Regulatory Actions
This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC.
Exchange Act Exemptive Applications
Investment Advisers Act Notices and Orders
Investment Company Act Notices and Orders
Investment Company Act Deregistration Notices and Orders
Other Commission Orders and Notices