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Litigation Releases Archives 2006
Archive of older Litigation Releases available include:
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Release No. |
Date |
Action |
Fourth Quarter |
LR-19955 |
Dec. 28, 2006 |
John F. Mangan, Jr.
See also: Complaint in this matter
|
LR-19954 |
Dec. 21, 2006 |
Michael G. Velasco
See also: Complaint in this matter; Administrative Proceeding No. 34-54993
|
LR-19953 |
Dec. 21, 2006 |
Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
Other Release No.: AAER-2527
See also: Complaint in this matter
|
LR-19952 |
Dec. 20, 2006 |
Credit First Fund, LP, et al.
See also: Administrative Proceeding No. 34-54974
|
LR-19951 |
Dec. 20, 2006 |
Paul E. Yarick
Other Release No.: AAER-2526
See also: Complaint in this matter
|
LR-19950 |
Dec. 20, 2006 |
Friedman, Billings, Ramsey & Co., Inc., Emanuel J. Friedman and Nicholas J. Nichols
See also: Administrative Proceeding No. 33-8761; Complaint
|
LR-19949 |
Dec. 19, 2006 |
Grand Logistic, S.A., et al.
See also: Complaint in this matter
|
LR-19948 |
Dec. 18, 2006 |
Concorde America, Inc., et al. |
LR-19947 |
Dec. 18, 2006 |
James E. Franklin, et al. |
LR-19946 |
Dec. 18, 2006 |
James Barlow Smith, et al.
See also: Administrative Proceeding Release No. IA-2571
|
LR-19945 |
Dec. 14, 2006 |
Uncommon Media Group, Inc., et al. |
LR-19944 |
Dec. 12, 2006 |
Adam M. Lloyd, Carl D. Udler, and Howard J. Miller
See also: Complaint in this matter
|
LR-19943 |
Dec. 12, 2006 |
Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern
|
LR-19942 |
Dec. 12, 2006 |
Edwin Buchanan Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C
See also: Complaint in this matter
|
LR-19941 |
Dec. 11, 2006 |
U.S. Gas & Electric, Inc., et al.
|
LR-19940 |
Dec. 11, 2006 |
Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
|
LR-19939 |
Dec. 8, 2006 |
Alfred S. Teo, Sr., et al.
|
LR-19938 |
Dec. 7, 2006 |
International Energy and Resources, Inc.
|
LR-19937 |
Dec. 6, 2006 |
Lindsey P. Vinson and Clyde R. Parks
See also: Administrative Proceeding No. 34-54878
|
LR-19936 |
Dec. 6, 2006 |
Howard R. Baer and Kevin C. Baer
See also: Complaint in this matter
|
LR-19935 |
Dec. 5, 2006 |
John Giesecke, Jr., Joseph J. Shew, and John R. DeSimone
Other Release No.: AAER-2521
|
LR-19934 |
Dec. 5, 2006 |
International Fiduciary Corp., S.A., et al.
See also: Complaint in this matter
|
LR-19933 |
Dec. 4, 2006 |
China Energy Savings Technology, Inc., et al.
See also: Complaint in this matter |
LR-19932 |
Dec. 4, 2006 |
Bart A. Thielbar, David A. Monaghan, Keith W. Beachler, Jana L. Quam And Cary B. Griswold
Other Release No.: AAER-2520
|
LR-19931 |
Dec. 4, 2006 |
Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
Other Release No.: AAER-2519
|
LR-19930 |
Dec. 1, 2006 |
David K. Donovan, Sr.
|
LR-19929 |
Nov. 30, 2006 |
Robert J. Gallivan
See also: Complaint in this matter
|
LR-19928 |
Nov. 30, 2006 |
Jonathan Curtis Papa
|
LR-19927 |
Nov. 30, 2006 |
Peter J. Dawson, et al.
See also: Complaint in this matter
|
LR-19926 |
Nov. 28, 2006 |
Millennium Financial, Ltd.
|
LR-19925 |
Nov. 28, 2006 |
John S. Kramer, et al.
|
LR-19924 |
Nov. 22, 2006 |
Mercer Capital, Inc, et al.
See also: Complaint in this matter
|
LR-19923 |
Nov. 22, 2006 |
U.S. Gas & Electric, Inc., et al.
|
LR-19922 |
Nov. 21, 2006 |
Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech
|
LR-19921 |
Nov. 21, 2006 |
Spiegel, Inc.
|
LR-19920 |
Nov. 21, 2006 |
Spiro Germenis, et al.
See also: Complaint in this matter
|
LR-19919 |
Nov. 20, 2006 |
Didier Waroquiers
|
LR-19918 |
Nov. 20, 2006 |
David M. Willey and Joy S. Willey
|
LR-19917 |
Nov. 16, 2006 |
David N. Anderson and Nancy C. Dipietro
|
LR-19916 |
Nov. 15, 2006 |
Focus Financial Associates, Inc., et al.
|
LR-19915 |
Nov. 15, 2006 |
Focus Financial Associates, Inc., et al.
|
LR-19914 |
Nov. 15, 2006 |
Min T. Ma and Joyce Manni Ng
|
LR-19913 |
Nov. 15, 2006 |
Rhino Ecosystems, Inc., et al.
|
LR-19912 |
Nov. 15, 2006 |
Stephen Richards
Other Release No.: AAER-2515
|
LR-19911 |
Nov. 15, 2006 |
Glenn E. Glasshagel
Other Release No.: AAER-2514
|
LR-19910 |
Nov. 15, 2006 |
World Information Technology, Inc., et al.
|
LR-19909 |
Nov. 15, 2006 |
Robert A. Magnan, et al.
|
LR-19908 |
Nov. 14, 2006 |
Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
|
LR-19907 |
Nov. 14, 2006 |
Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
See also: Order of Contempt; Amended Order of Contempt
|
LR-19906 |
Nov. 9, 2006 |
Jamie L. Solow
See also: Complaint in this matter
|
LR-19905 |
Nov. 8, 2006 |
Viper Capital Management, LLC, et al.
See also: Complaint in this matter
|
LR-19904 |
Nov. 8, 2006 |
Stuart Wolff and Peter Tafeen
Other Release No.: AAER-2512
|
LR-19903 |
Nov. 8, 2006 |
Jeremy R. Lent et al.
|
LR-19902 |
Nov. 8, 2006 |
Mervin George Fiessel and Robert Michael Doherty
See also: Complaint in this matter
|
LR-19901 |
Nov. 7, 2006 |
Stansbury Holdings, et al.
