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NSX Rulemaking
We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NSX File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
| Release No. |
Date |
Details |
| First Quarter |
SR-NSX-2013-05 |
| 34-68852 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.20B to Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NSX-2013-05
|
SR-NSX-2013-03 |
| 34-68824 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-03
|
SR-NSX-2013-02 |
| 34-68807 |
Feb. 1, 2013 |
Notice of Filing of a Proposed Rule Change to Adopt a New Order Type Called the "Auto-Ex Only" Order
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NSX-2013-02
|
SR-NSX-2013-06 |
| 34-68803 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.19 to Extend a Pilot Program Regarding Clearly Erroneous Executions
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-06
|
SR-NSX-2013-04 |
| 34-68779 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility
Comments due: February 27, 2013
Submit comments on SR-NSX-2013-04
|
SR-NSX-2013-01 |
| 34-68684 |
Jan. 17, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for the Payment of Exchange Fees Through an Integrated Billing Process
Comments due: February 14, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-01
|
SR-NSX-2012-15 |
| 34-68662 |
Jan. 15, 2013 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Amend the Listing Rules for Compensation Committees to Comply with Rule 10C-1 under the Act
See also: Notice: Rel. No. 34-68312, Notice: Rel. No. 34-68039
|
SR-NSX-2012-27 |
| 34-68612 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule
Comments due: February 5, 2013
Submit comments on SR-NSX-2012-27
|
| NSX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-NSX-2013-06 |
| 34-68803 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.19 to Extend a Pilot Program Regarding Clearly Erroneous Executions
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-06
|
SR-NSX-2013-05 |
| 34-68852 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.20B to Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-05
|
SR-NSX-2013-04 |
| 34-68779 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility
Comments due: February 27, 2013
Submit comments on SR-NSX-2013-04
|
SR-NSX-2013-03 |
| 34-68824 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-03
|
SR-NSX-2013-02 |
| 34-68807 |
Feb. 1, 2013 |
Notice of Filing of a Proposed Rule Change to Adopt a New Order Type Called the "Auto-Ex Only" Order
Comments due: February 28, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NSX-2013-02
|
SR-NSX-2013-01 |
| 34-68684 |
Jan. 17, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for the Payment of Exchange Fees Through an Integrated Billing Process
Comments due: February 14, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NSX-2013-01
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http://www.sec.gov/rules/sro/nsx.shtml
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