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Division of Enforcement

The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements.

About the Division
Enforcement Actions
   * Federal Court Actions

   * Administrative Proceedings

   * ALJ Initial Decisions & Orders

   * Commission Opinions

Trading Suspensions
Investors Claims Funds
Internet Enforcement Program
Securities Enforcement Coordination Conference
Delinquent Filings Program
Prime Bank Fraud Information Center
Insider Trading Bounty Program
Investor Alerts
Accounting and Auditing Enforcement Releases
Tips & Complaints

Modified: 03/25/2008