Real-Time Reporting

The Commission has issued proposed rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, and is seeking input on these rules from the public.

A list of proposed rules for this topic, along with other related Federal Register notices, is provided below. Members of the public are encouraged to review proposed rules, and offer comment by clicking the associated "Comment File" link.

How to submit a comment

Additional information regarding Real Time Reporting is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties.

Related Federal Register Releases

Proposed Rule: 77 FR 15460 // PDF Version
3/15/201217 CFR Part 43 Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
Comment File - Closing Date: 5/14/2012

Final Rule: 77 FR 1182 // PDF Version
1/9/2012
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
Effective Date: March 9, 2012
----See Also----
     77 FR 2909 // PDF Version
     1/20/2011
     Correction: 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; Correction

Proposed Rule: 75 FR 76139 // PDF Version
12/7/2010
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
Comment File – Closing Date: 2/7/2011

Proposed Rule (Correction): 75 FR 76930 // PDF Version
12/10/2010
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data Correction

Additional Information

Fact Sheet: Proposed Rule on Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions (Reproposal)
Q&A: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions (Reproposal)

Event: CFTC Open Meeting on One Final Rule and One Proposed Rule

Fact Sheet: Final Rules Regarding Real-Time Public Reporting of Swap Transaction and Pricing Data
Q&A: Final Rulemaking: Part 43 (Real-Time Public Reporting)

See also:
– Phase In – Real-Time Public Reporting Compliance Dates and Time Delays for Public Dissemination
– Apendix C – Time Delays for Public Dissemination
– Real-Time Public Reporting (Part 43) Breakdown of Notional Caps

Event: CFTC to Hold Open Meeting to Consider Two Final Rules

Fact Sheet: Proposed Rule on Real Time Public Reporting of Swap Transaction and Pricing Data
Q&A: Real-Time Public Reporting Proposed Rulemaking

Event: Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act