USDOL/OALJ Reporter: Whistleblower Caselist 2007 SOX

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USDOL/OALJ Reporter: Whistleblower Decisions
SARBANES-OXLEY ACT, § 806
2007-SOX

2007-SOX-1 Tsai v. Doctor's Associates, Inc., d/b/a Subway International

Order of Dismissal (ALJ Nov. 13, 2006) (Ralph A. Romano)PDF | HTM

2007-SOX-2 Mozingo v. The South Financial Group, Inc.

Initial Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Dec. 6, 2006) (Daniel A. Sarno, Jr.)PDF | HTM

Final Decision & Order Dismissing Appeal (ARB Feb. 8, 2007) PDF | HTML

2007-SOX-04 Dorado v. Pope & Talbot, Inc.

Order Approving Settlement (ALJ Oct. 23, 2007) (Russell D. Pulver) PDF | HTM

2007-SOX-6 Rowland v. National Association of Securities Dealers

Recommended Decision & Order Dismissing the Complaint (ALJ July 2, 2007) (Anne Beytin Torkington) PDF | HTM

2007-SOX-5 Godfrey v. Union Pacific Railroad Co.

Decision & Order Granting Respondent's Motion for Summary Decision & Dismissing Complaint (ALJ Apr. 30, 2008) (Joseph E. Kane) PDF | HTM

2007-SOX-8 Daley v. Lazard Asset Management, LLC

Decision & Order (ALJ Mar. 30, 2007) (Paul H. Teitler) PDF | HTM

2007-SOX-9 Bible v. Gunstra Builders, Inc.

Order of Dismissal (ALJ Feb. 21, 2007) (Donald W. Mosser) PDF | HTM

2007-SOX-10 Ciavarra v. BMC Software, Inc.

Decision & Order of Dismissal & Order Cancelling Hearing (ALJ Feb. 6, 2007) (C. Richard Avery)PDF | HTM

Ciavarra v. BMC Software, Inc., No. 4:07-CV-00413 (S.D.Tex. Feb. 7, 2008) (Memorandum & Order) PDF | HTML

2007-SOX-11 Prestwood v. Clear Channel Broadcasting Inc.

Decision & Order Approving Settlement Agreement, Protecting Confidentiality & Dismissing Complaint (ALJ Mar. 26, 2008) (Clement J. Kennington) PDF | HTML

2007-SOX-12 Miller v. Aon Risk Services, Inc. of New York

Decision & Order Approving Settlement & Dismissing Complaint With Prejudice (ALJ Jan. 3, 2008) (Janice K. Bullard) PDF | HTML

2007-SOX-13 Fredrickson v. The Home Depot U.S.A., Inc.

Recommended Decision & Order Granting Motion for Summary Decision & Cancelling Formal Hearing (ALJ July 10, 2007) (Lee J. Romero, Jr.) PDF | HTML

2007-SOX-14 He v. Johnson & Johnson

Final Order Approving Approving Settlement & Dismissing Complaint (ALJ May 1, 2007) (Robert D. Kaplan) PDF

2007-SOX-15 Pittman v. Siemens AG

Decision & Order Dismissing Complaint & Denying Request for Attorney's Fees (ALJ July 26, 2007) (Anne Beytin Torkington) PDF | HTML

2007-SOX-16 Burke v. WPP Group, PLC

Decision & Order Dismissing Complaint (ALJ May 8, 2008) (Adele H. Odegard) PDF | HTML

2007-SOX-17 Johnson v. DRS Technologies, Inc.

Order of Dismissal (ALJ Feb. 13, 2007) (Ralph A. Romano)PDF | HTM

2007-SOX-18 Sneed v. Radio One Inc.

Recommended Decision & Order (ALJ Apr. 16, 2007) (Rosenow)PDF | HTM

Final Decision and Order (ARB Aug. 28, 2008) PDF | HTML

2007-SOX-19 Coppinger-Martin v. Nordstrom, Inc.

