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Public Hearings on Official Insignia of Native American Tribes, July 8, 1999




                                                                             1









          1                      U.S. DEPARTMENT OF COMMERCE



          2                      PATENT AND TRADEMARK OFFICE



          3                       WASHINGTON, D. C.  20231



          4



          5



          6



          7                      P U B L I C   H E A R I N G



          8                REGARDING ISSUES SURROUNDING TRADEMARK

                           PROTECTION FOR THE OFFICIAL INSIGNIA OF

          9                  FEDERALLY- AND/OR STATE-RECOGNIZED

                                   NATIVE AMERICAN TRIBES

         10



         11

                                  TRANSCRIPT OF PROCEEDINGS

         12



         13

                                   JULY 8, 1999 - THURSDAY

         14                        9:00 a.m. to 3:00 p.m.

                                   Special Events Building

         15                     Indian Pueblo Cultural Center

                                 2401 12th Street, Northwest

         16                    ALBUQUERQUE, NEW MEXICO  87104



         17                              __________



         18



         19



         20



         21



         22



         23



         24        REPORTED BY:  CHARLOTTE MACIAS, NMCCR# 161

                                 10708 Constitution Avenue, Northeast

         25                      Albuquerque, New Mexico  87112















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                         A-P-P-E-A-R-A-N-C-E-S



          2        FOR THE UNITED STATES DEPARTMENT OF COMMERCE, PATENT

                   AND TRADEMARK OFFICE, WASHINGTON, D. C.  20231:

          3

                        Q. TODD DICKINSON, Acting Assistant Secretary of

          4                Commerce and Acting Commissioner of Patents and

                           Trademarks, U.S. Department of Commerce, Patent

          5                and Trademark Office

                        ELEANOR K. MELTZER, Attorney-Advisor, Office of

          6                Legislative and International Affairs, U.S.

                           Patent and Trademark Office

          7             STEPHEN WALSH, Associate Solicitor, Office of the

                           Solicitor, USPTO

          8             ODETTE BONNET, Senior Attorney, USPTO

                                         __________

          9

                                       C-O-N-T-E-N-T-S

         10        SPEAKERS                                           PAGE



         11        COMMISSIONER Q. TODD DICKINSON, Commerce and PTO      3

                   THE HONORABLE JEFF BINGAMAN, NM Senator               6

         12        THE HONORABLE TOM UDALL, NM Congressman              17

                   GOVERNOR AMADEO SHIJE, NM Zia Pueblo                 24

         13        GOVERNOR MALCOLM B. BOWEKATY, NM Pueblo of Zuno      30

                   LT. GOV. TOM F. TALACHE, JR., NM Nambe Pueblo        42

         14        5 YOUTH REPRESENTING 4 DIFFERENT NATIONS             43

                   LT. GOV. TOM F. TALACHE, JR., NM Nambe Pueblo        46

         15        FIDEL MORENO, NM President, American Indian CC       51

                   RICHARD POLESE, Exec. Dir., NM Book Association      55

         16        MARGARET A. BOULWARE, President, AIPLA               61

                   DAVID C. MIELKE, Attorney, NM Pueblo of Zia          70

         17        ROBERTA PRICE, Attorney, NM Pueblo of Zia            79

                   GERALDINE WARLEDO, Cheyenne-Arapaho Business Comm   112

         18        LOREN PANTEAH, NM Zuni Jeweler, Cultural Arts       114

                   PETER PINO, Tribal Administrator, NM Pueblo of Zia  122

         19        ISIDRO PINO, Religious Elder, NM Pueblo of Zia      137

                   SABRINA PINO, Children/Youth, NM Pueblo of Zia      140

         20        PETER PINO, Tribal Administrator, NM Pueblo of Zia  141

                   GOVERNOR AMADEO SHIJE, NM Zia Pueblo                149

         21        STANLEY PINO, Chairman, All Indian Pueblo Council   151

                   WILLIAM WEAHKEE, Exec. Dir., Five Sandoval

         22           Pueblos; Petroglyphs Advisory Committee          158

                   PROFESSOR KENNETH BOBROFF, University of NM         164

         23        A. DAVID LESTER, Exec. Dir., Council of Energy

                       Resource Tribes (Muskogee Creek of Oklahoma)    173

         24        ELEANOR K. MELTZER, Closing Comments                182

                   REPORTER'S CERTIFICATE                              187

         25                                 * * *















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                         P-R-O-C-E-E-D-I-N-G-S     (9:14 a.m.)



          2                      MR. Q. TODD DICKINSON:  Good morning.



          3        Can everybody hear me all right?



          4                      AUDIENCE:  Yeah.  Yes.



          5                      MR. DICKINSON:  My name is Todd



          6        Dickinson.  I'm the Acting Assistant Secretary of



          7        Commerce and Acting Commissioner of Patents and



          8        Trademarks of the United States.  And on behalf of the



          9        Patent and Trademark Office, I want to welcome



         10        everybody here today and thank you for welcoming us



         11        here to New Mexico.



         12                 I know that many of you have very busy



         13        schedules and we're pleased to be able to provide this



         14        opportunity for you.  We're honored to be here and are



         15        very interested in hearing your thoughts.



         16                 Let me assure you that all of your comments



         17        today, both oral and written, will be very, very



         18        carefully considered by us at the Patent and Trademark



         19        Office.



         20                 As many of you already know, due to Senator



         21        Bingaman's efforts, the 105th Congress passed a law



         22        which requires that the Patent and Trademark Office



         23        study a variety of issues surrounding trademark



         24        protection for the official insignia of federally-



         25        and/or state-recognized Navajo American Tribes.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                 In order to gain the answers to questions such



          2        as "What is an official insignia?" and "How might any



          3        change to current law affect trademark owners?" and to



          4        try to answer those questions, the PTO published two



          5        notices in our Federal Register which is the official



          6        publication of notices from agencies of the federal



          7        government.



          8                 The first Federal Register notice was



          9        published on December 29th, 1998, the second notice on



         10        March 16th, 1999.



         11                 We received quite a few responses to both the



         12        December and the March notices but written comments are



         13        one thing.  Live comments are another.



         14                 And we thought it would be particularly



         15        important that we, the people from our office that are



         16        here today, come directly to you to make available your



         17        face-to-face comments so that the TPO really walks away



         18        with an understanding of the depth of feeling on the



         19        different issues involved with trademark protection for



         20        official insignia of Native American Tribes.



         21                 We'll be having hearings here in Albuquerque



         22        today.



         23                 On Monday, in San Francisco, California.



         24                 And on the --



         25                      MS. MELTZER:  15th.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                      MR. DICKINSON:  -- 15th, in Washington



          2        D.C. and I think it's particularly fitting that we



          3        begin the hearings here today in Albuquerque in this



          4        lovely setting at the Indian Pueblo Cultural Center.



          5                 Before we get started, Ms. Meltzer, who is



          6        staffing this hearing, has asked me to mention two



          7        particular items.



          8                 First, if you have not already provided us



          9        with a written copy of your presentation, please do so



         10        today.  That ensures that we don't make any mistakes in



         11        transcribing the words you might have in your own



         12        presentation.



         13                 You can also send your written comments to us



         14        through July 30th.  We've set a deadline of July 30th



         15        because the statute requires we complete our study by



         16        September 29th and we want to make sure we consider all



         17        that information we receive.



         18                 We had a question about copies of today's



         19        transcript.  Copies of that transcript will be



         20        available on our website by August the 10th, we're



         21        hoping.  Our website is www.uspto.gov.



         22                 We are here to listen, as I said.  We had



         23        about 20 speakers and we may have some more today so we



         24        would feel free to ask that you keep your comments to



         25        about 15 minutes.  We will be fairly informal about















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        time but we want to make sure that everybody that wants



          2        to have an opportunity to speak has that opportunity.



          3                 If we have any time left after scheduled



          4        speakers have made their comments, we will accept



          5        comments from the floor or if people would like to sign



          6        up, they can do so I think in the front; is that right?



          7        Or, in the back there.



          8                 I would ask that all speakers, when you do



          9        come to the microphone, state your name and your



         10        affiliation, if any.



         11                 And, again, I want to thank you for coming



         12        here today or taking the time to come and testify.  Let



         13        me assure you again how important this is to us and how



         14        serious we will take this matter.  We are eager to hear



         15        your comments on this very important topic.



         16                 With that, I'll introduce our first speaker



         17        and we're very honored today to have your Senator, the



         18        Senator from New Mexico, Senator Jeff Bingaman, who'll



         19        be our first witness.



         20                              (Applause)



         21                      SENATOR JEFF BINGAMAN:  Thank you very



         22        much.  Can people all hear me?  Is this machine



         23        working?   Yes.  Okay.  Thank you very much.



         24                 I want to start by thanking Todd Dickinson,



         25        the head of the Patent and Trademark Office Commission















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        for coming to New Mexico.



          2                 This is your first trip here?



          3                      MR. DICKINSON:  Yes, indeed.



          4                      SENATOR BINGAMAN:  We're very honored to



          5        have you in New Mexico and we think this is where all



          6        issues related to Indian people ought to be determined,



          7        is right here in New Mexico, and so that's an



          8        appropriate place, as you say, to start your hearings.



          9                 Eleanor Meltzer, thank you very much for all



         10        of your help with organizing the hearing.



         11                 And, also, I want to thank all the people who



         12        are here and I know there are others coming during the



         13        day.  I've seen the list of people who are going to



         14        testify and we have had a very distinguished list of



         15        presenters today so you'll get a good chance to see the



         16        full range of opinion that we have here in New Mexico



         17        on the issue.



         18                 These are important issues for Native



         19        Americans in this state, as you know, not just in this



         20        state, but for the 1.26 million individuals who are



         21        members of over 500 federal- and state-recognized



         22        tribes throughout the country.



         23                 In New Mexico, of course, many of our tribes



         24        and pueblos have been in existence for many hundreds of



         25        years before this area was ever settled by Europeans,















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        the Spanish in particular.



          2                 So it's very important that we understand the



          3        importance of these symbols and I think the study that



          4        you're doing on protecting official tribal insignia is



          5        long overdue when you consider the very long period of



          6        time that some of these insignia have been in use.



          7                 Let me just go through the list.  You cited



          8        several issues you wanted addressed in the testimony



          9        today and let me try to respond as best I can at least



         10        on a few of those.



         11                 First, the Definition of Official Insignia



         12        requested any thoughts anyone had on what that official



         13        definition should be.



         14                 I look at official insignia as meaning any



         15        insignia of a federal- or state-recognized tribe that



         16        has been used as the official insignia of the tribal



         17        government or is representative of the tribe.



         18                 Now, that may not answer all questions but I



         19        think that's a good starting place for a definition.



         20                 Many of the nations in New Mexico have



         21        formally adopted what I think of as an official



         22        insignia.  For example, there exists the Great Seal of



         23        The Navajo Nation.  The Great Seal of the Jicarilla



         24        Apache Tribe.



         25                 These seals contain symbols of importance to















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          1        the tribes.  They're easily recognizable as the



          2        official seals of those particular tribes.



          3                 Though some tribes and pueblos have not



          4        formally adopted official seals, many use symbols on



          5        their government letterhead, on their calling cards



          6        that are representative of the culture of the pueblo or



          7        the tribe.  Many have used these same insignia for



          8        generations.



          9                 The insignia used by the Acoma Pueblo is



         10        symbolic of the clans that make up the Acoma Pueblo.



         11        The insignia also incorporates symbols of cultural



         12        significance to the pueblo.



         13                 To those who are familiar with Native



         14        Americans in this State of New Mexico, the Acoma



         15        symbol, the Acoma insignia is representative of that



         16        pueblo.



         17                 The second item or issue that you asked people



         18        to address was the Establishing and Maintaining a List



         19        of Official Insignia.



         20                 Establishing a list of official insignia, I



         21        don't believe would be difficult because, as I



         22        mentioned, I think it's fairly easy to determine in the



         23        case of each tribe whether they have adopted an



         24        official insignia.



         25                 For those who have not formally adopted such















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        insignia, a change in the law that would protect



          2        official insignia would likely prompt the adoption of a



          3        great seal or other official insignia by many of those



          4        tribes.



          5                 And although many Native Americans share



          6        common cultural symbols such as the eagle or the sun,



          7        each tribe would be encouraged to adopt an official



          8        insignia that is distinguishable from that used by



          9        other tribes.



         10                 But with today's technology, maintaining a



         11        list of these official tribal insignia on a database



         12        should not be difficult.



         13                 If the Patent and Trademark Office is able to



         14        catalog the official insignia of the United States and



         15        of each state and of each municipality and foreign



         16        nation as presently provided in the law, then it does



         17        not seem that difficult to add to that the official



         18        insignia for the tribes and pueblos that wish to adopt



         19        official insignia.



         20                 The third issue you asked to be addressed was



         21        Impact of Changes in Current Law or Policy.



         22                 And there's no doubt that a change in current



         23        law and policy, in my view, is needed.  The only



         24        question is:  What change will best protect the rights



         25        of Native Americans and preserve the integrity of each















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        tribal nation?



          2                 What's become apparent, I believe, is that the



          3        official insignia of tribal governments is not



          4        currently protected by any law.



          5                 It's also become apparent that economic



          6        development by tribes could be hindered unless we act



          7        to deal with this.



          8                 Current law should be amended to protect



          9        official and tribal insignia from being trademarked by



         10        others for commercial gain.



         11                 As I've tried to look into this issue, I've



         12        discovered the extent to which the Native American



         13        names and symbols and images have been appropriated by



         14        other non-Native Americans for commercial gain.



         15                 The appropriating of those names and symbols



         16        and images continues and it will continue unless the



         17        Patent and Trademark Office and/or the Congress take



         18        some action to deal with this issue.



         19                 The impact on Native Americans, if we do



         20        nothing, could be much more severe than the impact on



         21        others if we choose to act.  In New Mexico, all of the



         22        pueblos and tribes are seeking to become economically



         23        viable and their culture and their history is essential



         24        to much of that development.



         25                 If we continue to allow companies and private















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          1        enterprises not affiliated with the tribes and the



          2        pueblos to trademark products, for example "Zia



          3        Popcorn" or "Navajo Bead Company" if they are not



          4        officially tied to the tribe in some way, we threaten



          5        the economic opportunities for those tribes and



          6        pueblos.



          7                 If trademark law was intended to prevent



          8        consumer confusion, which is one of the purposes of the



          9        trademark law, as I understand it, and to assure



         10        purchasers a certain level of quality in what they buy,



         11        failing to prevent the misappropriation of Native



         12        American names and symbols is contrary to the intent of



         13        that statute.



         14                 In fact, I suggest there is an inherent



         15        consumer confusion if a food product manufactured by



         16        non-Native Americans in Delaware would be called



         17        Pojoaque Peanuts.  That would be not only detrimental



         18        to consumers, it would certainly be detrimental to the



         19        Pojoaque Pueblo here in New Mexico.



         20                 Although I have been using hypothetical



         21        products in discussing this, the possibilities are



         22        endless and they are occurring on a regular basis.



         23                 This country's fascination with native



         24        history, Native American history and culture has at



         25        times benefitted Native Americans but, more recently,















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        has threatened the culture and economic viability of



          2        each nation.



          3                 So protecting the official tribal insignia may



          4        impact a few existing trademarks, but the failure to



          5        protect official tribal insignia from being trademarked



          6        will continue to negatively impact more than 500



          7        tribes.



          8                 The fourth item you asked me to address was



          9        the Impact of the Prohibition on Federal Registration



         10        and New Uses of Official Insignia.



         11                 Prohibiting federal registration of trademarks



         12        identical to official insignia of Native American



         13        tribes should, at a minimum, confer certain benefits on



         14        the tribes:  1) should provide the tribal government



         15        with evidence of ownership of the official tribal



         16        insignia, 2) should prevent others from trademarking



         17        the official tribal insignia for use in commerce, and



         18        3) should provide the tribal government with federal



         19        jurisdiction to challenge an unauthorized user of that



         20        insignia.



         21                 In order to accomplish these goals, we need to



         22        be innovative and think through all of the various



         23        possible issues in drafting of regulations or



         24        legislation.  I believe the testimony you're going to



         25        hear today will help you to do that.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                 As you know, we have the Native American



          2        Graves Protection and Repatriation Act that Congress



          3        passed in 1990.  It was intended to recognize Native



          4        American culture and protect cultural property.



          5                 We have the Indian Arts and Crafts Act, which



          6        was passed back in 1935 and later amended in 1994,



          7        which had an economic foundation as it has sought to



          8        provide a market for contemporary arts and crafts by



          9        assuring the authenticity of arts and crafts made by



         10        Native American people.



         11                 Both of these laws were passed because of the



         12        recognized need to protect the cultural identity of



         13        Native Americans and the economic development



         14        opportunities of Native Americans; and modifying the



         15        trademark law to protect official tribal insignia is



         16        the next step, as I see it, in recognizing the status



         17        of each Native American Tribe.



         18                 You asked about Administrative Feasibility of



         19        doing this, a change in this regard.



         20                 I don't believe the cost of changing current



         21        law or policy would be significant compared to the



         22        benefit that would be derived.



         23                 You asked about the Timing of Changes in



         24        Protection.



         25                 I think whether or not the suggested changes















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        should be offered prospectively or retroactively will



          2        require a deeper analysis of the issue.  I don't really



          3        claim to know the answer on that.



          4                 On the issue of Statutory Changes.



          5                 As you know, when I began to look into this,



          6        we sought to amend the Lanham Act.  I still think this



          7        is the right thing to do to provide some protection for



          8        official tribal insignia.



          9                 However, as I learn more about the



         10        trademarking process and the extent to which tribes



         11        have already participated in the trademarking process,



         12        it became clear that some tribes have already



         13        trademarked their insignia for use, commercially.



         14                 And any action that you take as a result of



         15        this study, or any action recommended to Congress,



         16        should take into account the Native American Tribes



         17        have already sought protection under the existing



         18        trademark law, so, any modifications to existing law



         19        obviously should in no way prevent tribes that have



         20        trademarked their insignia from using such insignia in



         21        the stream of commerce.



         22                 In conclusion, I'm confident that you will



         23        hear a great deal of useful testimony today.



         24                 Current law protects the official insignia of



         25        states, municipalities and foreign governments.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1                 The flag of New Mexico is protected by the



          2        Lanham Act and, as you know, the Lanham Act does not



          3        prevent others from using the Zia symbol as portrayed



          4        on the New Mexico flag, but it does prevent others from



          5        trademarking the identical insignia.



          6                 I encourage you to offer the same protection



          7        and respect for the flags and official insignia of each



          8        of the five-membered state- and federally-recognized



          9        tribes in the country.



         10                 Again, let me just thank you, Commissioner



         11        Dickinson, and your colleagues for traveling to New



         12        Mexico for this hearing.



         13                 Congressman Udall has joined us here and I'm



         14        honored to have his strong support in this effort in



         15        the Congress and we look forward to the results of your



         16        study and then to determine what action the Congress



         17        should take.



         18                 Thank you very much.



         19                      MR. DICKINSON:  Thank you very much.



         20                      SENATOR BINGAMAN:  Did any of you have



         21        questions of me?



         22                              (Applause)



         23                      SENATOR BINGAMAN:  Okay?



         24                      MR. DICKINSON:  Thank you.



         25                      SENATOR BINGAMAN:  All right.  Thank you















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        very much.



          2                      MR. DICKINSON:  Thank you for being here



          3        and we appreciate your strong leaderership on this



          4        issue and guidance --



          5                      SENATOR BINGAMAN:  Thank you.



          6                      MR. DICKINSON:  -- as we do our study.



          7                 And as everyone noticed, Congressman Udall has



          8        arrived and we also welcome him and welcome his



          9        comments, as well.



         10                      CONGRESSMAN TOM UDALL:  Thank you.



         11                 Well, let me first, like Senator Bingaman did,



         12        welcome all of you to New Mexico.  It's wonderful to



         13        have you here and I think that not only should you do



         14        this hearing but I hope you have the opportunity to



         15        travel a little bit in the rest of New Mexico and see



         16        some of our pueblos and other beautiful sites in New



         17        Mexico.



         18                 Let me, first of all, deal with the issue of



         19        the definition since I know that you've asked about



         20        that and I think Senator Bingaman has come up with a



         21        very good one there.  I think that's a good start.



         22                 I also, today, want to hear about what tribal



         23        representatives have to say with regard to the



         24        definition.  But I think that's a good start and I



         25        think that's the way we should proceed.















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          1                 Let me begin my remarks by first thanking



          2        Commissioner Dickinson for hosting this hearing and



          3        Senator Bingaman for his leadership on this important



          4        issue.



          5                 In particular, I want to thank Commissioner



          6        Dickinson and Senator Bingaman for arranging for this



          7        first hearing on trademark protection for official



          8        insignia of federally- and/or state-recognized Native



          9        American Tribes to be held here in New Mexico, home to



         10        23 recognized tribes, 18 of which are in the 3rd



         11        Congressional District which I represent.



         12                 I think it is extremely important and



         13        meaningful that we have started this process here where



         14        it is essential to the lives of so many people, many of



         15        whom will represent themselves and their thoughts on



         16        this issue before you here today.



         17                 The issue of protecting the official insignia



         18        of Native American tribes is, at its core, an issue of



         19        equal rights and respect for sovereignty of Native



         20        American people.



         21                 It is an issue whose time has come, only one



         22        of many steps we must take to fulfill our obligation to



         23        the Native American people both as sovereign nations



         24        and as American citizens and it is increasingly an



         25        important issue as the commercialization of Native















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          1        American symbols continues each day at an seemingly



          2        unbridled pace.



          3                 Because of this, it is important that we



          4        explore this issue both carefully and thoroughly but



          5        also expeditiously as we provide tribes with the basic



          6        level of protection they deserve.



          7                 While there are many fine points of this issue



          8        to be explored, I will try to be brief and focus my



          9        comments on the critical need for this protection.



         10                 The finer points of this issue I will leave to



         11        be explained best by the many tribal representatives



         12        and expert witnesses we have here and throughout the



         13        country waiting to comment.



         14                 I want to add that I personally look forward



         15        to learning more about their thoughts on this issue.



         16                 First, let me express my belief that official



         17        tribal insignia deserve the very same level of



         18        protection provided to other recognized governmental



         19        agencies such as states and municipalities and also



         20        foreign entities.



         21                 We must remember that recognized Native



         22        American tribes are sovereign nations and, with their



         23        own equally legitimate systems of government, are



         24        equally deserving of protection under the law.  Not



         25        extending the same level of protection, to officially















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          1        protecting insignia of tribes that is lent to state



          2        flags and city seals, is patently unfair.



          3                 Moreover, as I briefly mentioned before, the



          4        commercialization of Native American symbols is a



          5        readily apparent reality in the country.



          6                 And The New Mexican, today, I think did an



          7        excellent job at highlighting two examples with regard



          8        to the Zia symbol.



          9                 We have had, in the last year, two companies



         10        attempt to trademark the Zia symbol.  One, the American



         11        Frontier of Motorcycle Tours Company has attempted to



         12        trademark the Zia symbol and, also, a pharmaceutical



         13        company has tried to trademark the Zia symbol.  So this



         14        shows the need for us to move expeditiously.



         15                 While many of these cases are not



         16        appropriations of official tribal insignia, considering



         17        this growing popularity, the growing popularity of



         18        Native American goods, foods and culture, it is likely



         19        only a matter of time before an unprotected tribal



         20        insignia is misappropriated either intentionally or



         21        unintentionally.



         22                 Considering Native American people's own



         23        economic development endeavors, a threat of such



         24        misappropriation could also entail very real economic



         25        consequences by allowing others to capitalize on the















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            21









          1        popularity of insignia typically associated with



          2        particular tribes, such as Zuni jewelry or Santa Clara



          3        pottery or the Zia symbol.



          4                 In fact, as I'm sure the Patent and Trademark



          5        Office is already aware, several tribes have already



          6        filed lawsuits against businesses or individuals for



          7        misappropriating tribal symbols for commercial ventures



          8        or products.



          9                 While I did commit myself to being brief and



         10        leaving details of such protection to be defined most



         11        appropriately by tribal representatives and other



         12        expert witnesses, I do want to make three short



         13        comments on the feasibility of such protection before



         14        concluding.



         15                 First, I believe that such protection can



         16        actually be accomplished without much additional cost



         17        in terms of changing or implementing the law.



         18                 It should be a rather simple effort to



         19        register tribal insignia in much the same way as state



         20        and local government insignia are registered.  And, as



         21        such, the additional cost and the process should be



         22        minimal.



         23                 Second, on the question of such protection, on



         24        whether such protection should be applied



         25        retrospectively, I generally believe that the most















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            22









          1        critical need today is to protect any further



          2        misappropriation of official tribal insignia.



          3                 With that said, then I believe the greatest



          4        need for action is for prompt registration and



          5        respective protection of official tribal insignia.



          6                 I also want to stress that I do not think it



          7        is in anyone's interest to have blatantly improper past



          8        misappropriation of tribal insignia go unaddressed.



          9        However, I also agree with Senator Bingaman's comment



         10        that serious thought must be given on how such matters



         11        should be addressed.



         12                 And, finally, any proposed resolution to this



         13        issue needs to be designed so as not to jeopardize any



         14        commercial trademark registered by Native American



         15        tribes or prevent tribes from redefining and protecting



         16        currently registered tribal trademarks as official



         17        insignia.



         18                 In some instances, tribes have already



         19        registered official tribal insignia as commercial



         20        trademarks both to protect the insignia as well as to



         21        use it for commercial branding.



         22                 And, as such, these tribes might potentially



         23        face some problem in terms of designating their



         24        official insignia.  This would be precluded by the



         25        insignia's previous registration as commercial















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            23









          1        trademarks or would jeopardize the registration of the



          2        commercial mark; therefore, due consideration should be



          3        given to the appropriate handling of this matter.



          4                 Once again, let me thank Commissioner



          5        Dickinson for holding this hearing in our fair State of



          6        New Mexico and Senator Bingaman for his notable



          7        leadership on this issue.



