SARBANES-OXLEY ACT, § 806
2003 and 2004-SOX
- 2003-SOX-1 Gilmore v. Parametric Technology
Recommended Decision & Order (ALJ Feb. 6, 2003) (Thomas M. Burke) HTML
- 2003-SOX-2 Greenwald v. UBS Paine Webber, Inc.
Recommended Decision & Order Granting Withdrawal of Objection to Findings (ALJ Apr. 16, 2003) (Rudolf L. Jansen)HTML
Order (ARB Apr. 25, 2003) HTML
Order Closing Case (ARB July 24, 2003) HTML
- 2003-SOX-3 Marchand v. AM Southbank
Order Approving Dismissal of Complaint (ALJ Apr. 24, 2003) (C. Richard Avery)HTML
- 2003-SOX-4 Kale v. Kakivik Asset Management, Inc.
Order on Voluntary Dismissal of Sarbanes-Oxley Claims (ALJ Mar. 4, 2003) (William Dorsey) HTML
[consolidated with 2003-SOX-5; case continued under Case Nos. 2003-TSC-4 and 5]
- 2003-SOX-5 Kale v. Kakivik Asset Management, Inc.
[see 2003-SOX-4]
- 2003-SOX-6 Kunkler v. Global Futures & Forex, Ltd.
Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Apr. 24, 2003) (Thomas F. Phalen, Jr.)HTML
Order Closing Case (ARB Aug. 21, 2003) HTML
- 2003-SOX-7 Halloum v. Intel Corp.
Recommended Decision & Order (ALJ Mar. 4, 2004) (William Dorsey)HTML
Final Decision & Order (ARB Jan. 31, 2006)PDF
Halloum v. USDOL, No. 06-71902 (9th Cir. Jan. 13, 2009) (unpublished) (affirming ARB decision) PDF | HTML
- 2003-SOX-8 Getman v. Southwest Securities, Inc.
Decision & Order (ALJ Feb. 2, 2004) (Paul H. Teitler)HTML
Final Decision & Order (ARB July 29, 2005) PDF
Order Denying Reconsideration (ARB Mar. 7, 2006) PDF
Appeal filed, Getman v. USDOL, No. 06-1663-ag (2d Cir. 2006)
Appeal in 2d Cir. dismissed based on improper venue; transferred to the 5th Cir., Getman v. USDOL, No. 06-1663-ag (2d Cir. May 14, 2007)
Getman v. Administrative Review Board, USDOL, No. 07-60509 (5th Cir. Feb. 13, 2008) PDF | HTML
- 2003-SOX-9 Willy v. Ameriton Properties, Inc.
Order Granting Complainant's Motion to Withdraw His Claim (ALJ June 27, 2003) (Fletcher E. Campbell, Jr.)HTML
[Case re-filed in U.S. District Court for the District of Colorado (Denver), Willy v. Ameriton Prop. Inc., et al, No. 03-CV-1128 (June 19, 2003)]
Willy v. Ameriton Prop. Inc., et al, No. 03-CV-1128 (June 9, 2004) (summary judgment granted in favor of defendant)
- 2003-SOX-10 Williams v. Bordon Chemical, Inc.
Order of Dismissal (ALJ Oct. 14, 2003) (Jeffrey Tureck)HTML
Complaint filed in S.D. Iowa, Williams v. Borden Chemical, Inc., No. 3:02-CV-10145 (S.D.Iowa)
- 2003-SOX-11 Williams v. Ha-International, LLC
See 2003-SOX-10
- 2003-SOX-12 Stone v. Duke Energy Corporation
Stone v. Duke Energy Corp., No. 3:03-CV-256 (W.D.N.C. June 10, 2003) (staying proceedings before the Secretary of Labor)HTML
Recommended Decision & Order (ALJ June 19, 2003) (Paul H. Teitler)HTML
Stone v. Duke Energy Corp., No. 3:03-CV-256 (W.D.N.C. Feb. 11, 2004) (Dismissing Complaint)PDF (order) | PDF (judgment)
Stone v. Duke Energy Corp., No. 3:04-CV-277-MU (W.D.N.C. Dec. 2, 2005) (Dismissing "Restated Complaint")PDF
Stone v. Duke Energy Corp., No. 04-2562 (4th Cir. Dec. 15, 2005) (remanding for further proceedings)PDF
- 2003-SOX-13 Harrison v. Gold Banc Corp., Inc.
