Administrative Proceedings Archive 2007

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

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Release No.	Date	Respondents
Fourth Quarter
34-57064	Dec. 28, 2007	Moneesh K. Bakshi
34-57056	Dec. 27, 2007	National Investment Advisors, Inc. and Douglas A. Jimerson Other Release No.: IA-2689
34-57055	Dec. 27, 2007	David W. Knall Other Release No.: IA-2688
34-57053	Dec. 27, 2007	Richard E. Sellers, CPA, and Lester Rex Andersen, CPA Other Release No.: AAER-2761
34-57051	Dec. 27, 2007	Michael J. Pietrzak, Esq.
34-57048	Dec. 27, 2007	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC Note: See also Plan of Distribution
34-57043	Dec. 27, 2007	Robert Ray White Samples Other Release No.: IA-2687
34-57040	Dec. 21, 2007	Donald Sorrentino
34-57024	Dec. 21, 2007	Founding Partners Capital Management Company and William Gunlicks
IA-2685	Dec. 21, 2007	George J. Sandhu Note: See also the Order in this matter
34-57025	Dec. 21, 2007	James Casmay
34-57008	Dec. 20, 2007	Gregory B. Tayler, CA Other Release No.: AAER-2759
33-8877A	Dec. 19, 2007	Warren Lammert, Lars Soderberg, and Lance Newcomb Other Release Nos.: 34-56996A, IA-2684A, IC-28079A
34-56995	Dec. 19, 2007	Janus Capital Management, LLC
33-8875	Dec. 19, 2007	MoneyMax Financial Solutions, Inc. and Todd A. Martin
34-56981	Dec. 18, 2007	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty Note: See also Proposed Distribution Plan Submit comments on Proposed Distribution Plan
34-56980	Dec. 18, 2007	Morgan Stanley & Co. Incorporated Other Release No.: IC-28078
33-8872	Dec. 18, 2007	Marc H. Plotkin Other Release Nos.: 34-56979, IC-28077, IA-2683
34-56967	Dec. 14, 2007	Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., Stuarts Department Stores, Inc.
34-56966	Dec. 14, 2007	James Doolan Other Release No.: IA-2682
34-56954	Dec. 13, 2007	Novatek International, Inc., a/k/a Medical Diagnostic Products, Inc.
34-56944	Dec. 12, 2007	Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
34-56942	Dec. 11, 2007	Anthony P. Dolanski Other Release No.: AAER-2756
34-56939	Dec. 11, 2007	BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.)
34-56935	Dec. 10, 2007	AR Associates, Inc., et al. Note: See also the Order in this matter
34-56922	Dec. 6, 2007	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-56921	Dec. 6, 2007	Roanoke Technology, Corp. Note: See also the Order in this matter
34-56915	Dec. 6, 2007	Mark Michel Note: See also the Order in this matter
34-56911	Dec. 5, 2007	Gerson Asset Management, Inc. and Seth Gerson
34-56909	Dec. 5, 2007	Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar
34-56902	Dec. 5, 2007	Park Financial Group, Inc. and Gordon C. Cantley
34-56896	Dec. 5, 2007	Ames Department Stores, Inc.
IA-2681	Dec. 4, 2007	Charles E. Gaecke
33-8868	Dec. 4, 2007	Michael K. Smith Other Release No.: 34-56892
33-8867	Dec. 4, 2007	Marshall W. Pagon and Howard E. Verlin Other Release No.: 34-56891
34-56884	Dec. 3, 2007	American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc.
33-8866	Dec. 3, 2007	Founding Partners Capital Management Company and William Gunlicks Other Release No.: IA-2680
34-56878	Nov. 30, 2007	Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56877	Nov. 30, 2007	AIM Advisors, Inc. and AIM Distributors, Inc.
34-56872	Nov. 30, 2007	e4L, Inc., et al. Note: See also the Order in this matter
34-56869	Nov. 30, 2007	Inetvisionz, Inc., Intelilabs.com, Inc., Pacific Engineering Systems, Inc., and Rampart General, Inc.
34-56859	Nov. 29, 2007	Ramp Corporation
IA-2678	Nov. 29, 2007	David A. Dadante
34-56857	Nov. 28, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
33-8864	Nov. 27, 2007	David A. Finnerty et al. Other Release No.: 34-56849
33-8863	Nov. 27, 2007	David A. Finnerty et al. Other Release No.: 34-56848
33-8862	Nov. 27, 2007	David A. Finnerty et al. Other Release No.: 34-56847
34-56844	Nov. 27, 2007	Ameriserve Food Distribution, Appalachian Oil & Gas Company, Inc., Harvey's Great Things, Inc., and Northport Industries, Inc.
34-56839	Nov. 27, 2007	Calcomp Technology, Inc.
34-56834	Nov. 21, 2007	Plasticon International Inc.
34-56830	Nov. 21, 2007	Bull Run, Inc.
34-56829	Nov. 20, 2007	Franklin Advisers, Inc.
34-56823	Nov. 20, 2007	Andrew A. Srebnik Other Release No.: IA-2677
34-56815	Nov. 19, 2007	Janus Capital Management, LLC
34-56807	Nov. 16, 2007	Solv-Ex Corporation
34-56794	Nov. 15, 2007	Alexander Ricci and Adam Klein
34-56793	Nov. 15, 2007	Alexander Ricci and Adam Klein
34-56791	Nov. 15, 2007	Jeffrey D. Mitchell
34-56788	Nov. 15, 2007	Earl Shawn Casias
34-56785	Nov. 14, 2007	John R. Glushko Note: See also the Order in this matter
34-56783	Nov. 13, 2007	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-56758	Nov. 7, 2007	Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., Homeplace of America, Inc., and Stuarts Department Stores, Inc. Note: See also the Order in this matter
34-56755	Nov. 6, 2007	Warren Martin, CPA Other Release No.: AAER-2749
34-56748	Nov. 6, 2007	Inetvisionz, Inc., Intelilabs.com, Inc., Pacific Engineering Systems, Inc., and Rampart General, Inc. Note: See also the Order in this matter
34-56746	Nov. 5, 2007	AIM Advisors, Inc. and AIM Distributors, Inc.
34-56745	Nov. 5, 2007	Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56743	Nov. 5, 2007	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-56737	Nov. 2, 2007	Charles N. Watson Other Release No.: IA-2676
34-56735	Nov. 2, 2007	Environmental Safeguards, Inc.
34-56734	Nov. 2, 2007	Yarc Systems Corp.
34-56729	Nov. 1, 2007	Maximum Dynamics, Inc. Note: See also the Order in this matter
34-56728	Nov. 1, 2007	BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.) Note: See also the Order in this matter
34-56720	Oct. 30, 2007	FN Estate, Inc.
34-56716	Oct. 29, 2007	Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., and Yarc Systems Corp.
34-56712	Oct. 29, 2007	American Venture Group, Inc., Avocet Ventures, Inc., Bull Run, Inc., Calcomp Technology, Inc., and Essco USA, Inc. Note: See also the Order in this matter
34-56705	Oct. 25, 2007	Fred Gold, CPA Other Release No.: AAER-2747
34-56702	Oct. 25, 2007	General American Life Insurance Company and William C. Thater
IA-2673	Oct. 24, 2007	Geoffrey Brod Other Release No.: IC-28022
34-56693	Oct. 24, 2007	Alpha Generation, Inc.
34-56692	Oct. 24, 2007	Grand Central Silver Mines, Inc.
