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U.S. Securities and Exchange Commission

Equal Employment Opportunity Data Posted
Pursuant to the No FEAR Act:
U.S. Securities and Exchange Commission

For 1st Quarter 2013 for period ending December 31, 2012

Complaint Activity

Complaint Activity Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Number of Complaints Filed 11 15 17 10 20 3
Number of Complainants 10 14 16 9 17 3
Repeat Filers 2 1 1 1 2 0

Complaints by Basis

Note: Complaints can be filed alleging multiple bases. The sum of the bases may not equal total complaints filed.

Complaints by Basis Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Race 4 3 8 6 11 0
Color 1 1 3 1 5 0
Religion 2 1 3 2 3 0
Reprisal 5 9 7 8 13 1
Sex 3 5 4 6 9 1
Pregnancy 0 0 0 0 0 0
National Origin 2 0 2 1 4 1
Equal Pay Act 0 2 0 0 1 0
Age 2 6 7 8 13 2
Disability 3 7 5 5 11 2
Genetic Information 0 0 0 0 0 0
Non-EEO 1 1 2 0 6 0

Complaints by Issue

Note: Complaints can be filed alleging multiple issues. The sum of the issues may not equal total complaints filed.

Complaints by Issue Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Appointment/Hire 0 4 3 4 1 0
Assignment of Duties 0 3 3 1 10 0
Awards 0 1 2 0 1 0
Conversion to Full-time 0 0 0 0 0 0
Disciplinary Action
 Demotion 0 0 0 0 0 0
 Reprimand 0 2 0 1 5 0
 Suspension 0 1 1 0 3 0
 Removal 1 0 0 0 0 0
 Other 1 0 1 0 0 1
Duty Hours 0 0 0 1 1 1
Evaluation Appraisal 0 2 4 0 7 1
Examination/Test 0 0 0 0 0 0
Harassment
 Non-Sexual 2 5 3 2 7 0
 Sexual 0 1 1 0 0 0
Medical Examination 0 0 0 0 0 0
Pay (Including Overtime) 0 2 0 0 2 0
Promotion/Non-Selection 2 1 2 1 4 0
Reassignment
 Denied 0 0 0 0 0 0
 Directed 0 0 0 0 2 0
Reasonable Accommodation 0 3 5 3 5 0
Reinstatement 0 0 0 0 0 0
Retirement 0 0 1 0 1 0
Termination 0 2 1 2 1 0
Terms/Conditions of Employment 6 2 9 4 6 0
Time and Attendance 3 1 4 0 5 0
Training 0 0 1 1 2 0
Other 2 1 2 1 0 0

Processing Time

Processing Time Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Complaints pending during fiscal year
Average number of days in investigation 191 194 199.1 175.00 259.64 270
Average number of days in final action 80 58 132.44 175.86 47.67 41.00
Complaint pending during fiscal year where hearing was requested
Average number of days in investigation 191 194 210.44 0 273.75 0
Average number of days in final action 59 58 15.00 0 8.0 41.00
Complaint pending during fiscal year where hearing was not requested
Average number of days in investigation 170 187 193.15 175.00 251.57 270.00
Average number of days in final action 42 NA 166.00 175.86 67.50 0

Complaints Dismissed by Agency

Complaints Dismissed by Agency Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Total Complaints Dismissed by Agency 1 3 7 4 2 0
Average days pending prior to dismissal 21 120 158 41 282 0
Complaints Withdrawn by Complainants
Total Complaints Withdrawn by Complainants 0 0 1 2 0 0

Total Final Agency Actions Finding Discrimination

Total Final Agency Actions Finding Discrimination Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
# % # % # % # % # % # %
Total Number Findings 0   0   0   0   0   0  
Without Hearing 0 0 0 0 0 0 0 0 0 0 0 0
With Hearing 0 0 0 0 0 0 0 0 0 0 0 0

Pending Complaints by Status

Pending Complaints by Status Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Total complaints from previous Fiscal Years 5 12 14 12 8 25
Total Complainants 5 11 13 10 5 18
Number complaints pending
Investigation 8 10 0 1 0 12
ROI issued, pending Complainant's action 0 0 0 0 0 0
Hearing 3 4 4 2 4 4
Final Agency Action 1 0 1 0 2 1
Appeal with EEOC Office of Federal Operations 2 0 2 3 4 3

Complaint Investigations

Complaint Investigations Comparative Data
Previous Fiscal Year Data 10/1/12-
12/31/12
2008 2009 2010 2011 2012
Pending Complaints Where Investigations Exceed Required Time Frames 1 1 0 1 1 4

 

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Modified: 02/04/2013