Order Dismissing Case for Lack of Jurisdiction (ALJ Apr. 16, 2003) (Gerald M. Etchingham)HTML
- 2003-SOX-14 Matthews v. Apartment Investment & Management Co.
Decision & Order Dismissing Complaint (ALJ Feb. 3, 2004) (Jennifer Gee)HTML
- 2003-SOX-15 Welch v. Cardinal Bankshares Corp.
Order Granting Motions for in Camera Inspection & Protective Order (ALJ Aug. 1, 2003) (Stephen L. Purcell)HTML
Order Denying Motion in Limine, Compelling Discovery, & Denying Motion For Expedited Response (ALJ Aug. 15 2003) HTML
Recommended Decision & Order (ALJ Jan. 28, 2004) HTML
Erratum (ALJ Feb. 3, 2004) HTML
Final Decision and Order Dismissing Petition for Review Without Prejudice (ARB May 13, 2004) HTML
Supplemental Recommended Decision & Order Awarding Damages, Fees and Costs (ALJ Feb. 15, 2005) PDF
Order Denying Motion for Order to Show Cause (ALJ Aug. 9, 2005) PDF
Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Order) (dismissing plaintiff's motion to enforce ALJ's reinstatement order) PDF
Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Memorandum Opinion relating to dismissal of plaintiff's motion to enforce ALJ's reinstatement order) PDF
Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Order) (denying motion to alter or amend judgment) PDF
Welch v. Cardinal Bankshares Corp., No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Memorandum Opinion denying motion to alter or amend judgment) PDF
Order (ARB Mar. 31, 2006) PDF
Order Denying Stay (ARB June 9, 2006) PDF
Welch v. Cardinal Bankshares Corp., No. 7:06CV00407 (W.D.Va. Oct. 5, 2006) (Memorandum Opinion) PDF | HTM
Final Decision & Order (ARB May 31, 2007) PDF | HTML
Welch v. Cardinal Bankshares Corp., No. 06-2295 (4th Cir. Feb. 20, 2008) (unpublished) (vacating district court order of Oct. 5, 2006) PDF | HTM
Welch v. Chao, No. 07-1684 (4th Cir. Aug. 5, 2008) PDF | HTM
Cert. denied, Welch v. Chao, __ US __, No. 08-836 (Apr. 20, 2009) (2009 WL 36850, 77 USLW 3412)
- 2003-SOX-16 Boynton v. Hewlett Packard Co.
Order Granting Complainant's Motion to Withdraw His Claim (ALJ Aug. 22, 2003) (Richard D. Mills)HTML
- 2003-SOX-17 Harrison v. Gold Banc Corp., Inc.
Final Order Dismissing Complaint with Prejudice Based on Stipulation of Parties (ALJ July 9, 2003) (Gerald M. Etchingham)HTML
- 2003-SOX-18 Flake v. New World Pasta Co.
Decision & Order Granting Respondent's Motion for Summary Decision (ALJ July 7, 2003) (Janice K. Bullard)HTML
Final Decision & Order (ARB Feb. 25, 2004) HTML
Flake v. USDOL, No. 04-2075 (3d Cir. Sept. 21, 2007) (unpublished) PDF | HTML
- 2003-SOX-19 Plants v. J.P. Morgan Securities, Inc.
Final Order Approving Settlement (ALJ Aug. 7, 2003) (Robert D. Kaplan)HTML
- 2003-SOX-20 White v. Circle.com LLC
Order of Dismissal (ALJ Jan. 28, 2004) (Thomas M. Burke)HTML
- 2003-SOX-21 Gault v. Carpenter Technology Corp.
Recommended Order Approving Settlement & Dismissing Complaint with Prejudice (ALJ Sept. 3, 2003) (Daniel L. Leland)HTML
- 2003-SOX-22 Walker v. Aramark Corp.
Decision & Order Granting Respondent's Motion for Summary Judgment (ALJ Aug. 26, 2003) (C. Richard Avery)HTML
(Notice of Administrative Closing) (ARB Nov. 13, 2003) HTML | PDF
- 2003-SOX-23 McIntyre v. Merrill. Lynch, Pierce, Fenner & Smith, Inc.