          8                 It has been an honor and a pleasure to testify



          9        on this issue.  I look forward to continuing my work



         10        with all of you and especially with Native American



         11        people that I have the good fortunate to represent.



         12                 Thank you very much.



         13                      MR. DICKINSON:  Thank you very much,



         14        Congressman.



         15                              (Applause)



         16                      MR. DICKINSON:  Thank you for your



         17        presence here today, as well.  Thank you.



         18                 What we'd like to do now, if the folks would



         19        move the mike back, is to invite up the witnesses in



         20        groups so that we can hear from all of you and



         21        hopefully do it in a expeditious way and also maybe to



         22        give some opportunity for questions and colloquy going.



         23                 Let me invite up now Governor Amadeo Shije of



         24        the Zia Pueblo.



         25                              (Applause)















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            24









          1                      MR. DICKINSON:  And Governor Malcolm



          2        Bowekaty of the Zuni Pueblo.



          3                              (Applause)



          4                      MR. DICKINSON:  Is Mr. Talache here?  Let



          5        me just see who is here, by the way.  Is Mr. Talache



          6        here?  [Nambe Pueblo]  Would you mind coming to the



          7        witness stand, as well?



          8                 Thank you.  I've never appeared before two



          9        Governors before, so I don't know, actually I'm



         10        unclear; but I'm quite honored to have you both here



         11        today.



         12                 Would Governor Shije mind going first?  We'd



         13        appreciate that.



         14                      GOVERNOR AMADEO SHIJE:  Thank you.



         15                 Thank you, Commissioner Dickinson and members



         16        of the Patent and Trademark Office.



         17                 Before I go into my testimony I would like to



         18        introduce to you members of my pueblo who have come out



         19        today.  There are Elders of our pueblo.  There are also



         20        young people as well as some of my fellow officers.



         21                 So if the people from Zia would, behind me,



         22        stand up or raise their hands, it would be appreciated.



         23                  (Approximately 30 stand.  Applause)



         24                      GOVERNOR AMADEO SHIJE:  Members of the



         25        Committee, I am Governor Amadeo Shije from the Pueblo















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                                                                            25









          1        of Zia.



          2                 I have come to you to give testimony



          3        concerning the amendment of the Trademark Act to



          4        prohibit registration of the official insignia of



          5        Native American tribes.



          6                 I am here to speak on behalf of the Pueblo of



          7        Zia - Zia is a federally-recognized tribe - and to



          8        speak about the Zia sun symbol and its importance to



          9        the people.



         10                 I understand you had made some comments in as



         11        far as how we should follow the outline but I will



         12        leave that outline to the legal people behind me who



         13        will speak on behalf of the Pueblo, mainly because it



         14        is often hard to explain Indian cultures and issues in



         15        western legal terms.



         16                 Although the Zia sun symbol is certainly the



         17        official insignia of the Pueblo of Zia, it is much more



         18        because long before Columbus landed on this continent,



         19        long before the United States was founded and even



         20        before the presence of the Europeans and even before



         21        the Trademark Act was implemented and since time



         22        immemorial, the Zia sun symbol existed.



         23                 The Zia sun symbol was and is a collective



         24        representation of the Zia Pueblo.  It was and is



         25        central to the pueblo's religion.  It was and is a most















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            26









          1        sacred symbol.  It represents the tribe itself.



          2                 The tribal government has both used the three-



          3        and four-pronged sun symbol always pursuant to the



          4        permission of the religious elders.



          5                 The Pueblo of Zia is a very religious pueblo.



          6                 In the early 1640s, there were approximately



          7        15,000 Zias living in five distinct villages.  We



          8        survived the atrocities at the hands of the Spanish and



          9        Mexican governments.



         10                 By the late 1800s, the population was less



         11        than 100 Zias.  Today.  As I speak, we are over 850



         12        strong.



         13                 The Pueblo of Zia is here, and that our



         14        culture is still alive is testimony to our physical and



         15        cultural and, above all, spiritual strength and



         16        strength of the symbol that we hold sacred.



         17                 Our religion is intertwined with every aspect



         18        of our lives, including our government.  The Zia sun



         19        symbol is so important that it is not discussed,



         20        described outside the village's ceremonies.



         21                 It is therefore difficult to meet fully the



         22        requirements of the public testimony that the Patent



         23        Office requires.



         24                 Nevertheless, besides me and an elder of our



         25        tribe, our Tribal Administrator and even a very young















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                                                                            27









          1        member of our tribe will testify today.  And following



          2        them, will be two of our pueblo attorneys.  They will



          3        discuss the technical terms of what you request here



          4        today.



          5                 The Zia sun symbol is essential and



          6        fundamental to the identity of every member of our



          7        tribe.  It is important that the Trademark Office not



          8        officially condone and thereby encourage its commercial



          9        usage and appropriation by others.



         10                 Our Tribal Council passed a Resolution



         11        declaring the three- and four-pronged Zia sun symbol as



         12        an official insignia of our tribe.



         13                 To the Pueblo of Zia, four is a sacred number,



         14        as it is to many of our Native American tribes.



         15                 It recalls the four directions.  The four



         16        seasons.  The four phases of a day - sunrise, noon



         17        evening and night.  And the four stages of life -



         18        childhood, young/youthhood, adulthood, and old age.



         19                 As part of this testimony, we will submit



         20        examples of our official use of this symbol over past



         21        decades and over past centuries, as well.



         22                 But it is much, much more than that to our



         23        people.  I understand that the Trademark Act has long



         24        prevented federal registration of the flag or coat of



         25        arms or other insignia of the United States or of any















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            28









          1        other state in the United States or even of any foreign



          2        nation; it prohibits federal registration of symbols



          3        which falsely suggests a connection with beliefs and



          4        national symbols or brings these symbols into contempt



          5        or disrepute.



          6                 What our tribal members and our pueblo



          7        government ask today is very little; that the Trademark



          8        Act treat us just like any other governmental entities



          9        and without these United States, just as the Senator



         10        and Representative mentioned today - We have to do



         11        something about curtailing this influx of usage of the



         12        symbols.



         13                 I know there are other symbols that are



         14        important to other tribes.  These tribes will speak for



         15        themselves about this.  It is not my place to discuss



         16        the official insignia and symbols which identify other



         17        pueblos and tribes.



         18                 But I will say that the injury that my people



         19        have suffered from the disrespectful use of the Zia sun



         20        symbol has been very, very deep.



         21                 The history of the European in this continent



         22        has been a long history of unauthorized taking.  We are



         23        in the beginning of, I hope, a different frame of mind.



         24                 I do not see how the Trademark Office in good



         25        conscience can give a person, foreign to our nation,















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            29









          1        the right to use our symbol on a chemical fertilizer or



          2        a porta-pottie or whatever business or service he is



          3        peddling.



          4                 Under the existing law, other governments in



          5        this country are protected from such an affront.



          6                 I understand that there are separate statutes



          7        protecting the Boy Scouts' insignia and the Red Cross.



          8        Even using western logic alone, without using any kind



          9        of compassionate understanding of our culture and our



         10        way of life, the official insignia or symbols of the



         11        sovereign tribes should be protected as much as the



         12        symbol or insignia of municipalities, states, foreign



         13        states and so forth.



         14                 I thank Senator Bingaman and Representative



         15        Udall and the Congress of the United States for



         16        perceiving the logic of amending the Trademark Act to



         17        prohibit registration of the official insignia of



         18        federally- and/or state-recognized Indian Nations.



         19                 I thank you on behalf of the Pueblo of Zia for



         20        the courtesy of understanding that we are citizens of



         21        the United States and that the symbols of our



         22        governmental entities should be given equal treatment.



         23                 I urge the Congress and the Trademark Office



         24        to make right and amend the legislation that neglects



         25        the existence of Native American governmental entities,















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            30









          1        our insignias and our identities.



          2                 These are my statements and I thank you very



          3        much.



          4                      MR. DICKINSON:  Thank you very much,



          5        Governor.



          6                 Are there any questions from the panel?



          7                 We have had some registrations brought to our



          8        attention that were rejected and eventually abandoned



          9        for the sun symbol and maybe this is a question later



         10        for your attorneys; but I'm curious if there are others



         11        that we may not be aware of and may not have been



         12        brought to our attention, that should be brought to our



         13        attention that would be of particular concern to you.



         14                      GOVERNOR AMADEO SHIJE:  I am not aware of



         15        that at this time but what I will do is, when my Tribal



         16        Administrator speaks and gives his testimony, maybe he



         17        can answer that question for you.  Okay.



         18                      MR. DICKINSON:  Thank you very much.



         19                 Governor Bowekaty.  Did I pronounce your name



         20        right?



         21                      GOVERNOR MALCOLM B. BOWEKATY:  Yes, it



         22        is.  Before I start, I'd like to give you a copy of the



         23        report and give you an opportunity to review it.



         24                 First of all, I'd like to thank the two



         25        Senators that were here, Mr. Bingaman, and The















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            31









          1        Honorable Senator Redmond [CONGRESSMAN UDALL]; but,



          2        also, my colleague, Mr. Shije.  He's an eloquent



          3        speaker.



          4                 It is certainly an honor and a privilege to



          5        present my people's thoughts on the new law.  This is



          6        the Pueblo of Zuni's official statement and testimony



          7        on Public Law 105-330.



          8                 Let me preface by sharing experiences of my



          9        people in valuing protection of tribal artistic



         10        expression and designation of ownership.



         11                 For my Zuni people, as well as for countless



         12        other Native American tribes, our seals, our flags, our



         13        phrases have deep cultural and religious significance.



         14        Deep thought, consideration and artistic merit was



         15        exercised by our Zuni people prior to adopting the



         16        insignia.



         17                 If you look at the letterhead and the business



         18        cards, you'll know what I'm talking about.



         19                 The discrete design elements on our Zuni



         20        tribal seal incorporate centuries-old identifying



         21        markers.



         22                 For example, our ancestors used the four-



         23        pointed star to designate Zuni handiwork, religious



         24        paraphernalia and boundary markers.  This also is a



         25        source of pride that is collectively owned and shared.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            32









          1                 Therefore, the process currently proposed is



          2        new, yet, the realities of commerce and marketing have



          3        taught harsh lessons for our people.



          4                 My people have been cheated and duped from



          5        inuring financial gain by unscrupulous merchants and



          6        thieves who duplicate and cheapen fine craftsmanship in



          7        the form of Zuni jewelry, pottery and kachina carvings.



          8                 Protecting my people's livelihood and their



          9        artistic expression by whatever means possible is



         10        paramount.  Protecting our cultural heritage is the



         11        obverse side of the same coin.



         12                 With trepidation, we need to explore,



         13        experiment and apply federal law and policy in



         14        protecting images, icons and artistic expressions.



         15                 But we also reserve the right to secede, if it



         16        does not work for our interests, because we have seen



         17        the paper tiger of the "Indian Arts and Crafts Act".



         18                 The definition of "Official Insignia".



         19                 The duly elected and duly authorized Tribal



         20        Governors, Chairmen or Presidents and the Tribal



         21        Councils must be the determiners of what constitutes



         22        the official insignia of the Native American tribe.



         23        The official insignia may be a tribal seal, a tribal



         24        phrase, or both, a stamp, a banner, a flag or a



         25        painting.















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            33









          1                 A Tribal Council Resolution adopting such



          2        insignia should be part of the documentation.



          3                 The fundamental point is, the tribes



          4        themselves define, determine and submit an "official



          5        insignia" or "insignias" to the Patent and Trademark



          6        Office.



          7                 The Patent and Trademark Office must consult



          8        with each tribe to seek submission of its official



          9        insignia.



         10                 As to the question of Establishing and



         11        Maintaining a List of Official Insignia, it must be



         12        incumbent on the Patent and Trademark Office to consult



         13        with officials of each Native American tribe.



         14                 Subsequently, an initial submission period for



         15        tribal insignia should be defined whereby a database



         16        can be established or the forerunner to an "Official



         17        Principal Register of Tribal Insignia."



         18                 This trial period should facilitate an orderly



         19        and voluntary inclusion by tribes to protecting their



         20        insignia if they so desire.



         21                 Furthermore, the Patent and Trademark Office



         22        will then be able to review and identify similar



         23        insignia that may be problematic or questionable.



         24                 It must be the Patent and Trademark Office's



         25        responsibility to research similar insignia to















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            34









          1        determine if infringement of tribal insignia occurred.



          2                 In the future, by requiring Tribal Council



          3        Resolutions adopting their official insignia as part of



          4        the documentation, this risk should be eliminated.



          5                 Procedures that allow modifications,



          6        amendments or cancellations to the principal register



          7        will then be easily accomplishable.  It will also allow



          8        tribes to evaluate if this process is meritorious or



          9        fraught with ambiguity.



         10                 Looking forward, this process will allow



         11        future state or federal recognition of tribes to



         12        participate in the Act as, no doubt, they will be



         13        recognized tribes.



         14                 Once an "Official Principal Register of Tribal



         15        Insignia" is defined and finalized, the Patent and



         16        Trademark Office should reverify every 10 years.



         17                 Sending out the register to each tribe will



         18        allow a dynamic process to occur and protection



         19        mechanisms to be integrated or developed if warranted.



         20                 Only the duly-authorized tribal leaders may



         21        amend, update or cancel the insignia register.  This



         22        will assure protection and the integrity of the



         23        database.



         24                 As to the "Current Impact in Changes".



         25                 Any changes that protect official tribal















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            35









          1        insignia are positive.  Well-meaning and unscrupulous



          2        people have already infringed on tribal insignia;



          3        therefore, any sanctions that are explicitly protective



          4        of tribal expression, language and images can only



          5        strengthen the prohibition of copying "Official Tribal



          6        Insignia" - unless duly authorized by the specific



          7        tribal leaders or Tribal Council.



          8                 Here in New Mexico, my colleague, Mr. Shije,



          9        has already talked about the Zia Pueblo.  Zia Pueblo



         10        has already undertaken protracted and expensive



         11        litigation on the infringement of their tribal "sun"



         12        symbol without much success.



         13                 Had this law been in place, a trademark search



         14        would have uncovered trademark infringement on Zia



         15        Pueblo's "sun" symbol.



         16                 Another example, drawing from the diversity of



         17        experiences that we all have, is from my pueblo, Zuni,



         18        where my people are famous for exquisite works of



         19        turquoise jewelry.



         20                 Our people hoped that, with the Indian Arts



         21        and Crafts Protection Act, the protection of insignia



         22        and artistic expression would be protected, let alone



         23        the name of our tribe, "Zuni".  This wasn't so.  The



         24        Act required posting country of origin of jewelry and



         25        specified "Indian Handmade."















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            36









          1                 However, a city in the Philippines



          2        incorporated their town as "Zuni, Philippines", not



          3        "Zuni, New Mexico."



          4                 This has allowed infractions to continue



          5        without a means to enforce copyright or trademark



          6        infringement laws.



          7                 I am sure you have heard similar stories or



          8        you will hear similar stories during these field



          9        hearings.



         10                 We also have another example; the term, the



         11        word "Zuni", as in the name of our tribe.  Yet, it is



         12        patented and trademarked by the Patent and Trademark



         13        Office and it has been renewed and, unfortunately, this



         14        has no relation to our tribe because it is an oil



         15        company.



         16                 Those are some of the examples that we want to



         17        talk about and that actually underscores the point that



         18        I will make further on.



         19                 If the law will designate duly-authorized



         20        tribal officials to determine insignia and govern the



         21        use of protected insignia for their tribal members, the



         22        law will have teeth and will protect tribal interests.



         23                 In fact, enforcement of prohibition or



         24        trademark infringement will be easier since authorized



         25        users will be listed on the "Official Principal















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                            37









          1        Register of Tribal Insignia."



          2                 A mere phone call to the Tribal Chairman,



          3        Governor or President will verify if the individual or



          4        company is a bona fide user.



          5                 As to the current trademark owners of similar



          6        tribal insignia, a process to determine the true owner



          7        can be created or undertaken through the judicial



          8        process.  Either way, a cleaner list will be created of



          9        the officially-designated tribal insignia.



         10                 The critical player in this is you gentlemen



         11        and ladies - the Patent and Trademark Office.  If



         12        appropriate tribal consultation and input is sought at



         13        the outset, there should be no insurmountable problems.



         14                 Listening to the frustrations of tribal



         15        leaders and their practical experiences ought to define



         16        for you very realistic and very feasible solutions.



         17                 You already have mechanisms and procedures in



         18        place to effect this law.  You need only to consider



         19        the support and allegiance of the Department of Justice



         20        and the Department of Interior to expedite the



         21        registration process and enforcement of trademark



         22        infringement.



         23                 I do not have an answer to the ramifications



         24        of the U.S. obligations in the international arena, but



         25        the obligations must continue because a lot of the















                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





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          1        enforcement infringements are taking place.



          2                 We also want to underscore the fact that there



          3        are not enough Customs agents out there to really



          4        enforce the issues.



          5                 On the Impact of Prohibition on Federal



          6        Registration and New Uses of Official Insignia.



          7                 As mentioned before, by designating duly-



          8        authorized tribal officials and Tribal Councils to



          9        determine "official tribal insignia," they will govern



         10        and license new users on behalf of their people if they



         11        desire.



         12                 In cases of tribal seals, they already know



         13        who are honest users and bona fide users, allow them to



         14        continue practices that have worked.



         15                 Add to their competency by protecting, through



         16        federal law, their cultural heritage and pride, as



         17        exhibited through their insignias.



         18                 Current trademark owners of identical or



         19        similar insignia must have some documentation to



         20        justify their design creation.  If not, then a



         21        fundamental integrity question arises.  These are best



         22        addressed through the court system, preferably in



         23        tribal courts or other courts of competent



         24        jurisdiction.



         25                 Again, it is becoming more obvious that the















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                                                                            39









          1        Patent and Trademark Office is being defined as the



          2        gatekeeper and watchdog for potential violations.



          3                 I believe the Patent and Trademark Office is



          4        just now defining a new niche in protection of tribal



          5        sovereignty and a Trust responsibility heretofore



          6        unrecognizable.  I believe this law has unforeseen



          7        benefits for Native American tribes.



          8                 Administrative Feasibility.



          9                 As with any new law, some expenses must be



         10        incurred.  The lack of protection for tribal insignia



         11        for years must now be borne by the federal government.



         12        I believe it is not expensive relative to lost revenues



         13        or costs of litigation by tribes who have suffered



         14        under the absence of federal trademark protection.



         15                 In relation to this, the Pueblo of Zuni has



         16        estimated a loss of anywhere from eighty to $60 million



         17        a year from the infringement by those unscrupulous



         18        companies that cheapen the craftsmenship.



         19                 Native American tribes already experience



         20        bearing the costs of laws and subsidizing



         21        administrative costs for federal programs or agencies.



         22        This is nothing new to us.



         23                 Tribes can best lower the costs of enforcement



         24        for new users who infringe on insignias or help in the



         25        identification of unauthorized trademark users.















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                                                                            40









          1                 In terms of Timing of Changes in Protection.



          2                 Native Americans have experienced extreme



          3        losses and some minimal gains during a retrospective



          4        application of exerting their aboriginal land uses in



          5        the United States Land Claims Commission era.



          6                 The Pueblo of Zuni asserts that a prospective



          7        application of the changes in the scope of the law and



          8        policy will alleviate costs and allow potential



          9        infringement issues to be worked out amicably - if



         10        there is such a term.



         11                 I need to underscore this point by



         12        re-emphasizing the role of tribal officials as



         13        paramount and their power and authority to determine



         14        tribal insignia.



         15                 Only by allowing tribes to be proactive



         16        partners in this process will we eliminate undue costs



         17        and effect a workable law.



         18                 In summary, I wish to reiterate key



         19        recommendations for my concluding remarks.



         20                 First.  Tribal leaders must be the sole



         21        determiners of what is their tribal insignia.



         22                 Second.  The Patent and Trademark Office must



         23        proactively consult with Native American tribes to



         24        create a process for submission of insignia and the



         25        creation of a database. This foundation is very, very















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          1        critical.



          2                 Third.  The Patent and Trademark Office must



          3        reverify or update periodically the insignia list with



          4        Native American tribes to ease enforcement costs and



          5        support duly-designated users of tribal insignia.



          6                 Fourth.  A new role for Trust responsibility



          7        by the Patent and Trademark Office is becoming obvious;



          8        therefore, other federal departments with experience in



          9        Trust obligations to Native Americans must be consulted



         10        to expedite a feasible implementation plan for the law.



         11                 The Pueblo of Zuni supports the intent and



         12        offers their assistance in defining procedures to



         13        assist tribes protect and exhibit their cultural



         14        heritage.



         15                 Thank you very much.



         16                      MR. DICKINSON:  Thank you very much,



         17        Governor.  Let me ask you a question.



         18                      GOVERNOR MALCOLM B. BOWEKATY:  Yes.



         19                      MR. DICKINSON:  You would regard this



         20        [letterhead seal] as your official insignia; is that



         21        correct?



         22                      GOVERNOR MALCOLM B. BOWEKATY:  Yes.



         23                      MR. DICKINSON:  Have you attempted or has



         24        this been registered with us as a trademark, as well?



         25        Because you do have an opportunity for doing that.















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          1                      GOVERNOR MALCOLM B. BOWEKATY:  Well,



          2        we're in the process right now, because we are



          3        exploring economic development opportunities, and we



          4        realize that, if not, therefore, we are looking at that



          5        process currently.



          6                      MR. DICKINSON:  Thank you.  Any other



          7        questions?  Thank you again.



          8                      GOVERNOR MALCOLM B. BOWEKATY:  Thank you.



          9                      MR. DICKINSON:  Appreciate it.



         10                 Mr. Talache.



         11                      MR. TOM F. TALACHE, JR.:  Yes.  Good



         12        morning, ladies and gentlemen.  I have been asked to



         13        yield a couple of minutes of my time to the children of



         14        Zia.



         15                 Ms. Martinez, is that correct?



         16                      MS. GLENABAH MARTINEZ:  From the tribe,



         17        yes.



         18                      MR. TALACHE:  Okay.



         19                      MR. DICKINSON:  Sorry?



         20                      MR. TOM F. TALACHE:  Sir, I've been asked



         21        to yield a couple of minutes of my time so the children



         22        can read their statements.



         23                      MR. DICKINSON:  Do you have any sense of



         24        how long it might take? - so I can kind of keep a watch



         25        of the time.















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                                                                            43









          1                      MS. MICHIKO THOMPSON:  I'd say four



          2        minutes.



          3                      MR. DICKINSON:  Maybe you can speak into



          4        the microphone so that we can have it for the record.



          5                      MS. MICHIKO THOMPSON:  This is written by



          6        all of us that just came up.



          7                 We as young adults of various sovereign



          8        nations would like to express our concerns about the



          9        issues surrounding the exploitation of Native American



         10        symbols which embody our traditional and religious



         11        values.



         12                 As Native people, we feel that it is important



         13        to be in control of our own governments, natural



         14        resources, industry, schools and so on; however, we



         15        must not neglect the important aspects of our culture.



         16                 The symbols and images within our culture are



         17        just as essential to our existence as the above-



         18        mentioned; therefore, we feel that we should also be in



         19        control of these symbols and what they represent so



         20        that they can remain sacred to our culture.



         21                 With the exploitation of these symbols, their



         22        meaning is depleted.  This, in turn, inevitably affects



         23        our self-worth and sense of dignity.



         24                 Native American symbols have represented ways



         25        of living to various tribes for hundreds and thousands















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                                                                            44









          1        of years.  Recently, modern society has unfairly



          2        adopted these symbols for commercial and marketing



          3        motives without even a remote understanding of what



          4        they stand for.



          5                 We as Native American youth feel that it is



          6        necessary for us as sovereign nations to put a stop to



          7        the misuse and degradation of our native symbols.



          8                 The Zia sun symbol is the backbone of the Zia



          9        society and represents their perspective on life.  We



         10        from the various pueblos feel that the exploitation of



         11        certain symbols, such as the Zia emblem, is very



         12        degrading to the Zia culture.



         13                 We also believe that it is inappropriate to



         14        misuse this symbol because it fails to reveal the true



         15        sacred and religious knowledge that the emblem



         16        represents.  It has been taken out of its original



         17        context and assimilated into the superficial world,



         18        which again contributes to a loss of meaning.



         19                 The symbols of the Native American people



         20        represent our whole way of life.  These symbols have



         21        many different meanings pertaining to our culture.



         22                 A symbol can relate stories about creations



         23        and legends passed down through grandparents to



         24        grandchildren throughout history.



         25                 The above statements are perspectives from















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                                                                            45









          1        young Native American adults representing four



          2        different nations:  The Lakota Nation, Nee-mee-poo also



          3        known as Nez Perce, San Juan Pueblo and Eastern



          4        Cherokee nations.



          5                 We are concerned about this issue because we



          6        are aware of the fact that the outcome of this trial



          7        will affect all sovereign nations.



          8                 In our opinion, we firmly believe that the



          9        Native American emblems are sacred and should not be



         10        misused for purposes other than that of which they were



         11        originally created for by our ancestors.



         12                 I am Michiko Thompson.



         13                      MS. ANGELA PICARD:  I'm Angela Picard and



         14        I'm Nez Perce.



         15                      MS. MORNINGSTAR GARCIA:  My name's



         16        MorningStar Garcia from San Juan Pueblo and Eastern



         17        Cherokee.



         18                      MR. KEVIN PACHECO:  I'm Kevin Pacheco



         19        from San Juan Pueblo.



         20                      MR. CHUCK ARCHAMBAULT:  I'm Chuck



         21        Archambault.  I'm from the Lakota Nation.



         22                      MR. DICKINSON:  Thank you very much.



         23        Thank you for your testimony today.



         24                 Mr. Talache, you now have about 10 minutes.



         25                      MR. TOM F. TALACHE:  Oh.  Okay.  Thank















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          1        you.



          2                      MR. DICKINSON:  Mr. Moreno is included in



          3        this one on testimony so you can, each, take five



          4        minutes.



          5                      MR. TOM F. TALACHE:  Okay, sir.  All



          6        right.



