USDOL/OALJ Reporter: Whistleblower Caselist 2011 SOX

USDOL/OALJ Reporter: Whistleblower Decisions
SARBANES-OXLEY ACT, § 806
2011-SOX


2011-SOX-2 Svendsen v. U.S. Security Associates, Inc.: Order Dismissing Complaint (ALJ Jan. 19, 2011) (Johnson) PDF | HTM

2011-SOX-3 Tay v. Ingersoll Rand Co.: Final Order Dismissing Matter With Prejudice (ALJ June 8, 2012) (Odegard) (settlement) PDF | HTM

2011-SOX-4 Cunningham v. Livedeal, Inc.: Order of Dismissal (ALJ Apr. 1, 2011) (Pulver) PDF | HTM; Final Decision and Order Approving Settlement Agreement and Dismissing Petition for Review (ARB Aug. 5, 2011) PDF | HTM

2011-SOX-5 Hix v. Fedex Corp.: Order of Dismissal (ALJ May 2, 2012) (Sellers) (complaint filed in U.S. District Court for the Western District of Arkansas) PDF | HTM

2011-SOX-6 Pik v. Credit Suisse AG: Decision and Order Dismissing Complaint (ALJ Mar. 3, 2011) (Sarno) PDF | HTM; Final Decision and Order (ARB May 31, 2012) PDF | HTM

2011-SOX-7 Heaton v. Humana, Inc.: Final Order Approving Settlement (ALJ June 1, 2011) (Timlin) PDF | HTM

2011-SOX-8 Nieman v. Nationwide Mutual Insurance: Order Granting Complainant's Motion to Dismiss With Prejudice (ALJ Feb. 17, 2011) (Burke) PDF | HTM

2011-SOX-9 Adel v. Schlumberger, N.V. (Ltd.): Order Granting Respondent's Motion for Summary Decision and Order Dismissing Complaint (ALJ Apr. 27, 2011) (Sarno) PDF | HTM; Final Decision and Order Dismissing Complaint (ARB Jan. 9, 2012) (action filed in United States District Court for the Southern District of Texas) PDF | HTM

2011-SOX-10 Galinsky v. Bank of America Corporation: Recommended Decision and Order (ALJ May 31, 2011) (Romano) PDF | HTM; Final Decision and Order (ARB Oct. 31, 2012) PDF | HTM

2011-SOX-11 Wallace v. Tesoro Corp.: Order Dismissing Complaint for Removal to U.S. District Court (ALJ Apr. 15, 2011) (Avery) PDF | HTM

2011-SOX-12 Lawlor v. Online Resources Corp.: Recommended Order of Dismissal (ALJ Jan. 31, 2011) (Chapman) PDF | HTM

2011-SOX-14 Sinclair v. Volt Information Sciences, Inc. and Volt Delta Resources, LLC: Final Order Approving Settlement (ALJ Apr. 7, 2011) (Timlin) PDF | HTM

2011-SOX-15 Demopolous v. Deutsche Bank Securities, Inc.: Order of Dismissal (ALJ Mar. 31, 2011) (Odegard) PDF | HTM

2011-SOX-17 Fujii v. Teva Pharmaceuticals Industries Ltd.: Order Dismissing Matter, Based on Complainant's Withdrawal of Complaint (ALJ Mar. 31, 2011) (Odegard) PDF | HTM

2011-SOX-18 Goodling v. ABB, Ltd.: Order of Dismissal (ALJ May 24, 2011) (Vittone) PDF | HTM; Final Decision and Order Dismissing Appeal (ARB Dec. 12, 2011) PDF | HTM

2011-SOX-19 Houton v. Wachovia Corp.: Recommended Summary Decision Dismissing Request for Hearing (ALJ Apr. 20, 2011) (Romano) PDF | HTM

2011-SOX-20 Bradley v. Centerpoint Energy, Inc.: Order Dismissing Claim (ALJ Apr. 11, 2011) (Kennington) PDF | HTM

2011-SOX-21 Gonzales v. JC Penney Co.: Decision and Order (ALJ Dec. 15, 2011) (Pulver) PDF | HTM

