XXXII. Large Swaps Trader Reporting
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The Commission has issued proposed rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, and is seeking input on these rules from the public.
A list of proposed rules for this topic, along with other related Federal Register notices, is provided below. Members of the public are encouraged to review proposed rules, and offer comment by clicking the associated "Comment File" link.
Additional information regarding Large Swaps Trader Reporting is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties.
Update: May 31, 2012
Update: May 30, 2012
Update: March 20, 2012
Update: December 7, 2011
Update: November 18, 2011
Related Federal Register Releases
Final Rule: : 76 FR 43851 // PDF Version
7/22/2011
17 CFR Parts 15 and 20 Large Trader Reporting for Physical Commodity Swaps
Effective Date: September 20, 2011Proposed Rule: 75 FR 67258 // PDF Version
11/2/2010
17 CFR Parts 15 and 20 Position Reports for Physical Commodity Swaps
Comment File – Closing Date: 12/2/2010Additional Information
No-Action Letter 12-02:
July 2, 2012
Part 20: Large Trader Reporting for Physical Commodity SwapsNo-Action Letter 12-04:
July 17, 2012
Part 20: Large Trader Reporting for Physical Commodity SwapsSeptember 16, 2011 Letter
Temporary and Conditional Relief from the Requirements of §§ 20.3 and 20.4 of the Commission’s Regulations Regarding Large Swaps Trader Reporting for Physical CommoditiesGuidelines Regarding Large Trader Reporting for Physical Commodity Swaps
Event: Open Meeting on Five Final Rule Proposals under the Dodd-Frank Act
Event: Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act
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