Order Denying Respondent's Motion for Summary Decision, Granting Complainant's Motion for Leave to Amend Caption, & Setting Date of Hearing (ALJ Sept. 4, 2003) (Clement J. Kennington)PDF
Recommended Decision & Order (ALJ Jan. 16, 2004) HTML | PDF
Order Correcting Recommended Decision & Order (ALJ Jan. 30, 2004) PDF
Final Decision & Order (ARB July 27, 2005)PDF
- Related proceeding: McIntyre v. Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 03-CV-948 (W.D.Tx.)
Complaint filed Dec. 23, 2003
Complaint Dismissed Without Prejudice (W.D.Tx. Feb. 3, 2004)
- 2003-SOX-24 Steffenhagen v. Securitas Sverige
Order Denying Motion for Remand & Dismissing Complaint (ALJ Aug. 5, 2003) (Janice K. Bullard)HTML
Order Denying Motion for Reconsideration (ALJ Aug. 13, 2003) PDF
Final Order Dismissing Complaint (ARB Jan. 13, 2004) HTML
- 2003-SOX-25 Livingston v. Wyeth Pharmaceuticals
Order of Dismissal (ALJ Oct. 6, 2003) (Thomas M. Burke)HTML
[Case re-filed in U.S. District Court for the Middle District of North Carolina, Livingston v. Wyeth Inc., et al, No. 03-CV-919 (Sept. 29, 2003)]
Livingston v. Wyeth Inc., et al, No. 1:03-CV-00919 (M.D.N.C. July 28, 2006) (Memorandum Opinion and Order) PDF | HTML
Livingston v. Wyeth Inc.l, No. 06-1939 (4th Cir. Mar. 24, 2008) (Opinion, affirming District Court) PDF | HTML
- 2003-SOX-26 Moldauer v. Canandaigua Wine Co.
Order Granting Motion for Summary Decision (ALJ Nov. 14, 2003) (Alexander Karst)HTML
Final Decision & Order (ARB Dec. 30, 2005) PDF
- 2003-SOX-27 Platone v. FLYi, Inc. [Atlantic Coast Airlines]
Recommended Decision & Order (ALJ Apr. 30, 2004) (Linda S. Chapman)HTML
Erratum (ALJ May 13, 2004) PDF
Supplemental Recommended Decision & Order Awarding Damages, Costs, & Attorney Fees (ALJ July 13, 2004) PDF
Final Decision & Order (ARB Sept. 29, 2006) PDF | HTM
Platone v. USDOL, No. 07-1635 (4th Cir. Dec. 3, 2008) PDF | HTML
Cert. denied, Platone v. USDOL, No. 09-55 (U.S. Nov. 16, 2009)
- 2003-SOX-28 Fraser v. Fiduciary Trust Co. Int'l
Order of Dismissal (ALJ Dec. 30, 2003) (Ralph A. Romano)HTML
Amended Order of Dismissal (ALJ Jan. 23, 2004) PDF
Fraser v. Fiduciary Trust Co., No. 04-CIV-6958 (S.D.N.Y. June 23, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF
Fraser v. Fiduciary Trust Co., No. 04-CIV-6958 (S.D.N.Y. Feb. 15, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF
Fraser v. Fiduciary Trust Co. Int'l, No. 04-CIV-6958 (S.D.N.Y. Aug. 25, , 2009) (Opinion and Order entering summary judgment against plaintiff) PDF | HTM
Fraser v. Fiduciary Trust Co. Int'l, No. 09-4188-cv (2d Cir. Oct. 14, 2010) (unpublished) (Summary Order) PDF | HTM
- 2003-SOX-29 Ionata v. Nielsen Media Research, Inc.
Order Granting Complainant's Motion to Withdraw Claim (ALJ Oct. 2, 2003) (Daniel A. Sarno, Jr.)HTML
- 2003-SOX-30 D'Agostino v. Workflow Management
Final Order Approving Settlement (ALJ Sept. 29, 2003) (Robert D. Kaplan)HTML
- 2003-SOX-31 DeOca v. Barclay's Capital, Inc.
Order Canceling Hearing & Dismissing Matter (ALJ Oct. 30, 2003) (Thomas M. Burke)HTML
- 2003-SOX-32 Jayaraj v. Pro-Pharmaceuticals, Inc.
Recommended Decision & Order (ALJ Feb. 11, 2005) (Colleen A. Geraghty)PDF
- 2004-SOX-1 Dolan v. EMC Corp.
