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Collage showing U S P T O Director Jon Dudas, Patent Commissioner John Doll, the U S P T O 'Our Record-Breaking Year' banner, as well as images of fiscal year 2006 U S P T O activities. Image is part of the header for the U S P T O Performance and Accountability Report for Fiscal Year 2006
Performance and Accountability Report Fiscal Year 2006
Table of Contents

Table of Contents | Management | Financial | Auditor | IG | Other

1.  Summary of Financial and Performance Highlights

2.  Message from the Director

2.1  Fiscal Year 2005 Performance and Accountability Report Award

3.  Management's Discussion and Analysis

3.1  Mission and Organization of the USPTO

3.2  Performance Goals and Results

3.2.1  Patent Performance

3.2.1.1  Patent Commissioner's Performance for FY 2006

3.2.1.2  The Patent Organization – What's Ahead

3.2.1.3  Board of Patent Appeals and Interferences

3.2.2  Trademark Performance

3.2.2.1  Trademark Commissioner's Performance for FY 2006

3.2.2.2  The Trademark Organization – What's Ahead

3.2.2.3  Trademark Trial and Appeal Board (TTAB)

3.2.3  E-Government and Intellectual Property Performance

3.2.4  Intellectual Property Policy and Leadership Performance

3.2.5  Intellectual Property Policy Developments and Domestic Litigation

3.3  Management Challenges

3.4  The President's Management Agenda

3.5  Management Assurances and Compliance with Laws and Regulations

3.6  Financial Highlights

3.6.1  Budgetary Resources and Requirements

3.6.2  Results of Operations

3.6.3  Financial Statements

3.6.4  Statement of Budgetary Resources

3.6.5  Statement of Net Cost

3.6.6  Earned Revenue

3.6.7  Program Costs

3.6.8  Balance Sheet and Statement of Changes in Net Position

3.6.9  Limitations

3.6.10  Management Responsibilities

4.  Financial Section

4.1  Message from the Chief Financial Officer

4.2  Principal Financial Statements and Related Notes

4.2.1  Consolidated Balance Sheets

4.2.2  Consolidating Statements of Net Cost

4.2.3  Consolidated Statements of Changes in Net Position

4.2.4  Combined Statements of Budgetary Resources

4.2.5  Consolidated Statements of Financing

4.2.6  Consolidated Statements of Cash Flows (Indirect Method)

4.2.7  Note 1. Summary of Significant Accounting Policies

4.2.8  Note 2. Fund Balance with Treasury

4.2.9  Note 3. Non-Entity Assets

4.2.10  Note 4. Property, Plant, and Equipment, Net

4.2.11  Note 5. Liabilities

4.2.12  Note 6. Deferred Revenue

4.2.13  Note 7. Actuarial Liability

4.2.14  Note 8. Leases

4.2.15  Note 9. Post-Employment Benefits

4.2.16  Note 10. Earmarked Funds 

4.2.17  Note 11. Intragovernmental Costs and Exchange Revenue

4.2.18  Note 12. Program Costs

4.2.19  Note 13. Program Costs by Category and Responsibility Segment

4.2.20  Note 14. Future Funding Requirements

4.2.21  Note 15. Commitments and Contingencies

4.3  Independent Auditors' Reports

4.3.1  Report of Independent Auditors - Cover Letter

4.3.2  Report of Independent Auditors

5.   Other Accompanying Information

5.1  Management and Performance Challenges Identified by the Inspector General

5.2  The Nature of the Training Provided to USPTO Examiners

5.3  Fiscal Year 2006 USPTO Workload Tables

5.4  Glossary of Acronyms and Abbreviation List

5.5  Acknowledgments

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