Technology Advisory Committee Meeting
CFTC Commissioner Scott O’Malia to chair a meeting of the Technology Advisory Committee.
The TAC will discuss pre-trade functionality, direct market access controls and costs and technology challenges in implementing the trade execution, processing and records management requirements of the Dodd-Frank Act. Dr. Michael Gorham, Illinois Institute of Technology (IIT) Professor of Finance and Director of the ITT Center for Financial Markets, will present the Pre-Trade Functionality Subcommittee Report on Direct Market Access Controls.
When: |
Tuesday, March 1, 2011, 1:00 pm (ET) |
Where: |
CFTC Hearing Room, 1155 21st Street, NW, Washington, DC |
Topic: |
Pre-Trade Functionality |
Viewing/Listening Information: | |
• Watch a live broadcast of the meeting via webcast on www.cftc.gov • Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below | |
Domestic Toll-Free Number: 866-844-9416 |
The meeting will be open to the public on a first come, first served basis.
Opening Statements
Opening Statement by Commissioner Scott O’Malia
Opening Statement by Commissioner Bart Chilton
Opening Statement by Chairman Gary Gensler
Reports
The CFTC is soliciting comments on these recommendations.
Submit a Comment on the recommendations
View Comments on the recommendations
Presentations
Presentation to the CFTC Technology Advisory Committee (TAC), Blackrock
Technology Implications and Costs of Dodd-Frank on Financial Markets, TABB Group
Data Reporting and Universal ID Requirements, DTCC
Recommended Practices for Trading Firms, Clearing Firms and Exchanges Involved in Direct market Access, CFTC Pre-Trade Functionality Subcommittee
Division of Market Oversight Presentation to TAC Meeting, CFTC Division of Market Oversight
Where is the Value in High Frequency Trading?, Álvaro Cartea and José Penalva