Recommended Decision & Order (ALJ Mar. 24, 2004) (Daniel L. Leland)HTML
Final Order Approving the Complainant’s Withdrawal of Objections (ARB July 24, 2006) PDF | HTML
- 2004-SOX-2 Morefield v. Exelon Services, Inc.
Order Denying Motion to Dismiss Complaint Filed by Employee of Non-publicly Traded Corporate Subsidiary (ALJ Jan. 28, 2004) (Stuart A. Levin)HTML
Order Approving Settlement & Dismissing (ALJ Feb. 14, 2005) PDF
- 2004-SOX-3 Noya v. Scherling Plough Corp.
Order of Dismissal (ALJ Jan. 21, 2004) (Jeffrey Tureck)HTML
- 2004-SOX-4 Foss v. Celestica, Inc.
Decision & Order Granting Motion to Dismiss (ALJ Jan. 8, 2004) (John M. Vittone)HTML
- 2004-SOX-5 Roganti v. Metlife Financial Services
Order Dismissing Claim (ALJ Aug. 3, 2004) (Thomas M. Burke)PDF
- 2004-SOX-6 Lowe v. The Coca Cola Co.
Order of Dismissal (ALJ May 21, 2004) (C. Richard Avery)HTML
- 2004-SOX-7 Corrada v. McDonald's Corp.
Corrada v. McDonald's Corp., No. 04-1029 (JAG) (DC PR Jan. 22, 2004) (Order [asserting jurisdiction and staying DOL proceedings)HTML
Order Dismissing Proceeding Before Department of Labor (ALJ Jan. 23, 2004) (Jeffrey Tureck)HTML
Corrada v. McDonald's Corp., No. 04-1029 (JAG) (D.PR. Aug. 23, 2004) (case below 2004-SOX-7) PDF (Stipulation of Voluntary Dismissal) | PDF (judgment)
- 2004-SOX-8 Lerbs v. Buca Di Beppo, Inc.
Order Denying Motion to Dismiss (ALJ Dec. 30, 2003) (Stephen L. Purcell)HTML
Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ June 15, 2004) HTML
- 2004-SOX-9 Hughart v. Raymond Janes & Associates, Inc.
Initial Decision & Order - Grant of Motion to Dismiss - Dismissal of Complaint (ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF
- 2004-SOX-10 Harris v. Lacledge Group, Inc.
Order Granting Agreed Motion to Dismiss with Prejudice (ALJ Feb. 4, 2004) (Lee J. Romero, Jr.)HTML
- 2004-SOX-11 Klopfenstein v. PCC Flow Technologies Holdings, Inc.
Recommended Decision & Order (ALJ July 6, 2004) (C. Richard Avery)HTML | PDF
Final Decision & Order (ARB May 31, 2006) PDF
Decision & Order on Remand (ALJ Oct. 13, 2006) PDF
Final Decision and Order Following Remand (ARB Aug. 31, 2009) PDF | HTM
Order Denying Reconsideration (ARB Jan. 13, 2010) PDF | HTM
Klopfenstein v. Administrative Review Board, USDOL, No. 10-60144 (5th Cir. Nov. 23, 2010)(per curiam) (unpublished) PDF | HTML
Order Denying Second Motion for Reconsideration (ARB Apr. 4, 2011) PDF | HTM
- 2004-SOX-12 Wilson v. Teachers' Insurance & Annuity Association of America - College Retirement & Equities Fund
Final Order Approving Settlement (ALJ Oct. 7, 2004) (Michael P. Lesniak)PDF
- 2004-SOX-13 Sheets v. CNF Service Co.
Order Approving Withdrawal & Dismissing Complaint (ALJ Mar. 25, 2004) (William Dorsey)HTML
- 2004-SOX-14 Cunningham v. Washington Gas Light Co.
Recommended Decision & Order Dismissing Claim (ALJ Apr. 2, 2004) (Richard A. Morgan)HTML
Final Decision & Order (ARB Apr. 21, 2005) PDF
- 2004-SOX-15 Mann v. United Space Alliance, LLC
Decision & Order Granting Respondent's Motions for Summary Judgment (ALJ Feb. 18, 2005) (Alice M. Craft)PDF
- 2004-SOX-16 Flood v. Cedant Corp.