Decision & Order Granting Respondent's Motion to Dismiss & Order Dismissing the Complaint (ALJ Apr. 4, 2007) (Anne Beytin Torkington)PDF | HTM

2007-SOX-20 Salian v. Reedhycalog UK

Order Dismissing Complaint on Summary Decision (ALJ May 11, 2007) (Joseph E. Kane)PDF | HTM

2007-SOX-21 Stone v. Instrumentation Laboratory SpA

Order Granting Respondent's Motion for Summary Decision Dismissing Complaints and Order Denying Complainant's Motion to Stay Summary Decision (ALJ Sept. 6, 2007) (Colleen A. Geraghty) PDF | HTM

Final Order Dismissing Appeal (ARB Nov. 30, 2007) PDF | HTML

Stone v. Instrumentation Laboratory SpA, No. 03191 (D.Md. July 2, 2008) PDF | HTML

Final Order of Dismissal (ARB July 31, 2008) PDF | HTML

2007-SOX-22 Evans v. Liberty Medical Supply, Inc.

Order Dismissing Complaint Without Prejudice (ALJ July 2, 2007) (Donald W. Mosser) PDF | HTM

2007-SOX-23 Pardy v. Ogilvy & Mather Worldwide Inc.

Order (ALJ Feb. 27, 2007) (Paul H. Teitler) (OALJ lost jurisdiction upon filing in district court)PDF | HTM

Pardy v. Gray, 1:06-CV-06801 (E.D.N.Y. June 22, 2007) (action transferred to S.D.N.Y.)

Case transferred in Pardy v. Gray, 1:07-cv-06324-LAP (S.D.N.Y.)

Pardy v. Gray, 1:07-cv-06324-LAP (S.D.N.Y. July 15, 2008) (Memorandum & Order) PDF | HTML

2007-SOX-24

Decision & Order Granting Respondent's Motion for Summary Decision & Dismissing Complaint (ALJ Mar. 28, 2008) (Daniel L. Leland) PDF | HTM

2007-SOX-25 Forrest v. Altus Pharmeceuticals, Inc.

Final Order Approving Settlement & Dismissing Complaint (ALJ July 3, 2007) (Daniel F. Sutton) PDF | HTM

2007-SOX-26 Caldwell v. Airgate International

Order of Dismissal (ALJ Feb. 29, 2008) (Bullard) PDF | HTM

2007-SOX-27 Zang v. Fidelity Management & Research Co.

Decision & Order Granting Summary Decision Dismissing Complaint (ALJ Mar. 27, 2008) (Colleen A. Geraghty) PDF | HTM

Complaint filed on May 6, 2008 in U.S. District Court for the District of Massachusetts, Zang v. Fidelity Management, No. 1:08-cv-10758

Order Holding Case in Abeyance (ARB May 28, 2008) PDF | HTML

Final Decision and Order (ARB Aug. 26, 2008) PDF | HTML

2007-SOX-28 Reynolds v. Dave & Busters, Inc.

Order of Dismissal (ALJ May 12, 2008) (Donald W. Mosser) PDF | HTM

[consolidated with 2007-SOX-29]

2007-SOX-29 Collins v. Dave & Busters, Inc.

[consolidated with 2007-SOX-28]

see 2007-SOX-28 for Order of Dismissal

2007-SOX-30 Fleszar v. American Medical Association

Initial Decision & Order -- Dismissal of Complaint (ALJ June 13, 2007) (Richard T. Stansell-Gamm) PDF | HTM

2007-SOX-31 Miley v. Emerachem, LLC and Cummins, Inc.

Order of Dismissal (ALJ June 15, 2007) (Larry W. Price) PDF | HTM

2007-SOX-32 Hunt v. Parente Randolph, LLC

Order of Dismissal (ALJ June 7, 2007) (Larry S. Merck) PDF | HTM

2007-SOX-33 Meggs v. McAfee, Inc.