          7                 Good morning, honorable ladies and gentlemen.



          8        My English name is Tom Felix Talache, Jr.



          9                 My great grandfather, shortly after my birth,



         10        gave me the name "EH-WHO-WATSEEDET-TAMBEE" which, in my



         11        native Tewa language, means Cloud Bird Sunrising.



         12                I was appointed this part February by my Tribal



         13        Council to serve my tribal nation, Nambe Pueblo, as



         14        Lieutenant Governor.



         15                 Nambe has a very long history.  Our nation is



         16        almost 700 years old.  Recorded history, of course.  We



         17        have a much lengthier history which predates the 1300s.



         18                 I have been asked by the Executive Director of



         19        the Eight Northern Indian Pueblos Council, Mr. Bernie



         20        Teba, to offer some comments on the issues surrounding



         21        tribal insignia, trademarks, et cetera.



         22                 Eight Northern Indian Pueblos Council is a



         23        non-profit organization that serves the eight Indian



         24        Pueblos located north of Santa Fe.



         25                 Please note the following disclaimer:  My















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          1        comments today do not represent specific concerns or



          2        formal positions of any one particular tribal nation or



          3        nations that are amongst the Eight Northern Pueblos;



          4        however, I have been asked to speak in general terms on



          5        the matter and encourage this process.



          6                 This is a very new issue that I have very



          7        recently been asked to look at and provide comment for,



          8        so I am not certain what all the concerns are relating



          9        to this obviously very important issue.



         10                 The New Mexico State Office of Indian Affairs



         11        encouraged me to review a related Public Law as a basis



         12        in preparing my testimony on this issue, and that was



         13        Pueblo Law 101-644.  [The Indian Arts and Crafts Act of



         14        1990]



         15                 This law goes on to state that it is unlawful



         16        to offer or display for sale, or sell any good, with or



         17        without a government trademark in a manner that falsely



         18        suggests it is Indian-produced, an Indian product, or



         19        the product of a particular Indian or Indian Tribe or



         20        Indian arts and crafts organization resident within the



         21        United States.



         22                 Though this law is specific to the protection



         23        of Indian arts and crafts, this law not only addresses



         24        and protects an important issue, I believe it provides



         25        an appropriate model in which there can be additional















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          1        regulation to include protection of Native American



          2        Indian trademarks, logos, insignias, symbols and so on,



          3        whether they come from governmental or private Native



          4        American Indian citizens.



          5                 My recommendation would be that any regulation



          6        developed should include some of the oversight and



          7        protection provisions as outlined in Public Law 101-644



          8        and that it should also include protection for entities



          9        found both on and off tribal lands.



         10                 I say "off tribal lands" as well, because



         11        protection should be extended to Native people as they



         12        have, in most instances, dual citizenship.



         13                 Not only are they citizens of the United



         14        States of America, additionally they are citizens of



         15        their respective tribal nations, as well.



         16                 We are thankful that this issue is being



         17        discussed formally, that the same consideration that is



         18        extended to other nations outside the United States is



         19        being extended to our respective Indian Nations found



         20        within the borders of this country.



         21                 We are hopeful that the trademarks that are



         22        produced by our Native American Indian entities and



         23        individuals will be given equal protection as those of



         24        other nations.



         25                 For example, we see that various corporations















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          1        from nations throughout the world promote their



          2        products, goods and services in this country.



          3                 Their individual logos, symbols, trademarks



          4        and designs are displayed, such as Mercedes Benz, BMW



          5        and on and on, and no American entity will utilize it,



          6        for certainty of penalty.



          7                 Additionally, we welcome continued dialogue to



          8        further protect the interests and creativity of the



          9        tribal nations and the American Indian peoples of this



         10        country because, for many, the logos and such that they



         11        design are a product of prayers, visions, legends, oral



         12        tales, an innovative thought that is unique to an



         13        individual person or is a culmination of ideas shared



         14        by more than one person, something that has been shared



         15        that collectively has been incorporated into a design



         16        of something that represents a connection to that



         17        collective synergy, or connection to something that has



         18        historic or cultural significance and becomes a



         19        permanent unchanging design.



         20                 The logo produced for the Eight Northern



         21        Indian Pueblos Council is a perfect example.  This is



         22        their logo [indicates document].



         23                 This organization was formed over 25 years ago



         24        and the logo that was designed has gone unchanged and



         25        will remain unchanged for as long as the organization















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          1        exists.



          2                 It is imperative that these very positive



          3        discussions continue between tribal governments and the



          4        United States Government.



          5                 Furthermore, we are thankful that the current



          6        leadership of the United States Government is



          7        approaching this issue with respect for our concerns as



          8        is evident by the dialogue that we have today.  This



          9        will certainly prove to begin to develop positive



         10        solutions for this issue.



         11                 I would like to extend my personal



         12        appreciation to President Clinton for signing Public



         13        Law 105-330, Title III, which continues to set a



         14        positive precedence in dealing with this issue that is



         15        an important and worthwhile one for our tribal nations.



         16                 Lastly, I would like to thank this panel for



         17        your personal time and commitment to this issue and for



         18        allowing our input into these discussions.



         19                 With that, I ask that the remainder of my time



         20        be given to Mr. Fidel Moreno who serves the Indian



         21        community as the President of the American Indian



         22        Chamber of Commerce of New Mexico.



         23                 Thank you.



         24                      MR. DICKINSON:  Thank you very much, Mr.



         25        Talache.  Mr. Moreno.















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          1                      MR. FIDEL MORENO:  I'd like to say Good



          2        Morning to the pueblo relatives and friends that are



          3        here and especially to the Zia community elders and



          4        young people that spoke this morning.



          5                 I'd like to also say Good Morning to you and



          6        Thank you for traveling here and doing all the work



          7        you're doing.



          8                 On behalf of the American Indian Chamber of



          9        Commerce of New Mexico, I'd just like to express that



         10        we have some very strong concerns but also support the



         11        dialogue that's going on here today and, as you will



         12        hear for the rest of the day, there are some deep



         13        concerns about the marketability for use of American



         14        Indian themes, images, symbols.



         15                 And just to give you some concrete, quick



         16        examples, you know, in the auto industry, the use of



         17        the Winnebago, the use of the Cherokee Jeep, the use of



         18        the Navajo truck.



         19                 You know, if people would really understand



         20        that those are all names that were given to these



         21        Native people by either their enemies or Europeans and



         22        don't really reflect how they identify themselves, on



         23        one hand we're promoting a lot of ignorance by allowing



         24        that kind of marketing and PR to go on in the industry.



         25                 But nonetheless it happens because we don't















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          1        have laws that protect the cultural, intellectual,



          2        historical properties of Indian people and I think this



          3        is a good step in creating a dialogue so that people



          4        just can't come and take what is very dear and sacred



          5        to us.



          6                 My profession is, I'm a film maker.  I've been



          7        doing documentaries for the last 17 years, since 1982,



          8        and I've worked with people like Robert Redford, Kevin



          9        Costner and, in that time, I've also worked on and done



         10        a lot of documentaries for Indian tribes.



         11                 And I just wanted to express that in working



         12        with over 75 tribes in documenting their oral



         13        histories, there was a lot of protocol and ceremony



         14        involved in hearing their stories and working through a



         15        lot of very sensitive issues about what they wanted to



         16        go out to the public and what they wanted to keep in



         17        their communities.



         18                 So a lot of times, people do not understand



         19        that, who were not brought up in a Native American



         20        culture, a Native American society; and I think that



         21        it's a good step to bring about this kind of dialogue



         22        so you can hear the kind of respect that exists, deep



         23        respect for the oral histories.



         24                 As you know, a lot of our cultures are built



         25        on millennia, old traditions of oral histories where we















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          1        have very specific information about land, about



          2        natural resources, about relationships, relationships



          3        with each other, relationships with The Creator, and



          4        those are all very sacred.



          5                 To give you an example of that, I worked on



          6        the NAGPRA issue and one of the problems that many



          7        tribes have is that one of the requirements in the



          8        NAGPRA issue - The Native American Grave Protection and



          9        Repatriation Act - is that the only people that can



         10        talk or discuss some of the critical issues that define



         11        what is sacred are the spiritual leaders of those



         12        communities and only within the context of ceremony and



         13        not putting it in writing and not putting it out for



         14        public awareness.



         15                 So one of things that I'd just like to share



         16        with you is that you may come across some of that,



         17        those same circumstances in this.



         18                 But I think that as you have seen in the



         19        American Indian Religious Freedom Act, the NAGPRA and,



         20        now, this amendment that you're going to do, the tribal



         21        leaders, Chairmen, Governors are willing to work with



         22        you, are willing to work with you in a very positive



         23        and proactive dialogue to come to some understanding on



         24        how to address this issue.



         25                 So I just wanted to say that on behalf of the















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          1        American Indian Chamber of Commerce, that we would also



          2        like to work with the Governors and also the committee



          3        on this important issue.



          4                 I want to say Thank You again.  Good Morning.



          5                      MR. DICKINSON:  Appreciate it very much.



          6        Thank you.



          7                              (Applause)



          8                      MR. DICKINSON:  I'd like to get a little



          9        more in depth with some of the legal issues as well.



         10        Could I invite --



         11                 Well, next on our list is Mr. Polese from the



         12        New Mexico Book Association, so I'd like to invite him



         13        up, as well.



         14                 Also, would Ms. Boulware from the AIPLA be



         15        prepared to testify morning?



         16                 And also Governor Shije mentioned that some of



         17        his attorneys were present here today.  Is that Ms.



         18        Price here?  Mr. Mielke?  Is that right?



         19                      MS. ROBERTA PRICE:  Yes.



         20                      MR. DAVID MIELKE:  Yes.



         21                      MR. DICKINSON:  Would you mind both



         22        coming up to the counter, as well?  I know you were



         23        scheduled for a little later on this afternoon but I



         24        wanted to talk a little bit more about some of the



         25        specifics.















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          1                 Why don't we start with Mr. Polese.  Mr.



          2        Polese, you have about 15 minutes.



          3                      MR. RICHARD POLESE:  Thank you.



          4                 I'm President of the New Mexico Book



          5        Association, which is non-profit.  It serves most



          6        professionals throughout the state.



          7                 But the reason why I'm here is because of my



          8        research into what we now know as the Zia sun symbol,



          9        specifically.  I worked for the Museum of New Mexico



         10        for eight years and did most of this work back in the



         11        late 1960s.



         12                 Everyone in New Mexico embraces it, but not



         13        many people are aware just where the popular so-called



         14        New Mexico Zia sun symbol comes from.



         15                 I researched the origins of this design while



         16        employed by the Museum of New Mexico.  My findings were



         17        published in El Palacio, the Museum's journal, in 1968;



         18        and in the years since, I've collected hundreds and



         19        hundreds of examples of variations of this wonderful



         20        design.



         21                 The Zia sun symbol, as we have come to know



         22        and love it, was designed by Dr. Harry P. Mera in 1925



         23        as part of a contest for a new state flag.



         24                 Dr. Mera, a Santa Fe physician and



         25        archeologist, was inspired by a sun depiction on a Zia















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          1        Pueblo pot in the Indian Arts Fund collection of the



          2        Laboratory of Anthropology.



          3                 And this is what -- Can you see this up here,



          4        this graphic I hold?



          5                 His simple and elegant design was accepted by



          6        the Daughters of the American Revolution and as the



          7        design and -- Just a moment here.



          8                 This pot itself was probably made a little



          9        before the turn of the last century but probably in the



         10        19th Century, and the Mera design, however, is not a



         11        copy of that design and as some people apparently still



         12        believe.



         13                 Anyway, here's the background on how it came



         14        to be.



         15                 The women in the New Mexico Daughters of the



         16        American Revolution held a contest starting in about



         17        1920 for a new state flag.  And the old flag was really



         18        pretty dreadful.  It had New Mexico kind of going



         19        diagonally like this, and it had the American flag



         20        here, and it was absolutely not very good.



         21                 Not satisfied with the entries they received



         22        for the new flag, they turned to Dr. Mera; and his



         23        simple and elegant design was accepted and his wife



         24        Reba sewed the first flag.



         25                 It was inspired by Pueblo art, crafted in its















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          1        final form by an Anglo, and displayed in the red-and-



          2        yellow Spanish royal colors.  The flag was an instant



          3        hit and a source of great pride for all New Mexicans



          4        because it so closely and eloquently reflected the



          5        essence of the whole state.



          6                 The sun insignia, as it appeared first on the



          7        flag, is a simple circle with four groups of four rays.



          8        The sun on the Zia Pueblo pot is suggestive but



          9        markedly different in several respects.



         10                 The Zia pot's suns, and there's one on each



         11        side of the pot, it's about 10-and-a-half inches in



         12        diameter, depict a face inside two circles.  Its twelve



         13        stubby rays number three in each group, the middle one



         14        of which being much thicker than the two that flank it.



         15        The face is surrounded by a ring of lines, resembling



         16        hair.  It is a stunning and beautiful design but it is



         17        not the official New Mexico sun symbol.



         18                 This is a photocopy of a photocopy.  I don't



         19        know how well it shows up here but it's a little closer



         20        view of one of the two suns on that Zia Pueblo pot.



         21                 Some years ago, a flyer about the state's sun



         22        sign was made available to visitors at the State



         23        Capitol in Santa Fe.  This imaginative piece ascribed



         24        mystical meanings to the four groups of four rays.



         25                 However, these attributes don't predate Dr.















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          1        Mera's design due to the fact that the sun symbol on



          2        the flag had 16 rays only when they were drawn on there



          3        by Dr. Mera.  There are just 12 rays on the Zia Pueblo



          4        pot design.



          5                 And, of course, there are other sun symbols



          6        from that region that have varying numbers of rays.



          7        They usually go in four directions.



          8                 The flyer and the wording of the state statute



          9        establishing the new flag may have been responsible for



         10        misunderstandings about the famous symbol.



         11                 The 1925 Legislative Act describing the flag -



         12        And the reference to that is Number 4-14-2 - refers to



         13        the Mera insignia as the "ancient Zia sun symbol."



         14        This wording was likely added to honor our Indian



         15        cultures as well as lend a little drama and romance



         16        which was very typical of that era.



         17                 However, the design described by the law is



         18        exactly that of the one on the flag designed by Dr.



         19        Mera and sewn by his wife.



         20                 Moreover, no evidence is given that would



         21        support such a claim of antiguity.  A close look at the



         22        historical and archeological record shows no examples



         23        of the simple four groups of four rays with an



         24        unadorned circle "sun" design in the vicinity of Zia



         25        Pueblo, at least not before 1925.















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          1                 To be certain, there are celestial depictions



          2        of the sun, stars, and the planet Venus in the



          3        post-1300 rock art of the Keres-speaking region,



          4        depictions similar to those found in other areas of the



          5        Southwest.



          6                 According to Polly Schaafsma, a respected



          7        scholar in the field of Southwestern rock art, most



          8        examples of the sun and of Venus have a face in the



          9        center.  Sometimes, there are rays all around the



         10        circle, usually short.  Most often, there are four



         11        rays, sometimes eight.



         12                 Many "sun shield" depictions have multiple



         13        "rays," often like little triangles around a circle.



         14        And I'll show you a couple of these examples of those.



         15                 Ms. Schaafsma is not aware of any examples



         16        from this area that have four groups of four rays



         17        within a circle without a face.



         18                 And the reference to that is her book "Rock



         19        Art of New Mexico" revised 1992, and "Rock Art of the



         20        Cochiti Dam Project" papers in Anthropology Number 16.



         21                 Suns with rays appear in various cultures all



         22        over the world.  And a few I have seen are actually



         23        closer to Dr. Mera's design than the one on the



         24        particular Zia Pueblo pot.



         25                 Nevertheless, that's where Dr. Mera found his















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          1        inspiration and he was careful to make the final



          2        design, one that would be universally embraced by



          3        everybody in New Mexico.



          4                 It seems quite clear that this sun symbol, by



          5        whatever name it may be called, belongs to all the



          6        people of the state, not merely a single tribal or



          7        commercial organization.



          8                 The official salute to the state flag is:



          9                      "I salute the flag of the State of New



         10                      Mexico, the Zia symbol of perfect



         11                      friendship among united cultures."



         12                 Now, if not all of us have attained that high



         13        ideal, it is certainly something for us to aim for, for



         14        every person who would call himself or herself a New



         15        Mexican.



         16                 Here is -- I have copies of my remarks in my



         17        original article that I did for El Palacio on the table



         18        back there and also there's other information from the



         19        state statute.



         20                 I'll entertain some questions.  Is that it?



         21                      MR. DICKINSON:  Any questions?



         22                      MR. POLESE:  No?



         23                      MR. DICKINSON:  Okay.  Thanks very much.



         24        We appreciate it.



         25                      MR. POLESE:  I just wanted to show these.















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          1        These are a few of the rock art depictions here in New



          2        Mexico, what are either used or considered the sun or



          3        perhaps Venus, or, considered suns of Venus.



          4                 This one up here is post-1300.  I don't know



          5        where it came from.  But it's one that's in one of our



          6        chapters.



          7                 But this one is from Black Mesa, in the Tewa



          8        area up here, the San Ildefonso Pueblo.



          9                 And these two here are from the Cochiti Dam



         10        area, which is the Keres-speaking area, which would



         11        include Zia Pueblo.



         12                 Thank you.



         13                      MR. DICKINSON:  Thank you.



         14                 We'll hear now from -- And I appreciate your



         15        allowing us to take a slightly different order from the



         16        original.



         17                 We're pleased to have a friend of the PTO



         18        here, Meg Boulware, who's the President of the American



         19        Intellectual Property Law Association and at least a



         20        part-time New Mexico resident.



         21                 Pleased to see you here today, Meg.



         22                      MS. MARGARET A. BOULWARE:  Thank you.



         23        Thank you very much, Commissioner Dickinson.



         24                 I don't know if Senator Bingaman is still here



         25        but I'd like to urge for your confirmation as















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          1        Commissioner at this time.



          2                 I'd also like to thank Commissioner Dickinson,



          3        Eleanor Meltzer and others from the PTO and commend



          4        them for having hearings on this very important issue



          5        in Albuquerque, New Mexico.



          6                 I'm President of the American Intellectual



          7        Property Law Association which is a national



          8        association, that its primary objective is enforcing



          9        intellectual property rights for all people in this



         10        country and we have very strong appreciation for the



         11        rights of creators and authors.



         12                 I'd also like to address the trademark issues



         13        that are brought up at this hearing.



         14                 There are many other issues that are being



         15        discussed including tribal religious issues, and I'm



         16        certainly not qualified to speak on those issues, but I



         17        would like to thank the Commissioner and the PTO for



         18        being included with these distinguished panel speakers



         19        and the others who have spoken before me.



         20                 I am a part-time resident of the State of New



         21        Mexico and one of the great attributes of this state is



         22        the cultural diversity and the recognition of heritage



         23        in this state that I think we all want to share and



         24        want to promote in the future.



         25                 Part of the American Intellectual Property Law















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          1        Association, the AIPLA's request to the PTO was to have



          2        hearings so that those of us who may not be as educated



          3        on these issues could have an opportunity to be



          4        educated and we requested having hearings outside



          5        Washington, D.C. and we were very glad that our



          6        recommendations were undertaken.



          7                 One of the reasons we requested these hearings



          8        was that the AIPLA wanted to hear from those involved,



          9        what they considered their official insignia, so that



         10        there could be an understanding of the official



         11        insignia.



         12                 One of the comments I'm going to make today



         13        that's not in my prepared testimony is that I think



         14        I've already been educated on that fact.  I've heard



         15        quite a bit of it, starting with Senator Bingaman,



         16        concerning the fact that most of our Native American



         17        tribes and pueblos do have recognizable insignia for



         18        their use, for their official use.



         19                 And we have encouraged the PTO working with



         20        any other government agencies, that they feel would be



         21        appropriate, to attempt to collect those official



         22        insignia that are used.



         23                 In our comments, we noted that official



         24        insignia of states and other countries are generally



         25        self-limiting.  They're the insignia that are used on















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          1        official seals, official correspondence.



          2                 And from our discussions this morning, it is



          3        apparent to me that, at least to a large degree, there



          4        is similar usage here in New Mexico and perhaps



          5        elsewhere in the country and we believe that collecting



          6        and identifying the official insignia will go a long



          7        way to having appropriate protection for those official



          8        insignia in the same way that official insignia of



          9        other states and governmental entities are recognized



         10        by the Patent and Trademark Office.



         11                 One issue that was brought up that I do not



         12        think, as a trademark attorney, should be



         13        problematical, that any Native American registrations



         14        that have already been received should not be affected



         15        by a proposal to protect the Native American tribal



         16        insignia.



         17                 Those trademarks that were validly procured



         18        should certainly maintain their integrity and I can't



         19        imagine that there would be an issue with going forward



         20        with that.



         21                 Another issue that has come up that I believe



         22        is separate and apart from the Native American insignia



         23        protection is product authenticity.



         24                 I found it quite frankly disturbing that - And



         25        I had read this before - that there was a city in the















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          1        Philippines that had incorporated under the Zuni name.



          2                 I had read about that, living here in New



          3        Mexico, and the comments I'd like to provide on that



          4        is:  The U.S. trademark laws, as they stand, does have



          5        a remedy for product authenticity.  Counterfeit goods



          6        are a problem for many reputable, high-quality product



          7        sources.  And, unfortunately, the Native American



          8        community appears to be the victim of counterfeit goods



          9        or unauthentic goods.  But we do have the current



         10        trademark laws that do try to protect against that.



         11                 Of course, it's up to the trademark owner to



         12        enforce their remedies in federal courts; but I have



         13        found the federal courts to be sympathetic to



         14        legitimate trademark owners when there is a passing off



         15        of counterfeit goods and I understand that that's an



         16        issue.



         17                 Also, in some of the discussion, there has



         18        been another type of passing off and that would be



         19        products that are geographically misdescriptive - Like



         20        I know where Pojoaque is - and a Pojoaque product that



         21        came from New Jersey would be a geographically



         22        misdescriptive designation.  And our Lanham Act, our



         23        Trademark Act, does provide that marks that are



         24        geographically misdescriptive cannot be registered and



         25        if the marks are registered for any reason, they can be















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          1        subject to cancellation.



          2                 A number of the issues that are brought up



          3        today are issues that, quite frankly, my association is



          4        very interested in - very interested in, period -



          5        regardless of where the transgressions come from and we



          6        would certainly support very strong trademark rights



          7        for any American citizens.



          8                 The issue of the tribal insignia I think is



          9        one that certainly can be dealt with, with perhaps a



         10        minor change in the Lanham Act, to recognize that there



         11        are Native American governments that do have official



         12        insignia and, from the testimony today, if it's



         13        consistent throughout the country and there's



         14        identifiable insignia, we believe that they can be



         15        collected.



         16                 I also agree with one of the earlier panelists



         17        that it would be very good, once a collection is made,



         18        to have it available in the digital world.



         19                 We can have it on-line so anybody who wants to



         20        check what insignia is protectable, the Patent and



         21        Trademark Office has a very good website with a



         22        searchable database and we would encourage that a list



         23        be circulated in digital form so that it could be



         24        received by those on the internet.



         25                 At the same time, the AIPLA urges that the















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          1        Native American tribal insignia should not receive



          2        certainly no less but no more protection than the other



          3        insignia that other states and nations and



          4        municipalities currently enjoy.



          5                 As far as changes to the Lanham Act or changes



          6        to our Trademark Act, the AIPLA's position is that



          7        certainly today is the first day of the fact-finding



          8        and we would encourage the PTO to continue to gather



          9        information and determine what changes need to be made.



         10                 We're not suggesting any changes at this time



         11        because, quite frankly, we hadn't had the benefit of



         12        the hearings and we think that any changes should be



         13        suggested after the benefit of these hearings and



         14        consistent with - however consistent with the AIPLA's



         15        position - that Native American insignia certainly are



         16        entitled to protection.



         17                 One of the things I want to also emphasize; as



         18        you, the PTO officials know, is that the PTO is a



         19        government agency that's responsible for federal



         20        registrations.  It does not monitor infringing use.



         21        However, the PTO does protect against registrations of



         22        trademarks that are in conflict with the federal law.



         23                 And, also, if a registration is issued, then



         24        the PTO also has cancellation proceedings whereby an



         25        injured party can come to the PTO and cancel a















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          1        registration.



          2                 And I think we need to understand that if the



          3        PTO does has a registry for Native American insignia,



          4        it will review applications that are filed and



          5        determine if those applications conflict with the



          6        insignia.



          7                 The issue of use would have to be dealt with



          8        by parties in federal litigation because the PTO at



          9        least at this time is not authorized to issue



         10        injunctions across the country for infringement issues



         11        but those certainly are handled in our federal courts.



         12                 And I hope I'm not running over my time.



         13                 But one of the issues that I did want to bring



         14        up that the speaker just prior to me brought up, I do



         15        think that the Zia sun symbol seems to be in a class



         16        almost by itself.



         17                 It was one of the first symbols when I drove



         18        into New Mexico for the first time that I saw and it



         19        appears to be very problematical.



         20                 I believe that retroactive or/and even



         21        perspective changes in the law with the Zia sun symbol



         22        is going to be an issue that is going to be a very



         23        difficult one, particularly since it is an emblem of



         24        the State of New Mexico, that this is going to be one



         25        of those difficult issues that Senator Bingaman alluded















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          1        to.



          2                 And certainly the AIPLA does not have a



          3        specific position on that, although we would say that



          4        we do have, with the use of that symbol since, I



          5        believe, 1925 in the flag and elsewhere, there are a



          6        number of people who have been using that.



          7                 There are constitutional issues on taking and



          8        we think that that's going to be a very -- that will be



          9        a thorny issue to deal with and perhaps different from



         10        some of the others.



         11                 And thank you very much.  I hope I didn't run



         12        over too much time.



         13                      MR. DICKINSON:  Thank you, Ms. Boulware.



         14        We appreciate it, as always.



         15                 We turn now to either Mr. Mielke or Ms. Price.



         16        Who would prefer to go first?



         17                 Is it possible we could -- I know that you're



         18        both attorneys representing the Zia Pueblo.  Do you



         19        have distinguishing testimony?  Or would you like --



         20                      MS. ROBERTA PRICE:  Yes.



         21                      MR. DAVID MIELKE:  Yes, we do.



         22                      MR. DICKINSON:  We would like to save



         23        some time for questioning while Ms. Boulware is here,



         24        as well, because it's kind of the legal issues that



         25        need fleshing out.















