Finality Order of an Initial Decision of an SEC Administrative Law Judge

In the Matter of
Richard Hoffman and Kirk Montgomery

UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934
Rel. No. 42496 / March 6, 2000

Admin. Proc. File No. 3-9786

In the Matter of

RICHARD HOFFMAN
KIRK MONTGOMERY

NOTICE THAT INITIAL DECISION HAS BECOME FINAL

The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed, and the Commission has not chosen to review the decision on its own initiative.

Accordingly, notice is hereby given, pursuant to Rule 360(e) of the Commission´s Rules of Practice, that the initial decision of the administrative law judge 1 has become the final decision of the Commission with respect to Richard Hoffman and Kirk Montgomery. The order contained in that decision dismissing the proceeding as to Richard Hoffman and Kirk Montgomery is hereby declared effective.

For the Commission by the Office of the General Counsel, pursuant to delegated authority.

Jonathan G. Katz
Secretary

Footnotes

1 Richard Hoffman, Initial Decision Rel. No. 158 (Jan. 27, 2000), __ SEC Docket __.