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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 178 | Dec. 18, 2000 | Carroll A. Wallace, CPA;
James T. Kelly, Administrative Law Judge File No. 3-9862 (Note: Opinion) |
| 177 | Dec. 7, 2000 | Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9602 (Note: Opinion) |
| 176 | Nov. 30, 2000 | Richard J. Adams;
Lillian A. McEwen, Administrative Law Judge File No. 3-8327-EAJA (Note: Opinion) |
| 175 | Nov. 30, 2000 | Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro and Edward J. Kohler;
H. Peter Young, Administrative Law Judge File No. 3-9657 (Note: Finality Order; Opinion) |
| 174 | Nov. 21, 2000 | Ralph W. LeBlanc;
Robert G. Mahony, Administrative Law Judge File No. 3-10065 (Note: Opinion) |
| 173 | Oct. 6, 2000 | WHX Corporation;
Carol Fox Foelak, Administrative Law Judge File No. 3-9634 (Note: Opinion) |
| Third Quarter | ||
| 172 | Sep. 14, 2000 | Erik W. Chan;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9697 (Note: Opinion) |
| 171 | Aug. 31, 2000 | Michael Lapp and William Lucas;
Robert G. Mahony, Administrative Law Judge File No. 3-9144 |
| 170 | Jul. 27, 2000 | David T. Barr;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9585 (Note: Finality Order) |
| 169 | Jul. 7, 2000 | Marshall E. Melton and Asset Management & Research, Inc.;
James T. Kelly, Administrative Law Judge File No. 3-9865 (Note: Opinion) |
| Second Quarter | ||
| 168 | Jun. 27, 2000 | Kirk Montgomery;
Carol Fox Foelak, Administrative Law Judge File No. 3-9786-EAJA (Note: Opinion) |
| 167 | Jun. 1, 2000 | Byron G. Borgardt and Eric M. Banhazl;
James T. Kelly, Administrative Law Judge File No. 3-9730 (Note: Opinion) |
| 166 | May 31, 2000 | Jerry W. Anderson and Robert M. Kerns;
Robert G. Mahony, Administrative Law Judge File No. 3-10027 |
| 165 | May 16, 2000 | Feeley and Willcox Asset Management Corporation and Michael J. Feeley;
Brenda P. Murray, Chief Administrative Law Judge File No. 3-9571 (Note: Opinion) |
| 164 | May 8, 2000 | Brad Haddy;
Carol Fox Foelak, Administrative Law Judge File No. 3-10125 |
| 163 | Apr. 26, 2000 | Herbert Moskowitz;
Carol Fox Foelak, Administrative Law Judge File No. 3-9435 (Note: Opinion) |
| First Quarter | ||
| 162 | Mar. 27, 2000 | Monetta Financial Services, Inc., Robert S. Bacarella, William M. Valiant, Paul W. Henry, and Richard D. Russo;
Brenda P. Murrary, Chief Administrative Law Judge File No. 3-9546 (Note: Finality Order; Opinion) |
| 161 | Feb. 25, 2000 | Euro-Atlantic Securities, Inc. Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth II;
Robert G. Mahony, Administrative Law Judge File No. 3-9402 (Note: Finality Order; Opinion) |
| 160 | Jan. 31, 2000 | Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.;
James T. Kelly, Administrative Law Judge File No. 3-9784 (Note: Opinion) |
| 159 | Jan. 28, 2000 | Sandra Logay;
Lillian A. McEwen, Administrative Law Judge File No. 3-8969 (Note: Finality Order) |
| 158 | Jan. 27, 2000 | Richard Hoffman and Kirk Montgomery;
Carol Fox Foelak, Administrative Law Judge File No. 3-9786 (Note: Finality Order) |
| 157 | Jan. 21, 2000 | KPMG Peat Marwick L.L.P.;
Robert G. Mahony, Administrative Law Judge File No. 3-9500 Note: Erratum (File name: id157a.htm); Opinion) |
| 156 | Jan. 12, 2000 | MGSI Securities, Inc., Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally, Joseph O. Fallin, and James W. Ogg;
William J. Cowan, Administrative Law Judge File No. 3-9702 (Note: Finality Order; Modification of Finality Order) |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc2000.shtml
| Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 12/18/2007 |