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          1                      MR. DAVID MIELKE:  Well, good morning,



          2        and welcome to New Mexico.  I'm sure, given the recent



          3        weather in D.C., you wish you would've moved up these



          4        hearings a few days.



          5                              (Laughter)



          6                      MR. DICKINSON:  We're still here.



          7                      MR. DAVID MIELKE:  We're very happy that



          8        you decided to start the hearings here in New Mexico.



          9                 My name is David Mielke and I'm General



         10        Counsel to the Pueblo of Zia.



         11                 As attorneys for the Pueblo of Zia, our firm



         12        has witnessed, firsthand, the pain and frustration that



         13        the tribe has experienced when a symbol, like the sun



         14        symbol, of enormous religious, cultural and historical



         15        significance that has been used by the Tribe literally



         16        for ages is appropriated and used by others for



         17        commercial and, as was just pointed out, for



         18        governmental purposes.



         19                 This has repeatedly occurred without any



         20        regard to the effects of such use on the pueblo and



         21        with no current means of effectively stopping such use.



         22                 And given these circumstances, it's apparent



         23        why the tribal representatives that you've heard from



         24        today, and will hear from later on, feel as strongly as



         25        they do about this issue.















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          1                 The federal government has a Trust



          2        responsibility to protect and prudently manage tribal



          3        resources.



          4                 I submit that this Trust responsibility



          5        applies not only to the protection of tangible



          6        resources such as land, minerals and the like, but also



          7        to intellectual and cultural property interests of



          8        tribes, particularly in this day and age when such



          9        symbols are increasingly popular and used for



         10        commercial purposes.



         11                 And a symbol such as the Zia sun symbol is



         12        such a unique mark of their culture, their religion,



         13        their heritage and identity, that it's incredibly



         14        painful for them to see how it's used - apart from the



         15        state's use of it which is a difficult and somewhat a



         16        very unique and separate issue - but to see the



         17        commercial use of it is incredibly painful for the



         18        tribe.



         19                 So this effort to give some protection to



         20        tribal insignia is welcome and appropriate and, we'd



         21        submit, long overdue.



         22                 We've heard earlier from both the Senator and



         23        the Congressman about how federal law currently



         24        protects the flag or coat of arms or other insignia of



         25        the United States or of any state or municipality or















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          1        any foreign nation.



          2                 There's no legitimate reason for federal law



          3        not affording the same protection to our First



          4        Americans and our first governments.



          5                 Doing so will not only permit the federal



          6        government to fulfill its Trust responsibility to



          7        tribes but will help avoid costly and unnecessary



          8        litigation such as that fought a few years ago by the



          9        Pueblo of Zia against a chemical fertilizer/pesticide



         10        company seeking a trademark registration for the sun



         11        symbol.



         12                 As I think some of you are aware, that ended



         13        up -- that litigation established no useful precedent



         14        because the company subsequently withdrew its



         15        application.



         16                 With respect to the Burden Issue, as others



         17        have testified today, there are only approximately 500



         18        recognized tribes; and even in the unlikely event that



         19        all sought to register and protect their tribal



         20        symbols, it would certainly not be a great



         21        administrative burden on the Patent and Trademark



         22        Office to accept and catalogue these.



         23                 This is particularly true in this day and age



         24        of computers when they can be catalogued, they can be



         25        put on the internet and they can be readily checked















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          1        against applications.



          2                 And I submit a process by which the tribes



          3        formally adopt their insignia by Tribal Resolution,



          4        send a copy of their insignia along with that Tribal



          5        Resolution to the Patent and Trademark Office, is a



          6        reasonable way of registering and protecting these



          7        marks.



          8                 I've mentioned earlier Zia's interest in this



          9        legislation is unique because of the widespread



         10        commercial and governmental use of its symbol.



         11                 To add further insult to injury, the sun



         12        symbol is frequently used in combination with the word



         13        "Zia".  This not only is offensive but it gives



         14        serious -- creates the very real possibility, if not



         15        reality, of consumer confusion.



         16                 Zia Cement, for example, Zia Mobile Home



         17        Sales, Zia Pest Control, Zia Motor Lodge, and Zia



         18        Carpet Care, to name a few, are all business that use



         19        the name Zia and the sun symbol but are not,



         20        unfortunately, tribally-owned businesses.



         21                 As we've also heard and we all know, the Zia



         22        sun symbol is also the symbol of the State of New



         23        Mexico and has been so for years.



         24                 Apart from disputes as to whether the state



         25        symbol was based on the Zia design, the state and the















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          1        tribe in recent years have begun discussions with the



          2        objective of trying to reach an agreement for the



          3        state's use of the sun symbol.



          4                 Last year's Legislature endorsed, or,



          5        introduced a Joint Memorial which passed the House and



          6        the requisite Senate Committee but unfortunately failed



          7        to reach the Senate floor before the legislative



          8        session ended.



          9                 In New Mexico, they have brief legislative



         10        sessions and there's frequently a mad rush at the end



         11        to try to get legislation through and, as in years



         12        past, this issue did not get to the final -- did not



         13        get to the Senate floor before it adjourned.



         14                 But under this Memorial was provided a process



         15        whereby the tribe would negotiate directly with the



         16        state for such an agreement on the use of the sun



         17        symbol.



         18                 Subsequent conversations and dialogues with



         19        state officials including representatives of the



         20        Governor's Office have been encouraging and we are



         21        optimistic that a legislative resolution, supported by



         22        the Governor's Office, to address this longstanding



         23        issue will be forthcoming.



         24                 I note, with irony, the state's adoption of



         25        the sun symbol as the state's symbol creates a















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          1        situation whereby the State of New Mexico's use of the



          2        Zia sun symbol is protected but the Pueblo of Zia's use



          3        of their own symbol is not.



          4                 With regard to the issue of Retroactive



          5        Application, I think the Zia's and the State of New



          6        Mexico's recent efforts to work out an amicable



          7        resolution are indicative of how this issue should be



          8        addressed.



          9                 Past misappropriations should not be



         10        sanctioned, rather they should, misappropriators



         11        should, have an incentive to reach an amicable



         12        resolution with the tribe whose symbol they have used



         13        for commercial gain.



         14                 Lastly, I want to thank - Even though they're



         15        not here anymore - Senator Bingaman for his highly



         16        commendable leadership on this issue and the courage he



         17        has shown.



         18                 I also want to thank Congressman Udall for his



         19        presence and support here today.



         20                 Both have shown that they are willing to stand



         21        up on an issue where moneys and powerful interests



         22        frequently are allied against tribes.



         23                 Thank you.



         24                      MR. DICKINSON:  Let me ask you a quick



         25        question before we move on.  Has the Zia Nation adopted















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          1        an official insignia?



          2                      MR. DAVID MIELKE:  Yes, they have by



          3        Tribal Resolution adopted the sun symbol as their



          4        official insignia.



          5                      MR. DICKINSON:  Could we have a copy of



          6        that today?



          7                      MS. ROBERTA PRICE:  Yes.



          8                      MR. DAVID MIELKE:  Yes, we do have a copy



          9        of that with us today.



         10                      MR. DICKINSON:  Of the official insignia?



         11                      MS. ROBERTA PRICE:  I have a group of



         12        documents.  I thought I was going to testify after



         13        lunch, but I have a group of documents we're going to



         14        submit to you, demonstrating the use of the Zia sun



         15        symbol by the Pueblo and I'll be giving that to you



         16        after lunch.



         17                      MR. DICKINSON:  Okay, but let me just ask



         18        a question:  So has there actually been an official



         19        adoption of an official insignia, a formal adoption of



         20        an official insignia by the -- whoever the governing



         21        body of the Indian Nation is?



         22                      MS. ROBERTA PRICE:  Yes.



         23                      MR. DAVID MIELKE:  Yes, there has.



         24                      MR. DICKINSON:  Have they sought to



         25        register that as a trademark?















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          1                      MS. ROBERTA PRICE:  No  Because they,



          2        they, they're --



          3                      MR. DICKINSON:  I'm sorry.  Ms. Price,



          4        why don't you go ahead and, and -- Thank you very much.



          5        Is this the --



          6                      MR. DAVID MIELKE:  That's the Tribal



          7        Council Resolution, I presume?  Yes.



          8                      MS. ROBERTA PRICE:  Yes.



          9                      MR. DICKINSON:  And so the official



         10        insignia is the sun symbol as well as the wording



         11        "Pueblo of Zia" around it?



         12                      MS. ROBERTA PRICE:  No.



         13                      MR. DICKINSON:  What is the official



         14        insignia?



         15                      MS. ROBERTA PRICE:  The Zia sun symbol.



         16                      MR. DICKINSON:  Just this?



         17                      MS. ROBERTA PRICE:  Yes.  And later



         18        today, I will submit fire hats from the -- pictures of



         19        fire fighting hats from the 1950s which have only the



         20        symbol on it and various pictures of the tribal



         21        buildings, --



         22                      MR. DICKINSON:  But my question concerns



         23        what -- how we will define "official insignia" and



         24        getting to that issue --



         25                      MS. ROBERTA PRICE:  Right.















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          1                      MR. DICKINSON:  -- and that complexity.



          2        I noticed, for example, that the one we had earlier



          3        from the Zuni Pueblo is a far more complex insignia



          4        with a number of elements and some wording on it.



          5                 And I'm just trying to get to the



          6        understanding of what the official insignia of the Zia



          7        people is.



          8                      MS. ROBERTA PRICE:  Yes.



          9                      MR. DICKINSON:  Or, the Pueblo is.  And



         10        you're telling me that it's this three-pronged sun



         11        symbol --



         12                      MS. ROBERTA PRICE:  Three- and four-



         13        pronged.  It's been used in --



         14                      MR. DICKINSON:  There's more than one



         15        official insignia?



         16                      MS. ROBERTA PRICE:  They are -- As an



         17        official insignia of the Zia sun symbol, sometimes it



         18        has three prongs, sometimes it has four.



         19                      MR. DICKINSON:  So if you made a request



         20        to register an official insignia, you'd register more



         21        than one; is that correct?



         22                      MS. ROBERTA PRICE:  It would be



         23        fundamentally a Zia sun symbol; one with three and one



         24        with four.



         25                      MR. DICKINSON:  Let me just say, for the















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          1        record, I might've done that; in 1994, our office sent



          2        out and sought -- we sought to contact every



          3        federally-registered Native American tribe so that we



          4        can get a handle on this question sometime ago.



          5                 My understanding is, we've never done this for



          6        any other group before and but we'd be pleased to do



          7        it.



          8                 We apparently sent out some 500 letters and we



          9        received about 10 responses.



         10                      MS. ROBERTA PRICE:  And one of those



         11        responses was from the Pueblo of Zia.



         12                      MR. DICKINSON:  One was from the Pueblo



         13        of Zia?  Okay.  Ms. Price, why don't you proceed.



         14                      MS. ROBERTA PRICE:  I have a lot of



         15        ground to cover here.  I'd like to address both the



         16        technical bullets that were listed in the PTO notice



         17        and I'd also like to address -- Can you hear me okay?



         18                      AUDIENCE MEMBER:  Sure.



         19                      MR. DICKINSON:  Are you okay?  Can you



         20        hear in the back all right?



         21                      AUDIENCE MEMBER:  Yeah.



         22                      MR. DICKINSON:  Okay.



         23                      MS. ROBERTA PRICE:  And I'd also like to



         24        address some of the difficulties listed by some of the



         25        potential opponents to amendment to the Trademark Act.















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          1                 And also, I would in brief like to mention



          2        that the Tribal Administrator, Peter Pino, is going to



          3        address some of the issues concerning the use of the



          4        four-pronged and the three-pronged symbol and also



          5        point out that, even in scholarly research, I



          6        represented the Pueblo of Zia in the opposition



          7        proceeding in 1993 and we had various depositions of



          8        the elder, under seal, because there's prohibition of



          9        discussing the religious and symbolic uses of the Zia



         10        sun symbol, but the people who did scholarly studies of



         11        the use of the Zia sun symbol were not talked -- were



         12        not able to talk to the elders, were not privileged.



         13        They used secondary sources.  They used sources



         14        concerning Dr. Harry Mera's action and concerning one



         15        pot in the Fine Arts Museum.



         16                 But that is one of the problems we have,



         17        adjusting western law to another culture that has been



         18        existing in this continent for many centuries.



         19                 Anyway, concerning a definition of Official



         20        Insignia, there has been no difficulty administering



         21        the statute, since in Section 1052 which protects other



         22        governmental insignia, which I guess has been in



         23        existence since before mid-century and I don't know how



         24        the Trademark Office determines the official insignia



         25        of other governmental entities, but it seems like the















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          1        same process would take place with the tribe.



          2                 In addition, other people have mentioned the



          3        computer age and being able to have on-line these



          4        symbols.



          5                 I understand, at one point, the Department of



          6        the Interior came over and met with the Trademark



          7        Office and your assistant; the Secretary of the



          8        Interior came over and discussed this.



          9                 I don't believe it would take very much to



         10        have one trademark librarian or one trademark examining



         11        attorney who could get a handle on the list of symbols



         12        and be in charge of entering it on the website and also



         13        reviewing applications as they are published.



         14                 Concerning the Impact of the Law and the



         15        Changes in the Current Law Policy, I personally, I'm



         16        sure, am prejudiced but I can see no effect but



         17        salutary effects that this change in the law would have



         18        on Native American tribes for obvious reasons.



         19                 Equal protection under the law is always a



         20        salutary experience.



         21                 A small number of trademark owners might be



         22        affected but they would be saved from lengthy and



         23        expensive piecemeal litigation over use of insignia or



         24        official symbols of Native American tribes.



         25                 These trademarks owners would be no more















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          1        affected than those who have chosen to use marks that



          2        are prohibited registration under 1052 in its present



          3        form.



          4                 The Patent and Trademark Office would also



          5        benefit by dealing with this problem directly and



          6        thoroughly.



          7                 An increasing amount of intellectual property



          8        litigation and of litigation within the Trademark Trial



          9        and Appeal Board itself would be avoided.



         10                 What's more, the Patent and Trademark Office



         11        would be acting in a way which upholds Treaty



         12        obligations, - And, here, I'm talking about Treaty



         13        obligations of the tribe - Supreme Court precedence,



         14        and President Clinton's Executive Order that all



         15        agencies evaluate their policies and procedures,



         16        keeping in mind Native American interests and issues.



         17                 I can foresee no significant impact any of the



         18        proposed changes would have on the international legal



         19        obligations of the United States.



         20                 I have spent some time on this issue and I'm



         21        aware mainly of people within - Besides the Philippines



         22        which is obviously a different problem, a counterfeit



         23        problem - but most issues involving the Native American



         24        symbols are within the borders of the United States.



         25                 Moving on to the Impact of Prohibition on















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          1        Federal Registration and New Uses of Official Insignia.



          2                 The effect of prohibiting federal registration



          3        of trademarks identical to the official insignia of



          4        Native American tribes would be as described in the



          5        previous section.



          6                 The tribes would be positively affected by



          7        this at-long-last-equal treatment under the Trademark



          8        Act.



          9                 In addition, Native American tribes would be



         10        relieved from the extremely onerous procedural and



         11        financial burden of having to fund protests and



         12        opposition proceedings in the PTO and fund even more



         13        expensive federal litigation in the courts in order to



         14        protect the symbols that are important and essential to



         15        their collective identity.



         16                 Individual trademark owners would also be



         17        saved the time-consuming and expensive burdens of



         18        litigating their claims to such symbols.



         19                 Non-Native American claims to these insignias



         20        might ultimately be found to be secondary to the use of



         21        symbols by the people who roamed this continent



         22        centuries before this government existed.



         23                 Trademark owners who wished to use official



         24        insignia of Native American tribes might decide to use



         25        these marks without the imprimatur of federal















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          1        registration, I suppose, or more sensibly decide that



          2        it would be more fitting to choose a symbol which they



          3        could actually say was their own, instead of a symbol



          4        they had appropriated from a Native American source.



          5                 There would be minimal actual effect on



          6        international legal obligations and any effect would be



          7        no different than the present prohibitions outlined in



          8        Section 1052.



          9                 The Trademark Office is no doubt aware of 36



         10        U.S.C., Section 4 - Protecting the National Red Cross;



         11        36 U.S.C., Section 27 - Protecting the Boy Scouts; and



         12        22 U.S.C., 248 - Protecting the Swiss confederation



         13        coat of arms.



         14                 All these statutes were enacted without a lot



         15        of concern to international treaty obligations and the



         16        ability to administer the statutes, et cetera, et



         17        cetera.



         18                 As to the defense of fair use, I suppose it



         19        could be raised, but I am unaware of any trademark



         20        owner using it successfully to entitle his use of the



         21        official insignia of a municipality, state, or foreign



         22        nation.  The appropriation of a Native American



         23        official symbol is fundamentally unfair use.



         24                 I've discussed the Administrative Feasibility



         25        concerning a staff member and I have talked to very















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          1        understanding and intelligent members of the Examiner's



          2        Office and I think the office has suffered from a lack



          3        of squarely dealing with this problem across the board



          4        because when an application comes in, an attorney or a



          5        trademark librarian knowledgeable about this particular



          6        seminar may not be involved with the particular



          7        application.



          8                 Moving on to Timing of Changes in Protection.



          9                 No business interest should justify the



         10        retention of federal registrations in official Native



         11        American symbols which Congress decides should not be



         12        registerable.



         13                 Existing federal and state law dictates that



         14        non-Native American institutions divest themselves of



         15        Native American property the institutions may have



         16        purchased for large amounts of money.



         17                 And I have some cites in here.



         18                 Let us be clear about the taking that has



         19        occurred.



         20                 Let us understand the two-part nature of the



         21        injury to Native Americans such as the Pueblo of Zia to



         22        this latter-day claim on their symbol.



         23                 It is not only that these recent trademark



         24        "owners" have appropriated for themselves what is in



         25        the Zia's case, and in no doubt other cases, an ancient















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          1        and enduring symbol but it is that the Zia people and



          2        other Native Americans would never, never consent to



          3        the use of their sacred symbol - the symbol of their



          4        collective identities on commercial items.



          5                 How do we compare the injury to Native peoples



          6        from whom the history of this country is a long tale of



          7        commercial greed and a self-serving social Darwinism



          8        which caused the removal of home, land, natural



          9        resources, freedom, dignity, many cultures, vast



         10        amounts of population and, in this case, symbols of



         11        that collective identity, to the expense of a



         12        businessman who might have to go through changing his



         13        trademark or losing federal registration for a



         14        trademark he continues to use?



         15                 If we are intending to right a wrong with this



         16        amendment, let us see the complainants' losses in



         17        perspective and let us right the wrong.



         18                 Concerning Statutory Changes.



         19                 As the Senator and Congressman have mentioned,



         20        I think 15 U.S.C., Section 1052 is the logical section



         21        to change.



         22                 Concerning Other Relevant Factors.



         23                 Now, moving along here.  Intellectual property



         24        rights and litigation of those rights are ever



         25        increasing.  The amendment proposed by Congress would















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          1        avoid costly litigation by Native Americans and their



          2        tribes to rectify the failure of the Trademark Act to



          3        protect them.



          4                 The tribal resources saved could be used in



          5        hundreds of other necessary and productive ways.



          6                 A change in the law would acknowledge and



          7        effectuate the duty of the federal government pursuant



          8        to its fiduciary relationship with the Native American



          9        tribes to protect the insignia of Native American



         10        tribes.



         11                 It would avoid potential problems under the



         12        Equal Protection Clause of the United States



         13        Constitution created by the Trademark Act's current



         14        prohibition of registration of other governmental



         15        insignia and its failure to explicitly treat the



         16        insignia of Native American tribes similarly and the



         17        Patent and Trademark Office's current policy of



         18        permitting non-Indians not associated with the tribes



         19        to register tribal insignia.



         20                 Very briefly, to move along to some of the



         21        Responses to Opponents.



         22                 There's a parade of "problems" that have been



         23        listed.  It seems like many opponents to this amendment



         24        act as if neither the Congress nor the Trademark Office



         25        could do the simplest thing to implement this amendment















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          1        without insurmountable difficulty.



          2                 This position ignores the fact that Congress



          3        has tackled much more complex legislation and the



          4        Trademark Office has administered similar prohibitions



          5        and limitations on federal registration throughout the



          6        existence of the Act.



          7                 Some opponents think it would be too difficult



          8        to define "official tribal insignia."  I think Congress



          9        would be able to tackle this definition with the help



         10        of a good dictionary.



         11                 Some opponents claim that it would be too



         12        difficult to determine what marks were identical to



         13        official tribal insignia.



         14                 In fact, the Trademark Office daily denies



         15        applications for registrations because they are too



         16        similar (not even identical) to existing registered



         17        marks or because some marks that are submitted with the



         18        applications fall within the ambit of the current



         19        Section 1052.



         20                 Opponents state there is a potential for the



         21        prohibition of the use of common geometric shapes that



         22        are identical to official tribal insignia.  This is



         23        hypothesizing a problem which does not exist.



         24                 Unless opponents can point to a specific



         25        Native American official insignia, which is a simple















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          1        geometric form, this is a false issue raised to



          2        convince Congress that things are just too difficult to



          3        change.



          4                 In the case of the Pueblo of Zia, I don't



          5        believe any tribal member expects that circles or lines



          6        would be off limits for trademark owners - just the



          7        particular configuration of circles and lines which are



          8        similar to the Zia sun symbol.



          9                 Opponents raise the specter of potential



         10        violation of U.S. Treaty obligations under the Paris



         11        Convention, again without giving an example of an



         12        actual instance of this kind of violation.



         13                 Opponents raise the issue of the "potential



         14        unfairness to mark owners who have used the symbols



         15        previously, knowingly or not."



         16                 This amendment goes not to the use of a mark



         17        but the acquisition of a federal right - a federal



         18        trademark registration.



         19                 Business owners would lose federal



         20        registration but could continue to chose to use the



         21        mark.



         22                 We need to focus on a large breach - The



         23        United States' breach of its Trust relationship to the



         24        tribes by giving its official imprimatur of trademark



         25        registration to what was a symbol of the tribal















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          1        collective identity.



          2                 The inconvenience of losing federal



          3        registration is not comparable to the loss suffered by



          4        the tribes by appropriation of their ancient official



          5        insignia.



          6                 Opponents say that relief is currently



          7        available under Section 1051(a) which prohibits



          8        registration of immoral, scandalous, or disparaging



          9        marks.



         10                 Here, I must digress into my war story.



         11                 As the attorney for the Pueblo earlier in the



         12        Nineties, I conducted an opposition to the registration



         13        of the Zia sun symbol by a chemical company who wished



         14        to use the mark to identify fertilizers and pesticide



         15        products.



         16                 Even at the reduced rate, for which I



         17        represented the tribe, the opposition was a costly



         18        undertaking.  The Washington attorneys buried us with



         19        frivolous discovery - asking us, for example, to prove



         20        that the tribe exists, when the proof of the tribe's



         21        existence is as readily available in Washington



         22        libraries as it is anywhere, making us litigate a



         23        three-day extension of time, refusing to agree to



         24        sealed depositions of the elders about sensitive



         25        religious subjects, and generally obstructing the















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          1        progress of the opposition in every way possible,



          2        making it very expensive.



          3                 Of course, I won every motion we wrote.  But



          4        there was the writing of the motion and the response



          5        and the reply.



          6                 Right before the opposition was to be decided,



          7        the trademark applicant withdrew its application.



          8                 The Pueblo of Zia had spent a considerable



          9        amount, by its standards, to get nowhere on this issue.



         10                 It is simply unrealistic and shows an utter



         11        lack of understanding of many of the tribes' economic



         12        situations, to think that money is available to fund



         13        individual trademark oppositions.



         14                 This alternative is simply unrealistic and not



         15        available to most of the tribes.



         16                 Opponents cite the potential discrimination



         17        against other groups whose cultural or historical



         18        symbols are not similarly protected.  This objection



         19        demonstrates again a lack of understanding of both law



         20        and history.  It seems to equate the Kiwanis Club or



         21        the Welsh United States citizens with Native Americans.



         22                 Is there Supreme Court precedent indicating



         23        that other "groups" have a special sovereign status



         24        within the United States?



         25                 Is there another "group" which occupied the















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          1        United States before this country existed and had a



          2        foreign government imposed upon it, on its own soil?



          3                 Is there another "group" from which the



          4        colonizing Europeans took so much?



          5                 Possibly, I guess.



          6                 In fact, a Welsh national insignia and an



          7        African official insignia are presently protected under



          8        Section 1052.



          9                 More particularly, is there another "group"



         10        that, on this soil, used some of the symbols at issue



         11        in this proposed legislation long before the Trademark



         12        Act existed?



         13                 Certainly, other racial groups have suffered



         14        in this American experience.  But to say that there are



         15        others in a parallel situation ignores too much of the



         16        history of the Native American people.



         17                 I think I'm going to conclude now.



         18                 In conclusion, I would like to quote a section



         19        of the deposition of Professor Alfonso Ortiz, an



         20        anthropology professor at Princeton and a member of one



         21        of the pueblos of New Mexico and an anthropology



         22        professor at the University of New Mexico.



         23                 I've included his deposition, which was taken



         24        in the opposition proceeding, in some of the documents



         25        and I think it would be very helpful for an















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          1        understanding of some of the issues surrounding this



          2        legislation.



          3                 At any rate, Professor Ortiz has died,



          4        otherwise I'm sure he would be here today and I'm sure



          5        he's probably here in spirit.



          6                      "I think somewhere that there has to be



          7                      some very clear thinking on the part of



          8                      American courts of law about what Indian



          9                      people consider their most important



         10                      statements of identity, their sense of



         11                      history, their sense of community, and



         12                      their sense of destiny."