Other Release No.: AAER-2511
|
LR-19900 |
Nov. 7, 2006 |
Dennis S. Herula et al.
|
LR-19899 |
Nov. 6, 2006 |
Solar Group S.A. and James J. Todd
See also: Complaint in this matter
|
LR-19898 |
Nov. 3, 2006 |
Sanjay Kumar
Other Release No.: AAER-2509
|
LR-19897 |
Nov. 2, 2006 |
Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto
Other Release No.: AAER-2508
See also:
Complaint: Michael Crusemann and Michael Otto
Complaint: John R. Steele
Complaint: Martin Zaepfel
Complaint: James R. Cannataro
Complaint: Michael R. Moran and James W. Sievers
|
LR-19896 |
Nov. 2, 2006 |
Philip R. Gratz
|
LR-19895 |
Oct. 31, 2006 |
Eric G. Borrmann
Other Release No.: AAER-2505
|
LR-19894 |
Oct. 31, 2006 |
Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards
|
LR-19893 |
Oct. 30, 2006 |
Philip Evans and Paul Evans
|
LR-19892 |
Oct. 30, 2006 |
iShopNoMarkup.com, Inc., et al.
|
LR-19891 |
Oct. 30, 2006 |
Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry
Other Release No.: AAER-2504
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54665, 34-54666, 34-54667 and 34-54668
|
LR-19890 |
Oct. 27, 2006 |
Robert Tommassello, et al.
|
LR-19889 |
Oct. 26, 2006 |
LeeRoy Allen, Jr.
|
LR-19888 |
Oct. 26, 2006 |
Stephen J. Treadway and Kenneth W. Corba
|
LR-19887 |
Oct. 25, 2006 |
Bruce M. Perry and M. Brooks Turkel
|
LR-19886 |
Oct. 25, 2006 |
U.S. Wind Farming, Inc., et al.
|
LR-19885 |
Oct. 25, 2006 |
Anthony P. Postiglione, Jr. and William J. Lennon
|
LR-19884 |
Oct. 25, 2006 |
Thomas P. Clark
Other Release No.: AAER-2498
|
LR-19883 |
Oct. 25, 2006 |
Conversion Solutions Holdings Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris
See also: Complaint in this matter
|
LR-19882 |
Oct. 25, 2006 |
U.S. Gas & Electric, Inc., et al.
|
LR-19881 |
Oct. 25, 2006 |
Uncommon Media Group, Inc., et al. and Lawrence Gallo
|
LR-19880 |
Oct. 25, 2006 |
Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
See also: Korean translation; Complaint in this matter
|
LR-19879 |
Oct. 24, 2006 |
Regald B. Smith
|
LR-19878 |
Oct. 24, 2006 |
Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin
Other Release No.: AAER-2497
|
LR-19877 |
Oct. 18, 2006 |
Gari Aldridge et al.
|
LR-19876 |
Oct. 18, 2006 |
Timothy R. Heyman et al.
|
LR-19875 |
Oct. 17, 2006 |
Gregory Applegate
|
LR-19874 |
Oct. 17, 2006 |
George Carapella and Alan S. Lipstein
|
LR-19873 |
Oct. 17, 2006 |
Roanoke Technology Corp., et al.
|
LR-19872 |
Oct. 17, 2006 |
Keith G. Baxter, et al.
Other Release No.: AAER-2495
|
LR-19871 |
Oct. 16, 2006 |
Gregory A. Brady, et al.
Other Release No.: AAER-2494
|
LR-19870 |
Oct. 16, 2006 |
In Re Application for Orders to Show Cause Requiring Compliance With Administrative Subpoena
|
LR-19869 |
Oct. 16, 2006 |
Romulus S. Pereira et al.
See also: Complaint in this matter
|
LR-19868 |
Oct. 13, 2006 |
Maxxon, Inc., Defendant-Appellant, Gifford M. Mabie, Jr., Defendant-Appellant, and Thomas R. Coughlin, Jr., Defendant
|
LR-19867 |
Oct. 13, 2006 |
One or More Unknown Purchasers of Call Options for the Common Stock of CNS, Inc.
|
LR-19866 |
Oct. 13, 2006 |
Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC; and Spin Drift, LLC
|
LR-19865 |
Oct. 13, 2006 |
Jerry K. Castleman, Cheryl I. Lipshutz, and Kathleen M. Lynn
Other Release No.: AAER-2492
See also: Complaint in this matter
|
LR-19864 |
Oct. 11, 2006 |
Pinnacle Development Partners LLC and Gene A. O'Neal
See also: Complaint in this matter
|
LR-19863 |
Oct. 11, 2006 |
James Lamar McMichael and Nancy A. McMichael
|
LR-19862 |
Oct. 11, 2006 |
Steven B. Markovitz
See also: Complaint in this matter
|
LR-19861 |
Oct. 10, 2006 |
Salvatore Favata (aka Sam Favata)
See also: Complaint in this matter
|
LR-19860 |
Oct. 5, 2006 |
First United Financial Group, LLC, et al.
|
LR-19859 |
Oct. 4, 2006 |
Eric Walsh, John Abresch et al.
|
LR-19858 |
Oct. 4, 2006 |
Joseph Y. Zumwalt
|
LR-19857 |
Oct. 2, 2006 |
Gene T. Mancinelli
See also: Complaint in this matter
|
LR-19856 |
Oct. 2, 2006 |
Martin J. Druffner, et. al.
|
Third Quarter |
LR-19855 |
Sep. 29, 2006 |
Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
|
LR-19854 |
Sep. 29, 2006 |
Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
|
LR-19853 |
Sep. 29, 2006 |
William S. DeLoach, Maria M. Garcia and Rosario F. Licata
Other Release No.: AAER-2490
|
LR-19852 |
Sep. 29, 2006 |
U.S. Gas & Electric, Inc., et al.
|
LR-19851 |
Sep. 28, 2006 |
Graycort Financial, LLC
See also: Complaint in this matter
|
LR-19850 |
Sep. 28, 2006 |
Steven V. Cotton
Other Release No.: AAER-2487
See also: Complaint in this matter
|
LR-19849 |
Sep. 27, 2006 |
The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
Other Release No.: AAER-2486
See also: Complaint in this matter
|
LR-19848 |
Sep. 27, 2006 |
William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System
See also: Complaint in this matter
|
LR-19847 |
Sep. 27, 2006 |
James N. Stanard, Martin J. Merritt And Michael W. Cash
Other Release No.: AAER-2484
See also: Complaint in this matter
|
LR-19846 |
Sep. 26, 2006 |
US Global Nanospace, Inc., John D. Robinson and Julie E. Seaman
See also: Complaint in this matter
|
LR-19845 |
Sep. 26, 2006 |
Graham J. Lefford
See also: Complaint in this matter
|
LR-19844 |
Sep. 25, 2006 |
Conrad P. Seghers and James R. Dickey
|
LR-19843 |
Sep. 22, 2006 |
Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes
See also: Administrative Proceeding Nos. 34-54483 and 34-54484
|
LR-19842 |
Sep. 21, 2006 |
Anthony F. Giordano and Joseph Y. Zumwalt
See also: Complaint in this matter
|
LR-19841 |
Sep. 20, 2006 |
Irving Paul David
|
LR-19840 |
Sep. 20, 2006 |
Walid H. Maghrib
Other Release No.: AAER-2483
See also: Complaint in this matter
|
LR-19839 |
Sep. 20, 2006 |
Fernando J. Espuelas et al.
|
LR-19838 |
Sep. 19, 2006 |
Seaforth Meridian, Ltd., et al.
