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Implementing Dodd-Frank

Implementing Dodd-Frank

 

Dodd Frank Header Graphic

 

Mandatory Rulemaking ProvisionsThe SEC has adopted final rules for 67 mandatory rulemaking provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

 

Private Funds

Complete ( rulemaking provisions)

 

Executive Compensation

7 adopted, proposed

 

Volcker Rule

Complete ( rulemaking provision)

 

Asset-Backed Securities

6 adopted, proposed

 

Security-Based Swaps

21 adopted, proposed

 

Credit Rating Agencies

Complete ( rulemaking provisions)

 

Clearing Agencies

Complete ( rulemaking provisions)

 

Specialized Disclosures

Complete ( rulemaking provisions)

 

Municipal Securities Advisors

Complete ( rulemaking provision)

 

Other

adopted, proposed, remaining

adopted sections are shown in greenAdopted
proposed sections are shown in greenProposed

Public CommentsView or submit public comments on SEC statutory mandates under the Dodd-Frank Act.

Reports and StudiesThe SEC and its staff have issued more than 30 studies and reports required under the Dodd-Frank Act.

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Modified: Jan. 24, 2017