SARBANES-OXLEY ACT, § 806
2010-SOX
- 2010-SOX-1 Paradiso v. Tyson Foods, Inc.
Order Granting Respondent's Motion to Dismiss (ALJ Feb. 2, 2010) (Price) PDF | HTM
- 2010-SOX-2 Lyon v. Canadian National Railroad Co.
Order of Dismissal (ALJ Nov. 10, 2010) (Timlin) PDF | HTM
- 2010-SOX-3 Prioleau v. Sikorsky Aircraft Corp.
Decision and Order Granting Summary Decision and Dismissing Complaint (ALJ Feb. 3, 2010) (Sutton) PDF | HTM
Final Decision and Order of Remand (ARB Nov. 9, 2011) PDF | HTM
Order Denying Interlocutory Review (ARB Aug. 30, 2012) PDF | HTM
Decision and Order Dismissing Complaint (ALJ Sept. 18, 2012) PDF | HTM
- 2010-SOX-4 Falcon-Rodriguez v. Hertz Corp.
Order Dismissing Complaint (ALJ Jan. 19, 2010) (Johnson) PDF | HTM
- 2010-SOX-5 Millan v. AIG, Inc.
Decision and Order Dismissing Complaint Without Prejudice (ALJ July 16, 2010) (Calianos) PDF | HTM
- 2010-SOX-6 Sanchez-Russell v. Kindred Healthcare
Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Apr. 30, 2010) (Torkington) PDF | HTM
- 2010-SOX-7 Anderson v. Schering-Plough Corporate World Headquarters
Order of Dismissal (ALJ Feb. 9, 2010) (Romano) PDF | HTM
Final Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ARB Jan. 31, 2011) PDF | HTM
- 2010-SOX-8 Linden v. Kowabunga, Inc.
Final Decision and Order Approving Settlement and Dismssing Case With Prejudice (ALJ June 16, 2010) (Purcell) PDF | HTM
- 2010-SOX-9 Moldauer v. Canandaigua Wine Co.
Order Dismissing Complaint (ALJ Jan. 28, 2010) (Johnson) PDF | HTM
Notification to Parties That Case Has Not Been Accepted for Review (ARB Mar. 9, 2010) PDF | HTM
- 2010-SOX-10 Sanders v. American Tower Corporation
Order of Dismissal (ALJ Mar. 9, 2010) (Sarno) PDF | HTM
- 2010-SOX-11 Henderson v. Masco Framing Corp.
Henderson v. Masco Framing Corp., No. 11-cv-00088 (D.Nev. July 22, 2011) (SOX claims is arbitrable; Dodd-Frank amendments are not retroactive) PDF
- 2010-SOX-12 Hudes v. The International Bank for Reconstruction & Development
Decision and Order Dismissing Complaint (ALJ Feb. 22, 2010) (Johnson) PDF
Hudes v. Aetna Life Insurance Co., No. 1:10-cv-01444 (D.D.C. 2011) (Memorandum Opinion) PDF
Hudes v. Aetna Life Insurance Co., No. 11-7109 (C.A.D.C. Nov. 20, 2012) (Judgment [affirming district court]) PDF
- 2010-SOX-13 Beach v. Tyson Foods, Inc.
Order of Dismissal (ALJ Mar. 25, 2010) (Rosenow) PDF
- 2010-SOX-14 Hylton v. The Seminole Tribe of Florida
Decision and Order Dismissing Complaint (ALJ Mar. 1, 2010) (Purcell) PDF
Final Decision and Order (ARB Oct. 31, 2011) PDF | HTM
- 2010-SOX-15 Brantley v. Wal-Mart Stores, Inc.
Order Granting Respondent's Motions to Dismiss Appeals of Sarah Brantley, Rouzbeth Hashemi and David Peterson (ALJ Mar. 12, 2010) (Romero) PDF
- 2010-SOX-16 Hashemi v. Wal-Mart Stores, Inc.