Decision & Order Granting Motion to Dismiss (ALJ Feb. 23, 2004) (Paul H. Teitler)HTML
Final Decision & Order Dismissing Petition for Review (ARB Jan. 25, 2005) PDF
- 2004-SOX-17 Michaelson v. Officemax, Inc.
Order Disapproving Settlement Agreement (ALJ June 21, 2004) (Rudolf L. Jansen)HTML
Final Order Approving Settlement (ALJ July 21, 2004) PDF
- 2004-SOX-18 Carnero v. Boston Scientific Corp.
Order [Closing Case] (ALJ Jan. 13, 2004) (Thomas M. Burke)HTML
Later history: Carnero v. Boston Scientific Corp., No. 04-10031-RWZ (D.Mass. Aug. 27, 2004) PDF, appealed docketed, No. 04-2291 (1st Cir. Sept. 30, 2004)
Carnero v. Boston Scientific Corp., No. 04-1801 and 004-2291 (1st Cir. Jan. 5, 2006) (affirming District Court) PDF
- 2004-SOX-19 Hopkins v. ATK Tactical Systems
Recommended Decision & Order Dismissing Complaint and Denying Sanctions (ALJ May 27, 2004) (Pamela Lakes Wood)HTML
- 2004-SOX-20 Harvey v. The Home Depot, Inc.
Initial Decision and Order - Dismissal of Untimely Discrimination Complaint (ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML
Order of Consolidation & Final Decision & Order (ARB June 2, 2006) PDF
- 2004-SOX-21 Harvey v. Safeway, Inc.
Initial Decision and Order - Grant of Motion to Dismiss & Dismissal of Complaint (ALJ Feb. 11, 2005) (Richard T. Stansell-Gamm)PDF
- 2004-SOX-22 Carnero v. Boston Scientific Corp.
Order of Dismissal (ALJ Jan. 22, 2004) (Thomas M. Burke)HTML
Later history: Carnero v. Boston Scientific Corp., No. 04-10031-RWZ (D.Mass. Aug. 27, 2004) PDF
- 2004-SOX-23 Hendrix v. American Airlines, Inc.
Decision & Order (ALJ Dec. 9, 2004) (Anne Beytin Torkington)PDF
[consolidated with 2004-AIR-10]
- 2004-SOX-24 Mahoney v. Keyspan Corp.
Order Granting Complainant's Motion to Withdraw His Claim (ALJ Feb. 11, 2004) (Paul H. Teitler)HTML
Mahony v. Keyspan Corp., No. 04-CV-554 (E.D.N.Y. Mar. 12, 2007) PDF | HTML
- 2004-SOX-25 Morrison v. Clearone Communications, Inc.
Final Order Approving Settlement (ALJ May 25, 2004) (Alexander Karst)HTML
- 2004-SOX-26 Rzepiennik v. Archstone Smith, Inc.
Recommended Decision & Order (ALJ Feb. 23, 2007) (Pamela Lakes Wood)PDF
Final Decision & Order Dismissing Complaint (ARB Apr. 30, 2007) PDF | HTML
Rzepiennik v. Archstone-Smith, Inc., No. 07-01243 (D.Colo. Mar. 12, 2008) (order granting defendant's motion to dismiss) PDF | HTML
Rzepiennik v. Archstone-Smith, Inc., No. 08-1129 (10th Cir. June 1, 2009) (unpublished) (affirming district court) PDF | HTML
- 2004-SOX-27 Wallace v. Coca Cola Co.
Order Dismissing Claim Without Prejudice (ALJ Sept. 24, 2004) (Larry W. Price)PDF
- 2004-SOX-28 Cissom v. A.G. Edwards & Sons, Inc.
Decision & Order Approving Settlement Agreement & Consent Findings (ALJ Mar. 10, 2004) (Richard E. Huddleston)HTML
[consolidated with 2004-SOX-30]
- 2004-SOX-29 Kaeser v. Merrill Lynch International, Inc.
Order Dismissing Complaint Pursuant to Settlement (ALJ Nov. 29, 2004) (Alice M. Craft)PDF
- 2004-SOX-30 Dubose v. A.G. Edwards & Sons, Inc.
[consolidated with 2004-SOX-28]
see 2004-SOX-28 for orders
- 2004-SOX-31 Griffin v. Metals USA
Order Dismissing Complaints (ALJ June 17, 2004) (Janice K. Bullard)HTML
[consolidated with 2004-SOX-32]
- 2004-SOX-32 Chimine v. Metals USA
[consolidated with 2004-SOX-31]
see 2004-SOX-31 for orders
- 2004-SOX-33 Coker v. Wal-Mart Stores, Inc.
