Trading/Volcker Rule

Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.


Related News and Issuances

DateIDTitle
11/30/2020 OCC 2020-105 Volcker Rule: Quantitative Measurements
07/31/2020 OCC 2020-71 Volcker Rule Covered Funds: Final Rule
06/25/2020 NR 2020-82 Financial Regulators Modify Volcker Rule