Order Granting Respondent's Motions to Dismiss Appeals of Sarah Brantley, Rouzbeth Hashemi and David Peterson (ALJ Mar. 12, 2010) (Romero) PDF
- 2010-SOX-17 Peterson v. Wal-Mart Stores, Inc.
Order Granting Respondent's Motions to Dismiss Appeals of Sarah Brantley, Rouzbeth Hashemi and David Peterson (ALJ Mar. 12, 2010) (Romero) PDF
- 2010-SOX-18 Turin v. AmTrust Financial Services, Inc.
Decision and Order Granting Respondent's Motion to Dismiss the Complaint (ALJ June 30, 2011) (Timlin) PDF
- 2010-SOX-19 Vroom v. General Electric Co.
Order Granting Requests for Reconsideration, and for Summary Judgment (ALJ June 25, 2010) (Chapman) PDF | HTM
Final Decision and Order Dismissing Complaint (ARB Nov. 8, 2010) PDF | HTM
- 2010-SOX-20 Horan v. Wachovia Bank/Wells Fargo
Decision and Order Granting Respondents' Motion for Summary Decision (ALJ Apr. 23, 2010) (Sarno) PDF | HTM
- 2010-SOX-21 Romero v. The Coca Cola Co.
Order Dismissing Complant (ALJ Apr. 7, 2010) (Purcell) PDF | HTM
Final Decision and Order (ARB Sept. 30, 2010) PDF | HTM
- 2010-SOX-22 Kim v. The Boeing Company
Decision and Order Granting Motion for Reconsideration of Waiver Provision in 4/12/10 Order and Subsequent 4/20/10 Order and Order Dismissing Case and Cancelling Hearing (ALJ Sept. 14, 2010) (Etchingham) PDF | HTM
Kim v. The Boeing Co., No. C10-1850RSM (W.D.Wash. Sept. 23, 2011) (Order Granting Motion for Summary Judgment) PDF
Kim v. The Boeing Co., No. 11-35879 (9th Cir. Oct. 25, 2012) (Memorandum) PDF
- 2010-SOX-23 Geraghty v. GMR Marketing, LLC
Order Dismissing Complant (ALJ Apr. 27, 2010) (Johnson) PDF | HTM
- 2010-SOX-24 Brittain v. Tyson Foods
Decision and Order Dismissing the Complant and Cancelling Hearing (ALJ Apr. 1, 2010) (Avery) PDF | HTM
- 2010-SOX-25 Becker v. GMS Marketing, LLC
Order of Dismissal (ALJ Apr. 27, 2010) (Burke) PDF | HTM
- 2010-SOX-26 Surguladze v. UBS Investment Bank and UBS AG
Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ June 9, 2010) (Bullard) PDF | HTM
- 2010-SOX-27 Lewis v. Walt Disney World
Decision and Order Granting Respondent's Motion for Summary Decision (ALJ May 25, 2010) (Sarno) PDF | HTM
Final Decision and Order (ARB Jan. 27, 2012) PDF | HTM
- 2010-SOX-28 Harvey v. Space Sysems/Loral
Decision and Order Dismissing Claim (ALJ Apr. 28, 2010) (Craft) PDF | HTM
- 2010-SOX-29 Spinner v. David Landau & Associates, LLC
Recommended Summary Decision Dismissing Complaint (ALJ June 2, 2010) (Romano) PDF | HTM
Final Decision and Order of Remand (May 31, 2012) PDF | HTM
- 2010-SOX-30 Fagan v. Mass Mutual Life Investors Services, Inc.
Order Granting Respondent's Motion to Dismiss and Cancelling Hearing (ALJ May 19, 2010) (Calianos) PDF | HTM
- 2010-SOX-31 Barrett v. E-Smart Technologies, Inc.