         13                      "And the Zia sun symbol is one such



         14                      symbol for one tribe.  Every tribe could



         15                      put up something like this.  Too many



         16                      have been swept away and lost in the



         17                      vicissitudes of history and legal



         18                      wrangling and, somewhere, we have to take



         19                      a stand and recognize that for these



         20                      hallowed notions like tribal sovereignty,



         21                      trust, guardianship, trusteeship to mean



         22                      anything really substantive, we're going



         23                      to have to throw up the line of defense



         24                      and help the tribes to protect that which



         25                      remains and is distinctly theirs, which















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          1                      enables them to exist as communities with



          2                      pride and independence, after all.



          3                      That's all."



          4                 We here today ask for some of that very clear



          5        thinking in the study the PTO conducts on this matter.



          6                 Thank you.



          7                      MR. DICKINSON:  Thank you.  Appreciate



          8        that.



          9                              (Applause)



         10                      MR. DICKINSON:  We may have a few



         11        questions certainly for you specifically or maybe for



         12        the panel to generally clarify some of these issues for



         13        us.



         14                 One of the questions I have:  My understanding



         15        is, we have been now consistently rejecting many



         16        registrations which have been sought, that include the



         17        sun symbol, for several reasons.



         18                 Are you aware -- This is a question I actually



         19        directed to the Governor awhile ago.



         20                 Are you aware of any that we may be



         21        overlooking or that we have not been specifically



         22        sensitive to?



         23                      MS. ROBERTA PRICE:  I am not completely



         24        up to snuff.  Senator Bingaman's letter to the



         25        Trademark Office came as a result of two Zia sun















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                                                                            95









          1        symbols that had gone on to publication.



          2                 And we wrote, I wrote Mr. Hampton, and the



          3        Senator wrote Mr. Hampton saying, "Hello, you know, the



          4        Zia sun symbol has been, you know, registered."



          5                 And we received a letter back saying, "You're



          6        too late."



          7                 I have copies.



          8                      MR. DICKINSON:  In what respect did he --



          9                      MS. ROBERTA PRICE:  Well, because the



         10        marks had gone on to publication.



         11                      MR. DICKINSON:  I see.



         12                      MS. ROBERTA PRICE:  And we had just -- We



         13        had found out.  We don't have a paralegal reviewing the



         14        BNA publication of marks.



         15                      MR. DICKINSON:  Well, my understanding



         16        is, we had Zia's system sought for registration for --



         17        What was the business service?



         18                      MS. MELTZER:  On Friday, a stationery --



         19                      MR. DICKINSON:  Computer software



         20        products.



         21                      MS. ROBERTA PRICE:  Right.



         22                      MR. DICKINSON:  Also had the Zia or the



         23        word "Zia" and the sun symbol, sought registration for



         24        cocktail mixes, and both of them were rejected and are



         25        now abandoned.  Those are the only ones we are aware















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          1        of.



          2                      MS. ROBERTA PRICE:  Yes.  I believe,



          3        earlier, we were discussing one for motorcycle tourism



          4        in New Mexico and one for photography.



          5                      MR. DICKINSON:  One of the questions that



          6        comes up or one of the grounds for that rejection, as I



          7        understand it, was that it was in conflict with the -



          8        interestingly enough - with the state flag of New



          9        Mexico which is also registered as a state flag.



         10                 Is there some way we can resolve the issue?



         11                 Let me ask the broader question:  When there



         12        are uses - And this may not apply to the Zia symbol, I



         13        mean, I have to narrow it to that - but when



         14        registrations are sought and we establish a listing for



         15        official insignia that include elements that are



         16        included in others, how would, how should the PTO



         17        proceed to sort out that question?  A priority?  Or



         18        what is the --



         19                      MS. ROBERTA PRICE:  You're talking about



         20        two Native American tribes --



         21                      MR. DICKINSON:  Yes.



         22                      MS. ROBERTA PRICE:  -- registering to --



         23                      MR. DICKINSON:  Or where a Native



         24        American tribe would include a symbol in their official



         25        insignia which was included in another official















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          1        insignia, say, of a state or municipality or foreign



          2        country.



          3                      MS. ROBERTA PRICE:  This is probably -- I



          4        guess my logical reaction would be to have the two



          5        tribes discuss this and I think they would prefer to



          6        discuss this matter within themselves.



          7                 And probably Mr. Pino, who will talk later,



          8        will discuss it.



          9                 But it seems to me the tribes determining and



         10        resolving this issue between themselves without the



         11        Patent and Trademark Office having to enter into the



         12        discussion, as far as those two tribes, would be a good



         13        solution.



         14                      MR. DAVID MIELKE:  Yeah, I would agree



         15        with that.  You're talking about if we had two



         16        conflicting tribes, as opposed to --



         17                      MR. DICKINSON:  (Nods head)



         18                      MR. DAVID MIELKE:  Okay.  Yeah, I agree.



         19                      MR. DICKINSON:  Or a conflict between



         20        something that was either a registered trademark, I'd



         21        say, or more likely or more possibly, rather, something



         22        that was the registered emblem of a foreign country or



         23        of the United States or, for example, to include the



         24        symbol of the United States in a tribal insignia, --



         25                      MS. ROBERTA PRICE:  But --















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          1                      MR. DICKINSON:  -- kind of like a or sort



          2        of like a --



          3                      MR. DAVID MIELKE:  Yeah.



          4                      MS. ROBERTA PRICE:  I can't imagine



          5        either situation coming up but I'd suggest that



          6        probably the two governments, the two sovereigns should



          7        be able to resolve those kind of questions.



          8                      MR. DICKINSON:  Our understanding is that



          9        we would also register stylized versions of flags and



         10        symbols of our country and other countries, where you



         11        can register a stylized version of the U.S. flag.



         12                 I mean how much -- how broad would you see the



         13        protection that needs to be afforded under this?



         14        Should it be different than it is?  Or should it be the



         15        same as it is? - with regard to flags and the official



         16        insignia of --



         17                      MS. ROBERTA PRICE:  Well, I guess, and



         18        I'm talking off the top of my head right now, so, it



         19        seems to me that the people who register stylized



         20        American flags are Americans who share some collective



         21        identity with the American flag, so...



         22                      MR. DICKINSON:  I don't know whether



         23        that's the case or not.  We have foreign nationals that



         24        register marks, as well, all the time, so...



         25                      MS. ROBERTA PRICE:  Right.  Well, I know















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          1        you do.  But, nevertheless, I'm willing to bet you that



          2        a lot of those American flags are owned by American



          3        companies.



          4                 And so in a certain sense, the collective



          5        identity of the Americans are represented in those



          6        trademark symbols.



          7                 I think there's a different situation by



          8        stylized Zia symbols.  There is still the conscious



          9        suggestion of affiliation or connection with the tribe,



         10        which is at the root of this problem.



         11                 And as you know, the term under the Trademark



         12        Act is "substantial similarity."  And I know if I had a



         13        Nike mark and someone else did a stylized Nike mark and



         14        wanted to register it, I don't believe that Nike would



         15        think it was okay.



         16                      MR. DICKINSON:  Okay.



         17                      MS. ROBERTA PRICE:  Do you?



         18                      MR. DICKINSON:  No, in opposing,



         19        absolutely, you did I think what you understood needs



         20        to be done in the circumstances you mentioned a couple



         21        of minutes ago.



         22                 Maybe this is -- Let me ask this question



         23        also:  My understanding is we're dealing with official



         24        insignia here; though some have raised the question of



         25        word marks as well.















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          1                 Does the Zia nation take a position with



          2        regard to word marks as opposed to an insignia?  You



          3        indicated your insignia was the design element here.



          4                      MS. ROBERTA PRICE:  Yes.  Yes.  I think



          5        Peter Pino, who will talk later, can talk about this



          6        more.



          7                 But, initially, we are talking about this



          8        particular legislation concerning Native American



          9        insignia and, certainly, we would not like to come



         10        across as:  This is the only important thing to the



         11        tribes.



         12                 And, certainly, under the existing trademark,



         13        false association with a group of people is incorrect.



         14                 But we understand that this is a very limited



         15        amendment to the Trademark Act and I don't think we



         16        have to pass on whether -- I mean I think it's obvious



         17        that the Pueblo of Zia doesn't like the idea of Zia



         18        Porta-Potties.



         19                      MR. DICKINSON:  Zia Porta-Pottie; using



         20        the word as opposed to the official insignia.



         21                      MS. ROBERTA PRICE:  Yes.



         22                      MR. DAVID MIELKE:  Correct.



         23                      MR. DICKINSON:  Has Zia sought to



         24        trademark the word "Zia"?



         25                      MS. ROBERTA PRICE:  The Pueblo Zia does















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          1        not, because of the sacred nature of the symbol,



          2        commercial use of it is, is -- It's still something



          3        that many of some of the elders find offensive.  And,



          4        so, use and commerce being one of the requirements...



          5                      MR. DICKINSON:  Could we maybe address



          6        more broadly the question of retroactivity?  I have a



          7        question that's come up as to whether or not -- How to



          8        deal with that issue.



          9                 And as Ms. Boulware pointed out or the Senator



         10        pointed out, it's a very sensitive question.  It might



         11        not be resolvable at this point and may require us to



         12        get through all these hearings.  But one of the goals



         13        we have of the hearings I think is to try to flesh out



         14        some of the aspects of the issue.



         15                 Some have raised the question that



         16        retroactivity might possibly be a taking, for example,



         17        that some registrations may have already occurred and



         18        those registrations would constitute intellectual



         19        property and therefore a cancellation that might occur,



         20        as a function of this proceeding, might possibly take.



         21        I don't know.



         22                 Again, the question I'm asking is:  Can you



         23        address the question of retroactivity?  Can you address



         24        the question of whether or not it --



         25                      MS. ROBERTA PRICE:  Well, I'll go first.















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          1                      MR. DICKINSON:  -- might not take --



          2                      MR. DAVID MIELKE:  Yeah.



          3                      MS. ROBERTA PRICE:  Well, in this



          4        situation, we have a taking on top of a taking.  We



          5        have a taking of a Native American symbol and I



          6        believe --



          7                      MR. DICKINSON:  I was addressing the



          8        U.S. Constitution --



          9                      MS. ROBERTA PRICE:  Right, I understand



         10        the U.S. Constitution, but I believe that it's a



         11        violation of the U.S. Constitution for the Federal



         12        Trademark Office to have permitted the taking by



         13        businesses of Native American symbols.



         14                      MR. DICKINSON:  I understand that, but



         15        I'm still asking whether we have any examples of



         16        registrations which will support that concern?



         17                      MS. ROBERTA PRICE:  Excuse me?



         18                      MR. DICKINSON:  We have not regis-- It's



         19        my understanding we have not registered any marks that



         20        include the official insignia of the Zia; is that



         21        right?



         22                      MS. ROBERTA PRICE:  Right.  Right.  Well,



         23        I'm not sure what the status is of the motorcycle tours



         24        and the photographs.



         25                      MS. MELTZER:  I think it's still pending.















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          1        I'm not sure either.



          2                      MS. ROBERTA PRICE:  Okay.



          3                      MS. MELTZER:  I'm not certain.



          4                      MS. ROBERTA PRICE:  And I guess, you



          5        know, there's always a balancing of equities.  You



          6        know, this particular legislation doesn't prevent other



          7        people from using symbols that they've been using.



          8                 It just prevents them from having the approval



          9        of the federal government and I'm sure you understand



         10        that.



         11                 So I'm not sure what their registration would



         12        be taking.



         13                      MR. DICKINSON:  Ms. Boulware, could you



         14        shed any light on this issue at all, any additionally



         15        light?



         16                      MS. MARGARET A. BOULWARE:  The only



         17        additional light that I'd like to shed is, I don't want



         18        to be more problematical on this issue, but the AIPLA,



         19        first of all, we didn't know exactly what we were



         20        talking about because we didn't know what the insignia



         21        were.



         22                 We didn't know whether there were going to be



         23        literally thousands of insignia that might be just



         24        designs or the official insignia that we've heard of



         25        today.















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          1                 So understanding that it's a limited universe,



          2        so-to-speak, is comforting because I think that's what



          3        it should be.  It should be legitimate insignia.



          4                 The AIPLA does not support retroactive



          5        cancellation of legitimate marks.  There may be some



          6        marks that are subject to cancellation because they



          7        should not have been legitimately registered in the



          8        first place.  But we are not in favor of retroactively



          9        canceling legitimate marks.



         10                 We'd also like to recognize that federal



         11        registration owners do have to file Use Affidavits and



         12        that for any of the marks that are problematical, I



         13        think that the Patent and Trademark Office should



         14        review those Use Affidavits very carefully to make sure



         15        that these people are legitimately using these



         16        trademarks and have legitimate registration and also in



         17        the renewals.



         18                 So, that's the little bit of light that I can



         19        shed on that.



         20                      MR. DICKINSON:  I would point out, and



         21        just to shed a little more light on that question, we



         22        have indeed recently a very prominent example of



         23        cancellation that occurred where our Trademark Trial



         24        Appeal Board, of which I'm actually a statutory member,



         25        cancelled a registration to a professional football















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          1        team which used a mark that was found to be offensive



          2        under Section 2A of the Lanham Act to Native Americans.



          3                 That was a decision which was very thoroughly



          4        considered and was supported very strongly under the



          5        law as it was decided.



          6                 This question of international obligation has



          7        been raised by some, particularly the International



          8        Trademark Association, and their written testimonies,



          9        there was concern about the Paris Convention, the fact



         10        of this -- You indicated that that may not have been an



         11        issue when the Red Cross or other specific statutes



         12        were passed.  I don't know whether that's the case or



         13        not.



         14                 But leaving that particular look-at aside, can



         15        you shed any light of the substantive question of



         16        whether or not there's a concern about whether indeed



         17        it does or does not implicate the Paris Convention?



         18                      MS. ROBERTA PRICE:  I would have to look



         19        at the issue a little more thoroughly than talking off



         20        the top of my head today.



         21                      MR. DICKINSON:  Meg?



         22                      MS. MARGARET A. BOULWARE:  We don't



         23        believe it violates the Paris Convention.



         24                              (Laughter)



         25                      MS. ROBERTA PRICE:  I mean I don't















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          1        believe it does either but, you know, I guess I'm -- I,



          2        I can't see --



          3                      MR. DICKINSON:  I've read the INTA



          4        testimony in that regard.



          5                      MS. MARGARET A. BOULWARE:  Yeah.  We may



          6        disagree with INTA on that.



          7                      MR. DICKINSON:  Would you see a need for



          8        any of the more traditional registration-type



          9        mechanisms that we use in the office, in this context,



         10        if we were to establish an official registry of



         11        official insignia?



         12                 For example, opposition.  Would you, could you



         13        envision a circumstance where they would need to be --



         14        where official insignia would need to be published in



         15        some way so that others, perhaps other Native American



         16        tribes could oppose or send in material that would in



         17        some way question the official insignia registration?



         18                      MS. ROBERTA PRICE:  For other tribes



         19        alone, are you saying?  Within the tribes themselves?



         20                      MR. DICKINSON:  Let me broaden the



         21        question out.  Do you see any circum--  Do you envision



         22        any circumstances when any -- when there would be an



         23        opposition-type procedure or even a cancellation-type



         24        procedure for registrations on a registry of this sort



         25        or of this type?















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          1                      MS. ROBERTA PRICE:  Well, perhaps this is



          2        not the answer you want, but considering the culture of



          3        the Native American people, I think any kind of



          4        opposition, as you stated, could be better worked out,



          5        for example, within some office of the Department of



          6        Indian Affairs or the Department of the Interior.



          7                 I think that, generally, a negotiation and



          8        talking, as opposed to an official opposition



          9        proceeding, would be much more appropriate.



         10                      MR. DICKINSON:  Well, we -- Well, there's



         11        no answer I wanted or didn't want, --



         12                      MS. ROBERTA PRICE:  Right, but I see --



         13                      MR. DICKINSON:  -- I'm just trying to



         14        make sure that we --



         15                      MS. ROBERTA PRICE:  I see, I believe, and



         16        perhaps the representatives of the pueblo who have



         17        talked already could testify, but I believe it would be



         18        much less costly and probably much more efficient and



         19        definitely quicker for representatives of two pueblos



         20        or two tribes to talk amongst themselves about any kind



         21        of conflict.



         22                      MR. DAVID MIELKE:  There are two types of



         23        symbols, I think.



         24                 You have the more modern created ones that



         25        have been designed and then you have ones that are















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          1        historical and cultural in origin.



          2                 And I could see that maybe you'd have an issue



          3        if it was a newly created or design symbol that other



          4        tribes or other holders of registered marks would want



          5        to have input, you know, for; you know, take the worst



          6        case, if a tribe decided it wanted the Nike logo as its



          7        tribal symbol.



          8                      MS. ROBERTA PRICE:  But I don't think



          9        that's going to happen.



         10                      MR. DAVID MIELKE:  That's not going to



         11        happen but, I mean, you know, --



         12                              (Laughter)



         13                      MS. ROBERTA PRICE:  I mean it's a number



         14        of the hypotheticals, which I, I don't appear -- want



         15        to appear sanguine, or sanguine?  Which is it?



         16        [pronunciations]  I just don't think those problems are



         17        going to exist in this context.



         18                      MR. DICKINSON:  What if a tribal nation



         19        sought to register a mark or an insignia, rather, that



         20        included a red cross?



         21                      MS. ROBERTA PRICE:  Well, I just don't



         22        believe that any tribe would want to use the symbol.  I



         23        mean not that it has anything against it.  I don't



         24        believe that it would want to use the red cross.



         25                 And if it was a newly-done symbol that had















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          1        just been created, the American Red Cross could



          2        obviously have a problem with it, but I don't think



          3        that that will happen.



          4                      MR. DICKINSON:  Thank you.  My goal is



          5        not to put you on the spot.  It's really to flesh out



          6        these issues --



          7                      MS. ROBERTA PRICE:  Right.



          8                      MR. DICKINSON:  -- and we discussed them



          9        in our office --



         10                      MS. ROBERTA PRICE:  Right.



         11                      MR. DICKINSON:  -- and we wanted your



         12        best counsel --



         13                      MS. ROBERTA PRICE:  Right.



         14                      MR. DICKINSON:  -- and your best ideas as



         15        to how we can resolve these --



         16                      MS. ROBERTA PRICE:  Right, and I don't



         17        mean to respond by saying, "No, that's not going to



         18        happen" --



         19                      MR. DICKINSON:  Right.



         20                      MS. ROBERTA PRICE:  -- but within the



         21        realm of reality, I guess it could happen and then



         22        someone who had a newly-created symbol using the



         23        American Red Cross who had no justification in past



         24        cultural -- I mean the cross is -- Well, anyway, that



         25        could be something that, you know, the American Red















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          1        Cross could object to.



          2                      MR. DICKINSON:  Can I return to the



          3        question of the word marks?  Some have raised this



          4        specter.



          5                 We've had, for example, the counsel for the



          6        Oneida flatware has raised the question of whether word



          7        marks that are the, I'll take it on assumption, the



          8        names of tribes in the United States - would or would



          9        not be protectable in this context we're talking about.



         10                 And they raise the specter and the concern



         11        that marks which they have used for a substantial



         12        period of time on goods and services would be



         13        implicated with this question.



         14                 Do you have any thoughts on whether or not we



         15        should be dealing with words, marks in this way, or



         16        should we stick to official insignia?



         17                      MS. ROBERTA PRICE:  Well, it certainly



         18        would be a lot easier if you stuck with official



         19        insignia at this point in time.



         20                 I don't think I should be able -- should speak



         21        for the Oneida people or the Mohawk people.



         22                 I'd bet that if you inquired and sent the



         23        comments of Oneida Sterling and Mohawk Carpet to them,



         24        that they would have a response.



         25                      MR. DAVID MIELKE:  And probably the















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          1        people from Zia should address the issue; I mean,



          2        obviously, the worse case is where they use the sun



          3        symbol along with the word "Zia".  Not all businesses



          4        use that.



          5                 Some are Zia process servers.  I think there's



          6        one that uses both the mark and the word.  Others will



          7        just use the word.  Others will just use the mark.



          8                      MS. ROBERTA PRICE:  And I'm not sure any



          9        of those people have applied for a federal registration



         10        so it's a worry definitely for us and the tribe but it



         11        may not be a worry for you.



         12                      MR. DICKINSON:  Well, I appreciate that.



         13        Are there any questions, any further questions from the



         14        panelists, as well?



         15                      MS. MELTZER:  No.



         16                      MR. DICKINSON:  Thank you very much.  We



         17        appreciate you taking the time and you giving us those



         18        good thoughts.  They'll be extremely useful to us as we



         19        go through our deliberations, and they clarified some



         20        issues for me significantly and I appreciate it very



         21        much.



         22                 Is Mr. Pino here now?  And could we -- I need



         23        to do something in the back of the room briefly, but



         24        would you mind coming and testifying now?  Or would you



         25        prefer to go at the 11:30 hour that you were assigned?















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          1                      MR. PETER PINO:  I prefer to go with the



          2        elders from the Pueblo and with the youth from the



          3        Pueblo.  They're coming up.



          4                      MR. DICKINSON:  All right.  Why don't I



          5        call Ms. Warledo.  Is she here?  Ms. Warledo?



          6                      MS. GERALDINE WARLEDO:  Yes.



          7                      MR. DICKINSON:  Would you mind coming



          8        forward, and Mr. Panteah, would you mind coming



          9        forward?  I'll excuse myself for just a brief moment.



         10                      MS. ELEANOR MELTZER:  By the way, thank



         11        you for being so flexible with the schedule, so thank



         12        you very much.



         13                 Ms. Warledo, would you like to start your



         14        remarks?



         15                      MS. GERALDINE WARLEDO:  Yes.  I'm



         16        Geraldine Warledo with the Cheyenne and Arapaho Tribe.



         17                 I'm an elected official.  I started as a



         18        Sergeant-at-Arms.



         19                 Our tribe consists of 11,000 and approximately



         20        200 tribal members.  In Oklahoma, we have approximately



         21        7500.  Those rest of the tribal members are, you know,



         22        in other places.  We service eight counties in



         23        Oklahoma.



         24                 Today, we have eight business committee



         25        members.  At one time we used to have 14 but the Tribal















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          1        Constitution was revised back in the Seventies, so



          2        today, we have eight Tribal Council members.  We have



          3        four Cheyennes and four Arapahos.



          4                 I would like to do a little bit of a



          5        show-and-tell of our flag.  Our flag's been in



          6        existence for many years.  Our flag, in the background



          7        is the Oklahoma.



          8                 We had a symbol of the Oklahoma flag here



          9        because at one time, it was the Oklahoma -- It was the



         10        Indian state.



         11                 We have the arrows which consist of our



         12        tribes; right now they're at peace, so that's why



         13        they're facing down.



         14                 The pipe resembles the Arapahos.



         15                 We have the tepee which represents the



         16        Cheyenne, our ceremony, and our Native American Church.



         17                 In the background, we have the three crosses



         18        which represents our Veterans which they had served a



         19        war - fought in World War II and the Korean War.



         20                 We have revised our, our -- or, these feathers



         21        right here represents the 14 Council Members that we



         22        were at one time.  But, today, we have a new flag.  It



         23        has four stars on each side which represents the



         24        Business Committee as of today.



         25                 We have the Southern Cheyenne and Arapaho















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          1        Tribe on it because during years past or the Medicine



          2        Lodge Treaty back in 1867, we were all pushed to other



          3        lands and so, some of them, we still have the northern



          4        Arapahos and the Northern Cheyennes; but we had to move



          5        to Oklahoma, so that's why we're called the Southern



          6        Cheyenne and Arapaho Tribe.



          7                 Right now, we have our tribe, we serve -- we



          8        have 14 programs that we serve our people with.  We're



          9        -- I just feel like that all Indian people are unique



         10        because we have dual citizenship of the United States



         11        and of our sovereign nations.



         12                 I really don't have really much more to say.



         13                      MS. MELTZER:  Thank you very much --



         14                      MS. GERALDINE WARLEDO:  Uh-huh.



         15                      MS. MELTZER:  -- for explaining that now



         16        and for being here today.  We're very grateful.



         17                      MS. GERALDINE WARLEDO:  Okay.  Thank you.



         18                      MS. MELTZER:  Mr. Panteah?



         19                      MR. LOREN PANTEAH:  Okay.  Thank you.  I



         20        would like to thank the Patent and Trademark Commission



         21        and Mr. Pete Domenici; Mr. Domenici for providing the



         22        opportunity for tribes and individuals to express their



         23        testimony in regards to trademarks.



         24                 My name is Loren Panteah and I'm here as



         25        representing myself as a Zuni Tribal Member and as a















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          1        member of the Zuni Cultural Arts Council.



          2                 And before I begin, I would like to request



          3        that I submit my written testimony at a later date



          4        because we have been having some religious activity



          5        back home for the last several days on that.  I have



          6        not had time to prepare a written testimony, so if I



          7        could submit my written testimony within a couple of



          8        weeks, if that's okay.  But I will --



          9                      MS. MELTZER:  Oh, Mr. Panteah, thank you



         10        for mentioning that.



         11                 And just to remind everybody, it certainly is



         12        acceptable to submit written testimony up to and



         13        including July 30th, or if anybody else has written



         14        comments they'd like to provide, we will accept them



         15        through July 30th.



         16                      MR. LOREN PANTEAH:  Okay.  Thank you.



         17                 I know that it is appropriate that as far as



         18        what the hearing is about today is on official



         19        insignias and because I am representing myself, our



         20        Honorable Governor Bowekaty, he has represented the



         21        tribe about 10:00 this morning and it is appropriate



         22        that official tribal representatives provide testimony



         23        at this hearing.



         24                 But my primary reason and efforts in



         25        requesting to testify at this hearing is because of my















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          1        personal and my persistent effort in my overall



          2        livelihood.



          3                 I am a Zuni jeweler and, as I stated, I belong



          4        to the Zuni Cultural Arts Council and my effort has



          5        been initiated since about 1996 in trying to register a



          6        trademark that would provide product authenticity.



          7                 As you may or may not know, Zuni is



          8        well-renowned for its arts and crafts and there's a



          9        real serious impact to our livelihoods.  I would say



         10        that roughly between 60 and 80 percent of our tribal



         11        members rely on their arts and crafts for their



         12        livelihood.



