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Orders and Other Announcements

Date
Orders and Other Announcements
12/23/2016

81 FR 94840  //  Open PDF Version PDF Version

17 CFR Ch. I Regulatory Flexibility Agenda

12/12/2016

81 FR 89447  //  Open PDF Version PDF Version

Order Excluding Farm Credit System Institutions From the Commodity Exchange Act's Definition of ``Commodity Trading Advisor''

Effective Date: Monday, December 12, 2016
11/2/2016

81 FR 76333  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 11/24/2016
 
10/24/2016

81 FR 73062  //  Open PDF Version PDF Version

Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations

Effective Date: Monday, October 24, 2016
See also:
80 FR 29490 //  Open PDF Version PDF Version

Notice of Proposed Order and Request for Comment on an Application for an Exemptive Order From Southwest Power Pool, Inc. From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in Section 4(c)(6) of the Act

10/19/2016

81 FR 72041  //  Open PDF Version PDF Version

Renewal of the Technology Advisory Committee

10/18/2016

81 FR 71605  //  Open PDF Version PDF Version

17 CFR Part 1 Order Establishing De Minimis Threshold Phase-In Termination Date

9/28/2016

81 FR 66641  //  Open PDF Version PDF Version

Renewal of the Global Markets Advisory Committee

9/21/2016

81 FR 64878  //  Open PDF Version PDF Version

Renewal of the Agricultural Advisory Committee

9/15/2016

81 FR 63376  //  Open PDF Version PDF Version

17 CFR Chapter I Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Thursday, September 15, 2016
9/6/2016

81 FR 61147  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operator Annual Report

See also:
81 FR 51828 ,  8/5/2016  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operator Annual Report

8/16/2016

81 FR 54478  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170 Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission

See also:
80 FR 12555 ,  3/10/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170 Initial Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission

8/12/2016

81 FR 53467  //  Open PDF Version PDF Version

Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

Effective Date: Monday, August 8, 2016
See also:
81 FR 35337 //  Open PDF Version PDF Version

Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

7/21/2016

81 FR 47359  //  Open PDF Version PDF Version

Order Extending the Designation of the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations

See also:
77 FR 53870 //  Open PDF Version PDF Version

Availability of a Legal Entity Identifier Meeting the Requirements of the Regulations of the Commodity Futures Trading
Commission and Designation of Provider of Legal Entity Identifiers To Be Used in the Recordkeeping and Swap Data Reporting

78 FR 38954 //  Open PDF Version PDF Version

Amended Order Designating the Provider of Legal Entity Identifiers to Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations

6/9/2016

81 FR 37187  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 6/27/2016
 
6/2/2016

81 FR 35337  //  Open PDF Version PDF Version

Notice of Proposed Order and Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

Closing Date: 7/5/2016
 
See also:
81 FR 53266 ,  8/12/2016  //  Open PDF Version PDF Version

17 CFR Part 1 Written Acknowledgment of Customer Funds From Federal Reserve Banks

81 FR 53467 //  Open PDF Version PDF Version

Order Exempting the Federal Reserve Banks From Sections 4d and 22 of the Commodity Exchange Act

5/25/2016

81 FR 33243  //  Open PDF Version PDF Version

Renewal of the Market Risk Advisory Committee

5/16/2016

81 FR 30245  //  Open PDF Version PDF Version

Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Closing Date: 6/15/2016
 
4/13/2016

81 FR 21849  //  Open PDF Version PDF Version

Public Availability of Fiscal Year 2015 Service Contract Inventory

4/8/2016

81 FR 20583  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 241 Certain Natural Gas and Electric Power Contracts

Closing Date: 5/9/2016
 
3/30/2016

81 FR 17682  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 5/10/2016
 
3/28/2016

81 FR 17065  //  Open PDF Version PDF Version

17 CFR Part 10 Rules of Practice

CFR Correction in Sec.  10.12

3/22/2016

81 FR 15260  //  Open PDF Version PDF Version

Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties

Effective Date: Tuesday, March 22, 2016
3/11/2016

81 FR 12820  //  Open PDF Version PDF Version

17 CFR Part 1 General Regulations Under the Commodity Exchange Act

CFR Correction in Sec.  1.3

3/11/2016

81 FR 12821  //  Open PDF Version PDF Version

17 CFR Part 3 Registration

CFR Correction in Sec.  3.45

3/11/2016

81 FR 12821  //  Open PDF Version PDF Version

17 CFR Part 3 Registration

CFR Correction in Sec.  3.10

2/16/2016

81 FR 7762  //  Open PDF Version PDF Version

Order Authorizing the National Futures Association as a Commission Designee for Direct Electronic Access to Data in Swap Data Repositories

Effective Date: Tuesday, February 16, 2016
2/11/2016

81 FR 7204  //  Open PDF Version PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

Effective Date: Thursday, February 11, 2016
2/8/2016

81 FR 6509  //  Open PDF Version PDF Version

Technology Advisory Committee Meeting Notice

Closing Date: 2/22/2016
 
1/21/2016

81 FR 3390  //  Open PDF Version PDF Version

Performance of Certain Functions by the National Futures Association Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants

Effective Date: Tuesday, March 1, 2016
1/11/2016

81 FR 1174  //  Open PDF Version PDF Version

Technology Advisory Committee; Notice of Meeting

Closing Date: 1/26/2016