BATS Exchange, Inc. (BATS) Rulemaking

We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BATS File Number List for 2013

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008

Chronological List

Release No.	Date	Details
First Quarter
SR-BATS-2013-006
34-68865	Feb. 7, 2013	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Short Term Options Series Program Comments due: 21 days after publication in the Federal Register  Submit comments on SR-BATS-2013-006
SR-BATS-2013-009
34-68851	Feb. 6, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-009
SR-BATS-2013-008
34-68797	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-008
SR-BATS-2013-010
34-68780	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility Comments due: February 27, 2013  Submit comments on SR-BATS-2013-010
SR-BATS-2013-007
34-68791	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules Related to Price Sliding Functionality Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-007
SR-BATS-2013-005
34-68789	Jan. 31, 2013	Notice of Filing of Proposed Rule Change to Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-005
SR-BATS-2012-046
34-68788	Jan. 31, 2013	Order Approving Proposed Rule Change to Modify BATS Rule 11.23 relating to Auctions of Exchange-Listed Securities See also: Notice: Rel. No. 34-68442
SR-BATS-2013-003
34-68752	Jan. 29, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules in Connection with the Elimination of Discretionary Orders for BATS Options Comments due: February 25, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-003
SR-BATS-2013-002
34-68659	Jan. 15, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments due: February 12, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-002
SR-BATS-2012-039
34-68643	Jan. 11, 2013	Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes Comments due: February 12, 2013 See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68022  Submit comments on SR-BATS-2012-039
SR-BATS-2012-044
34-68619	Jan. 10, 2013	Order Granting Approval of Proposed Rule Change to Amend BATS Rule 14.11, Entitled "Other Securities," and to List and Trade Shares of Certain ProShares Products See also: Notice: Rel. No. 34-68257

BATS File Number List for 2012

Release No.	Date	Details
SR-BATS-2013-010
34-68780	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility Comments due: February 27, 2013  Submit comments on SR-BATS-2013-010
SR-BATS-2013-009
34-68851	Feb. 6, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-009
SR-BATS-2013-008
34-68797	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.17, entitled "Clearly Erroneous Executions" Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-008
SR-BATS-2013-007
34-68791	Jan. 31, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules Related to Price Sliding Functionality Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-007
SR-BATS-2013-006
34-68865	Feb. 7, 2013	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Short Term Options Series Program Comments due: 21 days after publication in the Federal Register  Submit comments on SR-BATS-2013-006
SR-BATS-2013-005
34-68789	Jan. 31, 2013	Notice of Filing of Proposed Rule Change to Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests Comments due: February 27, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-005
SR-BATS-2013-003
34-68752	Jan. 29, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rules in Connection with the Elimination of Discretionary Orders for BATS Options Comments due: February 25, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-003
SR-BATS-2013-002
34-68659	Jan. 15, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. Comments due: February 12, 2013 Additional Materials: Exhibit 5  Submit comments on SR-BATS-2013-002

http://www.sec.gov/rules/sro/bats.shtml