-
Brokerage Firm Paying Penalty for Compliance and Trading Surveillance Failures
Feb. 13, 2017 -
SEC Charges Chinese Citizens Who Reaped Massive Profits From Insider Trading on Comcast-Dreamworks Acquisition
Feb. 10, 2017 -
SEC Announces Agenda for February 15 Meeting of the Advisory Committee on Small and Emerging Companies
Feb. 8, 2017 -
Private Equity Adviser Barred From Industry for Improper Withdrawal From Funds
Feb. 7, 2017 -
SEC Charges Financial Adviser With Stealing From Client Accounts
Feb. 3, 2017
Media Kit »
The Media Kit contains complete biographies and high-resolution official photos.
The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
The SEC strives to promote a market environment that is worthy of the public’s trust and characterized by transparency and integrity.
Press Inquiries
If you are a member of the news media, contact the Office of Public Affairs at
news@sec.gov or (202) 551-4120.
If you are a member of the news media, contact the Office of Public Affairs at
news@sec.gov or (202) 551-4120.
Investor Questions
Investors should contact the SEC’s Office of Investor Education and Advocacy
at (800) 732-0330, or submit a question or comment to the SEC.
Contact by Division and Office
For other information, please view the directory of SEC e-mail addresses or
telephone numbers.