         13                 And, so, it is a very serious problem for us



         14        and, so, my effort is to provide at least some



         15        awareness that there is a direct linkage in registering



         16        our show insignias and to include symbols, variations



         17        of names, designs, phrases, symbols, or some other,



         18        some other things that are very distinguishable and



         19        exclusive to tribes.



         20                 And so I wanted to provide this testimony that



         21        supports any type of legislation to at least provide



         22        more opportunity for tribes to register their official



         23        insignias.



         24                 I think one of the gentlemen had stated that,



         25        and also my or our Governor Bowekaty had stated that,















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          1        when there's any type of legislation, that tribes



          2        should be consulted and I do feel that tribes should be



          3        consulted.



          4                 And in my work experience, I'm not here



          5        representing the tribe, but I do work for the Pueblo of



          6        Zuni under the Zuni Heritage Preservation Office and I



          7        have found out, through experience and reading up on



          8        the various legislations that have to be passed, that



          9        these federal laws or regulations are implemented



         10        without ever consultation with tribes.



         11                 My assessment of such passed laws, of past



         12        laws, that it seems like it's a one size fits all; but



         13        there is very cultural diversity among the tribes and



         14        that's why it makes it hard for tribes to respond or



         15        provide input adequately and, also, the lack of, lack



         16        of knowledge of these various federal laws.



         17                 So, in particular, with trying to do something



         18        in regards to trademarks, tribes should be consulted so



         19        that their input can be provided and so that it doesn't



         20        provide any prohibitive efforts in the future as far as



         21        registering trademarks whether they be official



         22        insignias or symbols or other designs.



         23                 Under what definition that I have from a



         24        Patent and Trademark attorney is that it is either a



         25        word, phrase, symbol, design, or a combination of















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          1        words, phrases, symbols or designs, which identifies



          2        and distinguishes the source of the goods or services



          3        of one party from those of others.



          4                 So, in a sense, tribes who want to officially



          5        register their trademark as official insignias should



          6        include other symbols, variations of names, so,



          7        variations of names that identifies their tribes



          8        exclusively.



          9                 As a jeweler, my intent this year is to apply



         10        for my own trademark that would authenticate my



         11        product, my handmade jewelry.



         12                 But my concern is, if I am to apply for a



         13        trademark and I make a decision in the name of a Zuni



         14        word as "Zuni" and apply for a trademark, that I will



         15        be denied a trademark because there's already other



         16        companies that have used the Zuni symbol or Zuni name



         17        and that I will be denied a trademark.



         18                 And it's not right that other companies from



         19        Texas or California that are not members of the tribe



         20        be given a trademark and a tribal member be denied a



         21        trademark.



         22                 I have, as I stated earlier, that I wish to



         23        submit my written testimony, but I will just show you



         24        some examples of what is out there that has been



         25        registered and there's also a list here from another















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          1        set of information and I think Governor Bowekaty



          2        submitted this as well, but what - from based on my own



          3        research and other information submitted to me, there's



          4        a total of 14 that is registered under or with the



          5        combination of Zuni names so it will be disturbing if I



          6        were to submit my own trademark and be denied a



          7        trademark.



          8                 And another effort is that I represent the



          9        Zuni Cultural Arts Council and we're taking the same



         10        initiative to apply for an arts council trademark and



         11        one of our efforts is to have support from our



         12        governing body that endorses our trademark.



         13                 And, so, I do feel that registering official



         14        trademarks has a direct linkage to other symbols or



         15        variations of names of the tribe and or they are



         16        exclusive to individual tribes and so, my, I just hope



         17        that my, our collective testimony with Governor



         18        Bowekaty will do that, you know, our awareness and our



         19        information at least will have or provide direction in



         20        what is best, what is the best way to go do the process



         21        of trademark laws and regulations.



         22                 And I think one of the, one of the things that



         23        needs to be closely looked at is the Indian Arts and



         24        Crafts Act, you know.  There's a provision in the Act



         25        that endorses, empowers the Indian Arts and Crafts















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          1        Board that has the empowerment to register trademarks



          2        for tribes.



          3                 And so I think that should really be looked at



          4        as far as how those, you know, those regulations will



          5        apply or whatever new regulations that are being



          6        proposed are to be implemented, that these associated



          7        regulations or whatever-laws that pertains to tribes



          8        that -- are looked at closely.



          9                 And, also, I wanted to also make you aware



         10        that in the early 1990s, under our Former Governor



         11        Robert Lewis, the late Governor Robert Lewis, he had



         12        made an effort to inquire through the Patent and



         13        Trademark Office for assistance in product



         14        authenticity.



         15                 And a response came from the Patent and



         16        Trademark Office from Kathryn D. Erskine, Managing



         17        Attorney, that was requesting from the tribe,



         18        requesting them from the tribe "All variations of your



         19        tribal name, including variations in your own language"



         20        and "All flags, seals, or other symbols which



         21        exclusively identify your Nation and sacred symbols"



         22        and it states, "if you are willing to make them public,



         23        and your reasons for why these symbols should not be



         24        registered to non-Indians."



         25                 So, I think that with, with this, this concept















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          1        or idea back then, that it should still be one of the



          2        efforts of the Patent and Trademark Office to contact



          3        the tribes as far as the official insignias and



          4        registering other symbols, variations of names.



          5                      MR. DICKINSON:  Do you need to summarize



          6        somewhat, Mr. Panteah?



          7                      MR. LOREN PANTEAH:  Okay.  In concluding,



          8        like I said, my personal effort is because of my



          9        livelihood.  I am a Zuni jeweler and a member of the



         10        Zuni Arts Council and on behalf of fellow artisans,



         11        Zuni artisans, that registering official -- not only



         12        official insignias but variations of names, symbols,



         13        should be included as part of this new effort to



         14        register for trademarks; and that the Indian Arts and



         15        Crafts Act should be closely looked into as far as the



         16        Indian Arts and Crafts Board in the section where it



         17        pertains to the Board being empowered to register



         18        trademarks for tribes, individuals or members of tribal



         19        organizations.



         20                 Thank you.



         21                      MR. DICKINSON:  Thank you.  Any questions



         22        from Mr. Panteah?   Thank you very much.  We appreciate



         23        it.



         24                 Mr. Peter Pino, Isidro Pino and Sabrina are



         25        going to testify as a group?















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          1                      MR. PETER PINO:  What time is it?  It's



          2        11:48.  Aren't we going to take a lunch break at 12:00?



          3                      MR. DICKINSON:  I have 11:35.  We could



          4        break now.



          5                 My concern is that I have to go on to other



          6        government business and won't be available after for



          7        about the next 15 minutes.



          8                 So, because your testimony had been referenced



          9        earlier, I wanted to make myself available to you and



         10        I'd hoped they'd informed you directly.



         11                 I will say, though, the rest of the panel will



         12        be here this afternoon and we will continue to go



         13        through all the witnesses plus anyone else who wishes



         14        to testify and that will be in the record and it will



         15        be thoroughly considered.



         16                      MR. PETER PINO:  Well, thank you,



         17        Chairman.  Again, my name is Peter Pino.  I'm the



         18        Tribal Administrator for the Pueblo of Zia and when we



         19        were delegated this task of protecting the intellectual



         20        property and the cultural property of the community



         21        some years ago, I hung my head and I felt that it was



         22        almost an impossible task and I'm glad that this issue



         23        has come to this point.



         24                 But before I address you as a committee, I owe



         25        it to those elders that had the foresight to give the















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          1        instructions to the Governor and his staff to pursue



          2        this property; and in respect to their spirits, please



          3        bear with me.  I need to address those that have gone



          4        before us into the next world so that they can be part



          5        of the process here today.



          6                                 * * *



          7                      [11:50 to 11:52, ZIA PRAYER]



          8                                 * * *



          9                      MR. PETER PINO:  I'm going to deviate



         10        somewhat from my written testimony in hopes that I can



         11        respond to some of the questions that you had earlier



         12        and some of the comments that had been made earlier by



         13        other individuals.



         14                 The Pueblo of Zia is located 36 miles



         15        northwest of Albuquerque.



         16                 I have served in other offices at the Pueblo -



         17        positions that are appointed on an annual basis by the



         18        religious leader of the community, the "traik'atsi," in



         19        the Spanish term "cacique."



         20                 I have served as a Lieutenant War Chief for



         21        two terms, and War Chief for one term.



         22                 I come to give testimony concerning the



         23        amendment of the Trademark Act and to prohibit



         24        registration of the pueblo or official insignia of



         25        Native American tribes.















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          1                 The Zia sun symbol is used by the religious



          2        societies, and to testify today is Isidro Pino who's a



          3        member of one of the societies.  But this symbol



          4        represents the collective identity of our people.



          5                 The symbol has been used by the religious



          6        societies since time immemorial.  It represents Father



          7        Sun and Father Moon, the givers of light, day and



          8        night.



          9                 The Zia people settled in this area around



         10        1100 to 1200 A.D.



         11                 In the Fifties, the Pueblo allowed an



         12        archeologist named Florence Ellis Hawley, because they



         13        felt that this was the only way that they could



         14        preserve some of the informations that were fair, and



         15        Florence Ellis Hawley worked under the guidance of one



         16        of the religious society members of the time - Ambrosia



         17        Pino - to excavate an ash pile within the Pueblo.



         18                 They identified all the different artifacts as



         19        they went down this trench.  The items at the bottom of



         20        the ash pile dated around 1200 A.D.  That's the



         21        established date of the Pueblo of Zia.  They were in



         22        that area long before that.



         23                 The origin of the Zia people, however, was in



         24        the underground, three levels down from our current



         25        level.  And when I say "time immemorial", I'm going















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          1        back to the first level - the Yellow World, and that's



          2        where the Zia people began.



          3                 The religious societies were the givers of



          4        life and the doctors of our community.  They're



          5        responsible for the health and welfare of the



          6        community.  They had the responsibility long before



          7        modern medicine developed.



          8                 The religious societies called on those



          9        spiritual powers of the sun, the moon, the earth -



         10        symbolized by the Zia sun symbol - to assure the health



         11        and welfare of the community.  They continue to provide



         12        that function for the tribe.



         13                 When the Spaniards came into this region, the



         14        population of Zia numbered 15,000 people.  The people



         15        of Zia were a nation and the symbol was with the people



         16        long before that.



         17                 During war time, when the Zia people were



         18        battling the Spaniards and other people who came into



         19        the area, there was a headdress that was made by the



         20        Zia people and the other tribes recognized that head-



         21        dress.  Within that design of the headdress was painted



         22        the Zia sun symbol.



         23                 I am recalling a story that I heard from the



         24        now-deceased elder of our community - Jose Antonio



         25        Lucero - who started the fire fighting crew for Zia















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          1        Pueblo in the 1950s after he came back from World War



          2        II.



          3                 He went to the leaders of the two sister



          4        societies within the Pueblo - the Eagle Society, the



          5        Flint Society.  He asked permission to use the symbol.



          6                 The head of the Flint Society, Ambrosia Pino,



          7        and the head of the Eagle Society, Jose Vigil Medina,



          8        sat in counsel and, after much dialogue, gave Jose



          9        Antonio Lucero permission to use the symbol on the fire



         10        fighting helmets.



         11                 We will be representing the pictures of those



         12        helmets as part of our testimony.  So those helmets



         13        were worn by the Zia people that fought forest fires



         14        throughout the United States for 20-plus years.



         15                 It is with the permission of the elders that



         16        we use the sun symbol on the tribal letterhead, our



         17        tribal buildings, our cards.  We have used both, the



         18        three-pronged and the four-pronged symbols as official



         19        insignia, according to the elders' direction.



         20                 Among the documents we will add to our



         21        testimony is a copy of the Tribal Resolution regarding



         22        the Zia sun symbol, both three- and four-pronged, as



         23        our official insignia.



         24                 At this time, I would like to read that



         25        Resolution [APRIL 15, 1999] for the record:















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          1                      "Resolution Number 99-09.



          2                      "WHEREAS, the Zia sun symbol was



          3                      adopted by the people of the Pueblo of



          4                      Zia centuries ago, and the three-pronged



          5                      and four-pronged sun symbols have been



          6                      and continue to be of great religious and



          7                      traditional significance to the Pueblo;



          8                      and,



          9                      "WHEREAS, the Pueblo of Zia also uses the



         10                      Zia sun symbol as the official insignia



         11                      of its tribal government and has done so



         12                      for decades; and,



         13                      "WHEREAS, such religious, traditional and



         14                      official use of the Zia sun symbol has



         15                      never been formally recognized by the



         16                      Tribal Council, but it is desirable to do



         17                      so now in order to facilitate the



         18                      registration of the Zia sun symbol with



         19                      the United States Patent and Trademark



         20                      Office.



         21                      "NOW, THEREFORE, BE IT RESOLVED by the



         22                      Tribal Council of the Pueblo of Zia that



         23                      the Tribal Council hereby formally and



         24                      officially acknowledges and recognizes



         25                      that the Zia sun symbol has been and is















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          1                      the official tribal insignia of the



          2                      government of the Pueblo of Zia, as well



          3                      as an exceptionally significant religious



          4                      and cultural symbol to the Pueblo.



          5                      "BE IT FURTHER RESOLVED that the Governor



          6                      take such actions as may be required to



          7                      seek formal recognition and protection



          8                      of the symbol, both in its religious and



          9                      traditional use, as well as the official



         10                      insignia of the government of the Pueblo



         11                      of Zia."



         12                 It's certified by the Pueblo Governor, Amadeo



         13        Shije, and the Pueblo Secretary attests the said



         14        Resolution and we gave you a copy earlier and we'll



         15        submit that in the form of a formal file that you can



         16        use as part of your record.



         17                 I will now talk about New Mexico's use of the



         18        Zia sun symbol on the New Mexico flag.  It's already



         19        been said that in 1925, the Daughters of the American



         20        Revolution had a contest for the design of the New



         21        Mexico state flag.



         22                 An individual in Santa Fe, Dr. Harry Mera, saw



         23        the ceremonial vase at the Museum of Fine Arts in Santa



         24        Fe.  We know it was a ceremonial vase, because only



         25        religious ceremonial vases could use the Zia sun















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          1        symbol.  We know that the only way the vase would have



          2        left the Pueblo was if it was stolen.



          3                 Dr. Mera used essentially that symbol on his



          4        entry for the flag design.  The non-Indian people voted



          5        for his design and won the contest.



          6                 There was a gentleman earlier indicating, by



          7        using this as a visual aid, that the two symbols are



          8        not similar, that the two symbols are not one and the



          9        same.



         10                 I will use us, as examples, whether we're of



         11        the same people or not:  The committee, I see that



         12        you're from the mainstream society, you do not look all



         13        the same.  Some are, your hair is receding; some are



         14        light-haired; some, the hair is turning white, but I



         15        recognize you as Caucasian and there may be some mixed



         16        blood in there somewhere.



         17                              (Laughter)



         18                      MR. DICKINSON:  Specifically American.



         19                      MR. PETER PINO:  And essentially you are



         20        Americans and you are Americans, I sit before you with



         21        short hair, the Governor sits before you with long



         22        hair, our elder sits here with his hair tied in a bun,



         23        and the youngest member of this group that's testifying



         24        before you has long hair.



         25                 My point is that we are not all the same but















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          1        we are recognizable as a group of people and, this,



          2        [Zia] I submit, is essentially recognizing that that's



          3        the sun symbol.  I see no difference.



          4                 I am told that I have five more minutes, and I



          5        don't know whether Isidro and Sabrina are going to be



          6        given time, after my presentation.  But I felt that I



          7        could pretty much take the entire 25 minutes between



          8        the three of us and essentially articulate what needs



          9        to be articulated.



         10                 So if you would bear with me and if you --



         11                      MR. DICKINSON:  May I suggest?



         12                      MR. PETER PINO:  Yes.



         13                      MR. DICKINSON:  We can return after



         14        lunch.  My only concern is, I do have to leave.  I



         15        don't have much time.



         16                      MR. PETER PINO:  Okay.



         17                      MR. DICKINSON:  And I would like to ask



         18        you a few questions but we can certainly -- You'd get



         19        the entire 45 minutes and we will just make sure that



         20        we --



         21                      MR. PETER PINO:  Okay.



         22                      MR. DICKINSON:  -- are available to you



         23        after lunch.



         24                      MR. PETER PINO:  Maybe what we can do is,



         25        after my presentation, we can stand for questions and















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          1        then Isidro and Sabrina can speak after lunch here.



          2                 And, certainly, Isidro and the Governor and



          3        myself can respond to any questions that the committee



          4        may have at that time.



          5                      COURT REPORTER:  Excuse me.  Could I stop



          6        you all right now?  I need to have a break because I



          7        need to change paper.



          8                      (12:04, brief break while Court Reporter



          9                      reloads Stenograph paper)



         10                      MR. DICKINSON:  Sorry.  Thank you.  You



         11        ready, Ms. Macias?



         12                      COURT REPORTER:  Yes, sir.



         13                      MR. DICKINSON:  You may proceed.



         14                      MR. PETER PINO:  Mr. Chairman and members



         15        of the committee, we submitted the documentation and we



         16        presented that to you.



         17                 And in the essence of time and you hearing and



         18        maybe you having specific questions, I will for now



         19        conclude my remarks and we'll continue it after lunch,



         20        so we're ready for questions now.



         21                      MR. DICKINSON:  I appreciate that, Mr.



         22        Pino.  Let me ask you, I'd asked you previously:  Have



         23        you had, or, will you seek to register one of the



         24        insignia as a trademark in our office, is that right?,



         25        that's currently under question?















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          1                      MR. PETER PINO:  We feel that that's the



          2        only alternative we have at this point in time because,



          3        as stated earlier, we do not have the resources, funds



          4        and humans to essentially oppose every request that is



          5        made to register that symbol.



          6                      MR. DICKINSON:  Just as an aside, you



          7        might be interested, you know, you may register on-line



          8        now, costs you 245 bucks; it'll take credit cards



          9        and --



         10                              (Laughter)



         11                      MR. DICKINSON:  -- when you get in there,



         12        in that new system, you might want to tell your lawyer



         13        about it, look for a good system, or take advantage of



         14        it.



         15                              (Laughter)



         16                      MR. DICKINSON:  There are several



         17        variations in the design, right?  I wanted to maybe ask



         18        about some of the nature of those variations and what



         19        you would believe the breadth of the protection, with



         20        regard to the official insignia, that you think would



         21        be justifiable?



         22                      MR. PETER PINO:  The three-pronged that



         23        you see in the ceremonial vase is a religious symbol.



         24                 And when I stated earlier that there was



         25        elders from the community that are now in the next















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          1        world, that they came to us, requesting that we take



          2        this issue on and protect the property of the pueblo,



          3        they indicated that that is the religious symbol of the



          4        religious societies.



          5                 The symbol with the four-pronged is also



          6        recognized as a Zia sun symbol but they also, the



          7        elders, recognize that that's the symbol that the state



          8        uses and that's readily more widely used within the



          9        mainstream.



         10                 And they indicated to us that the one that we



         11        should use in our stationery is the four-pronged and



         12        that with the submittal of our stationery, you'll



         13        recognize that there's some three-pronged and some



         14        four-pronged.



         15                 Adhering to the wishes of the elders, we have



         16        changed our letterhead from the three-pronged to the



         17        four-pronged and essentially we instructed the tribal



         18        office to utilize the four-pronged more on the business



         19        side, but essentially we would want to register both,



         20        both symbols.



         21                      MR. DICKINSON:  I do need to go, I'm



         22        afraid, but I'll let my colleagues continue to



         23        question.  I appreciate your testimony today very much



         24        and the testimony of all of your colleagues.



         25                 Speaking on behalf of the office, I want to















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          1        thank everyone who is here today from all the tribes,



          2        from Senator Bingaman and Congressman Udall.



          3                 It has been extremely enlightening for us.  I



          4        know it has been personally very enlightening for me



          5        and I think being able to do it here face to face in



          6        New Mexico has been one of the great advantages of this



          7        hearing.



          8                 So I want to thank everyone for their



          9        hospitality and their good testimony.  We definitely



         10        will take all of this testimony under very thorough



         11        consideration.



         12                 Thank you very much.



         13                      MR. PETER PINO:  Thank you.



         14                          (Applause.  12:08)



         15                      MS. MELTZER:  Before we break for lunch,



         16        I just have one quick question.



         17                 In previous testimony, Mr. Panteah, who I



         18        believe is a representative of the Zuni Pueblo, had



         19        indicated that he might apply for an application as an



         20        individual and that, of course, the pueblo, as a whole,



         21        might also apply for an application.



         22                 As a broad issue, what do you think about



         23        individual tribal members applying for trademarks that



         24        might incorporate official insignia of the tribe?



         25                      MR. PETER PINO:  Speaking just for the















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          1        Pueblo of Zia, I don't think we have any potential of



          2        any tribal individual requesting a trademark request



          3        for the sun symbol.



          4                 I think once the symbol becomes recognized as



          5        the symbol of the Pueblo of Zia, they would essentially



          6        make the request from the elders and from the tribe



          7        whether they could use that symbol to identify their



          8        crafts and their items that they produce.



          9                      MS. MELTZER:  This might be a difficult



         10        question then to answer.  Do you think that would be



         11        the same in other tribes, that is, the tribal members



         12        would seek the approval of the elders?



         13                 In other words, at the Patent and Trademark



         14        Office, how would we distinguish between a legitimate



         15        applicant and one who hadn't gotten approval?



         16                      MR. PETER PINO:  I think if one seeks to



         17        trademark a symbol of the tribe, the way I would see



         18        that process happening, - And you would make that as



         19        part of your official request of the applicant - is



         20        that they present a Tribal Resolution, adopted by the



         21        Tribal Council, stating the facts.



         22                      MS. MELTZER:  Thank you very much.



         23                 In that case, why don't we break for lunch and



         24        since we got a little bit of a late start, could we



         25        come back about 1:10 and start then?















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          1                 And we're all very grateful for your patience



          2        and for your flexibility and we'll continue with your



          3        testimony and continue for approximately about 30 to 35



          4        minutes when you return.



          5                 Thank you.



          6                      [NOON RECESS, 12:10 to 1:41 P.M.]



          7                      MS. MELTZER:  We'd like to thank you for



          8        returning from lunch.  It's a beautiful afternoon and



          9        we're grateful that you came back for the afternoon



         10        session.



         11                 When we left this morning, Peter Pino, one of



         12        the tribal elders from the Pueblo of Zia was giving



         13        testimony together, I believe, with Mr. Isidro Pino,



         14        religious representative, and Sabrino Pino, together



         15        with Governor Shije.



         16                 So we'd like to continue that and, Mr. Pino,



         17        you have until approximately 2:00 o'clock to conclude



         18        the remarks from the group, so, thank you.



         19                      MR. PETER PINO:  Thank you, Madam Chair.



         20                 I think what I'll do, instead of taking time



         21        from the elders, Isidro Pino, and Sabrina, I'm going to



         22        allow them to make their presentations.



         23                 And after their presentations, I'll make a few



         24        more additional comments and then we'll be ready for



         25        questions.















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          1                      MR. ISIDRO PINO:  Hello.  Welcome to



          2        Albuquerque, New Mexico.



          3                 First of all, I want to introduce myself and I



          4        want to tell you who I -- what I am, who I am.  I want



          5        to be more, or more or less specific with it since I



          6        live two worlds - the White Man's world and the Indian



          7        world.  So what I want to do is go ahead and tell you



          8        who I am, and who I am and what I did in the White



          9        Man's world.  Okay.



         10                 My name is Isidro Pino and I am from Zia



         11        Pueblo.  First of all, I turned 66 years old today.



         12                      AUDIENCE:  Happy Birthday!



         13                         (Laughter.  Applause)



         14                      MR. ISIDRO PINO:  I served in the United



         15        States 8th Army Corps of Engineers during the Korean



         16        conflict.  I am a Korean War Veteran.  I served under



         17        Commanding General Ridgeway.



         18                 I graduated from Industrial Arts in California



         19        and the one in Beaumont, California.  I spent 42 years



         20        busting my butt out here in the rat race, White Man's



         21        world, and I'm happy with it.



         22                 I retired last year, and that's about it.



         23                 And for the other part, for the testimony, my



         24        testimony is very brief and to the point and I will now



         25        read it to you.  Well, before I go to that, I missed















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          1        out one thing.



          2                 During my prime years, I was an inventor and I



          3        was granted one patent: a product idea.



          4                 Okay.  Going to the testimony.



          5                 Ladies and gentlemen, members of the United



          6        States Patent and Trademark Office.  I am Isidro Pino,



          7        a member of the Pueblo of Zia and the leader of the



          8        Eagle Religious Society of the Pueblo.  I also serve as



          9        the leader of the general pueblo public.  I find it



         10        difficult to speak to the issue that's so dear to me



         11        and my people - the Zia sun symbol.



         12                 The knowledge that I have as a member of the



         13        religious society is not mine.  It belongs to the



         14        society and the pueblo.  It is a community property.  I



         15        cannot disclose all the information that makes me a



         16        Zia.  However, to help you understand the importance of



         17        the Zia sun symbol, our community property, I take



         18        personal risk in disclosing the following:



         19                 1.  When a baby is born into Zia, one of the



         20        first ceremony performed is the introduction of the



         21        newborn to the sun.



         22                 2.  When hunting, the sun symbol is drawn on



         23        the ground where the campfire is to be.  This is the



         24        official invite for the sun to warm and protect you



         25        through its powers of fire.  At the end of your stay,















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          1        you officially and formally release the spirit of the



          2        sun.



          3                 3.  When a ceremonial vase has to be replaced



          4        in any of the 10 major religious societies, the head of



          5        the society has to approve the painting of the sun



          6        symbol on the vase before it is painted.



          7                 4.  At death of a fellow tribal member, the



          8        symbol is painted by religious society members for the



          9        family members that remain on this world so that they



         10        can be guided by the sun.



         11                 The above samplings have been disclosed in



         12        hopes that you will duly consider the full protection



         13        of the Zia sun symbol as the official tribal symbol of



         14        the Pueblo of Zia.



