Congressional testimony given by the Chairman, Commissioners, and staff of the SEC. To view Testimonies prior to 2012, view the Testimony Archive.
Published date grouping
|
Date
|
Title
|
Speaker
|
---|---|---|---|
Published date grouping:November 2020 | Date: | Title: Testimony on “Oversight of the Securities and Exchange Commission” |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Testimony before the Subcommittee on Diversity and Inclusion, Committee on Financial Services |
Speaker:
Pamela Gibbs, Director, Office of Minority and Women Inclusion |
Published date grouping:June 2020 | Date: | Title: Testimony before the Investor Protection, Entrepreneurship, and Capital Markets Subcommittee, U.S. House Committee on Financial Services |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2019 | Date: | Title: Testimony on “Oversight of the Securities and Exchange Commission” Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Oversight of the Securities and Exchange Commission: Wall Street’s Cop on the Beat |
Speaker:
SEC Chairman Jay Clayton,SEC Commissioner Robert J. Jackson Jr.,SEC Commissioner Hester M. Peirce,SEC Commissioner Elad L. Roisman,SEC Commissioner Allison Herren Lee |
Published date grouping:September 2019 | Date: | Title: Opening Statement at House Financial Services Committee Hearing |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:May 2019 | Date: | Title: Testimony before the Financial Services and General Government Subcommittee of the U.S. Senate Committee on Appropriations |
Speaker:
Chairman Jay Clayton |
Published date grouping:December 2018 | Date: | Title: Testimony on “Oversight of the U.S. Securities and Exchange Commission” |
Speaker:
Chairman Jay Clayton |
Published date grouping:December 2018 | Date: | Title: Common Ownership: The Investor Protection Challenge of the 21st Century |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:September 2018 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Investment Management” |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:June 2018 | Date: | Title: Testimony on “Oversight of the U.S. Securities and Exchange Commission” |
Speaker:
Chairman Jay Clayton |
Published date grouping:June 2018 | Date: | Title: Testimony before the Financial Services and General Government Subcommittee of the Senate Committee on Appropriations |
Speaker:
Chairman Jay Clayton |
Published date grouping:May 2018 | Date: | Title: Oversight of the SEC’s Division of Enforcement |
Speaker:
Stephanie Avakian and Steven Peikin |
Published date grouping:April 2018 | Date: | Title: Testimony before the Financial Services and General Government Subcommittee of the House Committee on Appropriations |
Speaker:
Chairman Jay Clayton |
Published date grouping:April 2018 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Corporation Finance” |
Speaker:
William Hinman, Director, Division of Corporation Finance |
Published date grouping:February 2018 | Date: | Title: Chairman’s Testimony on Virtual Currencies: The Roles of the SEC and CFTC |
Speaker:
Chairman Jay Clayton |
Published date grouping:October 2017 | Date: | Title: Testimony on Examining the SEC's Agenda, Operation, and Budget |
Speaker:
Chairman Jay Clayton |
Published date grouping:September 2017 | Date: | Title: Testimony on “Oversight of the U.S. Securities and Exchange Commission” |
Speaker:
Chairman Jay Clayton |
Published date grouping:June 2017 | Date: | Title: Testimony on the Fiscal Year 2018 Budget Request |
Speaker:
Chairman Jay Clayton |
Published date grouping:April 2017 | Date: | Title: Statement on “Best Places to Work Rankings” |
Speaker:
Lacey Dingman, Director, Office of Human Resources and Chief Human Capital Officer |
Published date grouping:November 2016 | Date: | Title: Testimony on “Examining the SEC’s Agenda, Operations, and FY 2018 Budget Request” |
Speaker:
Chair Mary Jo White |
Published date grouping:September 2016 | Date: | Title: Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities |
Speaker:
Wesley R. Bricker, Interim Chief Accountant |
Published date grouping:September 2016 | Date: | Title: Testimony on Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities |
Speaker:
Jessica S. Kane, Director, Office of Municipal Securities |
Published date grouping:June 2016 | Date: | Title: Testimony on “Oversight of the U.S. Securities and Exchange Commission” |
Speaker:
Chair Mary Jo White |
Published date grouping:April 2016 | Date: | Title: Testimony on Continued Oversight of the SEC’s Offices and Divisions |
Speaker:
Mark J. Flannery, Director and Chief Economist, Division of Economic and Risk AnalysisMarc Wyatt, Director, Office of Compliance Inspections and ExaminationsThomas J. Butler, Director, Office of Credit RatingsSean McKessy, Chief, Office of the Whistleblower
|
Published date grouping:April 2016 | Date: | Title: Testimony on the Fiscal Year 2017 Budget Request of the U.S. Securities and Exchange Commission |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2016 | Date: | Title: Testimony on the Fiscal Year 2017 Budget Request of the U.S. Securities and Exchange Commission |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2016 | Date: | Title: Testimony on Regulatory Reforms to Improve Equity Market Structure |
Speaker:
Stephen Luparello, Director, Division of Trading and Markets |
Published date grouping:February 2016 | Date: | Title: Testimony on the EB-5 Immigrant Investor Program |
Speaker:
Stephen L. CohenAssociate Director, Division of Enforcement |
Published date grouping:December 2015 | Date: | Title: Testimony on “Oversight of the Financial Stability Oversight Council” |
Speaker:
Chair Mary Jo White |
Published date grouping:December 2015 | Date: | Title: Testimony on Updating the Electronic Communications Privacy Act |
Speaker:
Andrew CeresneyDirector, Division of Enforcement |
Published date grouping:November 2015 | Date: | Title: Testimony on “Examining the SEC’s Agenda, Operations, and FY 2017 Budget Request” |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2015 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Investment Management” |
Speaker:
David W. Grim |
Published date grouping:September 2015 | Date: | Title: Testimony on Updating the Electronic Communications Privacy Act |
Speaker:
Andrew Ceresney |
Published date grouping:May 2015 | Date: | Title: Testimony on the Fiscal Year 2016 Budget Request of the U.S. Securities and Exchange Commission |
Speaker:
Chair Mary Jo White |
Published date grouping:April 2015 | Date: | Title: Testimony on the Fiscal Year 2016 Budget Request of the U.S. Securities and Exchange Commission |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2015 | Date: | Title: Testimony on “Examining the SEC’s Agenda, Operations and FY 2016 Budget Request” |
Speaker:
Chair Mary Jo White |
Published date grouping:March 2015 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Enforcement” |
Speaker:
Andrew Ceresney, Director Division of Enforcement |
Published date grouping:March 2015 | Date: | Title: Testimony on “Venture Exchanges and Small-Cap Companies” |
Speaker:
Stephen Luparello, Director, Division of Trading and Markets |
Published date grouping:September 2014 | Date: | Title: Testimony on “Wall Street Reform: Assessing and Enhancing the Financial Regulatory System” |
Speaker:
Chair Mary Jo White |
Published date grouping:July 2014 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Corporation Finance” |
Speaker:
Keith Higgins, DirectorDivision of Corporation Finance |
Published date grouping:June 2014 | Date: | Title: Testimony on “Oversight of the SEC’s Division of Trading and Markets” |
Speaker:
Stephen Luparello, Director |
Published date grouping:May 2014 | Date: | Title: Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations |
Speaker:
Chair Mary Jo White |
Published date grouping:April 2014 | Date: | Title: Testimony on “Oversight of the SEC’s Agenda, Operations and FY 2015 Budget Request” |
Speaker:
Chair Mary Jo White |
Published date grouping:April 2014 | Date: | Title: Testimony before the Subcommittee on Financial Services and General Government |
Speaker:
Chair Mary Jo White |
Published date grouping:February 2014 | Date: | Title: Testimony on “Oversight of Financial Stability and Data Security” |
Speaker:
Chair Mary Jo White |
Published date grouping:February 2014 | Date: | Title: Testimony on “The Impact of the Volcker Rule on Job Creators, Part II” |
Speaker:
Chair Mary Jo White |
Published date grouping:October 2013 | Date: | Title: Testimony Providing an Update on JOBS Act Implementation |
Speaker:
Keith Higgins, DirectorDivision of Corporation FinanceU.S. Securities and Exchange Commission |
Published date grouping:July 2013 | Date: | Title: Testimony on “Mitigating Systemic Risk in the Financial Markets through Wall Street Reforms” |