2011-SOX-22 Woodling v. Matrix Service Co.: Order Granting Respondent's Motion for Summary Decision (ALJ May 26, 2011) (Solomon) PDF | HTM

2011-SOX-23 Lyon v. Northern Trust: Order Approving Settlement and Dismissing With Prejudice (ALJ Apr. 12, 2011) (Lesniak) PDF | HTM

2011-SOX-24 Ferguson v. Federal Deposit Insurance Corp., as Receiver of Bankunited, FSB, and BankUnited Financial Corp.: rder Granting FDIC Receiver’s Motion for Summary Judgment and Dismissal As to BankUnited Financial Corporation (ALJ Sept. 7, 2012) (Dorsey) PDF

2011-SOX-25 Krise v. Management & Training Corp.: Order Granting Motion for Summary Decision (ALJ June 17, 2011) (Gee) PDF | HTM

2011-SOX-26 Luu v. Hewlett Packard, Inc.: Order Dismissing Complaint With Prejudice (ALJ May 11, 2011) (Gee) PDF | HTM

2011-SOX-27 Poli v. Jacobs Engineering Group: Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Apr. 21, 2011) (Geraghty) PDF | HTM; Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Apr. 29, 2011) PDF | HTM; Decision and Order of Remand (ARB Aug. 31, 2012) PDF | HTM

2011-SOX-29 Pittman v. TEG Staffing, Inc.: Order of Dismissal (ALJ Aug. 5, 2011) (Berlin) (Complainant elected to proceed in federal district court) PDF | HTM

2011-SOX-32 Tyler v. Slay Transportation Co.: Order of Dismissal (ALJ Oct. 31, 2011) (Rosenow) PDF | HTM

2011-SOX-33 Dampeer v. Jacobs Technology - Engineering and Science Group: Decision and Order (ALJ Sept. 16, 2011) (Avery) PDF | HTM; Order Denying Motion to Dismissal Appeal, and Alternatively to Strike Brief (ARB Dec. 5, 2011) PDF | HTM

2011-SOX-34 Pittman v. Bank of America Corp.: Order of Dismissal (ALJ June 21, 2011) (Berlin) (Complainant elected to proceed in federal district court) PDF | HTM

2011-SOX-35 Defazio v. Sheraton Steamboat Resorts & Villas: Order Dismissing Complaint As Untimely (ALJ July 5, 2011) (Purcell) PDF | HTM; Final Decision and Order (ARB Oct. 23, 2012) PDF | HTM

2011-SOX-36 Blaho-Owens v. Merial Limited: Order of Dismissal With Prejudice and Order Cancelling Scheduled Hearing (ALJ June 21, 2011) (Bergstrom) (Complainant elected to proceed in federal district court) PDF | HTM

2011-SOX-37 Torres v. Walgreen Co.: Order of Dismissal (ALJ July 7, 2011) (Kennington) PDF | HTM

2011-SOX-38 Wilk v. Amtrust Underwriters, Inc.: Order of Dismissal (ALJ July 14, 2011) (Geraghty) PDF | HTM

2011-SOX-39 Smith v. Fannie Mae: Order Granting Withdrawal - Cancellation of Hearing (ALJ Nov. 2, 2012) (Reilly) PDF | HTM

2011-SOX-41 Banerjee v. BNP Paribas: Decision and Order Granting Respondent's Supplemental Motion for Summary Decision (ALJ Mar. 30, 2012) (Harris) PDF | HTM

2011-SOX-42 Rank v. Becton Dickinson Diagnostics Systems: Decision and Order Approving Settlement (ALJ Nov. 20, 2012) (Kirby) PDF | HTM

2011-SOX-43 Prabhu v. Siemens Medical Solutions, USA: Final Order (ALJ Jan. 17, 2012) (Timlin) PDF | HTM

2011-SOX-44 Koonce v. City Trends: Order of Dismissal (ALJ Oct. 19, 2011) (Sarno) PDF | HTM

2011-SOX-45 Hix v. Fedex Corp.: Order of Dismissal (ALJ May 2, 2012) (Sellers) (complaint filed in U.S. District Court for the Western District of Arkansas) PDF | HTM

2011-SOX-47 Isaacs v. Manpower Group: Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Nov. 16, 2011) (Calianos) PDF | HTM