Order Granting Complainant's Motion & Denying Respondent's Motion to Enforce Settlement Agreement (ALJ June 4, 2004) (Lee J. Romero, Jr.)HTML
- 2004-SOX-34 Turner v. CNF Service Co.
Recommended Decision & Order Approving Complainant's Withdrawal of Objection to Findings (ALJ Apr. 30, 2004) (Gerald M. Etchingham)HTML
- 2004-SOX-35 Reddy v. Medquist, Inc.
Recommended Order of Dismissal (ALJ June 10, 2004) (Russell D. Pulver)HTML
Final Decision & Order (ARB Sept. 30, 2005) PDF
- 2004-SOX-36 Harvey v. The Home Depot, Inc.
Initial Decision & Order-Dismissal of Discrimination Complaint (ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML
- 2004-SOX-37 Moore v. Cooper Camerson Corp.
Final Order Approving Settlement (ALJ July 21, 2004) (Larry W. Price)PDF
- 2004-SOX-38 Sebert v. Huntington Bancshares, Inc.
Order Approving Settlement & Dismissing Case (ALJ Oct. 26, 2005) (Ralph A. Romano)PDF
- 2004-SOX-39 Gonzalez v. Colonial Bank
Order Denying Motion to Dismiss (ALJ Aug. 9, 2004) (Thomas M. Burke) HTML
Order Granting Motion to Amend Complaint (ALJ Aug. 17, 2004) HTML
Order Denying Motion for Summary Decision (ALJ Aug. 20, 2004) HTML
Order Clarifying Whether an Answer Is Required to an Amended Complaint (ALJ Sept. 14, 2004) PDF
Order Denying Motion to Reconsider Order on Motion for Leave to Amend (ALJ Dec. 20, 2004) PDF
Order Denying Request for Certification of Interlocutory Appeal (ALJ Feb. 7, 2005) PDF
Final Order Dismissing Interlocutory Appeal (ARB May 31, 2005) PDF
Final Order Approving Settlement (ALJ July 14, 2005) PDF
- 2004-SOX-40 Martinez v. A.B. Watley Group
Final Order Approving Settlement (ALJ Sept. 8, 2004) (Linda S. Chapman)PDF
- 2004-SOX-41 Atanasio v. Metlife, Inc.
Order [approving withdrawal of complaint] (ALJ Aug. 24, 2004) (Ralph A. Romano)PDF
- 2004-SOX-42 Hyland v. Raytheon Co.
Order Cancelling Hearing & Dismissing Appeal to OALJ Without Prejudice (ALJ Aug. 4, 2004) (Alice M. Craft)PDF
- 2004-SOX-43 Taylor v. Wells Fargo, Texas
Recommended Decision & Order (ALJ Feb. 14, 2005) (Larry W. Price)PDF
Final Decision & Order (ARB June 28, 2007) PDF | HTML
Taylor v. Administrative Review Board, USDOL, No. 07-60570 (5th Cir. Aug. 12, 2008) (unpublished) (affirming the ARB) PDF | HTML
- 2004-SOX-44 Ortega v. Pilgrim's Pride Corp.
Order Dismissing Complaints Without Prejudice (ALJ May 20, 2004) (Richard E. Huddleston)HTML
[consolidated with 2004-SOX-45]
Reyna v. Conagra Foods, Inc., No. 3:04-CV-00039 (M.D.Ga. June 11, 2007) PDF | HTML
- 2004-SOX-45 Reyna v. Pilgrim's Pride Corp.
[consolidated with 2004-STA-44]
see 2004-STA-44 for orders
- 2004-SOX-46 Kudla v. Shire U.S. Manufacturing, Inc.
Final Order Approving Settlement - Dismissal of Complaint With Prejudice (ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF
- 2004-SOX-47 Johnston v. Littlefuse, Inc.
Order Approving Settlement (ALJ Dec. 22, 2004) (Jeffrey Tureck)PDF
- 2004-SOX-48 Haddad v. ITT Industries, Inc.