Speaker:
Chair Mary Jo White |
Published date grouping:June 2013 | Date: | Title: Testimony on SEC Budget |
Speaker:
Chair Mary Jo White |
Published date grouping:May 2013 | Date: | Title: Testimony on Oversight of the SEC |
Speaker:
Chair Mary Jo White |
Published date grouping:May 2013 | Date: | Title: Testimony on SEC Budget |
Speaker:
Chair Mary Jo White |
Published date grouping:April 2013 | Date: | Title: Testimony on the Implementation of Title II of the JOBS Act |
Speaker:
by Commissioner Elisse B. Walter
U.S. Securities and Exchange Commission |
Published date grouping:April 2013 | Date: | Title: Testimony on "JOBS Act Implementation Update" |
Speaker:
by Lona Nallengara and John Ramsay |
Published date grouping:March 2013 | Date: | Title: Written Testimony Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives |
Speaker:
by Carl W. Hoecker
Inspector General of the Securities and Exchange Commission |
Published date grouping:February 2013 | Date: | Title: Testimony on "Wall Street Reform: Oversight of Financial Stability and Consumer and Investor Protections" |
Speaker:
by Elisse B. Walter U.S. Securities and Exchange Commission |
Published date grouping:December 2012 | Date: | Title: Testimony on Title VII Implementation |
Speaker:
by Robert Cook Director, Division of Trading & Markets, U.S. Securities and Exchange Commission |
Published date grouping:July 2012 | Date: | Title: Testimony on Title VII Implementation |
Speaker:
by Robert Cook Director, Division of Trading & Markets U.S. Securities and Exchange Commission |
Published date grouping:June 2012 | Date: | Title: Testimony Concerning the "JOBS Act in Action Part II: Overseeing Effective Implementation of the JOBS Act at the SEC" |
Speaker:
by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission |
Published date grouping:June 2012 | Date: | Title: Testimony on “Perspectives on Money Market Mutual Fund Reforms” |
Speaker:
by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission |
Published date grouping:June 2012 | Date: | Title: Testimony on "Examining Bank Supervision and Risk Management in Light of JPMorgan Chase's Trading Loss" |
Speaker:
by Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission |
Published date grouping:May 2012 | Date: | Title: Testimony on Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight |
Speaker:
by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission |
Published date grouping:May 2012 | Date: | Title: Testimony on "Examining the Settlement Practices of U.S. Financial Regulators" |
Speaker:
by Robert Khuzami Director, Division of Enforcement U.S. Securities and Exchange Commission |
Published date grouping:April 2012 | Date: | Title: Testimony on "SEC Oversight" |
Speaker:
by Chairman Mary L. Schapiro |
Published date grouping:April 2012 | Date: | Title: Testimony on The Collapse of MF Global: Lessons Learned and Policy Implications |
Speaker:
by Robert Cook Director, Division of Trading and Markets U.S. Securities and Exchange Commission |
Published date grouping:April 2012 | Date: | Title: Testimony Concerning Economic Analysis in SEC Rulemaking |
Speaker:
by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission |
Published date grouping:March 2012 | Date: | Title: Testimony Concerning Accounting and Auditing Oversight: Pending Proposals and Emerging Issues Confronting Regulators, Standard Setters, and the Economy |
Speaker:
by James L. Kroeker Chief Accountant, U.S. Securities and Exchange Commission |
Published date grouping:March 2012 | Date: | Title: Testimony Concerning "International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule" |
Speaker:
by Commissioner Elisse B. Walter U.S. Securities and Exchange Commission |
Published date grouping:March 2012 | Date: | Title: Testimony Concerning Indemnification of Security-Based Swap Data Repositories |
Speaker:
by Ethiopis Tafara
Director, Office of International Affairs U.S. Securities and Exchange Commission |
Published date grouping:March 2012 | Date: | Title: Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives |
Speaker:
by Chairman Mary L. Schapiro |
Published date grouping:January 2012 | Date: | Title: Testimony on "Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation" |
Speaker:
by Mary L. Schapiro Chairman U.S. Securities and Exchange Commission |