Decision and Order (ALJ Sept. 9, 2011) (Berlin) PDF | HTM
Final Order Approving Withdrawal of Respondent's Petition for Review and Dismissing Appeal (ARB Nov. 30, 2011) PDF | HTM
- 2010-SOX-32 Xie v. Hospira, Inc.
Order of Dismissal (ALJ Sept. 14, 2010) (Solomon) PDF | HTM
Xie v. Hospira, Inc. , No. 10-cv-06777 (N.D. Ill. Apr. 27, 2011) (Memorandum Opinion and Order) (discovery issues) PDF
Xie v. Hospira, Inc. , No. 10-cv-06777 (N.D. Ill. Sept. 2, 2011) (Memorandum Opinion and Order) (summary judgment) PDF
- 2010-SOX-33 Fort v. Tennessee Commerce Bancorp, Inc.
Solis v. Tennessee Commerce Bancorp, Inc., No. 3:10-cv-00472 (M.D.Tenn. May 19, 2010) (Memorandum) (order granting Secretary of Labor's motion for TRO and preliminary order requiring Defendant to comply with Secretary's preliminary orders) PDF | HTM
Order Dismissing Complaint (ALJ Oct. 15, 2010) (Sarno) (removed to federal court) PDF | HTM
- 2010-SOX-35 Stein v. CME Group, Inc.
Final Order – Approval of Settlement and Withdrawal of Objections, and Dismissal of Complaint With Prejudice (ALJ Oct. 13, 2010) (Stansell-Gamm) PDF | HTM
- 2010-SOX-36 Wong v. CXK, Inc.
Decision and Order (ALJ Sept. 13, 2011) (Romano) (complaint filed in S.D.N.Y.) PDF | HTM
Wong v. CKX, Inc., No. 11-cv-6291 (S.D.N.Y. Sept. 11, 2012) (Opinion and Order) PDF
- 2010-SOX-37 Johnson v. U.S. Bancorp/U.S. Bank National Association
Order Denying Petition for Interlocutory Review (ARB Mar. 14, 2011) PDF | HTM
Decision and Order (ALJ Oct. 29, 2012) (Kennington) PDF | HTM
Johnson v. U.S. Bancorp, No. 2:11-cv-2010 (W.D. Wash. Dec. 18, 2012) (Order Granting in Part and Denying in Part Defendant's Motion to Dismiss or, in the Alternative, Motion to Strike) PDF
Johnson v. U.S. Bancorp, No. 2:11-cv-2010 (W.D. Wash. Dec. 18, 2012) (Order Granting in Part and Denying in Part Non-Party Christopher Heman and Defendants' Motion for a Protective Order Re AT&T Subpoena) PDF
- 2010-SOX-38 Johnson v. Wellpoint, Inc.
Order Granting Respondent's Motion for Judgment on the Pleadings Pursuant to FRCP 12(c) and Order Granting Respondent's Motion for Summary Decision and Order Dismissing Complaint and Cancelling Hearing (ALJ Feb. 25, 2011) (Bergstrom) PDF | HTM
- 2010-SOX-40 Bond v. The Boeing Company
Decision and Order Dismissing Untimely Filed Complaint (ALJ Sept. 14, 2010) (Etchingham) PDF | HTM
- 2010-SOX-41 Hayden v. Concur Technologies, Inc.
Order Approving Settlement (ALJ Jan. 3, 2011) (Pulver) PDF | HTM
- 2010-SOX-42 Elliott v. MDU Resources
Decision and Order Granting Respondents' Motion to Dismiss (ALJ Aug. 25, 2010) (Purcell) PDF | HTM
- 2010-SOX-43 O'Bryan v. Old Second Bancorp. Inc.
Recommended Final Order of Dismissal (ALJ Oct. 7, 2010) (Kennington) PDF | HTM
- 2010-SOX-44 Loscalso v. Ameriprise Financial, Inc.
