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Enclosure 4 -- Table 2-2. Statutory Requirements Applicable to ACAT II and Below Acquisition Programs.

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DEFENSE ACQUISITION GUIDEBOOK
DoD Instruction 5000.02
Enclosure 4 -- Statutory and Regulatory Information and Milestone Requirements

Table 2-2. Statutory Requirements Applicable to ACAT II and Below Acquisition Programs (unless otherwise noted).

INFORMATION REQUIRED

APPLICABLE STATUTE

WHEN REQUIRED

AoA

(All Information Systems -including NSS)

Subtitle III of Reference (v)

MS A

MS B (updated as necessary)

MS C (updated as necessary)

Alternate LFT&E Plan (OSD LFT&E oversight programs with waiver from full-up, system-level testing only)

Section 2366 of Reference (k)

MS B (or as soon as practicable after program initiation)

Benefit Analysis and Determination (applicable to bundled acquisitions only) (part of Acquisition Strategy)

Paragraph (e) of Section 644 of Reference (y)

MS B

MS C (if no MS B)

CCA Compliance

(All IT-including NSS)

(See Enclosure 5)

Subtitle III of Reference (v)

MS A

Program Initiation for Ships

MS B

MS C

Full-Rate Production (or Full Deployment DR) (or equivalent)

Cooperative Opportunities

(part of TDS at MS A ; part of Acquisition Strategy thereafter )

Paragraph (e) of Section 2350a of Reference (k)

MS A

MS B

MS C

Competition Analysis

(Depot-level Maintenance $3M rule)
(part of Acquisition Strategy)

Section 2469 of Reference (k)

MS B

MS C (if no MS B)

Consideration of Technology Issues (ACAT II only)

Paragraph (b)(5) of Section 2364 of Reference (k)

MS A

MS B

MS C

Core Logistics Analysis/Source of Repair Analysis (part of Acquisition Strategy)

Section 2464 of Reference (k)

Section 2466 of Reference (k)

MS B

MS C (if no MS B)

Data Management Strategy

(ACAT II only; part of Acquisition Strategy)

Section 2320 of Reference (k)

MS B

MS C

Full-Rate Production DR (or equivalent)

DBSMC certification approval for defense business system modernizations in excess of $1M (see also GB 5000.02, Enclosure 11)

Section 2222 of Reference (k)

Prior to obligation of funds on defense business system modernizations

IOT&E Completed (only conventional weapons systems that are major systems under section 2302(5) of Reference (k) for use in combat)

Paragraph (a) of Section 2399 of Reference (k)

Full-Rate Production

LFT&E Report

(OSD LFT&E oversight programs only)

Section 2366 of Reference (k)

Full-Rate Production DR

LFT&E Waiver from Full-up, System-level Testing

(OSD LFT&E oversight programs only)

Section 2366 of Reference (k)

MS B (or as soon as practicable after program initiation)

LRIP Quantities (ACAT II only)

Section 2400 of Reference (k)

MS B

Market Research

Section 2377 of Reference (k)

Paragraph (e)(2) of Section 644 of Reference (y)

During User Needs and Technology Opportunities

MS A

MS B

Military Equipment Valuation

(part of Acquisition Strategy)

Reference (z)

Reference (aa)

MS C
Full-Rate Production DR (or equivalent)

Operational Test Plan

(OSD OT&E oversight programs only)

Section 2399 of Reference (k)

Prior to start of operational test and evaluation

Post Implementation Review

Section 1115(a)(5) of Reference (ab)

Section 11313 of Reference (v)

Full-Rate Production DR (or Full Deployment DR)

PESHE (Including NEPA/E.O. 12114 Compliance Schedule)

Sections 4321-4347 of Reference (ac)

Reference (ad)

Program Initiation for Ships

MS B

MS C

Full-Rate Production DR (or Full Deployment DR)

Submission of a DD Form 1494 and Certification of Spectrum Support
(applicable to all systems/equipment that use the electromagnetic spectrum while operating in the U.S. and its possessions)

Sections 305 and 901-904 of Reference (ae)

Section 104 of Reference (af)

Part 2 of Reference (c)

MS A

MS B

MS C

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