34-56691	Oct. 24, 2007	Hydromaid International, Inc.
34-56690	Oct. 24, 2007	iPhone2, Inc.
34-56689	Oct. 24, 2007	Liquitek Enterprises, Inc.
34-56687	Oct. 23, 2007	Paul E. Knight, John L. Montana, and Worldwide T&P, Inc.
34-56681	Oct. 22, 2007	Ameriserve Food Distribution, Inc., Appalachian Oil & Gas Company, Inc., Harvey's Great Things, Inc., Northport Industries, Inc. Note: See also the Order in this matter
34-56679	Oct. 19, 2007	Ramp Corporation Note: See also the Order in this matter
34-56676	Oct. 18, 2007	Paul E. Knight, John L. Montana and Worldwide T&P, Inc.
34-56675	Oct. 18, 2007	Norman E. Schmidt
34-56674	Oct. 18, 2007	MQ Associates, Inc. Other Release No.: AAER-2744
34-56673	Oct. 18, 2007	Thomas C. Gentry, C.P.A. Other Release No.: AAER-2743
33-8858	Oct. 18, 2007	Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog Other Release No.: 34-56672
34-56668	Oct. 17, 2007	Stephen J. McLaughlin Other Release No.: IA-2671
IA-2672	Oct. 17, 2007	Anthony M. Ramunno, Jr.
34-56665	Oct. 17, 2007	Gen-ID Lab Services, Inc.
34-56664	Oct. 17, 2007	Instapay Systems, Inc.
34-56659	Oct. 15, 2007	Gerson Asset Management, Inc., and Seth Gerson, Note: See also Proposed Modified Distribution Plan Submit comments on Modified Proposed Distribution Plan
34-56658	Oct. 12, 2007	Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-56648	Oct. 12, 2007	Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp.
34-56643	Oct. 11, 2007	Warren R. Fellus
33-8857	Oct. 10, 2007	Sandell Asset Management Corp., Lars Eric Thomas Sandell, Patrick T. Burke and Richard F. Ecklord Other Release No.: IA-2670
34-56634	Oct. 10, 2007	Morgan Stanley & Co. Incorporated
34-56630	Oct. 9, 2007	Bearcat, Inc., D&D Securities, Inc., Salvatore Diambrosio, Peter Fineberg, Seth Diamond, Nicholas DiCicco and Dominic DiCicco
34-56623	Oct. 5, 2007	Gerson Asset Management, Inc., and Seth Gerson
34-56620	Oct. 5, 2007	Lapta Acquisition Corp. VI, Lapta Acquisition Corp. VII, Lapta Acquisition Corp. VIII, Lapta Acquisition Corp. IX, and Lapta Acquisition Corp. X
34-56619	Oct. 5, 2007	Lapta Acquisition Corp. I, Lapta Acquisition Corp. II, Lapta Acquisition Corp. III, Lapta Acquisition Corp. IV, and Lapta Acquisition Corp. V
34-56618	Oct. 5, 2007	Can-Ex Minerals Corp.
34-56612	Oct. 4, 2007	Consulting Services Group, LLC, and Joe D. Meals Other Release No.: IA-2669
34-56609	Oct. 4, 2007	Harter Financial Inc.
34-56603	Oct. 3, 2007	Franklin Advisers, Inc.
Third Quarter
34-56582	Sep. 28, 2007	Eugene Plotkin
34-56580	Sep. 28, 2007	Michael B. Upton
34-56579	Sep. 28, 2007	MCL Financial Group, Inc., and Gary L. Flater
34-56578	Sep. 28, 2007	Jamie Olis, CPA Other Release No.: AAER-2738
34-56577	Sep. 28, 2007	Gene S. Foster Other Release No.: AAER-2737
33-8855	Sep. 28, 2007	Robert D. Doty, Jr. Other Release No.: 34-56576, AAER-2736
34-56575	Sep. 28, 2007	Helen C. Sharkey, CPA Other Release No.: AAER-2735
34-56574	Sep. 28, 2007	Walter Cercavschi, CPA Other Release No.: AAER-2734
34-56572	Sep. 28, 2007	Golf Training Systems, Inc., (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX, Corp., and Merry-Go-Round Enterprises, Inc.
IA-2666	Sep. 28, 2007	Smith Barney Fund Management LLC Other Release No.: IC-28005
IA-2665	Sep. 28, 2007	Salomon Brothers Asset Management Inc. Other Release No.: IC-28004
IA-2664	Sep. 28, 2007	Putnam Investment Management, LLC Other Release No.: IC-28003
IA-2663	Sep. 28, 2007	AllianceBernstein, L.P. Other Release No.: IC-28002
33-8854	Sep. 28, 2007	CDR Financial Products, Inc., f/k/a Chambers, Dunhill, Rubin & Co.
33-8852	Sep. 28, 2007	Anchor National Life Insurance Company, n/k/a AIG SunAmerica Life Assurance Company Note: See also the Order granting waiver
34-56569	Sep. 27, 2007	Janus Capital Management, LLC
34-56562	Sep. 27, 2007	Bruce D. Kay, CPA Other Release No.: AAER-2733
34-56561	Sep. 27, 2007	Robert J. Gagalis, CPA Other Release No.: AAER-2732
34-56560	Sep. 27, 2007	Hor Chong (David) Boey, CPA Other Release No.: AAER-2731
34-56558	Sep. 27, 2007	Immucor, Inc. and Gioacchino De Chirico
34-56557	Sep. 27, 2007	Tidewater Inc., and James Keith Lousteau, CPA Other Release No.: AAER-2730
33-8851A	Sep. 27, 2007	Lawrence A. Campbell Other Release No.: 34-56553A
34-56550A	Sep. 27, 2007	Mark Palazzo and Edward Tackaberry
34-56549	Sep. 27, 2007	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty
34-56548	Sep. 27, 2007	Diatect International Corporation Note: See also the Order in this matter
33-8850	Sep. 27, 2007	Robert C. Dean Other Release No.: AAER-2729
33-8849	Sep. 27, 2007	Intervoice Other Release No.: 34-56547
34-56546	Sep. 27, 2007	Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., Ustel, Inc., Yarc Systems Corp.
33-8848	Sep. 27, 2007	Steven Andrew Roberts Other Release Nos.: 34-56544, IA-2662, IC-27997
34-56543	Sep. 27, 2007	D.M. Keck & Company, Inc. d/b/a Discount Munibrokers, Donald Michael Keck and Patricia Ann Seelaus
34-56542	Sep. 27, 2007	Regional Brokers, Inc. and Patrick Lubin
33-8847	Sep. 26, 2007	Mutuals.com, Inc., Connely Dowd Management, Inc., MTT Fundcorp, Inc., Richard Sapio, Eric McDonald and Michele Leftwich Other Release Nos.: 34-56539, IA-2661, IC-27996
34-56537	Sep. 26, 2007	Novatek International, Inc. a/k/a Medical Diagnostic Products, Inc. Note: See also the Order in this matter
IA-2660	Sep. 26, 2007	C.R. Williams, Inc. and Charles Russell Williams II Note: See also the Order in this matter
34-56536	Sep. 26, 2007	Kangsan Kim Other Release No.: IA-2659 Note: See also the Order in this matter
34-56533	Sep. 26, 2007	Bristow Group Inc. Other Release No.: AAER-2727
34-56531	Sep. 26, 2007	Justin F. Ficken Other Release No.: IA-2657 Note: See also the Order in this matter
34-56529	Sep. 25, 2007	Mario Casias
34-56527	Sep. 25, 2007	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
33-8846	Sep. 25, 2007	Trent L. Tucker Other Release No.: 34-56524
33-8845	Sep. 25, 2007	Guy P. Riordan Other Release No.: 34-56523 Note: See also the Order in this matter
34-56522	Sep. 25, 2007	Byron S. Rainner Other Release No.: IA-2655 Note: See also the Order in this matter
IA-2654	Sep. 25, 2007	Financial Design Associates, Inc. and Albert L. Coles, Jr.
