Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Speeches prior to 2012, view the Speeches Archive.
Published date grouping
|
Date
|
Title
|
Speaker
|
---|---|---|---|
Published date grouping:December 2020 | Date: | Title: Liberty’s Loss |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:December 2020 | Date: | Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities |
Speaker:
Sagar Teotia, Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2020 | Date: | Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:November 2020 | Date: |
Title: Putting Principles into Practice, the SEC from 2017-2020 Remarks to the Economic Club of New York |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: The Role of the CCO – Empowered, Senior and With Authority |
Speaker:
Peter Driscoll, Director, Division of Examinations |
Published date grouping:November 2020 | Date: | Title: The Regulation of Corporation Finance – A Principles-Based Approach |
Speaker:
William Hinman, Director, Division of Corporation Finance |
Published date grouping:November 2020 | Date: | Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness |
Speaker:
Commissioner Allison Herren Lee
|
Published date grouping:November 2020 | Date: | Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:November 2020 | Date: | Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation |
Speaker:
Commissioner Allison Herren Lee
|
Published date grouping:October 2020 | Date: | Title: Statement on Funds' Use of Derivatives |
Speaker:
Commissioner Caroline A. Crenshaw
|
Published date grouping:October 2020 | Date: | Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2020 | Date: | Title: The Car Talk of Capital Raising |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:October 2020 | Date: | Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman |
Speaker:
Tracey L. McNeil, Ombudsman |
Published date grouping:October 2020 | Date: |
Title: Investing in the Public Option: Promoting Growth in Our Public Markets Remarks at The SEC Speaks in 2020 |
Speaker:
Commissioner Allison Herren Lee
|
Published date grouping:October 2020 | Date: | Title: Remarks At SEC Speaks 2020 |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:October 2020 | Date: | Title: An Update on FY 2020 Results – Remarks at SEC Speaks |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Remarks at U.S. Treasury Market Conference |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:September 2020 | Date: | Title: Keynote Address: Regulating with our Eyes on the Future |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:September 2020 | Date: | Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference |
Speaker:
Commissioner Allison Herren Lee
|
Published date grouping:September 2020 | Date: | Title: Intellectual Siren Song |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:September 2020 | Date: | Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement |
Speaker:
Stephanie Avakian, Director, Division of Enforcement |
Published date grouping:September 2020 | Date: | Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:August 2020 | Date: | Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:July 2020 | Date: | Title: Speech: PLI Investment Management Institute |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:July 2020 | Date: | Title: Not Braking and Breaking |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:July 2020 | Date: | Title: Keynote Speech at the Society for Corporate Governance National Conference |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:June 2020 | Date: | Title: Modernizing U.S. Equity Market Structure |
Speaker:
Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:May 2020 | Date: | Title: Remarks to the Financial Stability Oversight Council |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Keynote Address: Securities Enforcement Forum West 2020 |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:March 2020 | Date: | Title: Speech at the Council of Institutional Investors’ (“CII”) Conference |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:March 2020 | Date: |
Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors Remarks before the Investment Adviser Association Compliance Conference 2020 |
Speaker:
Commissioner Allison Herren Lee
|
Published date grouping:February 2020 | Date: | Title: The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future |
Speaker:
Jessica Kane, Director, Office of Credit Ratings |
Published date grouping:February 2020 | Date: | Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:January 2020 | Date: | Title: Myths and Realities: Modernizing the Proxy Rules |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:January 2020 | Date: | Title: Learning from Miami’s Emprendimientos |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:December 2019 | Date: | Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:December 2019 | Date: | Title: Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Sagar Teotia, Chief Accountant |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Erin Bennett, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Vassilios Karapanos, |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Susan M. Mercier |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Louis J. Collins, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Lauren K. Alexander |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Aaron Shaw, Professional Accounting Fellow, Office of the Chief Accountant |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Jamie N. Davis, |
Published date grouping:December 2019 | Date: | Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments |
Speaker:
Nipa Patel |
Published date grouping:December 2019 | Date: | Title: Remarks at the Elder Justice Coordinating Council Fall 2019 Meeting |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:December 2019 | Date: | Title: Keynote Address — 2019 ICI Securities Law Developments Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:December 2019 | Date: | Title: Remarks to the Greater Cincinnati Mutual Fund Association |
Speaker:
Alison Staloch, Chief Accountant, Division of Investment Management |
