (N.D.Cal. Mar. 28, 2008) PDF | HTM

Sussberg v. K-Mart Holding Corp.
 Memorandum & Order Granting Defendant's Motion for Summary Judgment, 2006 WL 3313766 (E.D.Mich. Nov. 15, 2006) [No. 05-70378] PDF | HTM

Tumban v. Biomerieux, Inc. No. 1:06CV00442
 Memorandum Opinion (M.D.N.C. Mar. 13, 2007) PDF | HTM

Van Asdale v. International Game, Technology, No. 3:04-CV-00703-RAM
 Memorandum Decision & Order (D.Nev. June 13, 2007) PDF | HTM
 Order [denying reconsideration] (D.Nev. Aug. 10, 2007) PDF | HTM

Williams v. Boston Scientific Corp., No. C:08-cv-01437
 Order: (1) Denying Plaintiff's Motion to Remand; (2) Denying Defendant's Motion to Stay; (3) Granting Defendant's Motion to Dismiss; and (4) Vacating Hearing (N.D.Cal. May 13, 2008) PDF | HTM

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