Final Order of Dismissal (ALJ Mar. 12, 2008) (Kenneth A. Krantz) PDF | HTM

2007-SOX-34 Savastano v. WPP Group, PLC

Decision & Order Granting Summary Decision & Dismissing Complaint (ALJ July 18, 2007) (Daniel F. Sutton) PDF | HTM

2007-SOX-36 Ubinger v. CAE International

Decision & Order Dismissing the Complaint & Cancelling Hearing (ALJ May 22, 2007) (C. Richard Avery) PDF | HTM

Final Decision and Order (ARB Aug. 27, 2008) PDF | HTML

2007-SOX-37 Curry v. Volt Information Sciences, Inc.

Order (ALJ Aug. 15, 2007) (civil complaint filed in S.D.N.Y.) (Adele H. Odegard) PDF | HTM

Curry v. Volt Information Sciences, Inc., No. 07-CV-7158 (S.D.N.Y. Mar. 18, 2008) (Memorandum Opinion & Order) PDF | HTML

2007-SOX-38 Long v. The Home Depot, Inc.

Order of Dismissal (ALJ Aug. 29, 2007) (Jeffrey Tureck) PDF | HTM

2007-SOX-39 Sylvester v. Parexel International LLC

Decision & Order Dismissing Complaints (ALJ Aug. 31, 2007) (Edward Terhune Miller) PDF | HTM

[consolidated with 2007-SOX-42]

2007-SOX-40 Vodopia v. Philips Electronics North America Corp.

Order of Dismissal (ALJ Aug. 1, 2007) (Ralph A. Romano) PDF | HTM

2007-SOX-41 Pearson v. Nite Capital LP

Order of Dismissal (ALJ June 19, 2007) (Thomas F. Phalen, Jr.) PDF | HTM

2007-SOX-42 Neuschafer v. Parexel International LLC

Decision & Order Dismissing Complaints (ALJ Aug. 31, 2007) (Edward Terhune Miller) PDF | HTM

[consolidated with 2007-SOX-39]

2007-SOX-44 Ahluwalia v. ABB, Inc.

Decision & Order Granting Motion to Dismiss (ALJ Sept. 24, 2007) (Thomas M. Burke) PDF | HTM

2007-SOX-42 Hill v. Nature's Sunshine Products

Decision & Order Dismissing Complaint (ALJ Sept. 13, 2007) (Jennifer Gee) PDF | HTM

[consolidated with 2007-SOX-46]

2007-SOX-46 Hays v. Nature's Sunshine Products

Decision & Order Dismissing Complaint (ALJ Sept. 13, 2007) (Jennifer Gee) PDF | HTM

[consolidated with 2007-SOX-45]

2007-SOX-47 Inman v. Fannie Mae

Order Granting Respondent's Motion for Summary Judgment (ALJ Mar. 5, 2008) (Stephen L. Purcell) PDF | HTM

2007-SOX-48 Davis v. Bausch & Lomb, Inc.

Decision & Order Approving Settlement & Dismissing Complaint with Prejudice (ALJ May 1, 2008) (Joseph E. Kane) PDF | HTM

2007-SOX-49 Hinds v. Hillenbrand Industries, Inc.

Recommended Order of Dismissal (ALJ Oct. 1, 2007) (Linda S. Chapman) PDF | HTM

2007-SOX-50 Adam v. Fannie Mae

Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 25, 2008) (Larry W. Price) PDF | HTM

2007-SOX-51 Pulaski v. NRG Energy, Inc.

