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Enclosure 4 -- Table 3. Regulatory Requirements Applicable to All Acquisition Programs.

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DEFENSE ACQUISITION GUIDEBOOK
DoD Instruction 5000.02
Enclosure 4 -- Statutory and Regulatory Information and Milestone Requirements

Table 3. Regulatory Requirements Applicable to All Acquisition Programs (unless otherwise noted).

Regulatory policy applicable to Acquisitions of Services is discussed in Enclosure 9. Information requirements stated in this table do not apply to these acquisitions unless specifically addressed in Enclosure 9.

INFORMATION REQUIRED

SOURCE

WHEN REQUIRED

Acquisition Information Assurance Strategy (All IT-including NSS)

DoDI 8580.1 (Reference (ai))

This Instruction

MS A

MS B

MS C

Full-Rate Production DR (or Full Deployment DR)

Acquisition Strategy

This Instruction

Program Initiation for Ships

MS B

MS C

Full-Rate Production DR (or Full Deployment DR)

ADM

This Instruction

Program Initiation for Ships

MS A

MS B

MS C

Each Review

Affordability Assessment

This Instruction

MS B

MS C

AoA

This Instruction

MS A

MS B (updated as necessary)

MS C (updated as necessary)

Full Deployment DR (for AIS)

AoA Study Guidance

This Instruction

Materiel Development Decision (updated as necessary)

AoA Study Plan

This Instruction

Immediately following the Materiel Development Decision consistent with MDA Direction (updated as necessary)

APB

This Instruction

Program Initiation for Ships

MS B

MS C (updated, as necessary)

Full-Rate Production DR (or Full Deployment DR)

CDD

Reference (h)

Program Initiation for Ships

MS B

CIO Confirmation of CCA Compliance (See Enclosure 5)

This Instruction

MS A

Program Initiation for Ships

MS B

MS C (if Program Initiation or if equivalent to Full Deployment DR)

Full-Rate Production (or Full Deployment) DR

Component LFT&E Report

(OSD LFT&E oversight programs only)

This Instruction

Completion of Live Fire Test and Evaluation

Cost Analysis Requirements Description (CARD)

(MDAPs and MAIS acquisition programs only)

(CARDs shall be prepared according to the procedures specified in Enclosure 7 of this Instruction)

This Instruction

For MDAPs

- Program Initiation for Ships

- MS B

- MS C

- Full-Rate Production DR

For MAIS

- Any time an Economic Analysis is required-either by statute or by the MDA

Corrosion Prevention Control Plan
(part of Acquisition Strategy)
(ACAT I only)

DoDI 5000.67 (Reference (aj))

This Instruction

MS B

MS C

CPD

Reference (h)

MS C

Defense Acquisition Executive Summary (MDAPs and MAIS only)

This Instruction

Quarterly

Upon POM or BES submission

Upon unit cost breach

DoD Component Cost Estimate
(mandatory for MAIS; as required by CAE for MDAP)

This Instruction

MS A

For MDAPs

- Program Initiation for Ships

- MS B

- Full-Rate Production DR

For MAIS

- Any time an Economic Analysis is required-either by statute or by the MDA

Exit Criteria

This Instruction

Program Initiation for Ships

MS A

MS B

MS C

Each Review

ICD

Reference (h)

Materiel Development Decision

MS A

MS B

MS C (if Program Initiation)

Independent Technology Readiness Assessment (ACAT ID only)

(if required by the office of the Director, Defense Research and Engineering)

This Instruction

MS B

MS C

Information Support Plan (ISP) (All IT-including NSS)

DoD Directive 4630.05 (Reference (ak))

DoD Instruction 4630.8 (Reference (al))

Program Initiation for Ships (Initial ISP)

MS B (Initial ISP)

CDR (Revised ISP) (unless waived)

MS C (ISP of Record)

IT and NSS Joint Interoperability Test Certification (All IT-including NSS)

Chairman of the Joint Chiefs of Staff Manual 3170.01 (Reference (am))

CJCSI 6212.01 (Reference (an))

Reference (ak)

Full-Rate Production DR (or Full Deployment DR)

IUID Implementation Plan

DoD Instruction 8320.04 (Reference (ao))

MS A (summarized in SEP)

MS B (annex to SEP)

MS C (annex to SEP)

LCSP

(part of Acquisition Strategy)

This Instruction

MS B

MS C

Full-Rate Production DR

Life-Cycle Signature Support Plan

DoD Directive 5250.01 (Reference (ap))

MS A (summarized in TDS)

Program Initiation for Ships

MS B

MS C (updated as necessary)

Net-Centric Data Strategy
(Approach summarized in TDS and detailed in ISP)

Reference (l)

MS A

Program Initiation for Ships

MS B

MS C

Operational Test Agency Report of Operational Test and Evaluation Results

This Instruction

MS B

MS C

Full-Rate Production DR

PDR Report

This Instruction

MS B

Post-PDR Assessment if PDR is conducted after MS B

Post-CDR Report

This Instruction

Post-CDR Assessment

Program Deviation Report

This Instruction

Immediately upon a program deviation

Program Protection Plan (PPP) (for programs with critical program information) (includes Anti-Tamper Annex) (also summarized in the Acquisition Strategy)

Reference (m)

MS A (CPI stated in TDS)

MS B

MS C

Spectrum Supportability Determination (applicable to all systems/equipment that use the electromagnetic spectrum in the U.S. and in other host nations)

DoD Directive 4650.1, Reference (aq)

MS B

MS C

System Threat Assessment Report (STAR)

- validated by Defense Intelligence Agency (DIA) for ACAT ID programs)

- validated by DoD Components for ACAT IC programs

- Programs on the DOT&E Oversight List require a STAR regardless of ACAT designation

(MAIS programs use the DIA validated Information Operations Capstone Threat Assessment)

This Instruction

DoD Directive 5105.21 (Reference (ar))

Reference (q)

DIA Instruction 5000.002 (Reference (as))

Program Initiation for Ships

MS B

MS C

System Threat Assessment (STA)

- validated by DoD Components for ACAT II programs

(AIS programs may use the DIA validated Information Operations Capstone Threat Assessment)

This Instruction

Reference (ar)

Reference (q)

Reference (as)

MS B

MS C

Systems Engineering Plan

This Instruction

MS A

MS B

MS C

TDS

(ACAT II and below)

This Instruction

MS A

Technology Readiness Assessment

This Instruction

Program Initiation for Ships (preliminary assessment)

MS B

MS C

TEMP

This Instruction

MS B

MS C (update, if necessary)

Full-Rate Production DR (or Full Deployment DR)

TES

This Instruction

MS A

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