SEC Proposed Rules
We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| 34-79164 | Oct. 26, 2016 | Universal Proxy
File No.: S7-24-16 Comments Due: January 9, 2017 Comments received are available for this proposal. |
| Third Quarter | ||
| 34-78963 | Sep. 28, 2016 | Definition of "Covered Clearing Agency"
File No.: S7-23-16 Comments Due: December 12, 2016 Comments received are available for this proposal. |
| 34-78962 | Sep. 28, 2016 | Amendment to Securities Transaction Settlement Cycle
File No.: S7-22-16 Comments Due: December 5, 2016 Comments received are available for this proposal. |
| 33-10220 | Sep. 23, 2016 | Extension of Comment Period for Disclosure Update and Simplification
File No.: S7-15-16 See also: Proposed Rule Release No. 33-10110; Demonstration Version (Corrected to conform to Federal Register version of Release) Comments Due: November 2, 2016 Comments received are available for this proposal. |
| 33-10201 | Aug. 31, 2016 | Exhibit Hyperlinks and HTML Format
File No.: S7-19-16 Comments Due: October 27, 2016 Comments received are available for this proposal. |
| 33-10127 | Aug. 23, 2016 | Extension of Comment Period for Modernization of Property Disclosures for Mining Registrants
File No.: S7-10-16 See also: Proposed Rule Release No. 33-10098 Comments Due: September 26, 2016 Comments received are available for this proposal. |
| 33-10110 | Jul. 13, 2016 | Disclosure Update and Simplification (Corrected to conform to Federal Register version)
File No.: S7-15-16 See also: Demonstration Version (Corrected to conform to Federal Register version of Release) Comments Due: October 3, 2016 Comments received are available for this proposal. |
| 34-78309 | Jul. 13, 2016 | Disclosure of Order Handling Information
File No.: S7-14-16 Comments Due: September 26, 2016 Comments received are available for this proposal. |
| Second Quarter | ||
| IA-4439 | Jun. 28, 2016 | Adviser Business Continuity and Transition Plans
File No.: S7-13-16 Comments Due: September 6, 2016 Comments received are available for this proposal. |
| 33-10107 | Jun. 27, 2016 | Amendments to Smaller Reporting Company Definition
File No.: S7-12-16 Comments Due: August 30, 2016 Comments received are available for this proposal. |
| 33-10098 | Jun. 16, 2016 | Modernization of Property Disclosures for Mining Registrants
File No.: S7-10-16 See also: Extension of Comment Period, Release No. 33-10127 Comments Due: August 26, 2016 Comments received are available for this proposal. |
| 34-77776 | May 6, 2016 | Incentive-based Compensation Arrangements
File No.: S7-07-16 Comments Due: July 22, 2016 Comments received are available for this proposal. |
| First Quarter | ||
| 34-77172 | Feb. 18, 2016 | Extension of Comment Period for Advance Notice of Proposed Rulemaking; Concept Release; Request for Comment
File No.: S7-27-15 See also: Release No.: 34-76743 Comments Due: April 14, 2016 Comments received are available for this proposal. |
| 34-77157 | Feb. 17, 2016 | Covered Broker-Dealer Provisions under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Conformed to Federal Register version) File No.: S7-02-16 Comments Due: May 2, 2016 Comments received are available for this proposal. |
| 34-76958 | Jan. 21, 2016 | Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers File No.: S7-25-15 Comments Due: Initial comments are due on February 16, 2016. Reply comments, which may respond only to issues raised in the initial comment period, are due on March 8, 2016. See also: Disclosure of Payments by Resource Extraction Issuers Comments received are available for this proposal. |
| 34-76922 | Jan. 15, 2016 | Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from
Indemnification Requirement (Reopening of Comment Period)
File No.: S7-15-15 Comments Due: February 22, 2015 Comments received are available for this proposal. See also: Final Rule Release No. 34-78716 Federal Register (81 FR 3354): HTML | PDF | XML | Text |