         15                 We recognize your present system of protecting



         16        federal, state and local government symbols.  Utilizing



         17        the same system, which includes tribal symbols, would



         18        be the most cost-effective way of incorporating equal



         19        protection of all governments.



         20                 Thank you and may the spirits that guide this



         21        world guide you to a favorable decision.



         22                 Thank you.



         23                      MS. MELTZER:  Thank you very much.  We



         24        don't have any questions.



         25                 So if perhaps Sabrina could testify.















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          1                      MS. SABRINA PINO, 8 YEARS YOUNG:  Members



          2        of the committee, I'm honored to be before you.  My



          3        name is Sabrina Pino.  I go to school at Jemez Valley



          4        Elementary School.  I'm eight years old and I'll be



          5        going into the 4th Grade in the fall.



          6                 Through my parents, grandparents and tribal



          7        religious leaders, I have learned the importance of our



          8        history and our current existence.



          9                 I realize that I too will some day be a mother



         10        and a grandmother providing guidance to my children and



         11        grandchildren.



         12                 I am here today to say a few words on behalf



         13        of the 146 tribal members of Zia Pueblo that are 12



         14        years of age and younger.



         15                 We represent the future of the Pueblo.  We are



         16        glad that our present leaders are involved in



         17        protecting the Zia sun symbol which is an official



         18        symbol of the Pueblo.



         19                 We hope and pray that you will also protect it



         20        by not allowing it to be trademarked by anyone from the



         21        private sector.  The symbol represents our past,



         22        present and future.



         23                 Please don't take away our future.  Please!!



         24                      MS. MELTZER:  Thank you very much.



         25                      MS. SABRINA PINO:  You're welcome.















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          1                         (Laughter.  Applause)



          2                      MR. PETER PINO:  At this time, I'll go



          3        ahead and finish off my testimony and essentially,



          4        after that, we'll stand for questions.



          5                 I had briefly described our relationship with



          6        the state and how they came to the symbol.



          7                 In working with the state and in working with



          8        this issue, there has been some questions posed by some



          9        people and the questions that they ask is:  Why didn't



         10        they object then?  - meaning 1925.



         11                 They do not understand how it was for Native



         12        Americans at that time.  We were not considered



         13        citizens of the United States at the time.  This is



         14        1925.



         15                 The population figures of our tribe at the



         16        time were about 120.  Formal western education was not



         17        introduced until the late 1920s.



         18                 The sun symbol by the state was appropriated



         19        in 1925, and that was just elementary school.  Many



         20        people had to work just to survive and didn't even



         21        finish those elementary grades.



         22                 We didn't have anyone with the knowledge or



         23        expertise back then to oppose the use of the symbol.



         24        It just didn't happen then.



         25                 The Pueblo of Zia simply didn't have the















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          1        wherewithal to fight the misuse and appropriation of



          2        its cultural symbol and insignia.



          3                 In the 1970s when I was first hired, the



          4        entire budget of the pueblo was $15,000.  That was all



          5        the money that the pueblo had.



          6                 In the past, the pueblo wasn't even aware it



          7        could protect the people's rights.  History had overrun



          8        us.  American law was something that oppressed us and



          9        took things away from us and we didn't know how we



         10        could fight and possibly win.



         11                 Even today, we have many -- we have for many



         12        years spent valuable and scare resources opposing



         13        parties who want to have exclusive rights to our sun



         14        symbol.  We simply do not have the resources to fund



         15        options to every individual who applies to federally



         16        register the Zia sun symbol as his trademark.



         17                 We are in ongoing negotiations with the



         18        members in the executive branch of state government for



         19        their unauthorized taking of our symbol earlier this



         20        century.



         21                 We do not want to stop the State of New Mexico



         22        from using the symbol.  We want recognition of the



         23        taking, a formal apology, and some kind of gesture of



         24        remuneration to us - not that money can ever make up



         25        for this taking but because it is a wrong that needs to















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          1        be righted.



          2                 Many wrongs cannot ever be righted in western



          3        law but are atoned for, partially, by monetary payment.



          4        It is manipulative for others to criticize us for being



          5        materialistic to want some kind of symbolic payment for



          6        the unauthorized use of our symbol.



          7                 If any symbol or object of religious



          8        significance is used with disrespect, there is an



          9        imbalance.  We feel that the world today is out of



         10        balance.



         11                 I know that the Trademark Office may not be



         12        concerned with or believe in the possible imbalance



         13        caused by disrespect of our culture and our religious



         14        symbol.



         15                 But I do not understand why it and Congress



         16        would not understand the imbalance and inequity under



         17        the law of protecting from registration the official



         18        insignia of cities, states, and foreign nations, and



         19        not protecting the official insignia and symbols of the



         20        First American Nations.



         21                 It is sensible and right to correct these



         22        inequities.



         23                 Before I conclude, I would like to address a



         24        concern and a question that was asked earlier today.



         25        That question is:  What happens if there's conflicts















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          1        between tribes?



          2                 There have been such conflicts in the past



          3        with tribes on certain properties.  And that hurt and



          4        that wound is always there, unless the two tribes come



          5        together and resolve that issue.



          6                 The Pueblo of Zia, in the past, has been



          7        involved with the issue with another pueblo and the



          8        only way that that issue was finally put to rest is



          9        that the pueblo leadership of Zia at the time requested



         10        all the members to bring jewelry, to bring buckskins,



         11        to bring necklaces, silver belts, anything that they



         12        can come with, and make an offering to this other



         13        pueblo for payment of a wrong that had been done.



         14                 Only then did the issue and the conflict get



         15        resolved.



         16                 We all, as pueblo people, now realize that



         17        that was the only way to handle that, that issue.



         18                 So if those issues come up, I think the tribes



         19        can handle those issues and be able to come up with a



         20        decision that would be favorable for all parties.



         21                 The other question that came up I addressed



         22        earlier, with showing the vessel and the four-pronged



         23        sun symbol; as I was sitting in the room this morning,



         24        I was shown a symbol of the Pueblo of Acoma.  In that



         25        symbol appears the sun symbol on their circle of















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          1        symbols.



          2                 The Pueblo of Zia has no intentions of taking



          3        those symbols from sister pueblos and we will be able



          4        to address those issues in council with the respective



          5        councils, to be able to address those issues.  So Zia



          6        has not taken the position of taking the symbol away



          7        from the state and the pueblos.



          8                 The state will deal with it on a



          9        government-to-government basis and we'll do the same



         10        with other of the tribes that are in the state and



         11        other locales that may be using the symbol.



         12                 In conclusion, in concluding my remarks, I



         13        want to thank you as members of the U.S. Patent and



         14        Trademark Office for designating Albuquerque as a



         15        hearing site.  I also want to thank the many people



         16        that made this issue advance to this point.



         17                 And, last, I want to thank the spirits and the



         18        people who will make the protection of tribal insignia



         19        a reality.



         20                      MR. STEPHEN WALSH:  Mr. Pino, thank you



         21        very much for your testimony.  It appears to us the



         22        symbol means a great deal more than just identifying



         23        it.



         24                 My question is related in some way to the



         25        nature of the symbol and the importance that it has.















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          1                 Among the public comments that we've received



          2        so far, we have suggestions that the Patent and



          3        Trademark Office should maintain a register of the



          4        official insignia.



          5                 There are other comments which suggest some



          6        other group or agency might be more appropriate to



          7        maintain a registry.



          8                 Do you have suggestions for us on what would



          9        be the most appropriate way in which to compile and



         10        maintain a list?



         11                      MR. PETER PINO:  The federal government



         12        has the Trust responsibility to oversee the resources



         13        of tribes.  We are nations within a nation.  So we look



         14        to the federal government for protection and to look at



         15        the needs and desires of us as Native Americans.



         16                 We have more trust in the different entities



         17        that are available:  the state, the local



         18        municipalities.



         19                 We have more trust with the federal government



         20        because there is a government-to-government



         21        relationship that our forefathers assured would be in



         22        existence.



         23                 So we feel that the list of such symbols



         24        should be kept by the federal government and the most



         25        appropriate office would be the U.S. Patent and















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          1        Trademark Office for the purpose of having a central



          2        one-location-type of situation.



          3                 And as I stated earlier, if tribes want to



          4        trademark their symbols or tribal members want to do



          5        that, then they have to do it by Tribal Resolution.  We



          6        feel that that would be honoring the governmental



          7        system that each tribe has.



          8                      MR. WALSH:  Thank you.



          9                      MS. MELTZER:  Thank you very much.



         10                 I just have one question.  In both your



         11        testimony and the testimony of some other



         12        representatives, it seems that the emphasis is on



         13        protection of official insignia in the same way that



         14        the insignia of other states, municipalities, and



         15        countries are protected.



         16                 As you understand our current trademark



         17        system, would that be adequate, then, to meet your



         18        needs if we protected, let's say, the Zia sun symbol in



         19        exactly the same way that we protect, let's say, the



         20        flag of Great Britain?  Would that be adequate



         21        protection?



         22                      MR. PETER PINO:  I think if there was



         23        anything more offered to the tribes, there would be a



         24        cry of injustice from the public sector.  And we feel



         25        that if the playing field was leveled, that would be















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          1        sufficient.



          2                 If there was equal protection, I think that's



          3        all we can ask from the federal government.



          4                 We're not asking for the law to go beyond



          5        what's offered to other entities.



          6                      MS. MELTZER:  Thank you very much.  You



          7        have a couple of minutes remaining if you'd like to use



          8        that.



          9                 And, if not, we'll thank you for your



         10        testimony and for your presence.



         11                      MR. PETER PINO:  One of the other



         12        comments that I want to make is to essentially address



         13        the issue of the symbols of other tribes.



         14                 There was some concern by some people in the



         15        public sector that there may be hundreds and thousands



         16        of new registrations coming from tribes.



         17                 If today's session here is any indication, I



         18        count maybe four to five different groups that are



         19        saying some kind of protection for their symbols.  I



         20        don't think there's going to be a mad rush of new



         21        symbols being requested to be trademarked.



         22                 I think the people that were saying that



         23        there'd be thousands of new symbols and that you will



         24        be rushed for time and human resources to try to figure



         25        out how you would manage such a flood of new requests,















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          1        I don't think there's going to be that kind of flood.



          2                 I think it's something that needs to be done



          3        and I think the requests are going to be coming in,



          4        paced, paced out, so that you don't have a floodgate of



          5        requests.



          6                 I think you will have a request here, here or



          7        there.  The normal request that comes in from the



          8        private sector I think would be the same kind of pace



          9        you'll see and, then, the tribes making requests for



         10        trademarking their symbols.



         11                      GOVERNOR AMADEO SHIJE:  Members of the



         12        committee, I also want to -- I have a statement that I



         13        want to make also today.



         14                 As you can see, there's not too many tribes



         15        that are represented today.  But the fact is that they



         16        all have the very same concern that we have, and the



         17        reason why I state that is because I'm a member of the



         18        All Indian Pueblo Council, a council that was



         19        established back in 1598 and, in a lot of cases, long



         20        before a lot of entities in this country have been



         21        established.



         22                 So what I'm saying is, I cannot speak on



         23        behalf of those tribes but I'm assuming that those



         24        tribes that have tribal insignias would probably be in



         25        concurrence with what we are doing here today and I'm















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          1        assuming that in the very near future, that this



          2        subject will come up with the All Indian Pueblo



          3        Council.



          4                 So, with this, I will take back this



          5        information to that council and advise them of the



          6        outcome of this gathering here today.



          7                 And once again, I thank you all for coming and



          8        we would wait for your favorable response and I would



          9        like to think that you would treat us just as you treat



         10        other entities and other foreign countries, as well.



         11                 And I thank you once again.



         12                      MS. MELTZER:  Thank you all very much and



         13        we appreciate your comments and your presence.



         14                 In that case, if there are no further remarks



         15        from this panel, we'd like to invite our next group of



         16        speakers to give their testimony.



         17                 If I could ask, is it Mr. Stanley Pino?



         18                      AUDIENCE:  [Hand up]



         19                      MS. MELTZER:  Thank you.  Could you come



         20        to the table and then we'd also ask William Weahkee and



         21        Glenabah Martinez to come up to testify, in that order.



         22                 I understand that Mrs. Martinez very kindly



         23        gave her time to a group of representatives from the



         24        Native American Youth Group this morning.



         25                 So if Professor Kenneth Bobroff is in the















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          1        audience, could you come up to the table, please.



          2                 Thank you.



          3                      MR. STANLEY PINO:  Good afternoon,



          4        Governors, other tribal representatives, members of the



          5        panel and members of the audience.



          6                 My name is Stanley Pino and I am the Chairman



          7        of the All Indian Pueblo Council, an organization



          8        comprising all 19 of New Mexico's pueblos, which has



          9        existed since time immemorial and is dedicated to the



         10        preservation of tribal sovereignty and the cultural



         11        integrity of its constituent tribes.



         12                 In the interest of full disclosure, I am also



         13        proud to state that I am a member and former Governor



         14        and present Council Member of the Pueblo of Zia.



         15        However, I am here today to speak on behalf of all 19



         16        of New Mexico's pueblo nations.



         17                 New Mexico's pueblos are unique tribes.  They



         18        have resided in what is now New Mexico since time



         19        immemorial and, unlike many tribes, have a long history



         20        as people and as tribal governments.  Each has its own



         21        unique tribal insignia.



         22                 Some, like the Pueblos of Isleta and Sandia,



         23        are more modern in their origin and design.



         24                 Others, like the Pueblo of Zia sun symbol, are



         25        ancient and revered.















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          1                 All, however, have great symbolic importance



          2        to their respective pueblo nations.  It is precisely



          3        because of their uniqueness and attractiveness that



          4        many in the non-Indian world seek to emulate them and



          5        use them for commercial gain.



          6                 Like other things of value which Indian



          7        Nations possess, they have been all too freely



          8        appropriated without recognition or compensation.  This



          9        must stop and can be stopped with minimal effort on the



         10        part of the federal government.



         11                 By giving Indian Tribes the same protections



         12        that have long been given to state, local, and foreign



         13        governments, the federal government can belatedly begin



         14        to fulfill this long-neglected areas of its Trust



         15        responsibility.



         16                 Once protected, Indian Nations can decide for



         17        themselves whether and under what circumstances they



         18        wish to permit the use of their tribal insignia by



         19        others.



         20                 Doing so can help protect and promote tribal



         21        sovereignty and tribal culture, while furthering



         22        perhaps the most important objective of the American



         23        system of government - protection of property rights.



         24                 This legislation would show long overdue



         25        respect for Indian Nations and their cultural symbols.















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          1                 Retroactive application of the law would begin



          2        to redress longstanding wrongs to Native Americans and



          3        their culture.



          4                 No business interest should justify the



          5        retention by non-Native Americans of federal



          6        registrations of official Native American symbols.



          7                 Existing law dictates that non-Native American



          8        institutions must divest themselves of Native American



          9        property which those institutions have purchased for



         10        large sums of money.



         11                 Similarly, a trademark owner should not be



         12        shielded merely because it registered a trademark



         13        before the Act was changed.



         14                 To allow the present owners of marks, which



         15        are Native American official insignia, to continue to



         16        use them undisturbed, would make a mockery of the



         17        serious attempt by Congress and the United States



         18        Government to right a wrong and would send the clear



         19        message that property rights of a non-Indian business



         20        are to be valued more than the essential cultural



         21        values and sovereign identity of an entire tribe.



         22                 Such non-Native American uses should be



         23        stopped or, at a minimum, such trademark owners should



         24        be required to reach an agreement with the Indian



         25        Nations for such use.















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          1                 The change in the law will not impose great



          2        burdens on the Patent and Trademark Office; rather,



          3        failure to change the law will merely increase the



          4        burden and historical abuse heaped on Native Nations



          5        who have had to stand helplessly by as their cultural



          6        and religious symbols have been callously appropriated



          7        by non-Native Americans for use in commercial and often



          8        offensive ways.



          9                 Action taken now would serve to minimize any



         10        additional burden to Native Americans and Indian



         11        Nations and would foster greater cultural awareness in



         12        this land of such great diversity.



         13                 In closing, we acknowledge and applaud the



         14        efforts of Senator Bingaman to bring this issue to the



         15        forefront and thank Congressman Udall for his efforts



         16        on this subject.



         17                 Respectfully submitted, Stanley Pino,



         18        Chairman, All Indian Pueblo Council.



         19                 Thank you very much.



         20                      MR. WALSH:  Thank you, Mr. Pino.



         21                 My question concerns something that I realized



         22        when I saw the paper copy of your testimony.



         23                      MR. STANLEY PINO:  Yes, sir.



         24                      MR. WALSH:  And there's an insignia at



         25        the top of this page which is the All Indian Pueblo















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          1        Council insignia.



          2                      MR. STANLEY PINO:  Yes, sir.



          3                      MR. WALSH:  And just to be sure that we



          4        consider all the possible applications of changes to



          5        the Trademark Act, should we consider, in addition to



          6        federally- and/or state-recognized Native American



          7        tribes, should we also consider insignia of groups or



          8        associations such as the All Indian Pueblo Council?



          9                 Would you -- Just to make sure we try to cover



         10        all the bases.



         11                      MR. STANLEY PINO:  Yeah.  I certainly



         12        believe that even organizations that represent



         13        government entities in the Native American sector, I



         14        feel that they need to be protected.



         15                 I realize that in reference to our logo, this



         16        logo was I guess developed back in 1965 when the All



         17        Indian Pueblo Council was incorporated as a 501(c)(3)



         18        corporation for funding purposes, so that logo was



         19        developed and has been a part of the symbol for all 19



         20        pueblos.



         21                 I believe in 1995 or 1996, the Chairman at the



         22        time of the All Indian Pueblo Council came to Zia and



         23        in that discussion, he asked permission, somewhat



         24        belatedly, but he did ask permission for the council to



         25        use the insignia or at least the sun symbol on our















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          1        symbol for All Indian Pueblo Council.



          2                 They're one of the bodies that have come



          3        forward and asked permission to continue to use that



          4        symbol.



          5                 Another group that's present here today, the



          6        Council of Energy Resource Tribes, who David Lester is



          7        present in the audience, - He will testify later - his



          8        group also requested permission to use the symbol as



          9        part of, also, their organization or logo.



         10                 So, yes, I do believe that organizations that



         11        represent tribal governments should be also protected.



         12                      MR. WALSH:  Thank you.



         13                      MS. MELTZER:  I don't think we have any



         14        further questions for you, Mr. Pino, but we do want to



         15        thank you for your testimony today.



         16                      MR. STANLEY PINO:  Thank you very much



         17        for allowing us the time to testify on behalf of the 19



         18        pueblos.



         19                 Being a member of Zia, I also have a special



         20        place in my heart; that we do see this hearing be in



         21        favor of not only Zia Pueblo but also the Indian



         22        Nations throughout the United States.



         23                 As Governor Shije iterated earlier, we do



         24        represent 19 governments and even though they're not



         25        present today, they are present in spirit and also with















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          1        words that they have given me to present today as part



          2        of their testimony.



          3                 So let the record show that the 19 Pueblos



          4        were represented by the All Indian Pueblo Council.^



          5                 Thank you very much.



          6                             [^DULY NOTED]



          7                      MS. MELTZER:  Thank you.



          8                 Before we move on to Mr. Weahkee, I just want



          9        to the acknowledge that comment and indicate to both



         10        you and Governor Shije and all the members of the



         11        audience, that we appreciate that while not everybody



         12        who would like to attend attended this hearing or even



         13        the one in San Francisco or the U.S. Patent and



         14        Trademark Office are able to.



         15                 We realize that there's great concern about



         16        this issue, and whether people submit written testimony



         17        or ask representatives to give oral testimony, that



         18        indeed they're thinking about this issue and it's an



         19        important one.



         20                 So thank you for reminding us that merely



         21        because people aren't physically present here today, it



         22        doesn't mean they don't think this issue is important.



         23                 Thank you.



         24                      MR. STANLEY PINO:  Thank you very much.



         25                      MS. MELTZER:  Mr. Weahkee.















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          1                      MR. WILLIAM WEAHKEE:  My name is William



          2        Weahkee.  I don't have a title on the agenda because



          3        they didn't know which hat I was going to wear at the



          4        time.



          5                              (Laughter)



          6                      MR. WILLIAM WEAHKEE:  And I think I will



          7        wear both hats at this time.



          8                 My name is William Weahkee.  I'm the Executive



          9        Director for the Five Sandoval Indian Pueblos, the



         10        little pueblos that surround Albuquerque on the north



         11        side.



         12                 I'm also the only Indian member on the



         13        Petroglyph Monument Advisory Commission, appointed by



         14        Mr. Babbitt at the national level.



         15                 Since I do work a lot with symbols, I have



         16        worked a lot with the architects, the authors and the



         17        people, the anthropologists and people who study, for



         18        instance, rock art.



         19                 A lot of those symbols have now been taken



         20        over but mostly by non-Indians and non-Indian firms, as



         21        you will see, the various ways they portray animals,



         22        deers, turkey, bears and what-not, without even asking,



         23        without even being given permission.



         24                 They act like it's just free for the taking,



         25        free for the asking -- I mean not "free asking" but















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          1        free for the taking.  That is what has been happening



          2        for the past two or three centuries since non-Indians



          3        have came to this world.



          4                 The Spaniards have also had some other little



          5        crosses up there but none of that has been, you know,



          6        misappropriated or taken because the Spanish were aware



          7        of how to use their symbols and stuff and how to



          8        protect them.



          9                 The Indians are finding themselves at a



         10        disadvantage all the time mostly because we don't



         11        understand your systems, your ways of doing things.



         12                 And this is the first time we've really seen a



         13        good or a great effort on your part or the part of the



         14        PTO to come into this area to start rectifying or at



         15        least straightening up or trying to help alleviate



         16        problems at this level.



         17                 A lot of our artists now know how to use copy-



         18        right but the tribes themselves, as a whole, have never



         19        indicated one way or the other these things were there



         20        for the taking.  They never said that it was free.



         21        They never said that this could be done and, yet, this



         22        still happens.



         23                 The biggest, I guess, culprit, if you want to



         24        put it in a blunt way, is the State of New Mexico.



         25                 Whether these people that study the Indian















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          1        symbols come into New Mexico, they study the Indian



          2        symbols and their backgrounds and everything are



          3        scholarly and all that, but the point is, they are not



          4        Indian people, they have not lived that type of life.



          5                 The people from Acoma, especially Peter Pino



          6        has put it eloquently - Those symbols are many times



          7        taken off the other symbols that people have used for



          8        centuries and that are sacred.



          9                 They didn't tell you or they didn't mention



         10        about the symbols of the four directions that the Keres



         11        Tribes - at least I know that - have used; the four,



         12        the sun, the four rays, the four ways, they have the



         13        four directions and they have the four seasons, et



         14        cetera.



         15                 These things are tied in with song.  They're



         16        tied in with the ritual.  They're tied in with things



         17        that we cannot divulge because what happens when we



         18        divulge something like that, it's always exploited at



         19        our expense.  Nothing comes back to the tribes.



         20                 Anything you do, if you see the quality of the



         21        craftsmenship that the Indians have, you just have to



         22        go walk over to the Indian Pueblo Cultural Center and



         23        you'll see that the Indian craftsmen people and ideas



         24        are second to none in the world.  They're second to



         25        none in the world.  We're tops.  We have our ways of















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          1        doing things.  We have our ways of improving things.



          2        We have our ways of developing things that, you know,



          3        come from our background and our ideas and stuff like



          4        this.  Therefore, they should not be taken away.  They



          5        should not be 'ex-appropriated', or appropriated for



          6        somebody else, for somebody else's good.



          7                 So I really wanted to say that.



          8                 I hope and I really request that you do



          9        everything in your power to understand the Indian side



         10        of these things.  They're not games.  They're not for



         11        play and they're not for sale a lot of times.  So we



         12        have to understand that.



         13                 You're coming into our area now and we've got



         14        a developed culture here.  We've got our own religion.



         15        We've got our own ways.



         16                 From the day that the child is born till the



         17        day it dies, there's rituals, there's prayers, there's



         18        stuff like this and all of it's tied in with the



         19        symbolisms, different kinds.



         20                 A lot of it we may use in our own logos, but



         21        we think we have the right to use them but nobody else,



         22        in some cases.



         23                 So I think, with that in mind, just everything



         24        has been said.  A lot of it, I already agree with.  I



         25        support it wholeheartedly.















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          1                 But I really wanted to say that something must



          2        be done and you are the forerunners or the front or the



          3        shop troop, so-to-speak, you need to get out there and



          4        understand us.  We've been trying to do that for years



          5        with you.  It doesn't work.



          6                 But if you can come down and see what we're



          7        talking about, even though, a lot, we don't speak the



          8        language that good or some of our people don't speak it



          9        that well, we still have to have some way for you to



         10        understand us and to go beyond just what we're trying



         11        to say to you because, a lot of times, we can't explain



         12        the whole thing because it's tied with other things,



         13        other concepts, other rituals and stuff like this.



         14                 Welcome and I thank you very much.



         15                      MS. MELTZER:  Mr. Weahkee, I heard and



         16        your comments actually raised one question, and based



         17        on both your personal experience, who you are and in



         18        your work with the Petroglyph Advisory Commission, in



         19        what way could our office be notified of symbols that



         20        are important to Native Americans but not necessarily



         21        adopted as their official insignia?



         22                      MR. WILLIAM WEAHKEE:  The Petroglyph



         23        National Monument, for instance, we are making plans



         24        and we have already started the process of identifying



         25        every, every petroglyph that is in the Petroglyph















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          1        National Monument Park.



          2                 There's over 17,000 different kinds of images



          3        and designs and things like this.  The Park Service is



          4        cataloguing those and they are identifying their exact



          5        locations and they're giving them descriptions of what



          6        they are and where they are by both the mapping



          7        institutions.



          8                 I don't know anything about mapping but



          9        they're focusing it on a mapping situation where they



         10        can identify exactly where that is, so that if it's



         11        destroyed or any were damaged in the future, we'll know



         12        what happened.



         13                 Those kinds of figures will be made available



         14        to you if you would ask us or I could make it my job to



         15        make sure that you get copies of this so that it will



         16        be in your records or in your files.



         17                 Like I say, a lot of those are not being asked



         18        for or to be kept by Indians only, because we do want



         19        to share.  We would like for people to come up there



         20        and look at them, but not necessarily exploit them to



         21        where they make profit all the time and not give



         22        anything back to the Indian people at all.



         23                      MS. MELTZER:  Thank you very much for



         24        your comments and for your offer, and if you don't have



         25        any further to add, we'll thank you very much for your















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          1        testimony.



          2                      MR. WILLIAM WEAHKEE:  Thank you very



          3        much.



          4                      MS. MELTZER:  Thank you.



          5                 Before Professor Bobroff gives his testimony,



          6        may I ask that David Lester -- Thank you very much.



          7        Could you come up to the table?  I think you two are



          8        the last two scheduled speakers.



          9                 And then after you two finish giving your



         10        testimony, if anybody who is the audience maybe would



         11        like to make comments, we would certainly welcome



         12        those.



         13                      PROFESSOR KENNETH BOBROFF:  Thank you for



         14        the opportunity to testify this afternoon.  My name is



         15        Kenneth Bobroff.  I'm an Assistant Professor at the



         16        University of New Mexico.



         17                 One of prerogatives of being a Professor is



         18        that I don't have to put on a suit and I get to



         19        pontificate.



         20                 And I have prepared some written remarks but I



         21        thought it might be more useful if I could try to give



         22        an academic perspective on some of the issues that have



         23        been raised this morning.



         24                 Before I do that, I think it's important to



         25        recognize both Senator Bingaman's leadership but, even















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          1        more importantly, the foresight of the leaders of Zia



          2        Pueblo and the perseverance that they have demonstrated



          3        over the years in keeping this issue moving forward.



          4                 Without the leadership exercised by Zia, this



          5        issue would not be on America's radar screen at all.



          6                 As a student of U.S. Indian policy, it's



          7        striking how the most serious injustices have always



          8        been done by government commissions when they didn't



          9        listen to Indians and when Indian voices were not heard



         10        prior to policy being made.  So I think it's highly



         11        significant that you've been able to hear this morning



         12        many different voices expressing the concerns and



         13        preferences, thoughts of different Indian people on



         14        this issue, and you would be wise, if you want to do



         15        justice, to pay heed to those expresssions.



         16                 I'd like to start out by suggesting that you



         17        have probably learned some valuable lessons this



         18        morning, but two I would emphasize in particular



         19        because the first is a lesson that probably is taught



         20        at no law school, or very few law schools, but it's



         21        regularly taught at the University of New Mexico of



         22        which we are quite proud, is:  You cannot graduate from



         23        our Law School without understanding that there are not



         24        two sovereigns in America, but there are three.



         25        There's not only the United States and the state















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          1        governments but there are also Indian tribes and the



          2        importance of seeing Indian tribes as sovereigns and



          3        understanding that continuing status as sovereigns goes



          4        a long way towards giving you direction on how this



          5        policy should take effect.



          6                 Most specifically, there were questions raised



          7        about:  Well, what should be the definition of an



          8        official insignia?



          9                 The answer is fairly simple:  The definition



         10        of an official designation of an official insignia is



         11        what the tribe says it is.



         12                 If the tribe passes official resolutions



         13        saying that it has two official insignias, then that is



         14        their official insignias and should be recognized in



         15        the same way that if the County of Bernalillo wants to



         16        have two official insignias or the Governor and the



         17        Lieutenant Governor of the State of New Mexico want to



         18        add official insignias, those are recognized.



         19                 The second main point I would say is that it's



         20        clear that if tribes are treated as they should be,



         21        which is as governments, that this proposed policy to



         22        prohibit registration, unauthorized registration of



         23        their marks, and prohibiting unauthorized use of those



         24        marks should not create administrative difficulties



         25        that are insurmountable.















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          1                 Indeed, I don't think it's particularly a big



          2        deal in terms of the statutory changes required or the



          3        changes in the administration that are required.



          4                 In some ways, it's difficult to fully address



          5        tribes' concerns about their official insignia, because



          6        while tribes are governments just like states,



          7        municipalities, if anything they're older and they have



          8        this inherent sovereignty in ways that those



          9        governments do not.



         10                 Tribes are both the same and they're



         11        different.  They're the same as governments.  To



         12        distinguish them from other groups and special interest



         13        groups, one of the trade groups in their comments



         14        initially suggested, that this was opening a gate for



         15        other special interest groups to act.



         16                 Other minority groups are not like tribes.



         17        They are not governments.  They are not sovereigns.



         18                 In this sense, you're correct in treating the



         19        tribes just like states, municipalities and foreign



         20        nations.



         21                 But in some ways, tribes and their need to



         22        protect intellectual property is different.  It's



         23        different for a couple of reasons.  One, it's different



         24        because of the Trust responsibility.



         25                 In figuring out how the United States















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          1        Government has the right to exercise power over Indian



          2        Tribes who, after all, never consented to it, never



          3        agreed to be part of the United States of America, the



          4        concept of the Trust responsibility was created.



          5                 It was this notion that if the United States



          6        was going to exercise power over Indian peoples, then a



          7        responsibility went along with that, to exercise it in



          8        a way to protect Indian people and their resources.



          9                 This is a reality or a concept that extends to



         10        all segments of the federal government, not just the



         11        Bureau of Indian Affairs, but also the Patent and



         12        Trademark Office, and it is a legal concept that is



         13        inapplicable to municipalities, states and foreign



         14        nations.



         15                 Secondly, tribes don't have the same sorts of



         16        resources that states and municipalities have, to



         17        protect their use of their insignia.  If the State of



         18        New Mexico wants to decide that it is illegal to put



         19        the Zia sun symbol on a porta-pottie, it can do that



         20        and it can enforce that law.



         21                 Because of the great restriction in the



         22        authority of Indian Tribes, they don't have that



         23        authority to stop me in Albuquerque, although they



         24        might here in this spot which is Trust land, but if I



         25        were at my house, they couldn't stop me from using a















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          1        symbol in any way I want.  So tribes are without that



          2        authority to enforce the protection of their symbols,



          3        themselves,



          4                 Nor do tribes have the monetary authority, as



          5        the testimony from attorneys this morning indicated, to



          6        enforce their rights privately.  There's this image in



          7        mainstream American that all Indians are rich now



          8        because of gambling and, I guarantee you, it is not



          9        true.



         10                 A very, very small number of tribes have legal



         11        resources sufficient to protect their intellectual



         12        property rights, themselves.



         13                 The vast majority of tribes have such



         14        tremendous needs and such tremendous demands on their



         15        resources for life-and-death kinds of concerns that it



         16        is only the tribes which are most committed to this



         17        issue and to the importance of their symbols, such as



         18        Zia Pueblo, that are able to devote resources to it and



         19        take away resources from places that they may be of far



         20        more immediate use.



         21                 There are also concerns, or differences,



         22        rather, in that the intellectual property that we're



         23        talking about, when we're talking about official



         24        insignias and symbols, is in many respects, in most



         25        respects, not commercial.















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          1                 So to the extent that the patent or that the



          2        trademark laws are aimed at protecting commercial use,



          3        it is not helpful to Indian Tribes.



          4                 So if the Pueblo of Zia is in a position of,



          5        if it wants to protect its symbol, itself, of putting



          6        it into commercial use, particularly when these symbols



          7        are in the religious nature, that puts tribes in a



          8        difficult, untenable position.



          9                 The fact that these symbols are, as I believe



         10        it was Mr. Weahkee who said, "community property,"



         11        means that trademark law also has a difficulty in



         12        protecting it.



         13                 It's the property of the entire pueblo.



         14                 Trademark law is more comfortable when it can



         15        focus just on a corporation or individual.  This is



         16        another difference when the trademark law should be



         17        adjusted to fit the reality of Indian peoples.



         18                 There have been questioned raised by



         19        international obligations.  I'm not an expert on the



         20        Paris Convention but I would like to draw your



         21        attention to evolving international standards or



         22        evolving standards of international law relating to the



         23        rights of indigenous peoples.



         24                 I would draw your attention to Article 29 of



         25        the draft United States declaration on the rights of















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          1        indigenous peoples and obligations of states to act, to



          2        provide special protection to intellectual property



          3        rights of indigenous people.



          4                 Commissioner Dickinson raised some concerns



          5        about opposition in cancellation proceedings and I



          6        would suggest that the distinction that was drawn by



          7        Attorney Mielke of differences between historical and



          8        new designs might well be worth study as a way of



          9        providing grounds for which cancellation and opposition



         10        could be considered while respecting the long history



         11        and traditional use rights and also vested property



         12        rights of trademark owners.



         13                 In closing, I would like to draw your



         14        attention to what has been a theme running through



         15        today's discussions; that as Indian peoples have dealt



         16        with invasion of non-Indians, there has been a



         17        succession of takings.  Non-Indians took Indian land.



         18        They took land, language.  They took Indian culture.



         19        They appropriated freely.



         20                 In almost every case where non-Indians have



         21        come in to take something, there have grown up these



         22        myths that "Well, the Indians didn't really own it in



         23        the first place."



         24                 Yesterday, I was reading the Congressional



         25        Hearings from 1920 where testimony was given that the















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          1        pueblos didn't really own the land grants, they were



          2        granted them by Mexico.



          3                 In this same fashion, there has been myths



          4        that the petroglyphs weren't created by Indians, they



          5        were actually created by Boy Scouts.



          6                 There's a myth that the Black Hills were never



          7        owned by the Lakota, that the Lakota actually moved



          8        there in about 1750.



          9                 I would suggest that the notion that the Zia



         10        did not own that sun symbol is in the same class of



         11        myths.



         12                 One of the things that is most attractive



         13        about living in New Mexico for non-Indians is the



         14        tremendous cultural diversity that we have.



         15                 Like the representative from the American



         16        Trademark Association, it is a cultural heritage that



         17        we are proud of, but she suggested that it is a



         18        cultural heritage that we all want to share and



         19        protect.



         20                 And I would suggest that the determination of



         21        whether to share the cultural heritage of Indian



         22        peoples is a determination for those peoples to make



         23        and if they want to share it with us non-Indians, we



         24        are fortunate and should be thankful but we should not



         25        seek to take it.















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          1                 And the laws of the United States should be



          2        such that tribes can exercise their rights to control



          3        their symbols and insignia, can decide whether they



          4        should be used commercially or not, and have remedies



          5        when others seek to take that property unfairly.



          6                 Thank you.



          7                      MS. MELTZER:  Thank you very much.



          8                 We don't have any questions.  Thank you very



          9        much for your testimony.



         10                      MR. A. DAVID LESTER:  I'm Davis Lester



         11        and I'm the Executive Director for the Council of



         12        Energy Resource Tribes headquartered in Denver,



         13        Colorado.



         14                 The Council of Energy Resource Tribes,



         15        commonly referred to as CERT, is a tribal organization



         16        comprised of 50 separate Indian Nations.



         17                 We were formed to prevent the theft of energy



         18        resources from Indian land during the energy crisis of



         19        the Seventies when both President Ford and President



         20        Carter said that the federal government was dedicated



         21        to producing all the domestic energy resources.



         22                 In the past, when there was a national



         23        emergency and the nation perceived that it needed any



         24        resource that an Indian had, it was soon legal to take



         25        that resource from the Indian.















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          1                 I came here to support the Zia Pueblo who is a



          2        founding tribe of the Council of Energy Resource Tribes



          3        and to put more behind the effort than just asking for



          4        their permission to use a stylized version of their sun



          5        symbol as ours, because we use it because all energy on



          6        earth is derived from the sun - wind energy as the



          7        solar energy, and the fossil fuels obviously come from,



          8        would not exist unless the sun gives its energy to



          9        earth.



         10                 And but it's been very interesting to listen



         11        to everyone before me and I don't disagree with



         12        anything - on just about everything that's been said,



         13        but I want to make sure that we understand that we're



         14        approaching this from two different world views and



         15        this cultural divide creates great misunderstanding.



         16                 Western civilization, centuries if not



         17        millennia ago, began to separate in its own way of



         18        looking at reality, spirit from matter, and it has



         19        achieved a great deal from that.  By doing that, the



         20        whole science revolution is an outgrowth of that



         21        separation.



         22                 But it came at a sacrifice of the spirit.  We,



         23        as Indian people, still come from a world in which the



         24        spirit -- There's unity between matter and spirit; and



         25        so when we speak of the pain, it's not commercial loss















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          1        or physical pain often that we speak of, it's a deeper



          2        pain that is very difficult to express in English



          3        because the English don't have the concept and so their



          4        words can't really portray the feeling that Indians



          5        have concerning their most sacred symbols, words,



          6        designs.



          7                 And it does come up:  Why are Indians raising



          8        a fuss about it now?  We've been around all this time.



          9                 Well, I remember as a grade school student, I



         10        guess it was a long time ago - (Laughter) - when my



         11        teachers referred to Indians as The Vanishing American.



         12        The 19th Century fully expected that Indian Tribes



         13        would have disappeared by now and that those few



         14        remaining Indians would just be relics, you know, ready



         15        to disappear.



         16                 There never was an expectation that Indian



         17        Tribes would have the resurgence that we're



         18        experiencing in the 20th Century.



         19                 And, so, we're really dealing with unfinished



         20        business, issues that where America thought it would



         21        not have to deal with in its earlier periods of



         22        development, that reality is now forcing the United



         23        States to deal with and America has changed.  It's



         24        changed enormously in terms of its values.



         25                 And we're grateful for this, you know, The















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          1        Creator, for bringing all of the people of the United



          2        States closer together, that we can have this kind of



          3        dialogue.



          4                 I think on the one hand, I see it as a symbol



          5        of progress.  On the other, as a citizen, I'm somewhat



          6        ashamed of my country.



          7                 And as an Indian, I'm somewhat insulted that



          8        we even have to discuss:  Why should we protect Indian



          9        symbols from misappropriate use?



         10                 But that's the -- At least we've come to the



         11        point where we can discuss that and I think we should



         12        see that as progress.



         13                 But I think it also is important to understand



         14        that what we call as Indian Tribes and as we understand



         15        ourselves is not exactly the same as the Bureau of



         16        Indian Affairs considers or understands Indian Tribes.



         17                 The term itself is a legal term of art and is



         18        an intellectual construct.  And I, over the course of



         19        my career, have served in a number of different



         20        capacities, one of which was Commissioner for Native



         21        Americans in the Department of Health and Human



         22        Services where I had responsibilities for state-



         23        recognized tribes, federally-recognized tribes and



         24        other groups of Native Americans such as the American



         25        Samoans, the Native Hawaiians, the Native peoples of















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          1        the possessions of the United States.



          2                 And I know that we use those terms and it



          3        seems like we understand each other when we use those



          4        words, but I came to realize that we don't understand



          5        each other.



          6                 And so I'd like to add perhaps or suggest some



          7        deeper clarity in terms of:  What do you mean when you



          8        say "Indian Tribe"?



          9                 You're asking us for definitions of insignia.



         10                 I think it's fair to ask that you should tell



         11        us what you mean when you say "state-recognized tribe,



         12        federally-recognized tribe" because as the lady from



         13        the Cheyenne and Arapaho Tribes of Oklahoma pointed



         14        out, their tribe was divided by the federal government.



         15                 There are two tribes living together, you



         16        know, in Oklahoma and then there's the Northern



         17        Arapahos living in Wyoming, and the Northern Cheyenne



         18        live in Montana and it's very likely that they'll have



         19        to get together and decide how they're going to share



         20        common cultural heritage.  There's two separate tribes



         21        from a federal point of view.



         22                 And, so, it's very complex, but I think you



         23        should make some effort to define what you mean.



         24                 And since states are forbidden by the



         25        Constitution to deal with Indian affairs, the only















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          1        state-recognized tribes you should be dealing with are



          2        those who were grandfathered in, who had political



          3        relationships with the original colonies or other lands



          4        taken in the expansion west, the tribes who had already



          5        established relationships, that it's just not possible



          6        for groups to petition the state to be recognized as an



          7        Indian tribe.  The states no longer have that



          8        authority.  The Constitution forbids it.



          9                 And as far as the cultural diversity in New



         10        Mexico, there's far greater cultural diversity among



         11        the Indians than there is among the rest of the state.



         12                 We may only represent the Indian people of



         13        this country less than, you know, one percent of the



         14        population but we actually are, about 90 percent, of



         15        the cultural diversity.



         16                 One tribe is as different from each other as



         17        is Germany from Greece.



         18                 And, so, this great diversity is a blessing,



         19        not an administrative inconvenience.



         20                 And I'd like to address that because, often,



         21        the federal government stumbles when somebody says,



         22        "Well, how are we gonna do?  How can we understand the



         23        Indian people?"



         24                 And I think the thing that strikes me is that



         25        when the arguments were being made in the Lincoln















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          1        Cabinet about the Emancipation Proclamation, some were



          2        raising the question of feasibility and how do we



          3        protect the property rights of the slaveholders?



          4                 And America is still asking those same kinds



          5        of questions.  How do we balance monetary value against



          6        those values of humanity that you can't assign a



          7        monetary value to?



          8                 And while it's pretty neat and exciting to



          9        live in a market-driven society, it has some very



         10        serious deficiencies, one of which, a glaring



         11        deficiency I think, that the Pueblo representatives



         12        referred to as an imbalance is the fact that when you



         13        get to the deeper values, that which is worthless and



         14        that which is priceless in a monetary system, gets



         15        assigned the same monetary value:  Zero.



         16                 And it's going to be a challenge I think for



         17        PTO to balance that.  The priceless value that Indians



         18        put on certain symbols, words and design, versus the



         19        commercial interests that a company or a person may



         20        have.



         21                 But in the longer run, human progress is



         22        measured by deepening society's attachment to human



         23        values rather than deepening our attachment to monetary



         24        value.



         25                 And we've made the greatest progress in















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          1        America when we've been able to overcome the argument



          2        that "it costs too much to do the right thing" and to



          3        go ahead and -- Because those who are paying for the



          4        cost of the wrong thing are the Indian people, the



          5        Indian Nations and they're paying for it in spiritual



          6        and cultural and social costs that are difficult to



          7        monetize.



          8                 And I would strongly recommend that the burden



          9        of enforcement, the burden of administration could be



         10        fairly borne, as has been suggested by a number of



         11        speakers before you, that because Indian Tribes are



         12        sovereign entities, separate and -- And let me speak to



         13        that, too, because we're sovereign in a way that the



         14        State of New Mexico is not sovereign, and that the



         15        State of New Mexico is a political and intellectual



         16        construct, a political construct, an Indian tribe was



         17        created, in our view, by The Diety, and we were given a



         18        way of life to follow, a path in life to follow.



         19                 A member of an Indian Tribe is not -- That



         20        membership is different than citizenship.  It's a --



         21        And, so, I guess what I'm referring to is the fact that



         22        Indian Tribes, as separate political, cultural, even



         23        spiritual communities, should be partners with PTO in



         24        developing the procedures and in resolving the



         25        conflicts.















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          1                 We prefer systems that allow a conflict to be



          2        resolved and balance to be restored rather than to have



          3        a winner-take-all kind of adversarial relationships



          4        that is prominent in our system of government in the



          5        United States.



          6                 And I think many of the tribal spokesmen spoke



          7        to "Let's sit down and see if we can work it out



          8        first".



          9                 And I think also in terms of the question of



         10        definition, the tribes will present, if requested,



         11        those words, symbols, designs that are, from their



         12        point of view, desires of being protected.



         13                 And you've heard the tribes say that all they



         14        want is the same protection that is afforded other



         15        units of government.



         16                 I will step one further, you know, and I'm not



         17        expanding on that, but I am saying that that's deeply



         18        rooted in the desire to -- And I'll end with this,



         19        because of all the diversity in Indian Country from one



         20        tribe to another and their political, cultural, their



         21        spiritual, and language, there are things that I found



         22        that they all hold in common, and that is:  They're



         23        based on honor and respect, the reciprocal



         24        responsibility of all the parties involved to honor and



         25        respect one another in the process of working out















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          1        problems, and that it makes it very hard for us to deal



          2        with in a system in which the victory is everything and



          3        honor and respect for your opponent is nothing.



          4                 And so we're asking that we introduce or you



          5        introduce and help us build on that tradition of honor



          6        and respect.



          7                 Thank you.



          8                      MS. MELTZER:  Mr. Lester, we don't have



          9        any questions but we would like to thank you for your



         10        call for clarification of the definition of Indian



         11        Tribes and I think that's quite an insightful remark



         12        and we would actually be grateful to both you and to



         13        anybody in this room or to other members who would like



         14        to provide some guidance for us on that particular



         15        point.



         16                 And, so, as we are searching for definition of



         17        official insignia, we're also searching for a



         18        definition of whose official insignia should be



         19        protected?



         20                 Thank you.



         21                 We're at the end of those who were scheduled



         22        to testify.  I'd like to invite, at this point, anybody



         23        who is in the audience who would like to make comments.



         24        Is there anybody who would like to testify?



         25                              (Applause)















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                                                                           183









          1                      AUDIENCE:  (Commentary in native tongue)



          2                              (Laughter)



          3                      MS. MELTZER:  So I'd like to make a few



          4        remarks that Commissioner Dickinson wanted to make this



          5        morning, but wasn't able to, and it's just in the



          6        nature of letting you know - although I realize, of



          7        course now realize that we need to do more - what we



          8        currently do at the Patent and Trademark Office to



          9        attempt to honor and protect the official -- what we



         10        think are the official insignia of Native American



         11        tribes.



         12                 Currently, the Trademark Act has a statutory,



         13        a legal prohibition against the registration of any



         14        mark that might give a false association as to the



         15        origin of the goods or services.



         16                 And as Commissioner Dickinson pointed out this



         17        morning, of course we extend that to words such as



         18        "Zia," the Zia sun symbol.



         19                 So we have one attorney in our office, and



         20        since 1994 when this issue was really brought to our



         21        attention, we have continuously had one specialist in



         22        the office to whom all of our applications that



         23        contained words that we think refer to Native



         24        Americans, that we believe have symbols or designs that



         25        are those of Native Americans, or which have likenesses















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          1        of Native Americans, they're all sent to one attorney



          2        and she is responsible for doing the research and



          3        making the appropriate refusal.



          4                 Since she has, well, since -- There have been



          5        two people now.  Kathy De Jong was the attorney that



          6        was primarily responsible for those cases.



          7                 Since that time, we believe we've done a much



          8        better job, not a perfect job of course, but a much



          9        better job of ensuring, from a defensive point of view,



         10        that those who are not entitled to use these marks or



         11        who are trying to exploit them or falsely suggest that



         12        their goods or services come from Native American



         13        sources, we're successfully issuing our refusal.



         14                 And typically what happens is, people realize



         15        that of course the refusal is well-based and they



         16        abandon the application.



         17                 As far as the cost of opposing or canceling



         18        marks is concerned, we realize that there is a cost



         19        involved.  However, there is another process in our



         20        office which is free.



         21                 It's called the Letter of Protest and although



         22        it requires some careful monitoring of our trademark



         23        applications, if a Letter of Protest provides



         24        sufficient evidence that we must refuse registration of



         25        a mark, then we will provide that evidence to the















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                                                                           185









          1        examining attorney and that examining attorney will



          2        issue a refusal.



          3                 The timing is important because we must



          4        receive the evidence prior to the time that the



          5        application is published for opposition.



          6                 The monitoring of our cases is made a little



          7        bit easier because, now, on our website, we do have all



          8        of our trademark application and registration status



          9        information available.



         10                 So if you happen to know that there's an



         11        application pending, you can certainly find out what



         12        its status is.



         13                 And if it's appropriate, you can send in a



         14        Letter of Protest and it will be addressed to a lady in



         15        our office named Jessie Marshall.



         16                 And that's J-E-S-S-I-E, the last name is



         17        Marshall, M-A-R-S-H-A-L-L.  She's with the U.S. Patent



         18        and Trademark Office.  The street address is Suite



         19        10B10, 2900 Crystal Drive, Arlington, Virginia.  The



         20        zip code is 22202.



         21                 So, to the degree that information is helpful



         22        to anybody and you wanted it, of course we've conveyed



         23        it to you.



         24                 If nobody has remarks from the floor, we want



         25        to express our gratitude to everyone in the audience















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                                                                           186









          1        for taking the time to come here, for taking the time



          2        to inform us, to express to us the seriousness of this



          3        issue and also to educate us on the spiritual, as well



          4        as the legal aspects of tribal insignia, words and



          5        ceremonies that we might not otherwise know about



          6        except from the source - that is, you, who are



          7        representatives or members of the various Native



          8        American pueblos and tribes.



          9                 I'd also very much like to thank my



         10        colleagues, Odette Bonnet and Steve Walsh as well as



         11        our wonderful, tireless Court Reporter Charlotte Macias



         12        for their efforts today.



         13                 So thank you all very much.



         14                 We will be available, as soon as I stop



         15        talking, to answer any of your questions informally.



         16                 Thank you very much.



         17                              (Applause)



         18                       [3:00 P.M., ADJOURNMENT]



         19                                 * * *



         20



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                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719





                                                                           187









          1                        REPORTER'S CERTIFICATE



          2                 I, CHARLOTTE MACIAS, a Certified Court



          3        Reporter in the State of New Mexico, DO HEREBY CERTIFY



          4        that the foregoing Transcript of Proceedings, Public



          5        Hearing, before the U.S. Patent and Trademark Office of



          6        the Department of Commerce, taken on July 8, 1999, is a



          7        complete and accurate verbatim record of the



          8        proceedings taken by me in stenographic shorthand.



          9                 I FURTHER CERTIFY that I am neither employed



         10        by nor related to any of the parties in this proceeding



         11        and that I have no interest whatsoever in the outcome



         12        of the proceedings.



         13                 WITNESS MY HAND this 13th day of July, 1999,



         14        at Albuquerque, New Mexico  87112.



         15



         16                                   ____________________________

                                              CHARLOTTE MACIAS, NMCCR#161

         17                                   License Expires: 12-31-99



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                     CHARLOTTE MACIAS, NM CCR#161          (505) 296-0719

United States Patent and Trademark Office
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