See also: Complaint in this matter
|
LR-19837 |
Sep. 19, 2006 |
Doral Financial Corporation
See also: Complaint in this matter
|
LR-19836 |
Sep. 14, 2006 |
Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young
|
LR-19835 |
Sep. 14, 2006 |
Diane Kayser
Other Release No.: AAER-2481
See also: Complaint in this matter
|
LR-19834 |
Sep. 14, 2006 |
Billy David Deaton
Other Release No.: AAER-2480
|
LR-19833 |
Sep. 14, 2006 |
TV Azteca, S.A. de C.V., et al.
See also: Administrative Proceeding Nos. 34-54445, 34-54446, and 34-54447
|
LR-19832 |
Sep. 14, 2006 |
Jim Bob Brown
Other Release No.: AAER-2479
See also: Complaint in this matter
|
LR-19831 |
Sep. 13, 2006 |
Paul R. Johnson, et al.
|
LR-19830 |
Sep. 13, 2006 |
Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti
|
LR-19829 |
Sep. 13, 2006 |
Indigenous Global Development Corporation, et al.
See also: Complaint in this matter
|
LR-19828 |
Sep. 12, 2006 |
Dennis A. Martin
|
LR-19827 |
Sep. 12, 2006 |
Frank Furino
|
LR-19826 |
Sep. 12, 2006 |
AA Capital Partners, Inc. and John A. Orecchio
See also: Complaint in this matter
|
LR-19825 |
Sep. 12, 2006 |
Biopure Corporation, et al.
|
LR-19824 |
Sep. 8, 2006 |
Platforms Wireless International Corp., et al.
|
LR-19823 |
Sep. 6, 2006 |
One Wall Street, Inc., et al.
|
LR-19822 |
Sep. 6, 2006 |
Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC
|
LR-19821 |
Sep. 6, 2006 |
Steven J. Ott and Roger Michael Young
See also: Complaint in this matter
|
LR-19820 |
Sep. 5, 2006 |
PetroSite Assets, Inc., Masset, Inc., Ivan Dearaujo and Wesley A. Harbison Jr.
See also: Complaint in this matter
|
LR-19819 |
Sep. 1, 2006 |
Robert B. Kessler et al.
|
LR-19818 |
Sep. 1, 2006 |
Roanoke Technology Corp., et al.
|
LR-19817 |
Aug. 31, 2006 |
John W. Surgent, et al.
|
LR-19816 |
Aug. 30, 2006 |
Stewart P. "Tom" Mitchell
See also: Complaint in this matter
|
LR-19815 |
Aug. 29, 2006 |
Knox H. Fuqua and KHF Advisors LLC
See also: Complaint in this matter
|
LR-19814 |
Aug. 28, 2006 |
Terry Richard Martin, et al.
|
LR-19813 |
Aug. 28, 2006 |
Frederick J. O'Meally, et al.
See also:
Complaint in this matter
Complaint Exhibits A-I
Complaint Exhibit J (30 MB)
Complaint Exhibit K (14 MB)
Complaint Exhibit L (10 MB)
|
LR-19812 |
Aug. 24, 2006 |
Vincent P. Iannazzo and Milton E. Stanson
|
LR-19811 |
Aug. 23, 2006 |
Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.
|
LR-19810 |
Aug. 22, 2006 |
Lohmus Haavel & Viisemann, et al.
|
LR-19809 |
Aug. 21, 2006 |
One Wall Street, Inc., et al.
See also: Complaint in this matter
|
LR-19808 |
Aug. 17, 2006 |
Armand Dauplaise and Bernard Shinder
Other Release No.: AAER-2476
|
LR-19807 |
Aug. 17, 2006 |
Mark R. Conway
|
LR-19806 |
Aug. 17, 2006 |
Dawn M. Schlegel and Sandra Hatfield
Other Release No.: AAER-2475
See also: Complaint in this matter
|
LR-19805 |
Aug. 17, 2006 |
Jeffery Steven Stone, et al.
|
LR-19804 |
Aug. 16, 2006 |
Eric Walsh, John Abresch et al.
|
LR-19803 |
Aug. 15, 2006 |
David M. Pillor
See also: Complaint in this matter; Litigation Release No. 19078
|
LR-19802 |
Aug. 11, 2006 |
U.S. Wind Farming, Inc., William L. Telander, et al.
See also: Complaint in this matter
|
LR-19801 |
Aug. 10, 2006 |
Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC
See also: Complaint in this matter
|
LR-19800 |
Aug. 10, 2006 |
Paul W. Mikus and John V. Cracchiolo
Other Release No.: AAER-2473
See also: Complaint in this matter
|
LR-19799 |
Aug. 10, 2006 |
Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
See also: Complaint in this matter
|
LR-19798 |
Aug. 10, 2006 |
David Sarna, et ano.
See also: Complaint in this matter
|
LR-19797 |
Aug. 9, 2006 |
Chance M. Vought and John M. Lucarelli
|
LR-19796 |
Aug. 9, 2006 |
Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin
Other Release No.: AAER-2472
See also: Complaint in this matter
|
LR-19795 |
Aug. 8, 2006 |
Peter D. Kirschner and Media Magic, Inc.