34-56520	Sep. 25, 2007	George Beros
34-56519	Sep. 25, 2007	Electronic Data Systems Corporation Other Release No.: AAER-2725 Note: See also Litigation Release No. 20296
34-56518	Sep. 25, 2007	Ryan D. Goldberg and Michael H. Grady Other Release No.: IC-27980
34-56514	Sep. 24, 2007	Michael Vallone
34-56505	Sep. 24, 2007	Solv-Ex Corporation Note: See also the Order in this matter
IA-2651	Sep. 24, 2007	Amaroq Asset Management, LLC and Dwight Andree Sean Oneal Jones Note: See also the Order in this matter
34-56490	Sep. 21, 2007	Plasticon International, Inc. Note: See also the Order in this matter
34-56488	Sep. 21, 2007	CHS Electronics, Inc.
34-56486	Sep. 20, 2007	James M. Materna (CPA) Other Release No.: AAER-2724
34-56485	Sep. 20, 2007	John R. Holtzhauser (CPA) Other Release No.: AAER-2723
34-56484	Sep. 20, 2007	Paul R. Venesky (CPA) Other Release No.: AAER-2722
34-56482	Sep. 20, 2007	David S. Grosky
34-56476	Sep. 20, 2007	Aurora Acquisitions, Inc., Can-Ex Minerals Corp., HDF, Inc., Inmold, Inc., and Piccard Medical Corp. Note: See also the Order in this matter
34-56475	Sep. 20, 2007	Joseph Caracciolo
34-56474	Sep. 20, 2007	Gary Manfre
34-56473	Sep. 20, 2007	Joseph Simone
34-56472	Sep. 20, 2007	Banc of America Securities LLC
34-56470	Sep. 19, 2007	Press C. Southworth, CPA Other Release No.: AAER-2721
34-56469	Sep. 19, 2007	Robert M. Harbrecht, CPA and Brian R. Spires, CPA Other Release No.: AAER-2720
33-8844	Sep. 19, 2007	HSBC Bank USA, N.A.
IA-2650	Sep. 19, 2007	Callan Associates
34-56466	Sep. 19, 2007	Alexander Ricci and Adam Klein Note: See also the Order in this matter
34-56464	Sep. 19, 2007	William M. Ennis Other Release Nos.: IA-2649, IC-27974
34-56462	Sep. 19, 2007	Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC Other Release Nos.: IA-2648, IC-27973 Note: See also Orders granting waivers, Release Nos. 33-8842 and 33-8843
34-56451	Sep. 18, 2007	Banc of America Securities LLC
34-56450	Sep. 18, 2007	Swiss Re Financial Products Corporation
34-56447	Sep. 17, 2007	Earl Shawn Casias Note: See also the Order in this matter
34-56445	Sep. 14, 2007	Barry M. Budilov Other Release No.: AAER-2718
34-56441	Sep. 14, 2007	Austrian Trading Services, Inc., Fix-Corp International, Inc., FN Estate, Inc., Gourmet’s Choice Coffee Co., Inc., Harter Financial, Inc., and Perennial Health Systems, Inc. Note: See also the Order in this matter
33-8841	Sep. 14, 2007	David Byck, William Cole, Charles Irwin, Michael Price, and Jay Sumner Other Release Nos.: 34-56440, IA-2647, IC-27969
34-56438	Sep. 13, 2007	Ferro Corporation and Anthony J. Maikut Other Release No.: AAER-2717
34-56436	Sep. 13, 2007	Richard E. Sellers, CPA, and Lester Rex Andersen, CPA Other Release No.: AAER-2716 Note: See also the Order in this matter
34-56435	Sep. 13, 2007	Story & Company, P.C. and Brian L. Story, CPA Other Release No.: AAER-2715 Note: See also the Order in this matter
34-56434	Sep. 13, 2007	Schuhalter Coughlin & Suozzo PC and Edward J. Suozzo, CPA Other Release No.: AAER-2714 Note: See also the Order in this matter
34-56433	Sep. 13, 2007	Michael Deutchman, CPA Other Release No.: AAER-2713 Note: See also the Order in this matter
34-56432	Sep. 13, 2007	Jay J. Shapiro, CPA, P.C. and Jay J. Shapiro, CPA Other Release No.: AAER-2712 Note: See also the Order in this matter
34-56431	Sep. 13, 2007	Halt, Buzas & Powell, Ltd., Wayne A. Powell, CPA, and Steven R. Halt, CPA Other Release No.: AAER-2711 Note: See also the Order in this matter
34-56430	Sep. 13, 2007	Frederick A. Kaden & Co. and Frederick A. Kaden, CPA Other Release No.: AAER-2710 Note: See also the Order in this matter
34-56429	Sep. 13, 2007	Choi Dow Ian Hong & Lee Accountancy Corporation and Ernest E. Dow, CPA Other Release No.: AAER-2709 Note: See also the Order in this matter
34-56428	Sep. 13, 2007	Carl S. Sanko, CPA Other Release No.: AAER-2708 Note: See also the Order in this matter
34-56427	Sep. 13, 2007	Banker & Co. and Jitendra S. Banker Other Release No.: AAER-2707 Note: See also the Order in this matter
34-56426	Sep. 13, 2007	William E. Costello, CPA Other Release No.: AAER-2706
34-56425	Sep. 13, 2007	United Financial CPA PC and Anowar Hossain, CPA Other Release No.: AAER-2705
34-56424	Sep. 13, 2007	Sanford H. Feibusch, CPA, PC and Sanford H. Feibusch, CPA Other Release No.: AAER-2704
34-56423	Sep. 13, 2007	Reed & Taylor, CPAs, P.C. and Robert E. Reed, CPA Other Release No.: AAER-2703
34-56422	Sep. 13, 2007	Randy Simpson, CPA, P.C. and Randy R. Simpson, CPA Other Release No.: AAER-2702
34-56421	Sep. 13, 2007	Preferred Accounting Services, Inc. and Ana Costales, CPA Other Release No.: AAER-2701
34-56420	Sep. 13, 2007	Norman Stumacher, CPA Other Release No.: AAER-2700
34-56419	Sep. 13, 2007	Milner and Brock, CPA's and Stephen D. Milner, CPA Other Release No.: AAER-2699
34-56418	Sep. 13, 2007	Michael C. Lingerman, CPA Other Release No.: AAER-2698
34-56417	Sep. 13, 2007	McNeal, Williamson & Co. and Daniel L. Williamson, CPA Other Release No.: AAER-2697
34-56416	Sep. 13, 2007	Joseph Mao, CPA Other Release No.: AAER-2696
34-56415	Sep. 13, 2007	Isaac Gordon, CPA Other Release No.: AAER-2695
34-56414	Sep. 13, 2007	Henry Schiffer, CPA, An Accountancy Corporation and Henry Schiffer, CPA Other Release No.: AAER-2694
34-56413	Sep. 13, 2007	Henry L. Creel Co., Inc. and Henry L. Creel, CPA Other Release No.: AAER-2693
34-56412	Sep. 13, 2007	Harvey S. Weingard, CPA Other Release No.: AAER-2692
34-56411	Sep. 13, 2007	F.X. Duffy & Co., Inc. and Kevin P. Duffy, CPA Other Release No.: AAER-2691
34-56410	Sep. 13, 2007	Forbush & Associates and Daniel J. Forbush, CPA Other Release No.: AAER-2690
34-56409	Sep. 13, 2007	David M. Winings, CPA, An Accountancy Corporation and David M. Winings, CPA Other Release No.: AAER-2689
34-56408	Sep. 13, 2007	Darilek, Butler & Co., P.C. and Robert F. Darilek, CPA Other Release No.: AAER-2688
34-56407	Sep. 13, 2007	Dan Clasby & Company and Daniel E. Clasby, CPA Other Release No.: AAER-2687
34-56406	Sep. 13, 2007	Charles R. Hunt, CPA, PA and Charles R. Hunt, CPA Other Release No.: AAER-2686
34-56405	Sep. 13, 2007	Charles J. Birnberg, CPA Other Release No.: AAER-2685
34-56404	Sep. 13, 2007	Bujan & Associates, Ltd. and Frank Bujan, CPA Other Release No.: AAER-2684
34-56403	Sep. 13, 2007	Bruce Redlin, CPA Other Release No.: AAER-2683
34-56402	Sep. 13, 2007	Bray & Associates CPA's, LLC and Arnold D. Bray, CPA Other Release No.: AAER-2682
34-56401	Sep. 13, 2007	Beutel Accountancy Corporation and Todd W. Beutel, CPA Other Release No.: AAER-2681
34-56400	Sep. 13, 2007	Berger, Apple & Associates, Ltd. and Mitchell S. Seifert, CPA Other Release No.: AAER-2680
34-56399	Sep. 13, 2007	Beckman Kirkland & Whitney; James M. Kirkland, CPA; and Robert J. Whitney, CPA Other Release No.: AAER-2679
34-56398	Sep. 13, 2007	Andrew M. Smith, CPA Other Release No.: AAER-2678
34-56397	Sep. 12, 2007	Zurich Capital Markets Inc.
