Enforcement
This page provides information on SEC enforcement actions, opinions issued by the Commission, briefs filed by SEC staff, trading suspensions, and notices concerning the creation of investors claims funds in specific cases.
Litigation Releases — Federal Court Actions
Administrative Proceedings — Notices & Settlements
Administrative Proceedings — Fair Funds
Commission Opinions and Adjudicatory Orders
Information for Harmed Investors
Amicus / Friend of the Court Briefs
SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans