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This list is comprised of cases from the CFTC’s predecessor agencies within the Department of Agriculture: the Grain Futures Commission, Commodity Exchange Administration, and Commodity Exchange Authority. The content includes decisions, supporting documents, and stipulations of compliance.
01/25/1971
ABRAHAM HORN Docket No. STIPULATION 134 Case Type = Stipulation of compliance
12/30/1970
ALAN L. FREEMAN Docket No. STIPULATION 117 Case Type = Stipulation of compliance
09/29/1965
ALLEN JOHNSON Docket No. STIPULATION 80 Case Type = Stipulation of compliance
09/05/1969
ANDREW CASCIO Docket No. 164 Citation 28 Agric. Dec. 1108 Case Type = Decision and order
12/03/1970
ARNOLD A. BRIN Docket No. STIPULATION 113 Case Type = Stipulation of compliance
01/15/1973
ARTHUR N. ECONOMOU Docket No. 167 Citation 32 Agric. Dec. 14 Case Type = Decision and order
10/20/1958
ARTHUR W. HYLAND Docket No. STIPULATION 39 Case Type = Stipulation of compliance
11/04/1969
ASA V. WILDER Docket No. 154 Citation 28 Agric. Dec. 1403 Case Type = Decision and order
03/17/1961
BENEDICT K. GOODMAN Docket No. 81 Citation 20 Agric. Dec. 173 Case Type = Removal of stay order
01/20/1962
BENEDICT K. GOODMAN Docket No. 81 Citation 19 Agric. Dec. 6 Case Type = Order dismissing petition for reconsideration
05/13/1949
CHARLES B. GRADY Docket No. 49 Citation 8 Agric. Dec. 506 Case Type = Decision and order
11/21/1949
CHARLES B. GRADY Docket No. 49 Citation 8 Agric. Dec. 1241 Case Type = Decision and order
05/11/1964
CHARLES HAAG Docket No. 116 Citation 23 Agric. Dec. 517 Case Type = Decision and order
05/26/1948
CHARLES VOJTEK Docket No. 43 Citation 7 Agric. Dec. 386 Case Type = Decision and order
05/03/1955
CHARLES VOJTEK Docket No. 43 Citation 14 Agric. Dec. 347 Case Type = Order terminating suspension of trading privileges
12/27/1949
CLAUD WILKES Docket No. 52 Case Type = Issuance of complaint
10/11/1950
CLAUD WILKES Docket No. 52 Citation 9 Agric. Dec. 1194 Case Type = Decision and order
10/31/1950
CLAUD WILKES Docket No. 52 Citation 9 Agric. Dec. 1198 Case Type = Stay order
02/12/1951
CLAUD WILKES Docket No. 52 Citation 10 Agric. Dec. 138 Case Type = Dismissal
03/02/1951
CLAUD WILKES Docket No. 52 Citation 10 Agric. Dec. 329 Case Type = Stay order
06/04/1951
CLAUD WILKES Docket No. 52 Citation 10 Agric. Dec. 782 Case Type = Order vacating stay order
03/27/1968
COWEN & CO. Docket No. 152 Citation 27 Agric. Dec. 338 Case Type = Decision and order
05/30/1974
DANIEL N. DEWEY Docket No. STIPULATION 146 Case Type = Stipulation of compliance
09/30/1966
DARRELL M. HILLS Docket No. 140 Citation 25 Agric. Dec. 1098 Case Type = Decision and order
09/15/1971
DAVID G. HENNER Docket No. 161 Citation 30 Agric. Dec. 1151 Case Type = Decision and order
12/15/1970
DAVID L. HOFER Docket No. 156 Citation 29 Agric. Dec. 1334 Case Type = Decision and order
10/09/1964
DAVID LAIKEN Docket No. 113 Citation 23 Agric. Dec. 1193 Case Type = Decision and order
10/19/1964
DAVID LAIKEN Docket No. 113 Citation 23 Agric. Dec. 1203 Case Type = Stay order
08/31/1965
DAVID LAIKEN Docket No. 113 Citation 24 Agric. Dec. 1036 Case Type = Order vacating stay order
11/23/1965
DAVID LAIKEN Docket No. 129 Citation 24 Agric. Dec. 1460 Case Type = Decision and order
08/02/1962
DOUGLAS STEEN Docket No. 104 Case Type = Complainant’s reply brief
08/28/1962
DOUGLAS STEEN Docket No. 104 Case Type = Referee’s recommended decision
10/11/1962
DOUGLAS STEEN Docket No. 104 Citation 21 Agric. Dec. 1076 Case Type = Decision and order
05/25/1970
DYKE & CO. Docket No. 168 Case Type = Cease and desist order
04/12/1965
EDWARD A. COX Docket No. STIPULATION 74 Case Type = Stipulation of compliance
07/12/1960
EDWARD J. KEELEY Docket No. STIPULATION 53 Case Type = Stipulation of compliance
09/10/1954
EDWARD R. BYER Docket No. 62 Citation 13 Agric. Dec. 873 Case Type = Denial of motion to quash complaint
11/10/1954
EDWARD R. BYER Docket No. 62 Citation 13 Agric. Dec. 1051 Case Type = Decision and order
05/26/1971
EDWARD WEITMAN Docket No. 175 Citation 30 Agric. Dec. 600 Case Type = Decision and order
11/07/1972
ELLIOT ALKOW Docket No. 189 Case Type = Cease and desist order
11/03/1972
ELLIOTT ALKOW Docket No. 189 Citation 31 Agric. Dec. 1353 Case Type = Decision and order
11/08/1973
ELMER F. PUTNAM Docket No. STIPULATION 145 Case Type = Stipulation of compliance
02/20/1963
EMIL VOJTEK Docket No. 99 Citation 22 Agric. Dec. 141 Case Type = Order reopening hearing
07/31/1963
EMIL VOJTEK Docket No. 99 Citation 22 Agric. Dec. 778 Case Type = Decision and order
12/20/1973
EUGENE C. CASHMAN Docket No. 212 Citation 34 Agric. Dec. 1325 Case Type = Decision and order
04/29/1966
FELIX ENDICO Docket No. STIPULATION 101 Case Type = Stipulation of compliance
07/20/1967
FELIX ENDICO Docket No. 146 Citation 26 Agric. Dec. 705 Case Type = Decision and order
09/08/1955
FRANK WEINBERG Docket No. STIPULATION 22 Case Type = Stipulation of compliance
10/01/1965
FRED D. GUTH Docket No. STIPULATION 87 Case Type = Stipulation of compliance