34-56396	Sep. 12, 2007	Chris G. Gunderson, Esq.
34-56395	Sep. 12, 2007	David Heyman, CPA Other Release No.: AAER-2677
34-56394	Sep. 12, 2007	Lapta Acquisition Corp. VI, Lapta Acquisition Corp. VII, Lapta Acquisition Corp. VIII, Lapta Acquisition IX, and Lapta Acquisition Corp. X Note: See also the Order in this matter
34-56393	Sep. 12, 2007	Lapta Acquisition Corp. I, Lapta Acquisition Corp. II, Lapta Acquisition Corp. III, Lapta Acqusition Corp. IV, and Lapta Acquisition Corp. V Note: See also the Order in this matter
34-56391	Sep. 12, 2007	Golf Training Systems, Inc. (n/k/a Perfect Computer Solutions, Inc.), Mas Acquisition XIX Corp., and Merry-Go-Round Enterprises, Inc. Note: See also the Order in this matter
IA-2646	Sep. 11, 2007	James J. Peperno, Jr.
34-56385	Sep. 11, 2007	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-56381	Sep. 11, 2007	Bentley Commerce Corp.
34-56374	Sep. 7, 2007	Pritchard Capital Partners, LLC, Thomas W. Pritchard, Joseph J. VanCook and Elizabeth A. Mcmahon Other Release No.: IC-27966 Note: See also the Order in this matter
34-56366	Sep. 6, 2007	Dean A. Nichols Other Release No.: AAER-2675
34-56365	Sep. 6, 2007	Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
34-56364	Sep. 6, 2007	James X. McCarty Other Release No.: IA-2644
34-56363	Sep. 6, 2007	Detwiler, Mitchell, Fenton & Graves, Inc.
34-56362	Sep. 6, 2007	Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network
34-56359	Sep. 6, 2007	United Specialties, Inc. (n/k/a WaterColor Holdings, Inc.
34-56358	Sep. 6, 2007	800America.com, Inc.
33-8839	Sep. 5, 2007	Maria Giesige Other Release Nos.: 34-56356, IA-2643 Note: See also the Order in this matter
IA-2642	Sep. 5, 2007	Yanni Partners, Inc. and Theresa A. Scotti
33-8838	Sep. 5, 2007	Martin S. Duffield and Raul A. Jordan Other Release No.: 34-56353
34-56352	Sep. 5, 2007	Boston Stock Exchange, Inc. and James B. Crofwell
34-56349	Sep. 4, 2007	American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc. (n/k/a Water-Color Holdings, Inc.)
IA-2641	Sep. 4, 2007	Brent William Federighi
IA-2640	Sep. 4, 2007	Anthony M. Ramunno, Jr. Note: See also the Order in this matter
34-56342	Aug. 30, 2007	The Cattlesale Co., Gen-Id Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp.
34-56341	Aug. 30, 2007	David A. Miller, CPA Other Release No.: AAER-2672
34-56340	Aug. 30, 2007	David R. Decker, CPA Other Release No.: AAER-2671
34-56335	Aug. 29, 2007	AIM Advisors, Inc. and AIM Distributors, Inc.
34-56334	Aug. 29, 2007	Ilona Kay Collins Other Release No.: AAER-2670
34-56333	Aug. 29, 2007	Invesco Funds Group, Inc., AIM Advisors, Inc. and AIM Distributors, Inc.
34-56326	Aug. 28, 2007	Galaxy Minerals, Inc.
34-56320	Aug. 24, 2007	Pilgrim Baxter & Associates, Ltd.
34-56316	Aug. 24, 2007	NEXT Financial Group, Inc. Note: See also the Order in this matter
IA-2639	Aug. 23, 2007	Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
34-56312	Aug. 23, 2007	Jonathan Carman Note: See also the Order in this matter
34-56310	Aug. 23, 2007	Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-56309	Aug. 23, 2007	Environmental Safeguards, Inc., Garden Botanika, Inc., Jay Jacobs, Inc., Northwestern Steel & Wire Co., Paul Harris Stores, Inc., Ultra Motorcycle Co., UStel, Inc., and Yarc Systems Corp. Note: See also the Order in this matter
34-56301	Aug. 22, 2007	Kenneth W. DiFonzo, CPA Other Release No.: AAER-2669
IA-2638	Aug. 22, 2007	Michael Carl Hoffman Other Release No.: IC-27932
34-56298	Aug. 22, 2007	Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., and Spa Faucet, Inc.
33-8837	Aug. 21, 2007	Rubin Investment Group, Inc., Scott Halperin, Daniel Rubin, Andrew Saksa, and Robert Lomonaco Other Release No.: 34-56296
IA-2637	Aug. 21, 2007	John Hunting Whittier
IA-2636	Aug. 21, 2007	John M. Fife
34-56292	Aug. 21, 2007	Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
34-56286	Aug. 20, 2007	Global Business Information Directory, Inc.
34-56283	Aug. 17, 2007	Brian Lee
34-56282	Aug. 17, 2007	Todd DiRoberto
33-8835	Aug. 15, 2007	Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation) Other Release No.: 34-56260
34-56252	Aug. 15, 2007	Quattro Global Capital, LLC [Correction] Other Release No.: IA-2634
IA-2633	Aug. 15, 2007	Schultze Asset Management LLC and George J. Schultze
34-56248	Aug. 14, 2007	Gary J. Spirk
34-56247	Aug. 14, 2007	Arthur B. Carlson, III Other Release No.: IA-2632
34-56246	Aug. 14, 2007	Richard E. Wensel
34-56244	Aug. 14, 2007	Stephen Luscko
34-56243	Aug. 14, 2007	American Teletronics, Inc. (n/k/a Shine Holdings, Inc.)