Decision & Order Granting Complainant's Request for Withdrawal of His Claim & Dismissing the Complaint With Prejudice (ALJ Feb. 25, 2008) (William S. Colwell) PDF | HTM

2007-SOX-52 Azure v. Dominick's/Safeway

Decision & Order Granting Respondent's Motion for Summary Decision & Cancellation of Hearing (ALJ Sept. 14, 2007) (Thomas F. Phalen, Jr.) PDF | HTM

2007-SOX-53 Bailey v. United Auto Group, Inc. n/k/a Penske Automotive Group, Inc., and Westbury Superstore, Ltd. d/b/a Westbury Toyota

Decision & Order Approving Settlement & Dismissing Complaint With Prejudice (ALJ May 21, 2008) (Janice K. Bullard) PDF | HTM

2007-SOX-54 Kaser v. A.G. Edwards and Sons, Inc.

Decision & Order (ALJ Apr. 14, 2008) (Larry S. Merck) PDF | HTM

2007-SOX-55 Levi v. Anheuser Busch Companies, Inc.

Decision & Order (ALJ Sept. 17, 2007) (Richard T. Stansell-Gamm) PDF | HTM

Order of Consolidation and Final Decision and Order (ARB Apr. 30, 2008) (ARB consolidated decision ARB Nos. 06-102, 07-020, 08-006, ALJ Nos., 2006-SOX-37 and 108, 2007-SOX-55) PDF | HTML

2007-SOX-56 Matthews v. Labarge, Inc.

Order of Dismissal (ALJ Dec. 4, 2007) (Donald W. Mosser) PDF | HTM

2007-SOX-57 Dauzat v. Crawford & Co.

Order Dismissing Complaint & Cancelling Hearing (ALJ Aug. 12, 2008) (Stephen L. Purcell) PDF | HTM

2007-SOX-58 Jarrett v. Crawford & Co.

Order of Dismissal (ALJ Dec. 4, 2007) (Stephen L. Purcell) PDF | HTM

2007-SOX-59 Craig v. Clayton Williams Energy, Inc.

Order of Dismissal (ALJ Nov. 14, 2007) (Stephen L. Purcell) PDF | HTM

2007-SOX-60 Sullivan v. Science Applications International Corp.

Order Granting Stay & Compelling Arbitration (ALJ Sept. 21, 2007) (William Dorsey) PDF | HTM

2007-SOX-61 Mullins v. FPL Energy, LLC

Order Dismissing Complaint With Prejudice (ALJ Aug. 30, 2007) (Joseph E. Kane) PDF | HTM

2007-SOX-62 Bell v. Edward Jones Investments

Order Approving Withdrawal of Complainant's Objection & Request for Hearing (ALJ Oct. 3, 2007) (Clement J. Kennington) PDF | HTM

2007-SOX-63 Duffy v. United Commercial Bank

Order Approving Settlement (ALJ Oct. 23, 2007) (Russell D. Pulver) PDF | HTM

2007-SOX-64 Clark v. General Dynamics Corp.

Order of Dismissal (ALJ Dec. 20, 2007) (Anne Beytin Torkington) PDF | HTM

2007-SOX-65 Rand v. General Dynamics Corp.

Order of Dismissal (ALJ Dec. 20, 2007) (Anne Beytin Torkington) PDF | HTM

2007-SOX-66 Sharp v. Republic Paperboard Co., LLC

Decision & Order Granting Complainant's Voluntary Withdrawal of Objections & Hearing Request & Denying Respondent's Motion for Attorney Fees (ALJ Mar. 5, 2008) (Joseph E. Kane) PDF | HTM

2007-SOX-67 Steinmetz v. North Fork Bancorportation, Inc.

Decision & Order of Dismissal & Order Cancelling Further Proceedings (ALJ Mar. 10, 2008) (Larry W. Price) PDF | HTM

2007-SOX-68 Piccolo v. Siemens Medical Solutions USA, Inc.

Order of Dismissal (ALJ Oct. 16, 2007) (Adele H. Odegard) PDF | HTM

2007-SOX-69 Davis v. Medic Alert Foundation, Inc.

Decision & Order of Dismissal & Order Cancelling Hearing (ALJ Aug. 17, 2007) (Gerald M. Etchingham) PDF | HTM

2007-SOX-70 Bowen v. Wal-Mart Stores, Inc.