Published date grouping:November 2019 | Date: | Title: Modernizing our Regulatory Framework: Focus on Authority, Expertise and Long-Term Investor Interests |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Government Finance Officers Association (GFOA) Mini-Muni Conference Welcome Remarks |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Keynote Address - ALI CLE 2019 Conference on Life Insurance Company Products |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:November 2019 | Date: | Title: What You Don’t Know Can Hurt You |
Speaker:
Stephanie Avakian, Director, Division of Enforcement |
Published date grouping:November 2019 | Date: | Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:October 2019 | Date: | Title: Opening Remarks at Conversations on Raising Capital for Businesses of Color at Morehouse College |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:October 2019 | Date: | Title: Dual-Class Shares: A Recipe for Disaster |
Speaker:
Rick Fleming, Investor Advocate |
Published date grouping:October 2019 | Date: | Title: Start Off by Making Your Bed: Translating Military Lessons to Entrepreneurship |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:October 2019 | Date: | Title: Introduction of AG William Barr at the Criminal Coordination Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Remarks at the U.S. Treasury Market Conference |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:September 2019 | Date: | Title: Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of our Markets and the Changing Structure on which they are Built |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:September 2019 | Date: | Title: Remarks at Central Michigan University |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:September 2019 | Date: | Title: Remarks to the Economic Club of New York |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Remarks before the AICPA National Conference on Banks & Savings Institutions |
Speaker:
Sagar Teotia, Chief Accountant |
Published date grouping:September 2019 | Date: | Title: Keynote Speech at Southeastern Securities Conference 2019 |
Speaker:
Steven Peikin, Co-Director, Division of Enforcement |
Published date grouping:August 2019 | Date: | Title: Long Title. Big Mission. |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:August 2019 | Date: | Title: Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:July 2019 | Date: | Title: Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:July 2019 | Date: | Title: Policy Challenges and Research Opportunities in the Era of Big Data |
Speaker:
S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis |
Published date grouping:July 2019 | Date: | Title: Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: Baby on Board: Remarks before the Society for Corporate Governance National Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:June 2019 | Date: | Title: Scarlet Letters: Remarks before the American Enterprise Institute |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:June 2019 | Date: | Title: Keynote Remarks at the Mid-Atlantic Regional Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: 19th Amendment Lessons for 2019’s Advocates: Remarks to the National Association of Women Business Owners |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:June 2019 | Date: | Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute |
Speaker:
Brett Redfearn, Director, Division of Trading and Markets[1] |
Published date grouping:May 2019 | Date: | Title: A Quarter Century of Exchange-Traded Fun! |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2019 | Date: | Title: Sunsets, Russets, and Rule Resets |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2019 | Date: | Title: Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2019 | Date: | Title: How We Howey |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2019 | Date: | Title: Reasonableness Pants |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:May 2019 | Date: | Title: Remarks at the SIFMA Operations Conference & Exhibition: Staying Vigilant to Protect Investors |
Speaker:
Peter Driscoll, Director, Division of Examinations |
Published date grouping:May 2019 | Date: | Title: Remarks before the 2019 Baruch College Financial Reporting Conference: Aiming toward the future |
Speaker:
Wesley Bricker, Chief Accountant |
Published date grouping:April 2019 | Date: | Title: How We Protect Retail Investors |
Speaker:
Peter Driscoll, Director, Division of Examinations |
Published date grouping:April 2019 | Date: | Title: Executive Pay Needs a Transparent Scorecard |
Speaker:
Commissioner Robert J. Jackson Jr.
|
Published date grouping:April 2019 | Date: | Title: Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2019 | Date: | Title: Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:April 2019 | Date: | Title: SECret Garden: Remarks at SEC Speaks |
Speaker:
Commissioner Hester M. Peirce
|
Published date grouping:April 2019 | Date: | Title: Important Issues for Investors in 2019 |
Speaker:
Rick Fleming, Investor Advocate |
Published date grouping:April 2019 | Date: | Title: Bolstering Capital Formation: The Third Leg of the SEC's Mission |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:March 2019 | Date: | Title: Remarks – PLI Investment Management Institute 2019 |
Speaker:
Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management |
Published date grouping:March 2019 | Date: | Title: A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation |
Speaker:
Martha Miller, Advocate for Small Business Capital Formation |
Published date grouping:March 2019 | Date: | Title: Keynote Remarks: ICI Mutual Funds and Investment Management Conference |
Speaker:
Commissioner Elad L. Roisman
|
Published date grouping:March 2019 | Date: | Title: Keynote Address: ICI Mutual Funds and Investment Management Conference |
Speaker:
Dalia Blass, Director, Division of Investment Management |
Published date grouping:March 2019 | Date: | Title: Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks |
Speaker:
William Hinman, Director, Division of Corporation Finance |