See also: Complaint in this matter; Release No. 34-54281
|
LR-19794 |
Aug. 7, 2006 |
Martha Stewart and Peter Bacanovic
See also: Complaint in this matter
|
LR-19793 |
Aug. 3, 2006 |
Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
See also: Complaint in this matter
|
LR-19792 |
Aug. 3, 2006 |
Robert J. Bradbury, Dolphin & Bradbury, Incorporated and Margaret B. Bradbury as Relief Defendant
See also: Complaint in this matter
|
LR-19791 |
Aug. 3, 2006 |
American-Amicable Life Insurance Company of Texas; Pioneer American Insurance Company; and Pioneer Security Life Insurance Company
See also: Complaint in this matter
|
LR-19790 |
Aug. 2, 2006 |
Upshaw and Associates, L.L.C. et al.
|
LR-19789A |
Aug. 2, 2006 |
Dennis S. Herula et al.
|
LR-19788 |
Aug. 2, 2006 |
ETS Payphones, Inc., and Charles E. Edwards, Defendant
|
LR-19787 |
Aug. 1, 2006 |
Nicholas A. Czuczko
See also: Complaint in this matter
|
LR-19786 |
Aug. 1, 2006 |
Blast Energy Services, Inc. f/k/a Verdisys, Inc., Daniel W. Williams and Andrew G. Wilson
Other Release No.: AAER-2471
|
LR-19785 |
Aug. 1, 2006 |
David A. Zwick, et al.
|
LR-19784 |
Aug. 1, 2006 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
|
LR-19783 |
Aug. 1, 2006 |
Anuradha D. Saad, et al.
|
LR-19782 |
Jul. 31, 2006 |
Leslie Mersky, et al.
|
LR-19781 |
Jul. 31, 2006 |
James R. Powell, Ralph Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell
Other Release No.: AAER-2469
|
LR-19780 |
Jul. 31, 2006 |
Paul Johnson
|
LR-19779 |
Jul. 27, 2006 |
Roderic Lee Boling III, et al.
See also: Complaint in this matter
|
LR-19778 |
Jul. 27, 2006 |
One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc.
|
LR-19777 |
Jul. 27, 2006 |
Harish K. Pimplaskar and Charan R. Behl
See also: Complaint in this matter
|
LR-19776 |
Jul. 27, 2006 |
Mark P. Abide, Scott D. Sullivan, Buford Yates, Jr., Betty Vinson and Troy M. Normand, and David F. Myers
Other Release No.: AAER-2467
See also: Complaint in this matter
|
LR-19775 |
Jul. 26, 2006 |
Sonja Anticevic et al.
See also: Complaint in this matter
|
LR-19774 |
Jul. 26, 2006 |
Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, and Tremont Medical, Inc.
See also: Administrative Proceeding No. IA-2538
|
LR-19773 |
Jul. 26, 2006 |
Mark R. Conway and Groundswell Partners LLC
|
LR-19772 |
Jul. 25, 2006 |
Endocare, Inc., Kevin M. Quilty, and Jerry W. Anderson
Other Release No.: AAER-2464
See also: Complaint in this matter
|
LR-19771 |
Jul. 24, 2006 |
Leslie Mersky, et al.
See also: Administrative Proceeding No. 34-54196
|
LR-19770 |
Jul. 21, 2006 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. |
LR-19769 |
Jul. 21, 2006 |
C+ Capital Management, LLC & Won Charlie Yi |
LR-19768 |
Jul. 20, 2006 |
Gregory L. Reyes, et al.
See also: Complaint in this matter |
LR-19767 |
Jul. 20, 2006 |
John J. Kahl Jr. et al.
See also: Complaint in this matter |
LR-19766 |
Jul. 20, 2006 |
William T. Owens and Weston L. Smith
Other Release No.: AAER-2461 |
LR-19765 |
Jul. 20, 2006 |
Steven Misner
See also: Complaint in this matter |
LR-19764 |
Jul. 17, 2006 |
Renaissance Asset Fund, Inc., Ronald J. Nadel, and Joseph M. Malone
See also: Complaint in this matter
|
LR-19763 |
Jul. 17, 2006 |
Time Warner Inc.
See also: Notice in this matter
|
LR-19762 |
Jul. 17, 2006 |
David N. Anderson and Nancy C. Dipietro
|
LR-19761 |
Jul. 14, 2006 |
Pittsford Capital Income Partners, L.L.C., et al.
|
LR-19760 |
Jul. 13, 2006 |
Sherwin P. Brown, Jamerica Financial, LLC and Brawta Ventures, LLC
|
LR-19759 |
Jul. 13, 2006 |
Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
|
LR-19758 |
Jul. 11, 2006 |
Richard W. Deboe
See also: Administrative Proceeding No. 34-54114
|
LR-19757 |
Jul. 10, 2006 |
Deep Rock Oil Company and David W. Taylor, Defendants
See also: Complaint in this matter
|
LR-19756 |
Jul. 7, 2006 |
Rollin M. Dick and James S. Adams
Other Release No.: AAER-2458
|
LR-19755 |
Jul. 5, 2006 |
HydroFlo, Inc. and Dennis Mast
|
LR-19754 |
Jul. 5, 2006 |
John Samson, John G. A. Munro, Ian N. Campbell, and John H. Whelan
Other Release No.: AAER-2456
See also: Complaint in this matter
|
LR-19753 |
Jul. 5, 2006 |
Focus Financial Associates, Inc.
|
LR-19752 |
Jul. 3, 2006 |
Efoora, Inc. Partners Holding, LLC, David S. Grosky and Melvin S. Dokich
See also: Complaint in this matter
|
Second Quarter |
LR-19751 |
Jun. 30, 2006 |
Marvin Winick, Tekron, Inc. and Luigi Brun
See also: Administrative Proceeding Nos. 34-54072, 33-8718 and 33-8719
|
LR-19750 |
Jun. 30, 2006 |
Jeffrey A. Weston and Integrated Equities, Inc.
See also: Complaint in this matter
|
LR-19749 |
Jun. 30, 2006 |
Dale C. Hatch
|
LR-19748 |
Jun. 29, 2006 |
Wendy Feldman Purner
See also: Complaint in this matter; Administrative Proceeding No. 34-54068
|
LR-19747 |
Jun. 28, 2006 |
Raytheon Company, Daniel P. Burnham, and Aldo R. Servello
See also: Complaint in this matter; Administrative Proceeding No. 33-8715
|
LR-19746 |
Jun. 28, 2006 |
Virbac Corporation, Thomas L. Bell, Joseph A. Rougraff, Douglas A. Hubert, James C. Robison, and Craig S. Campbell
Other Release No.: AAER-2452
See also: Administrative Proceeding Nos. 33-8716 and 33-8717 |
LR-19745 |
Jun. 28, 2006 |
Pension Fund of America, LC, et al.
|
LR-19744 |
Jun. 28, 2006 |
Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership, Eliot Partners, and Relief Defendant Veritasiti Corporation d/b/a MediaData Corporation
|
LR-19743 |
Jun. 28, 2006 |
William T. Owens, et al.
