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Comparability Determinations for Substituted Compliance Purposes
The Commodity Futures Trading Commission has approved a series of broad comparability determinations that would permit substituted compliance with non-U.S. regulatory regimes as compared to certain swaps provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the Commission’s regulations.
View Cross-Border Application of Swaps Provisions
As jurisdictions outside the U.S. continue to strengthen their regulatory regimes, the Commission may determine that additional foreign regulatory requirements are comparable to and as comprehensive as certain requirements under the Commodity Exchange Act and the Commission’s regulations.
Additional Information
Business Conduct Rules for Swap Dealers and Major Swap Participants Summary of Entity-Level Comparability Determinations
CFTC Press Release 6802-13
Publication Date | Comparability Determination |
09/15/2016 | 81 FR 63376 // PDF Version 17 CFR Chapter I Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Effective Date: Thursday, September 15, 2016 |
12/27/2013 | 78 FR 78864 // PDF Version Australia: Certain Entity-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78852 // PDF Version Hong Kong: Certain Entity-Level Requirements Effective Date: Fr iday, December 27, 2013 |
12/27/2013 | 78 FR 78910 // PDF Version Japan: Certain Entity-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78890 // PDF Version Japan: Certain Transaction-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78899 // PDF Version Switzerland: Certain Entity-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78839 // PDF Version Canada: Certain Entity-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78923 // PDF Version European Union: Certain Entity-Level Requirements Effective Date: Friday, December 27, 2013 |
12/27/2013 | 78 FR 78878 // PDF Version European Union: Certain Transaction-Level Requirements Effective Date: Friday, December 27, 2013 |