IA-2631	Aug. 13, 2007	Rhodes Econometrics, Inc.
34-56242	Aug. 13, 2007	Kevin Hall, CPA, and Rosemary Meyer, CPA Other Release No.: AAER-2668
34-56234	Aug. 9, 2007	Banc of America Securities LLC Note: See also Proposed Distribution Plan Submit comments on Proposed Distribution Plan
34-56230	Aug. 9, 2007	Jerry Kent Castleman, CPA Other Release No.: AAER-2667
33-8832	Aug. 9, 2007	General American Life Insurance Company and William C. Thater Other Release No.: 34-56229, IC-27925
34-56222	Aug. 8, 2007	RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen Note: See also Modified Distribution Plan
34-56220	Aug. 8, 2007	International Equity Advisors, LLC and Richard Roger Lund Note: See also Plan of Distribution
34-56216	Aug. 7, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-56215	Aug. 7, 2007	Michael Frederick Siegel
34-56196	Aug. 3, 2007	Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz
34-56192	Aug. 2, 2007	Patrick Phillip Davison Other Release No.: IA-2627
34-56188	Aug. 2, 2007	Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., and Spa Faucet, Inc.
34-56187	Aug. 2, 2007	Franklin Advisers, Inc.
34-56171	Jul. 31, 2007	Janus Capital Management, LLC
33-8827	Jul. 31, 2007	Aspen Technology, Inc. Other Release Nos.: 34-56170, AAER-2660
34-56168	Jul. 30, 2007	William M. Stickney Other Release No.: IA-2625
34-56164	Jul. 30, 2007	Gary M. Kornman Other Release No.: IA-2624 Note: See also the Order in this matter
34-56163	Jul. 30, 2007	Michael J. Rice Other Release No.: IA-2623
34-56144	Jul. 26, 2007	John J. Amore
34-56138	Jul. 26, 2007	Delta & Pine Land Company and Turk Deltapine, Inc. Other Release No.: AAER-2658
34-56137	Jul. 26, 2007	Patrick E. Chew, CPA Other Release No.: AAER-2656
34-56136	Jul. 26, 2007	Anne M. Pember Other Release No.: AAER-2655
IA-2621	Jul. 25, 2007	Vincent Montagna
IA-2620	Jul. 25, 2007	Vincent Montagna
34-56123	Jul. 24, 2007	Ayal Rosenthal, CPA Other Release No.: AAER-2651
34-56122	Jul. 24, 2007	Massachusetts Financial Services Co. Note: See also Modified Distribution Plan
34-56118	Jul. 23, 2007	Robert Casey Hall
34-56115	Jul. 20, 2007	Putnam Investment Management, LLC Note: See also Plan of Distribution
34-56111	Jul. 20, 2007	American Pad & Paper Co., CHS Electronics, Inc., Cypost Corp., Golf Communities of America, Inc., Midland, Inc., Signal Apparel Co., Inc., and United Specialties, Inc.; and The CattleSale Co., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., and Orbit Brands Corp. Note: See also the orders in this matter: American Pad & Paper Co., et al. The CattleSale Co., et al.
34-56105	Jul. 19, 2007	David C. Drummond, John P. Hayes, and Patrick E. Murphy Other Release No.: AAER-2648
34-56104	Jul. 19, 2007	Ernst & Young Chartered Accountants and Denis O'Hogan Other Release No.: AAER-2647
34-56099	Jul. 19, 2007	Bentley Commerce Corp., ECO2, Inc., Guideline Capital, Inc., Lapitos Acquisition Corp., Para Mas Internet, Inc., Prentice Capital, Inc., Spa Faucet, Inc. Note: See also the Order in this matter
34-56097	Jul. 18, 2007	Jeffrey McMahon, CPA Other Release No.: AAER-2646
34-56095	Jul. 18, 2007	Galaxy Minerals, Inc. Note: See also the Order in this matter
33-8826	Jul. 18, 2007	OM Group, Inc. Other Release Nos.: 34-56089, AAER-2643
34-56087	Jul. 17, 2007	Jay D. Bolding (CPA) Other Release No.: AAER-2640
34-56084	Jul. 17, 2007	Paul Anthony Davis Other Release No.: AAER-2639
34-56083	Jul. 17, 2007	Ronald Renjilian Other Release No.: AAER-2645
33-8825	Jul. 17, 2007	Quovadx, Inc. Other Release Nos.: 34-56082, AAER-2644
34-56081	Jul. 17, 2007	Starlite Acquisition Corp.
34-56080	Jul. 16, 2007	Richard R. Hylland, CPA Other Release No.: AAER-2638
34-56079	Jul. 16, 2007	Kurt D. Whitesel, CPA Other Release No.: AAER-2637
34-56078	Jul. 16, 2007	Kipp D. Orme, CPA Other Release No.: AAER-2636
34-56077	Jul. 16, 2007	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC Note: See also the Proposed Distribution Plan Comments received are available for this notice. Submit comments on Proposed Distribution Plan
33-8520A	Jul. 13, 2007	Edward D. Jones & Co., L.P. Other Release No.: 34-50910A
34-56074	Jul. 13, 2007	Paul Kearney Other Release No.: AAER-2635
34-56066	Jul. 13, 2007	B. J. Thomas Other Release No.: AAER-2634
34-56063	Jul. 13, 2007	TCPI, Inc.
34-56062	Jul. 13, 2007	Sports Arenas, Inc.
34-56061	Jul. 13, 2007	Sonex Research, Inc.
34-56060	Jul. 13, 2007	Rigid Airship USA, Inc.
34-56059	Jul. 12, 2007	Nature's Sunshine Products, Inc. Note: See also Order
IA-2619	Jul. 12, 2007	C. Wesley Rhodes, Jr.
34-56043	Jul. 11, 2007	RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
34-56038	Jul. 10, 2007	Banc One Investment Advisors Corporation and Mark A. Beeson
34-56033	Jul. 9, 2007	Phil D. Kerley
34-56027	Jul. 6, 2007	AIM Advisors, Inc. and AIM Distributors, Inc. Note: See also Proposed Distribution Plan
34-56025A	Jul. 6, 2007	Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc. Note: See also Proposed Distribution Plan Comments received are available for this notice.
34-56022	Jul. 6, 2007	Warren R. Fellus Note: See also the Order in this matter
33-8822	Jul. 6, 2007	Lawrence A. Campbell and Donald J. Lakin Other Release No.: 34-56023
33-8821	Jul. 6, 2007	Bear, Stearns & Co. Inc.