Other Release No.: AAER-2450
|
LR-19742 |
Jun. 28, 2006 |
James L. George, Paul E. Brodhagen, and Michael J. Wright
|
LR-19741A |
Jun. 27, 2006 |
AirTrac, Inc., Clarence Friend, and Christopher Bryan
|
LR-19740 |
Jun. 27, 2006 |
PowerLinx, Inc. (f/k/a SeaView Video Technology, Inc.), George S. Bernardich III, and James R. Cox
Other Release No.: AAER-2446
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54048 and 34-53049
|
LR-19739 |
Jun. 23, 2006 |
T. Gene Gilman, Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc., Defendants, and TradeTek, Ltd. and Commonwealth Financial Holdings, Inc.
|
LR-19738 |
Jun. 23, 2006 |
Alexander J. Yaroshinsky
See also: Amended Complaint in this matter
|
LR-19737 |
Jun. 23, 2006 |
Sunray Oil Company, Inc., Abilene Oil & Gas, LP, Larry Stiles, Defendants, and J&L Drilling, LLC, Relief Defendant
|
LR-19736 |
Jun. 22, 2006 |
Justin Huscher
|
LR-19735 |
Jun. 22, 2006 |
Scientific-Atlanta, Inc.
Other Release No.: AAER-2443
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54030 and 34-54031
|
LR-19734 |
Jun. 21, 2006 |
Frank R. V. Loomans, Defendant, and Luc F. Loomans, Relief Defendant
|
LR-19733 |
Jun. 21, 2006 |
Northshore Asset Management, et al.
|
LR-19732 |
Jun. 21, 2006 |
Carl R. Rose, et al.
|
LR-19731 |
Jun. 19, 2006 |
Ricardo Cavallero, et al.
See also: Complaint in this matter; Temporary Restraining Order
|
LR-19730 |
Jun. 19, 2006 |
Sanjay Kumar and Stephen Richards
Other Release No.: AAER-2442
|
LR-19729 |
Jun. 15, 2006 |
Michael K.C. Tom, et al. |
LR-19728 |
Jun. 14, 2006 |
Arthur A. Goodwin |
LR-19727 |
Jun. 13, 2006 |
Carl R. Rose, et al. |
LR-19726 |
Jun. 13, 2006 |
Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
LR-19725 |
Jun. 13, 2006 |
Terry's Tips and Terry F. Allen
|
LR-19724 |
Jun. 13, 2006 |
Stephen J. Treadway and Kenneth W. Corba
See also: Complaint in this matter
|
LR-19723 |
Jun. 9, 2006 |
Robert E. Shanno; Martin J. Druffner, et al.
|
LR-19722 |
Jun. 9, 2006 |
Matthew Roszak, et al.
See also: Complaint in this matter
|
LR-19721 |
Jun. 7, 2006 |
Brady M. Schofield
Other Release No.: AAER-2440
See also: Complaint in this matter
|
LR-19720 |
Jun. 7, 2006 |
Greg A. Gadel and Daniel J. Skrypek
Other Release No.: AAER-2439
See also: Complaint in this matter
|
LR-19719 |
Jun. 7, 2006 |
Joseph P. Micatrotto
Other Release No.: AAER-2438
See also: Complaint in this matter
|
LR-19718 |
Jun. 6, 2006 |
Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership and Eliot Partners
See also: Complaint in this matter
|
LR-19717 |
Jun. 5, 2006 |
Marion D. Sherrill
|
LR-19716 |
Jun. 5, 2006 |
BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft
See also: Complaint in this matter
|
LR-19715 |
Jun. 1, 2006 |
Universo Foneclub Corporation, Sanderley R. De Vasconcelos, a/k/a Sann Rodrigues, a/k/a Sanderley Vasconcelos, Rev. Victor Sales, a/k/a Victor William, a/k/a Victor Sales DeBrito, a/k/a Victor Sales Brito
See also: Complaint in this matter
|
LR-19714 |
Jun. 1, 2006 |
Jay Slesinger, et al., and Jay Rice
See also: Complaint v. Slesinger et al. and Complaint v. Rice
|
LR-19713 |
Jun. 1, 2006 |
Allen Z. Wolfson, et al.
|
LR-19712 |
May 31, 2006 |
Frederick W. Anton III
See also: Complaint in this matter
|
LR-19711 |
May 24, 2006 |
Michael B. Johnson and Michael Johnson & Company, LLC |
LR-19710 |
May 23, 2006 |
Federal National Mortgage Association
Other Release No.: AAER-2433
See also: Complaint in this matter
|
LR-19708 |
May 22, 2006 |
James Tambone and Robert Hussey
See also: Complaint in this matter |
LR-19707 |
May 22, 2006 |
Focus Financial Associates, Inc. |
LR-19706 |
May 19, 2006 |
Leslie A. Arouh |
LR-19705 |
May 19, 2006 |
Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
See also: Complaint in this matter |
LR-19704 |
May 19, 2006 |
Dennis A. Martin |
LR-19703 |
May 17, 2006 |
Vincent P. Iannazzo and Milton E. Stanson |
LR-19702 |
May 17, 2006 |
Carlos H. Soto, et al. |
LR-19701 |
May 16, 2006 |
Timothy M. Roberts
See also: Complaint in this matter |
LR-19700 |
May 15, 2006 |
Jeffrey L. Gibson and Investment Property Management, LLC |
LR-19699 |
May 15, 2006 |
Exotics.com, Inc.