Order of Dismissal (ALJ Oct. 13, 2010) (Timlin) PDF | HTM
- 2010-SOX-45 Wimer-Gonzales v. J.C. Penney Corp., Inc.
Decision and Order Granting Summary Decision (ALJ Sept. 16, 2010) (Berlin) PDF | HTM
Order Dismissing Complaint and Denying Motion for Extension of Time (ARB Nov. 17, 2011) PDF | HTM
Order Granting Reconsideration and Re-Instating Case on Docket (ARB Feb. 7, 2012) PDF | HTM
Final Decision and Order (ARB Sept. 28, 2012) PDF | HTM
Order Denying Motion for Reconsideration (ARB Nov. 7, 2012) PDF | HTM
- 2010-SOX-46 Santoro v. Tekni-Plex, Inc.
Recommended Decision and Order (ALJ Apr. 20, 2010) (Romano) PDF | HTM
Final Decision and Order Dismissing Appeal (ARB Aug. 5, 2011) PDF | HTM
- 2010-SOX-47 Lasiter v. Kellog Brown & Root (KBR)
Decision and Order (ALJ Feb. 3, 2011) (Rosenow) PDF | HTM
- 2010-SOX-48 Simkus v. United Airlines, Inc.
Order Dismissing Complaint (ALJ Dec. 22, 2010) (Purcell) PDF | HTM
Order Dismissing Complaint (ARB Apr. 5, 2011) PDF | HTM
Simkus v. United Air Lines, Inc., No. 11-cv-2165 (N.D. Ill. July 31, 2012) (Memorandum Opinion and Order) PDF
- 2010-SOX-49 Gunther v. Deltek, Inc.
Decision and Order Granting Claim in Part and Dismissing Individual Respondents (ALJ July 31, 2012) (Lakes) PDF | HTM
Order Dismissing Interlocutory Appeals (ARB Sept. 11, 2012) PDF | HTM
- 2010-SOX-50 Jordan v. Sprint Nextel Corp.
Order Dismissing Complaint and Denying Motion for Attorney's Fees (ALJ Dec. 6, 2010) (Johnson) PDF | HTM
Notice of Dismissal (ARB June 29, 2012) PDF | HTM
- 2010-SOX-51 Fordham v. Fannie Mae
Decision and Order Dismissing Complaint (ALJ Mar. 19, 2012) (Kirby) PDF | HTM
- 2010-SOX-52 Jordan v. National Instruments Corp.
Settlement and Dismissal (ALJ May 4, 2011) () PDF | HTM
- 2010-SOX-53 Katzenberger v. Bank of Montreal
Order Approving Settlement Agreement and Dismissing Complaint (ALJ May 3, 2011) (Johnson) PDF | HTM
- 2010-SOX-54 Gupta v. Johnson & Johnson
Order and Summary Decision Dismissing Complaint (ALJ Jan. 7, 2011) PDF | HTM
- 2010-SOX-55 Twyman v. Taxmasters, Inc.
Decision and Order Granting Respondent's Motion for Summary Judgment (ALJ Feb. 16, 2011) (Kennington) PDF | HTM
- 2010-SOX-56 Poulos v. Summit Hotel Properties
Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ Mar. 31, 2011) (Malamphy) PDF | HTM
- 2010-SOX-59 Spinner v. Pall Corp.
Final Order Approving Joint Motion for Withdrawal of Complaint; Dismissing Matter With Prejudice; and Cancelling Hearing (ALJ Nov. 29, 2011) (Odegard) PDF | HTM
- 2010-SOX-60 Crown v. City of Chicago
Initial Decision and Order - Dismissal of Complaint (ALJ Oct. 29, 2010) (Stansell-Gamm) PDF | HTM
Final Decision and Order Dismissing Complaint (ARB July 15, 2011) PDF | HTM
- 2010-SOX-58 Holliday v. Oldcastle, Inc.
Order Dismissing Complaint (ALJ May 26, 2011) (Bergstrom) PDF | HTM