Economic and Risk Analysis
About the Division »
The Division of Economic and Risk Analysis (DERA) was created in September 2009 to integrate financial economics and rigorous data analytics into the core mission of the SEC. The Division is involved across the entire range of SEC activities, including policy-making, rule-making, enforcement, and examination.
About the Division of Economic and Risk Analysis 
Financial Statement Data Sets »
NEW! Available for download, financial statement data sets provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
Learn more about Financial Statement Data Sets
Taxonomies »
NEW! Available for download, Draft 2016 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Learn more about Taxonomies 
-
Security Recommendations and the Liability of Broker-Dealers
May 1, 2016 -
Mutual Funds Apart From the Crowd
April 23, 2016 -
Manipulation of Illiquid Asset Indexes
Feb. 26, 2016
-
Outcomes of Investing in OTC Stocks
Dec. 16, 2016 -
Regulation A+: What Do We Know So Far?
Dec. 7, 2016 -
A Pilot Survey of Agent Securities Lending Activity
Aug. 24, 2016
Upcoming Events
SEC-NYU Dialogue on Securities Markets
Feb. 28, 2017
-
Nicole M. Boyson, Jean Helwege,and Jan Jindra, 2016, Thawing Frozen Capital Markets and Backdoor Bailouts: Evidence from the Fed's Liquidity Programs, Journal of Banking and Finance, forthcoming.
-
Dan Amiram, William Beaver, Wayne R. Landsman, and Jianxin Zhao, 2016, The Effects of CDS Trading on Syndicated Loans, Journal of Financial Economics, forthcoming.
-
Woodrow Johnson and James Poterba, 2016, The Effect of Taxes on Shareholder Inflows around Mutual Fund Distribution Dates, Research in Economics 70(1):7-19.
-
Mark Flannery, Beverly Hirtle, and Anna Kovner, 2016, Evaluating the Information in the Federal Reserve Stress Tests, Journal of Financial Intermediation, forthcoming.
Recent Speeches
-
Has Big Data Made Us Lazy?
Oct. 21, 2016 -
Accredited Investors (slides from DERA presentation)
(PDF)
Feb. 19, 2016
Recent News
Contact Us
Contact the Division of Economic and Risk Analysis:
Email: DERA@sec.gov
Phone: 202-551-6600