Other Release No.: AAER-2429
See also: Administrative Proceeding
|
LR-19698 |
May 15, 2006 |
Robert J. Downs, Jr. and Stephen J. Messina
See also: Complaint in this matter
|
LR-19697 |
May 12, 2006 |
Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol |
LR-19696 |
May 11, 2006 |
Sonja Anticevic et al. |
LR-19695 |
May 11, 2006 |
HKW Trading, LLC, et al. |
LR-19694 |
May 10, 2006 |
Henry C. Yuen |
LR-19693 |
May 10, 2006 |
Morgan Stanley & Co. Incorporated
See also: Complaint in this matter |
LR-19692 |
May 9, 2006 |
Samuel Israel III and Daniel E. Marino See also: Administrative Proceeding |
LR-19691 |
May 8, 2006 |
Dennis A. Martin
See also: Complaint in this matter |
LR-19690 |
May 8, 2006 |
Scott B. Hollenbeck, Timothy L. Bradshaw and Steven K. Gilley |
LR-19689 |
May 5, 2006 |
EFS, LLC, Freedom Fidelity, LLC, James N. Pratt, SP&V, LLC and Timothy V. Coffin |
LR-19688 |
May 4, 2006 |
Bio-Heal Laboratories, Inc., Defendant, MRMG Holdings, Inc., Kess Associates, Inc. ICOR, Inc., Bela Enterprises, LLC, and Gibson Island Enterprises, LLC, Relief Defendants
|
LR-19687 |
May 4, 2006 |
Delano N. Sta.Ana
|
LR-19686 |
May 4, 2006 |
W. L. Ware Enterprises and Investments, Inc., d/b/a Ware Enterprises and Investments, Inc., Ware Enterprises and Investments, LLC, and W.L. Ware Enterprises and Investments, LLC, and Warren L. Ware
|
LR-19685 |
May 3, 2006 |
Michael E. Peppel, Ira H. Stanley, Jr. and David J. White
Other Release No.: AAER-2425
See also: Complaint in this matter |
LR-19684 |
May 2, 2006 |
Marnie L. Sharpe and Leonard P. Leclerc
See also: Complaint in this matter |
LR-19683 |
May 2, 2006 |
Deephaven Capital Management, LLC and Bruce Lieberman
See also: Complaint in this matter |
LR-19682 |
May 2, 2006 |
L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick
|
LR-19681 |
May 2, 2006 |
Barry A. Bingham and Bingham Capital Management Corporation
|
LR-19680 |
May 1, 2006 |
CMG-Capital Management Group Holding Company, LLC and Keith G. Gilabert
See also: Complaint in this matter |
LR-19679 |
May 1, 2006 |
Barrington Schneer
|
LR-19678 |
May 1, 2006 |
L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick |
LR-19677 |
Apr. 28, 2006 |
Kimberly J. Carrella, et al. |
LR-19676 |
Apr. 27, 2006 |
James J. Farley and Shelley J. Farley |
LR-19675 |
Apr. 27, 2006 |
Lumenis Ltd., Sagi A. Genger and Kevin Morano
Other Release No.: AAER-2423
See also: Complaint in this matter |
LR-19674 |
Apr. 27, 2006 |
Gregory Applegate |
LR-19673 |
Apr. 27, 2006 |
Ingles Markets Incorporated
Other Release No.: AAER-2422
See also: Complaint in this matter
|
LR-19672 |
Apr. 26, 2006 |
BodyScan Corporation and Anthony Sciuto |
LR-19671 |
Apr. 26, 2006 |
Dominick Savino, et al. |
LR-19670 |
Apr. 26, 2006 |
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
LR-19669 |
Apr. 26, 2006 |
Dean J. Sheptycki |
LR-19668 |
Apr. 25, 2006 |
Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2420
See also: Complaint in this matter
|
LR-19667 |
Apr. 25, 2006 |
Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Partners Small Cap Value Offshore Fund, Ltd.
See also: Complaint in this matter
|
LR-19666 |
Apr. 25, 2006 |
Garner Anthony |
LR-19665 |
Apr. 24, 2006 |
David N. Anderson and Nancy C. Dipietro
See also: Complaint in this matter |
LR-19664 |
Apr. 24, 2006 |
Bank of New York
See also: Complaint in this matter |
LR-19663 |
Apr. 19, 2006 |
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC |
LR-19662 |
Apr. 18, 2006 |
David A. Dadante |
LR-19661 |
Apr. 18, 2006 |
Michael Lauer, et al.
See also: Order in this matter |
LR-19660 |
Apr. 17, 2006 |
Credit First Fund, LP, Credit First, LLC, Credit First Income Plus, LLC, Investors First Financial Services, Inc., Investors Guild, Inc., and David R. Lund |
LR-19659 |
Apr. 17, 2006 |
John P. Utsick et al. |
LR-19658 |
Apr. 17, 2006 |
David L. McMillan |
LR-19657 |
Apr. 17, 2006 |
Tyco International Ltd.
Other Release No.: AAER-2414
See also: Complaint in this matter
|
LR-19656 |
Apr. 13, 2006 |
Thom A. Faria, Stephen J. McLaughlin and William M. Stickney
Other Release No.: AAER-2413
See also: Complaint in this matter |
LR-19655 |
Apr. 13, 2006 |
Ramy El-Batrawi, et al.
See also: Complaint in this matter |
LR-19654 |
Apr. 13, 2006 |
Garner Anthony
See also: Complaint in this matter |
LR-19653 |
Apr. 12, 2006 |
Dollar General Corp., et al.
Other Release No.: AAER-2411 |
LR-19652 |
Apr. 12, 2006 |
PKF and Anthony Frederick John Mead
Other Release No.: AAER-2410
See also: Complaint in this matter
|
LR-19651 |
Apr. 11, 2006 |
Carl Rausch
See also: Complaint in this matter |
LR-19650 |
Apr. 11, 2006 |
Sonja Anticevic et al.
See also: Complaint in this matter; Complaint Exhibit A; Complaint Exhibit B |
LR-19649 |
Apr. 10, 2006 |
Kenneth M. Gerland and Christopher M. Bernabei; Patrick I. Garvey; and Diane Karaoulis
See also: Complaint v. Gerland and Bernabei; Complaint v. Garvey; Complaint v. Karaoulis
|
LR-19648 |
Apr. 10, 2006 |
Xiangsha Feng |
LR-19647 |
Apr. 10, 2006 |
Thomas J. Gerbasio, et al. |
LR-19646 |
Apr. 7, 2006 |
James Vincent O'Brien, et al. |
LR-19645 |
Apr. 7, 2006 |
Exotics.com, Inc., et al.
Other Release No.: AAER-2408 |
LR-19644 |
Apr. 7, 2006 |
Mark T. Ellis |
LR-19643 |
Apr. 6, 2006 |
Armand Dauplaise and Bernard Shinder
Other Release No.: AAER-2407 |
LR-19642 |
Apr. 6, 2006 |
Faisal Zafar and Sameer Thawani
See also: Complaint in this matter |
LR-19641 |
Apr. 5, 2006 |
JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin |
LR-19640 |
Apr. 4, 2006 |
Unlimited Cash, Inc., Douglas Network Enterprises, Sneed Financial Service, LLC, Wayne Douglas Flesher, Nancy Carol Khalial, and Clifton Curtis Sneed, Jr.
See also: Complaint in this matter
|
LR-19639 |
Apr. 4, 2006 |
Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a Pond Equities, Ezra Birnbaum and Shaye Hirsch
See also: Complaint in this matter
|
LR-19638 |
Apr. 4, 2006 |
SBM Investment Certificates, Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury
See also: Complaint in this matter
|
LR-19637 |
Apr. 3, 2006 |
Jon E. Hankins, et al. |
LR-19636 |
Apr. 3, 2006 |
Alexander J. Yaroshinsky |
First Quarter |
LR-19635 |
Mar. 31, 2006 |
2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd. Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd.