33-8820	Jul. 6, 2007	Haidar Capital Management, LLC, Haidar Capital Advisors, LLC, and Said N. Haidar Other Release Nos.: IA-2617, IC-27883
IA-2616	Jul. 6, 2007	Geoffrey A. Gish
34-56019	Jul. 6, 2007	Upside Development, Inc. (n/k/a Amorocorp)
34-56018	Jul. 5, 2007	Timothy J. O'Connell Other Release No.: IA-2615
34-56011	Jul. 5, 2007	Weiss Research, Inc., Martin Weiss, and Lawrence Edelson Note: See also Proposed Distribution Plan Comments due:  August 6, 2007 Submit comments on Proposed Distribution Plan
34-56006	Jul. 3, 2007	Peter Krieger and Sheldon Krieger Other Release No.: IA-2614
Second Quarter
34-55996	Jun. 29, 2007	Dwight J. Goslee and Harry J. Hill Other Release No.: AAER-2628
34-55990	Jun. 29, 2007	Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Other Release No.: IC-27881
33-8815	Jun. 29, 2007	CVS Caremark Corporation, Philip C. Galbo, and Larry Solberg Other Release Nos.: 34-55982, AAER-2626
34-55968	Jun. 27, 2007	Laminaire Corp. (n/k/a Cavico Corp.)
34-55967	Jun. 26, 2007	Richard E. Wensel Note: See also the Order in this matter
34-55966	Jun. 26, 2007	Arthur B. Carlson, III Other Release No.: IA-2612 Note: See also the Order in this matter
34-55965	Jun. 26, 2007	Gary J. Spirk Note: See also the Order in this matter
IA-2611	Jun. 26, 2007	Rajeev Johar
34-55956	Jun. 26, 2007	GLG Partners, LP Note: See also Litigation Release No. 20167
34-55954	Jun. 25, 2007	International Business Machines Corporation Note: See also Litigation Release No. 20166 Other Release No.: AAER-2623
34-55952	Jun. 25, 2007	Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-55948	Jun. 25, 2007	William P. Sauer
34-55946	Jun. 25, 2007	John Hancock Investment Management Services, LLC, John Hancock Distributors LLC, John Hancock Advisers, LLC, and John Hancock Funds, LLC Other Release Nos.: IA-2610, IC-27872 Note: See also the Order granting waiver
34-55935	Jun. 21, 2007	American Teletronics, Inc., n/k/a Shine Holdings, Inc. Note: See also the Order in this matter
34-55933	Jun. 20, 2007	Cambrex Corporation Other Release No.: AAER-2620
34-55931	Jun. 20, 2007	Allied Capital Corporation Other Release No.: AAER-2618
34-55922	Jun. 18, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55915	Jun. 15, 2007	Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
34-55914	Jun. 15, 2007	Stanislav Kaminsky
34-55911	Jun. 15, 2007	Morgan Stanley & Co. Incorporated
34-55909	Jun. 14, 2007	Nasdaq Stock Market, LLC
34-55905	Jun. 13, 2007	Daniel Lovaglio
34-55901	Jun. 13, 2007	Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp) Note: See also the Order in this matter
34-55888	Jun. 8, 2007	Fred Alger Management, Inc. and Fred Alger & Company, Incorporated
34-55887	Jun. 8, 2007	Raymond L. Mathiasen, CPA Other Release No.: AAER-2615
34-55885	Jun. 8, 2007	Paul E. Knight, John L. Montana and Worldwide T&P, Inc. Note: See also the Order in this matter
34-55869	Jun. 6, 2007	Chris G. Gunderson
34-55868	Jun. 6, 2007	Franklin Advisers, Inc. Note: See also Proposed Distribution Plan Comments due:  July 6, 2007 Comments received are available for this notice. Submit comments on Proposed Distribution Plan
34-55858	Jun. 5, 2007	International Business Machines Corporation Other Release No.: AAER-2616
34-55855	Jun. 4, 2007	Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp. Note: See also Release No. 34-55659
IA-2609	Jun. 4, 2007	Omid Kamshad
IA-2608	Jun. 4, 2007	Justin Scott
34-55849	Jun. 1, 2007	Putnam Investment Management, LLC
34-55847	Jun. 1, 2007	Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-55845	Jun. 1, 2007	Robert De la Riva
34-55844	Jun. 1, 2007	Luis M. Cornide
34-55842	Jun. 1, 2007	Robin R. Szeliga Other Release No.: AAER-2613
34-55841	May 31, 2007	Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz Note: See also Proposed Distribution Plan Comments due:  July 2, 2007 Comments received are available for this notice. Submit comments on Proposed Distribution Plan
34-55840	May 31, 2007	CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
34-55839	May 31, 2007	CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
34-55835	May 31, 2007	Janus Capital Management LLC Note: See also Proposed Distribution Plan Comments due:  July 2, 2007 Comments received are available for this notice. Submit comments on Proposed Distribution Plan
34-55834	May 31, 2007	Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski
34-55831	May 30, 2007	Pilgrim Baxter & Associates, Ltd.
34-55827	May 30, 2007	Kenneth Ko
34-55821	May 29, 2007	Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc.
34-55820	May 29, 2007	Christian Nigro
IA-2607	May 25, 2007	Albert E. Parish, Jr. [Correction]
34-55813	May 25, 2007	Angelo Ragone
33-8806	May 23, 2007	David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Other Release No.: 34-55802
33-8805	May 23, 2007	David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Other Release No.: 34-55805
34-55801	May 23, 2007	Hewlett-Packard Company
34-55800	May 23, 2007	James Proffitt
IA-2606	May 23, 2007	Allocation Plus Asset Management Company, Inc.
34-55798	May 22, 2007	Terrence J. O'Donnell Note: See also the Order in this matter
34-55797	May 22, 2007	David A. Zwick Note: See also the Order in this matter
34-55787	May 21, 2007	SkyWay Communications Holding Corp.
34-55785	May 18, 2007	Keith G. Gilabert Other Release No.: IA-2605
34-55782	May 17, 2007	Joseph Depergola
34-55779	May 17, 2007	Larry Michael Parrish
34-55778	May 17, 2007	Michael Edward Zimmerman
34-55763	May 15, 2007	George B. Fasciano Other Release No.: IA-2603
IA-2602	May 14, 2007	Stephen J. Treadway
34-55754	May 14, 2007	Marex.com, Inc., n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., Skyway Communications Holding Corp., and South Beach Concepts, Inc., n/k/a Global Franchise Concepts, Inc.
34-55753	May 14, 2007	RS Investment Management, Inc., RS Investment Management, L.P, G. Randall Hecht and Steven M. Cohen Note: See also Proposed Distribution Plan Comments due:  June 13, 2007 Comments received are available for this notice. Submit comments on Proposed Distribution Plan
33-8804	May 11, 2007	Donald J. Lakin Other Release No.: 34-55749 Note: See also the Order in this matter
33-8803	May 11, 2007	Lawrence A. Campbell Other Release No.: 34-55748 Note: See also the Order in this matter
34-55730	May 9, 2007	Banc One Investment Advisors Corporation and Mark A. Beeson Note: See also Modified Distribution Plan
34-55728	May 9, 2007	Amaranth Advisors L.L.C. Other Release No.: IA-2601
34-55726	May 9, 2007	Morgan Stanley & Co. Incorporated Note: See also the Orders granting waiver: 33-8802 33-8801
34-55725	May 8, 2007	Motorola, Inc. Other Release No.: AAER-2607
34-55712	May 7, 2007	Citigroup Global Markets, Inc., successor by merger to Legg Mason Wood Walker Inc. Note: See also the Orders granting waiver: 33-8800 33-8799
34-55711	May 7, 2007	Zurich Capital Markets Inc. Other Release No.: IC-27819
34-55696	May 2, 2007	Terry M. Phillips Other Release No.: AAER-2605
34-55692	May 2, 2007	A.G. Edwards & Sons, Inc. Note: See also the Orders granting waiver: 33-8797 33-8796
33-8798	May 2, 2007	Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles Other Release Nos.: 34-55695, IC-27817 Note: See also the Order in this matter
33-8795	May 2, 2007	Charles A. Sacco Other Release Nos.: 34-55693, IC-27816
34-55690	May 2, 2007	Discovery Zone, Inc.