Order Dismissing Appeal to OALJ Without Prejudice (ALJ Nov. 30, 2004) (Alice M. Craft)PDF
Haddad v. ITT Industries, Inc., No. 1:05-CV-370-TLS (N.D.Ind. Jan. 12, 2007) (denying motion to dismiss) PDF | HTML
- 2004-SOX-49 Richards v. Lexmark International, Inc.
Order Denying Respondent's Summary Decision Motions (ALJ Oct. 1, 2004) (Pamela Lakes Wood)PDF
Recommended Decision & Order Dismissing Claim (ALJ June 20, 2006) PDF
Final Order Approving Withdrawal of Respondent's Petition for Review & Dismissing Appeal (ARB Aug. 25, 2006) PDF | HTM
- 2004-SOX-50 Crucet v. Aim Management Group, Inc.
Final Order of Dismissal (ALJ July 22, 2004) (Russell D. Pulver)PDF
- 2004-SOX-51 Henrich v. Ecolab, Inc.
Recommended Decision & Order (ALJ Nov. 23, 2004) (Russell D. Pulver)PDF
Final Order Dismissing Appeal (ARB Mar. 31, 2005) (dismissing cross-petition for review as untimely)PDF
Final Order Dismissing Appeal (ARB June 29, 2006) (dismissing complaint on the merits)PDF | HTML
Order Denying Reconsideration (ARB May 30, 2007) PDF | HTML
- 2004-SOX-52 Young v. Clear Channel Communications
Recommended Order of Dismissal (ALJ Mar. 7, 2005) (Linda S. Chapman)PDF
- 2004-SOX-53 Stapleton v. Government Telecommunications, Inc.
Initial Decision & Order Approval of Motion to Withdraw Complaint (ALJ Aug. 10, 2004) (Richard T. Stansell-Gamm)PDF
- 2004-SOX-54 Halpern v. XL Capital, Ltd.
Recommended Decision & Order Dismissing the Complaint (ALJ June 7, 2004) (Robert D. Kaplan)HTML
Recommended Supplemental Decision & Order Upon Complainant's Request for Reconsideration (ALJ June 14, 2004) PDF
Final Decision & Order (ARB Aug. 31, 2005) PDF
Order Denying Reconsideration (ARB Apr. 4, 2006) PDF
- 2004-SOX-56 Kalkunte v. DVI Financial Services, Inc.
Recommended Decision & Order Awarding Damages (ALJ July 18, 2005) (Daniel F. Solomon)PDF
Final Decision and Order (ARB Feb. 27, 2009) PDF | HTM
AP Services LLC v. U.S. Dept. of Labor, Administrative Review Board, No. 09-2221 (3d Cir. Sept. 28, 2009) (partial remand for approval of settlement) PDF | HTML
DVI Financial Services, Inc. v. USDOL, Nos. 09-2233 (3d Cir. Sept. 28, 2009) (partial remand for approval of settlement) PDF | HTML
Final Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ARB Oct. 15, 2009) PDF | HTM
- 2004-SOX-57 Kingoff v. Maxim Group LLC
Recommended Decision & Order Dismissing the Complaint (ALJ July 21, 2004) (Robert D. Kaplan)PDF
- 2004-SOX-58 Barnes v. Raymond James & Associates
Recommended Decision & Order (ALJ Jan. 10, 2005) (Stephen L. Purcell)PDF
- 2004-SOX-59 Randa v. Chester Valley Bancorp, Inc.
Recommended Order Approving Settlement (ALJ Oct. 5, 2004) (Ralph A. Romano)PDF
- 2004-SOX-60 Allen v. Stewart Enterprises, Inc.
Recommended Decision & Order (ALJ Feb. 15, 2005) (Lee J. Romero, Jr.)PDF
[consolidated with 2004-SOX-61 and 62]
Final Decision & Order Dismissing Appeal (ARB Aug. 17, 2005)PDF
Allen v. Stewart Enterprises, Inc., No. 05-4033 (E.D.La. Apr. 6, 2006) (order granting stay and mandamus)PDF | HTM
Final Decision & Order (ARB July 27, 2006) PDF | HTML
Allen v. Administrative Review Board, USDOL, No. 06-60849 (5th Cir. Jan. 22, 2008) PDF | HTML
- 2004-SOX-61 Waldon v. Stewart Enterprises, Inc.
[consolidated with 2004-SOX-60 and 62]
see 2004-SOX-60 for orders
- 2004-SOX-62 Breaux v. Stewart Enterprises, Inc.