See also: Complaint in this matter
|
LR-19634 |
Mar. 31, 2006 |
Sherry L. Gibson |
LR-19633 |
Mar. 31, 2006 |
Brian J. Stucke |
LR-19632 |
Mar. 30, 2006 |
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
See also: Complaint in this matter
|
LR-19631 |
Mar. 30, 2006 |
Conrad P. Seghers and James R. Dickey |
LR-19630 |
Mar. 29, 2006 |
Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker
Other Release No.: AAER-2404
See also: Complaint in this matter
|
LR-19629 |
Mar. 29, 2006 |
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2402 |
LR-19628 |
Mar. 29, 2006 |
Terry F. Favilla and Gary R. Dowell
See also: Complaint in this matter
|
LR-19627 |
Mar. 29, 2006 |
Fernando J. Espuelas et al.
Other Release No.: AAER-2401
See also: Complaint in this matter
|
LR-19626 |
Mar. 29, 2006 |
Cobalt Multifamily Investors I, LLC. Cobalt Multifamily Co. I, LLC, Cobalt Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, Defendants, and Vail Mountain Trust, Relief Defendant
See also: Complaint in this matter
|
LR-19625 |
Mar. 28, 2006 |
Alexander J. Yaroshinsky |
LR-19624 |
Mar. 28, 2006 |
Gregory A. Brady, et al.
Other Release No.: AAER-2400 |
LR-19623 |
Mar. 27, 2006 |
David T. Leboe and Dale G. Rasmussen
Other Release No.: AAER-2399
See also: Complaint in this matter
|
LR-19622 |
Mar. 22, 2006 |
Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and
R.K. Dhawan
Other Release No.: AAER-2398
See also: Complaint in this matter
|
LR-19621 |
Mar. 22, 2006 |
Michael Morrell, et al. |
LR-19620 |
Mar. 21, 2006 |
Travis E. Correll, et al. |
LR-19619 |
Mar. 21, 2006 |
Converge Global, Inc. |
LR-19618 |
Mar. 21, 2006 |
Wind Farm, Inc., et al. |
LR-19617 |
Mar. 21, 2006 |
Bruce Hill, et al.
Other Release No.: AAER-2396 |
LR-19616 |
Mar. 21, 2006 |
A.B. Watley Group, Inc., Paul F. Coughlin, William B. Deakins, Warren R. Fellus, Keith M. Geller, Keevin H. Leonard, Robert F. Malin, Steven E. Malin, Linus N. Nwaigwe, Michael A. Picone, Bryan S. Rogers, and Keith A. Rogers
See also: Complaint in this matter
|
LR-19615 |
Mar. 20, 2006 |
Teresa V. Fernandez |
LR-19614 |
Mar. 20, 2006 |
Barry Richard Kusatzky
Other Release No.: AAER-2394 |
LR-19613 |
Mar. 17, 2006 |
Eric Resteiner, et al. |
LR-19612 |
Mar. 16, 2006 |
C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen |
LR-19611 |
Mar. 16, 2006 |
KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle |
LR-19610 |
Mar. 16, 2006 |
Eric Walsh, John Abresch, et al. |
LR-19609 |
Mar. 16, 2006 |
Patrick A. Grotto, Mark B. Leffers and Jon M. Bloodworth
|
LR-19608 |
Mar. 14, 2006 |
Gary Lynn McDuff
|
LR-19607 |
Mar. 14, 2006 |
Langley Partners, L.P., North Olmsted Partners, L.P., Quantico Partners, L.P., and Jeffrey Thorp
|
LR-19606 |
Mar. 10, 2006 |
BMA Ventures, Inc. and William Robert Kepler |
LR-19605 |
Mar. 9, 2006 |
Scott R. Sacane, et al. |
LR-19604 |
Mar. 9, 2006 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser |
LR-19603 |
Mar. 9, 2006 |
Opsis Technologies Int'l, Inc., et al. |
LR-19602 |
Mar. 8, 2006 |
Delano N. Sta.Ana
See also: Complaint in this matter
|
LR-19601 |
Mar. 8, 2006 |
Michael A. Liberty, et al.
See also: Complaint in this matter
|
LR-19600 |
Mar. 8, 2006 |
K.L. Group, LLC, et al. |
LR-19599 |
Mar. 8, 2006 |
Eduardo A. Masferrer, Juan Carlos Bernace and John M.R. Jacobs |
LR-19598 |
Mar. 8, 2006 |
Viatical Capital, Inc., et al. |
LR-19597 |
Mar. 8, 2006 |
Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa |
LR-19596 |
Mar. 7, 2006 |
Sunbelt Development Corporation, Wendell Rogers, Donald Hammond and Willie Davis |
LR-19595 |
Mar. 7, 2006 |
Latin American Services, Inc., et al. |
LR-19594A |
Sep. 14, 2006 |
One or More Unknown Traders of Options on Common Stock of Ralston Purina Co. |
LR-19593 |
Mar. 7, 2006 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. |
LR-19592 |
Mar. 7, 2006 |
Charis Johnson, LifeClicks, LLC, and 12daily Pro |
LR-19591 |
Mar. 6, 2006 |
Craig H. Reinhard, et al.
See also: Complaint in this matter |
LR-19590 |
Mar. 6, 2006 |
Michael Lauer, et al.
See also: Complaint in this matter |
LR-19589 |
Mar. 3, 2006 |
Sharon E. Vaughn and Directors Financial Group, Ltd.
See also: Complaint in this matter |
LR-19588 |
Mar. 3, 2006 |
Kevin Hobbs et al. |
LR-19587 |
Mar. 2, 2006 |
Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
See also: Complaint in this matter
|
LR-19586 |
Mar. 2, 2006 |
Alan Cao and Jun Shi |
LR-19585 |
Mar. 2, 2006 |
Symbol Technologies, Inc., et al.
Other Release No.: AAER-2391 |
LR-19584 |
Mar. 1, 2006 |
Carl R. Rose, Lawrence A. Clasby, et al. |
LR-19583 |
Mar. 1, 2006 |
Paul J. Silvester, et al. |
LR-19582 |
Mar. 1, 2006 |
Allen Z. Wolfson, et al. |
LR-19581 |
Feb. 28, 2006 |
Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP
See also: Complaint in this matter |
LR-19580 |
Feb. 27, 2006 |
Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella |
LR-19579 |
Feb. 27, 2006 |
Charis Johnson, Lifeclicks, LLC, and 12daily Pro
See also: Complaint in this matter
|
LR-19578 |
Feb. 27, 2006 |
NetEase.com, Inc.