34-55688	May 1, 2007	Shoreland Trading, LLC
34-55665	Apr. 25, 2007	International Equity Advisors, LLC and Richard Roger Lund Note: See also Proposed Distribution Plan Comments due:  May 25, 2007 Submit comments on Proposed Distribution Plan
33-8793A	Apr. 24, 2007	Tier One, Inc. and Bernardo D. Carella Other Release No.: 34-55662
34-55660	Apr. 24, 2007	Marex.com, Inc. n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., SkyWay Communications Holding Corp., and South Beach Concepts, Inc. n/k/a Global Franchise Concepts, Inc. Note: See also the Order in this matter
34-55659	Apr. 24, 2007	Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp. Note: See also the Order in this matter and Release No. 34-55855
34-55654	Apr. 23, 2007	FinancialWeb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd.
34-55651	Apr. 20, 2007	Daniel Lovaglio Note: See also the Order in this matter
34-55627	Apr. 12, 2007	Pilgrim Baxter & Associates, Ltd.
34-55626	Apr. 12, 2007	Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc. Note: See also the Order in this matter
34-55623	Apr. 12, 2007	Lesley Don Cole (CPA) Other Release No.: AAER-2596
34-55622	Apr. 12, 2007	Jimmy Lynn Bradley Other Release No.: AAER-2595
34-55614	Apr. 11, 2007	Park Financial Group, Inc. and Gordon C. Cantley Note: See also the Order in this matter
34-55607	Apr. 10, 2007	Christian Nigro Note: See also the Order in this matter
34-55605	Apr. 10, 2007	Joseph Depergola Note: See also the Order in this matter
IA-2600	Apr. 9, 2007	Geoffrey Brod Other Release No.: IC-27780 Note: See also the Order in this matter
34-55603	Apr. 9, 2007	Lindsey P. Vinson Other Release No.: AAER-2594
34-55598	Apr. 6, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc. Note: See also Distribution Plan
34-55592	Apr. 6, 2007	Jefferies & Co., Inc. and Scott Jones
34-55587	Apr. 5, 2007	Myron F. Olesnyckyj, Esq. Other Release No.: AAER-2593
34-55581	Apr. 4, 2007	Financialweb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd. Note: See also the Order in this matter
34-55573	Apr. 3, 2007	Anthony Coppola
34-55572	Apr. 3, 2007	Kenneth Ko Note: See also the Order in this matter
34-55568	Apr. 2, 2007	Danny Edward Moudy Other Release No.: AAER-2590
First Quarter
34-55561	Mar. 30, 2007	Putnam Investment Management LLC Note: See also Proposed Distribution Plan Comments due:  April 30, 2007 Comments received are available for this notice. Submit comments on Proposed Distribution Plan
34-55556	Mar. 29, 2007	Atlas Air Worldwide Holdings, Inc. Other Release No.: AAER-2588
34-55554	Mar. 29, 2007	Amber Schatz, CPA Other Release No.: AAER-2587
34-55551	Mar. 28, 2007	Edward S. Pliner, CPA Other Release No.: AAER-2585
34-55535	Mar. 27, 2007	James Cavaliere
34-55534	Mar. 27, 2007	CMERUN Corp., Combine Corp., Integrated Homes, Inc., and Lighthouse Fast Ferry, Inc.
34-55530	Mar. 26, 2007	Knight Securities L.P. Note: See also the Distribution Plan
34-55527	Mar. 26, 2007	Dean C. Reder
34-55523	Mar. 26, 2007	Ernst & Young LLP Other Release No.: AAER-2580
34-55521	Mar. 26, 2007	Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., Oxir Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc.
34-55516	Mar. 23, 2007	One Price Clothing Stores, Inc.
34-55512	Mar. 22, 2007	Barry Hertz
34-55510	Mar. 22, 2007	Paul E. Johnson
34-55509	Mar. 22, 2007	Salvatore F. Sodano Note: See also the Order in this matter and Release Nos. 34-55507 and 34-55508
34-55508	Mar. 22, 2007	Richard Robinson Note: See also Release Nos. 34-55507 and 34-55509
34-55507	Mar. 22, 2007	American Stock Exchange LLC Note: See also Release Nos. 34-55508 and 34-55509
34-55506	Mar. 22, 2007	Banc of America Securities LLC
34-55487	Mar. 19, 2007	Interchange Medical, Inc.
34-55483A	Mar. 15, 2007	Imperium Advisors, LLC Other Release No.: IA-2597A
33-8790	Mar. 15, 2007	Franklyn A. Caine Other Release Nos.: 34-55476, AAER-2578
34-55470	Mar. 14, 2007	Airstar Technologies, Inc., Amdiv.Com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc.
34-55466	Mar. 14, 2007	Banc of America Securities LLC Note: See also the Orders on this matter: 34-55467 33-8788 33-8787
34-55465	Mar. 14, 2007	Goldman Sachs Execution & Clearing, L.P. f/k/a Spear, Leeds & Kellogg, L.P.
33-8785	Mar. 13, 2007	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Other Release No.: 34-55451
34-55449	Mar. 13, 2007	McCarthy Grenache, Inc.
34-55441	Mar. 12, 2007	Robert Montani, Jr.
34-55434	Mar. 9, 2007	C. Burt Duren Other Release No.: AAER-2575
34-55433	Mar. 9, 2007	Christopher Bryan
34-55432	Mar. 9, 2007	Steven J. Landmann Other Release No.: AAER-2574
34-55417	Mar. 7, 2007	Alexandre Ponzio De Azevedo
34-55416	Mar. 7, 2007	NorthWestern Corporation Other Release No.: AAER-2573
34-55411	Mar. 6, 2007	Wastech, Inc. Note: See also Release No. 34-54293
34-55404	Mar. 6, 2007	Washington Corp.
34-55403	Mar. 6, 2007	SVT, Inc.
34-55402	Mar. 6, 2007	Preview Systems, Inc.
34-55401	Mar. 6, 2007	Mill Creek Research, Inc.
34-55400	Mar. 6, 2007	ABS Industries, Inc.
34-55394	Mar. 2, 2007	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
IA-2595	Mar. 2, 2007	Kirk S. Wright Note: See also the Order in this matter
34-55384	Mar. 2, 2007	John Paul Orr Other Release No.: AAER-2570
34-55383	Mar. 2, 2007	David C. Kirkpatrick Other Release No.: AAER-2569
34-55382	Mar. 2, 2007	Airstar Technologies, Inc., Amdiv.com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc.
34-55369	Feb. 28, 2007	Waddell & Reed, Inc., Waddell & Reed Investment Management Company and Waddell & Reed Services Company
IA-2594	Feb. 28, 2007	Amir Rosenthal
34-55363	Feb. 27, 2007	Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-55359	Feb. 27, 2007	Robert A. Ness, Jr. Other Release No.: AAER-2566
34-55356	Feb. 26, 2007	Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy Other Release No.: IA-2593 Note: See also the Order in this matter
34-55332	Feb. 22, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55327	Feb. 21, 2007	Shea Silva
34-55324	Feb. 21, 2007	Anthony L. Hurley Other Release No.: AAER-2564
34-55322	Feb. 21, 2007	Michael G. Velasco
34-55317	Feb. 20, 2007	Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International Holdings, Inc. (f/k/a Marketing Systems USA, Inc.), Intelliworxx, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc.