[consolidated with 2004-SOX-60 and 61]
see 2004-SOX-60 for orders
- 2004-SOX-63 Grant v. Dominion East Ohio Gas
Recommended Decision & Order (ALJ Mar. 10, 2005) (Linda S. Chapman)PDF
- 2004-SOX-64 Trodden v. Overnite Transportation Co.
Decision & Order (ALJ Mar. 29, 2005) (Ralph A. Romano)PDF
- 2004-SOX-65 Lawrence v. AT&T Labs
Recommended Decision & Order Dismissing the Complaint (ALJ Sept. 9, 2004) (Robert D. Kaplan)PDF
- 2004-SOX-66 Finn v. Arc Disposal Co., Inc.
Order Approving Settlement & Dismissing Case (ALJ Oct. 27, 2006) (Alice M. Craft)PDF
- 2004-SOX-67 Ziegler v. Solitron Devices, Inc.
Order Granting Complainant's Motion to Withdraw His Claim (ALJ Aug. 12, 2004) (Paul H. Teitler)PDF
- 2004-SOX-68 Ede v. Swatch Group
Decision & Order Dismissing the Complaint (ALJ Jan. 14, 2005) (Ralph A. Romano)PDF
[consolidated with 2004-SOX-69]
Final Decision & Order (ARB June 27, 2007) PDF | HTML
- 2004-SOX-69 Phanthala v. Swatch Group
[consolidated with 2004-SOX-68]
see 2004-SOX-68 for orders
- 2004-SOX-70 Nelson v. Pfizer, Inc.
Order of Dismissal & Cancelling Formal Hearing (ALJ Sept. 13, 2004) (Lee J. Romero, Jr.)PDF
- 2004-SOX-71 States v. Fluor Corp.
Decision & Order Granting Motion to Dismiss (ALJ Mar. 10, 2006) (Paul A. Mapes)PDF
- 2004-SOX-72 Heaney v. GBS Properties LLC d/b/a Prudential Gardner Realtors
Decision & Order (ALJ Dec. 2, 2004) (C. Richard Avery)PDF
Complaint filed, Eastern District of Louisiana, No. 2:05-0820-SRD-JCW (Mar. 15, 2005)
Final Decision & Order Dismissing Appeal (ARB May 19, 2005) PDF
Heaney v. Prudential Real Estate Affiliates, Inc., No. 05-820 (E.D.La. July 3, 2008) (granting summary judgment against the Plaintiff) PDF | HTML
- 2004-SOX-73 Stojicevic v. Arizona-American Water Co.
Recommended Decision & Order (ALJ Mar. 24, 2005) (Russell D. Pulver)PDF
Final Decision and Order (ARB Oct. 30, 2007) PDF | HTML
- 2004-SOX-74 Gallagher v. Granada Entertainment USA and ITV plc
Order Partially Granting Complainant's Motion to Add Individual Respondents (ALJ Oct. 19, 2004) (William Dorsey)PDF
Order Denying Complainant's Motion to Disqualify Lawyers in the firm of Manatt, Phelps Phillips from Representing Respondents (ALJ Oct. 19, 2004) PDF
Recommended Decision &Order Granting Summary Dismissal of Complaint (ALJ Apr. 1, 2005) PDF
- 2004-SOX-75 Cantwell v. Northrop Grumman Corp.
Protective Order & Order Compelling Discovery (ALJ Feb. 9, 2005) (Pamela Lakes Wood)PDF
Recommended Final Order of Dismissal (ALJ May 11, 2005)PDF
- 2004-SOX-76 Tuttle v. Johnson Controls, Battery Division
Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Jan. 3, 2005) (Larry Price)PDF
- 2004-SOX-77 Harvey v. The Home Depot, Inc.
Initial Decision & Order Dismissal of Discrimination Complaint (ALJ Nov. 24, 2004) (Richard T. Stansell-Gamm)PDF
- 2004-SOX-78 Roulett v. American Capital Access
Order Denying Motion to Amend Complaint & Decision & Order Dismissing the Complaint (ALJ Dec. 22, 2004) (Janice K. Bullard)PDF
Final Decision & Order Dismissing Appeal (ARB Aug. 30, 2005) PDF
Roulett v. American Capital Access Corp., No. 05-CV-07455 (S.D.N.Y. Mar. 2, 2007) (dismissing SOX complaint)