Order Approving Withdrawal of Objections to Assistant Secretary's Findings (ALJ Aug. 5, 2008) (Patrick M. Rosenow) PDF | HTM

2007-SOX-71 James v. Royal Carribbean International

Decision & Order Allowing Voluntary Withdrawal of Complaint (ALJ Sept. 21, 2007) (Edward Terhune Miller) PDF | HTM

2007-SOX-72 Menz v. Lannett Co., Inc.

Recommended Decision & Order (ALJ May 27, 2008) (Ralph A. Romano) PDF | HTM

2007-SOX-73 Koeck v. General Electric Co.

Recommended Summary Decision & Order Dismissing Complaint (ALJ Mar. 13, 2008) (Jeffrey Tureck) PDF | HTM

Final Decision and Order of Dismissal (ARB Aug. 28, 2008) PDF | HTML

2007-SOX-74 Joy v. Robbins & Myers, Inc.

Decision & Order Granting Complainant`s Motion to Amend the Complaint & Granting Respondent`s Motion for Summary Decision &Cancellation of Hearing (ALJ Jan. 30, 2008) (Phalen) PDF | HTM

2007-SOX-75 Jefferis v. Goodrich Corp.

Decision & Order Granting Respondent's Motion for Summary Judgment and Dismissing Complaint (ALJ May 9, 2008) (Joseph E. Kane) PDF | HTM

2007-SOX-76 Galinsky v. Bank of America Corp.

Decision & Order Granting Respondent's Motion for Summary Judgment; Dismissing the Complaint and Declining to Issue Sanctions (ALJ Oct. 12, 2007) (Janice K. Bullard) PDF | HTM

2007-SOX-77 Skidmore v. Transaction Systems Architects Inc.

Order [dismissing ALJ proceeding based on filing in federal court] (ALJ Jan. 8, 2008) (Michael P. Lesniak) PDF | HTM

Skidmore v. ACI Worldwide, Inc., No. 8:08-CV-00001 (D.Neb. June 18, 2008) PDF | HTML

2007-SOX-78 Connolly v. ICT Group, Inc.

Order of Dismissal (ALJ Oct. 16, 2007) (Robert D. Kaplan) PDF | HTM

2007-SOX-79 Daryanani v. Royal & Sun Alliance d/b/a Arrowpoint Capital Corp.

Order of Dismissal (ALJ Apr. 8, 2008) (Donald W. Mosser) PDF | HTM

2007-SOX-80 Sequeira v. KB Homes

Decision & Order of Dismissal (ALJ Sept. 24, 2007) (Lee J. Romero, Jr.) PDF | HTM

2007-SOX-81 Harkness v. Fieldstone Investment Corp.

Order of Dismissal (ALJ Jan. 11, 2008) (Jeffrey Tureck) PDF | HTM

2007-SOX-86 Mahaley v. DRS Technologies Services, Inc.

Order of Dismissal (ALJ Oct. 1, 2007) (Linda S. Chapman) PDF | HTM

2007-SOX-87 Hajela v. ING Groep

Order of Dismissal (ALJ Feb. 26, 2008) () PDF | HTM

2007-SOX-88 Lewandowski v. Viacom Inc.

Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Nov. 20, 2007) (Adele H. Odegard) PDF | HTM

2007-SOX-89 Grander v. Newmont Mining Corp.

Order Approving Settlement (ALJ Dec. 26, 2007) (Russell D. Pulver) PDF | HTM

2007-SOX-91 Lingo v. NVR, Inc.

Order of Dismissal (ALJ Nov. 7, 2007) (Ralph A. Romano) PDF | HTM

2007-SOX-92 Pik v. Goldman Sachs Group, Inc.

Decision & Order Dismissing the Complaint (ALJ Feb. 21, 2008) (John M. Vittone) PDF | HTM

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