34-55310	Feb. 16, 2007	Richard A. Causey, CPA Other Release No.: AAER-2560
34-55303	Feb. 15, 2007	William J. Mueger
34-55298	Feb. 15, 2007	Scott W. Brockop
34-55297	Feb. 15, 2007	Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp.
34-55291	Feb. 14, 2007	Larry Webman and Melvin Webman
34-55281	Feb. 13, 2007	The Dow Chemical Company Other Release No.: AAER-2555
34-55276	Feb. 12, 2007	Marcos Martinez and James Frace
34-55257	Feb. 8, 2007	Airstar Technologies, Inc., Amdiv.com, Inc., ATM Holdings, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc. Note: See also the Order in this matter
34-55253	Feb. 8, 2007	James Cavaliere Note: See also the Order in this matter
34-55252	Feb. 7, 2007	Robert Montani, Jr. Note: See also the Order in this matter
34-55250	Feb. 7, 2007	Telynx, Inc.
34-55249	Feb. 7, 2007	Capmacco Corp., First CMA, Inc. and National CMA, Inc.
34-55242	Feb. 6, 2007	Byron Nernoff
34-55241	Feb. 6, 2007	Buffalo Capital V, Ltd. n/k/a Aladdin Oil Corp., Echo Springs Water Company, Inc., Isolver.Com, Inc., Pathways Group, Inc. n/k/a Bicoastal Communications, Inc.
33-8780	Feb. 5, 2007	Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Other Release Nos.: 34-55238, IA-2589, IC-27696 Note: See also the Order in this matter
34-55228	Feb. 2, 2007	Jackie G. Gross, Sr.
33-8779	Feb. 1, 2007	Temple Securities, Ltd., and Gregory Greatrex Other Release No.: 34-55224
34-55212	Jan. 31, 2007	Keith G. Gilabert Other Release No.: IA-2588 Note: See also the Order in this matter
34-55209	Jan. 31, 2007	Marshall Dornfeld
33-8778	Jan. 31, 2007	Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry Other Release Nos.: 34-55208, 33-2587, IC-27692 Note: See also the Order in this matter
34-55205	Jan. 31, 2007	East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.)
34-55204	Jan. 31, 2007	Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International Holdings, Inc., Intelliworxx, Inc., Interchange Medical, Inc., Outsource International, Inc., and Smart Choice Automotive Group, Inc. Note: See also the Order in this matter
34-55199	Jan. 30, 2007	William F. Sorin, Esq. Other Release No.: AAER-2549
33-8777	Jan. 30, 2007	Robert Ostrowski and Rees T. Harris Other Release No.: 34-55200
34-55196	Jan. 30, 2007	Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-55183	Jan. 29, 2007	Energy Vision International, Inc. (f/k/a Demarco Energy Systems of America, Inc.)
33-8776	Jan. 29, 2007	MBIA Inc. Other Release Nos.: 34-55184, AAER-2548
34-55177	Jan. 25, 2007	Vertical Capital Partners, Inc. (nka Arjent Ltd.), and Francesca Wolfsohn Other Release No.: IA-2586
34-55169	Jan. 25, 2007	Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., OXIR Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc.
IA-2585	Jan. 24, 2007	Joseph J. Spiegel
34-55159	Jan. 24, 2007	Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski Note: See also the Order in this matter
IA-2584	Jan. 24, 2007	Bret Grebow
IA-2583	Jan. 24, 2007	Robert M. Massimi
34-55150	Jan. 23, 2007	Douglas P. Miller Other Release Nos.: IA-2582, IC-27674
34-55149	Jan. 23, 2007	Suzanne Brown, CPA Other Release No.: AAER-2545
34-55148	Jan. 23, 2007	Pacific Growth Equities, LLC, Stephen J. Massocca, and Robert Katz Note: See also the Order granting waiver
34-55143	Jan. 22, 2007	Providence Capital III, Inc., Providence Capital IV, Inc., Providence Capital VI, Inc., Providence Capital VII, Inc., and Providence Capital X, Inc.
34-55133	Jan. 19, 2007	Douglas Wachtel (CPA) Other Release No.: AAER-2543
33-8774	Jan. 18, 2007	Kelmoore Investment Company, Inc. Other Release Nos.: 34-55123, IA-2581, IC-27667
34-55118	Jan. 18, 2007	Fred Alger Management, Inc. and Fred Alger & Company, Incorporated Other Release Nos.: IA-2580, IC-27663
34-55116	Jan. 17, 2007	Marcos Martinez and James Frace
34-55115	Jan. 17, 2007	Capmacco Corp., First CMA, Inc., McCarthy Grenache, Inc. and National CMA, Inc. Note: See also the Order in this matter
34-55105	Jan. 12, 2007	Friedman, Billings, Ramsey & Co., Inc. Note: See also the Orders granting waiver: 33-8773 33-8772
34-55104	Jan. 12, 2007	Emanuel J. Friedman Note: See also the Order granting waiver
34-55100	Jan. 12, 2007	Glenn E. Glasshagel Other Release No.: AAER-2541
34-55097	Jan. 12, 2007	Lattice Semiconductor Corp. Other Release No.: AAER-2540
34-55094	Jan. 12, 2007	Charles R. Eisenstein Other Release No.: AAER-2539
34-55093	Jan. 12, 2007	OCA, Inc.
34-55092	Jan. 12, 2007	Buffalo Capital V, Ltd. (n/k/a Aladdin Oil Corp.), Echo Springs Water Company, Inc., Isolver.Com, Inc., and Pathways Group, Inc. (n/k/a Bicoastal Communications, Inc.) Note: See also the Order in this matter
34-55090	Jan. 12, 2007	Vincent Napolitano
34-55087	Jan. 11, 2007	Combined Companies Corp., Communication Ventures, Inc., InTechnologies, Inc., Repco, Inc., Sutra Management Corp., Syndicate Ventures, Inc., Transwave Corp., Veda Corp., and 1 Solution Corp. Note: See also the Order in this matter
34-55086	Jan. 11, 2007	Antares Resources Corp., East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.), Hatco Holdings, Ltd., and V Formation, Inc.
34-55077	Jan. 10, 2007	Stuart A. Nussbaum, CPA Other Release No.: AAER-2538
34-55076	Jan. 10, 2007	Providence Capital III, Inc., Providence Capital IV, Inc., Providence Capital VI, Inc., Providence Capital VII, Inc., and Providence Capital X, Inc. Note: See also the Order in this matter
34-55075	Jan. 10, 2007	Antares Resources Corp.
34-55074	Jan. 10, 2007	Able Laboratories, Inc.
IA-2578	Jan. 9, 2007	Lawrence J. Lasser
33-8767	Jan. 9, 2007	Deutsche Bank Trust Company Americas, The Bank Of New York, and Wilmington Trust Company Note: See also the Orders granting waiver in this matter: Deutsche Bank Trust Company Americas; 33-8768 The Bank Of New York; 33-8769 Wilmington Trust Company; 33-8770
34-55059	Jan. 8, 2007	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-55056	Jan. 8, 2007	Jana L. Quam, CPA Other Release No.: AAER-2535
34-55055	Jan. 8, 2007	Cary B. Griswold, CPA Other Release No.: AAER-2534
34-55054	Jan. 8, 2007	David A. Monaghan, CPA Other Release No.: AAER-2533
34-55039	Jan. 3, 2007	David A. Hori, CPA Other Release No.: AAER-2531
34-55036	Jan. 3, 2007	Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc.

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