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The Office of Inspector General (OIG) conducts and supervises audits and investigations of programs and operations of the CFTC and recommends policies to promote economy, efficiency and effectiveness in CFTC programs and operations and to prevent and detect fraud and abuse.
Here you will find helpful contact information, reports and alerts issued by the OIG.
Employees, contractors and members of the public may report any instance of fraud, waste, and abuse at CFTC by:
- calling the CFTC OIG hotline at 202-418-5510
- sending an email (you do not need to identify yourself)
- sending a letter to:
Commodity Futures Trading Commission
Office of the Inspector General
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581 - sending a Fax to the CFTC OIG at 202-418-5522
- subscribe to OIG Report
Alerts
OIG Reports
Annual Financial Statement Audit Opinion
- Financial Statement Audit Opinions are included in each annual Agency Financial Report (AFR). Below are links to the full Agency Financial Report (formerly the Performance and Accountability Report, or PAR) documents. The audit opinions are found on the pages following each link.
Assessments of the Most Serious Management Challenges Facing the CFTC
Dodd-Frank Reports
Audit of the Customer Protection Fund – Financial Statements
Other Audits
Other Financial Related Evaluations
Inspections
Investigations
Audit Reviews
Investigative Reviews
- CFTC OIG Whistleblower Report (September 29, 2016)
- Final Review of Space Utilization of the Washington, DC Office with cover redacted (April 25, 2016)
- Follow Up Report: Review of the Commodity Futures Trading Commission’s Response to Allegations Pertaining to the Office of the Chief Economist (January 13, 2016)
- CFTC OIG Review of NY Lease and Occupancy With Management Response, Redacted (September 1, 2015)
- Final Review of Space Utilization of the Chicago Regional Office with Cover Redacted (September 1, 2015)
- A Review of Leasing and Occupancy Levels of the Kansas City Regional Office of the Commodity Futures Trading Commission (Prepared June 4, 2014)
- A Review of 75 Purchases by the Commodity Futures Trading Commission: March 2011 – March 2012 (Prepared December 21, 2012)
- Review of the Commodity Futures Trading Commission's Oversight and Regulation of MF Global, Inc. (Prepared May 16, 2013)
- Review of the Commodity Futures Trading Commission's Response to Allegations Pertaining to the Office of the Chief Economist (Prepared February 21, 2014)
Peer Review Reports
Semi-annual Reports to Congress
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Reported by the CFTC-OIG to Congress twice yearly
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March 31, 2016 Report
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September 30, 2016 Report
CFTC Transmittal Memo
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March 31, 2015 Report
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September 30, 2015 Report
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March 31, 2014 Report
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September 30, 2014 Report
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March 31, 2013 Report
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September 30, 2013 Report
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March 31, 2012 Report
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September 30, 2012 Report
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March 31, 2011 Report
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September 30, 2011 Report
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March 31, 2010 Report
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September 30, 2010 Report
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March 31, 2009 Report
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September 30, 2009 Report
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March 31, 2008 Report
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September 30, 2008 Report
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March 31, 2007 Report
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September 30, 2007 Report
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March 31, 2006 Report
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September 30, 2006 Report
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March 31, 2005 Report
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September 30, 2005 Report
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March 31, 2004 Report
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September 30, 2004 Report
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March 31, 2003 Report
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September 30, 2003 Report
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March 31, 2002 Report
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September 30, 2002 Report
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March 31, 2001 Report
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September 30, 2001 Report
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March 31, 2000 Report
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September 30, 2000 Report
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