Other Release No.: AAER-2382
See also: Complaint in this matter
|
LR-19577 |
Feb. 24, 2006 |
August M. Cruciotti
See also: Notice in this matter
|
LR-19576 |
Feb. 24, 2006 |
Carl R. Rose, et al.
|
LR-19575 |
Feb. 23, 2006 |
Dean J. Sheptycki |
LR-19574 |
Feb. 23, 2006 |
Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC |
LR-19573 |
Feb. 22, 2006 |
KPMG LLP, et al. |
LR-19572 |
Feb. 17, 2006 |
Vestron Financial Corp., et al.
|
LR-19571 |
Feb. 17, 2006 |
iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott
See also: Complaint in this matter
|
LR-19570 |
Feb. 17, 2006 |
Patrick Kirkland |
LR-19569 |
Feb. 17, 2006 |
Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman
See also: Complaint in this matter
|
LR-19568 |
Feb. 16, 2006 |
Sanjiv S. Agarwala |
LR-19567 |
Feb. 16, 2006 |
Eric J. McCracken, et al.
Other Release No.: AAER-2375 |
LR-19566 |
Feb. 15, 2006 |
Paul J. Silvester and Ben F. Andrews, Jr. |
LR-19565 |
Feb. 15, 2006 |
Credit First Fund, LP, et al. |
LR-19564 |
Feb. 14, 2006 |
Lori G. Addison
See also: Complaint in this matter |
LR-19563 |
Feb. 13, 2006 |
Ronald J. Bauer |
LR-19562 |
Feb. 10, 2006 |
George A. Todt, et al. |
LR-19561 |
Feb. 9, 2006 |
MSTG Solutions, Inc. and Gil Kim |
LR-19560 |
Feb. 9, 2006 |
American International Group, Inc.
Other Release No.: AAER-2371
See also: Complaint in this matter |
LR-19559 |
Feb. 9, 2006 |
Brad A. Weaver and Beta Asset Management, Inc. |
LR-19558 |
Feb. 8, 2006 |
Elsie M. Leung
Other Release No.: AAER-2374
|
LR-19557 |
Feb. 7, 2006 |
Bruce E. Snyder, Jr.
Other Release No.: AAER-2372
|
LR-19556 |
Feb. 6, 2006 |
Joshua Yafa, et al. |
LR-19555 |
Feb. 6, 2006 |
John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc.
See also: Complaint in this matter |
LR-19554 |
Feb. 3, 2006 |
Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC |
LR-19553 |
Feb. 2, 2006 |
William A. Day |
LR-19552 |
Feb. 2, 2006 |
Ronald Ferguson, Elizabeth Monrad, Robert Graham, Christopher Garand, and Christian Milton
Other Release No.: AAER-2369
See also: Complaint in this matter |
LR-19551 |
Feb. 2, 2006 |
Wallace Nakano |
LR-19550 |
Jan. 31, 2006 |
Mark Kishel |
LR-19549 |
Jan. 31, 2006 |
Victor J. Menezes
See also: Complaint in this matter |
LR-19548 |
Jan. 30, 2006 |
Thomas P. Clark
Other Release No.: AAER-2368 |
LR-19547 |
Jan. 30, 2006 |
WMDS, Inc. et al.
See also: Complaint in this matter |
LR-19546 |
Jan. 30, 2006 |
U.S. Wind Farming, Inc., William L. Telander, et al. |
LR-19545 |
Jan. 27, 2006 |
Teresa V. Fernandez |
LR-19544 |
Jan. 26, 2006 |
James J. McDermott, et al. |
LR-19543 |
Jan. 26, 2006 |
Allan Boren, et al. |
LR-19542 |
Jan. 25, 2006 |
Morgan Cooper, et al. |
LR-19541 |
Jan. 24, 2006 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. |
LR-19540 |
Jan. 24, 2006 |
Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta |
LR-19539 |
Jan. 23, 2006 |
Ernesto Sibal, et al. |
LR-19538 |
Jan. 23, 2006 |
Mark Kishel
See also: Complaint in this matter |
LR-19537 |
Jan. 20, 2006 |
Stansbury Holdings Corporation, Aldine J. Coffman, Jr., Dennis R. Staal, CPA, Richard E. Sellers, CPA, and Sellers & Associates P.C.
Other Release No.: AAER-2366 |
LR-19536 |
Jan. 20, 2006 |
Fortress Financial Group, Inc. and Jeffrey A. Richie |
LR-19535a |
Jan. 20, 2006 |
i2 Technologies, Inc.
See also: Court order; SEC'S Unopposed Motion for Approval of Distribution Plan |
LR-19534 |
Jan. 20, 2006 |
Groh Asset Management, Inc. and Roger O. Groh
See also: Complaint in this matter |
LR-19533 |
Jan. 20, 2006 |
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2365 |
LR-19532 |
Jan. 19, 2006 |
Sport-Haley, Inc., Steve S. Auger, and Kenneth R. LeCrone
Other Release No.: AAER-2364 |
LR-19531 |
Jan. 18, 2006 |
Deog Kyoon Jeong
See also: Complaint in this matter |
LR-19530 |
Jan. 13, 2006 |
Roger A. Householder |
LR-19529 |
Jan. 13, 2006 |
Kimberly J. Carrella, et al. |
LR-19528 |
Jan. 12, 2006 |
Thomas J. Bucknum
See also: Complaint in this matter |
LR-19527 |
Jan. 10, 2006 |
Richard A. Svoboda and Michael A. Robles |
LR-19526 |
Jan. 10, 2006 |
Daniel Calugar and Security Brokerage, Inc. |
LR-19525 |
Jan. 10, 2006 |
Anthony F. Giordano
See also: Complaint in this matter |
LR-19524 |
Jan. 6, 2006 |
eWealth Securities, Inc., et al. |
LR-19523 |
Jan. 5, 2006 |
David M. Faubert, et al. |
LR-19522 |
Jan. 5, 2006 |
Bruce M. Perry and M. Brooks Turkel |
LR-19521 |
Jan. 4, 2006 |
Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2361
See also: Complaint in this matter |
LR-19520 |
Jan. 4, 2006 |
McAfee, Inc.
Other Release No.: AAER-2360
See also: Complaint in this matter |
LR-19519 |
Jan. 3, 2006 |
Dennis S. Herula et al. |
LR-19518 |
Jan. 3, 2006 |
Lee David Edelman
See also: Complaint in this matter |
LR-19517 |
Jan. 3, 2006 |
Karnig H. Durgarian, Jr.,Donald F. McCracken, Ronald B. Hogan, Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs
See also: Complaint in this matter
|
http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2006.shtml
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