Quick Links
Regulation and Exemptions
- Final Rule
- Best Interest Contract Exemption
- Class Exemption for Principal Transactions
- Amendment to PTE 75-1, Part V
- Amendments to and Partial Revocation of PTEs 86-128 and 75-1
- Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1
- Amendment to and Partial Revocation of PTE 84-24
- Proposed Best Interest Contract Exemption for Insurance Intermediaries
Related Documents
- Conflict of Interest Rule and Exemptions FAQs
- Regulatory Impact Analysis
- Chart Illustrating Changes from DOL's 2015 Conflict of Interest Proposal to Final
- Fact Sheet: Middle Class Economics: Strengthening Retirement Security by Cracking Down on Conflicts of Interest in Retirement Savings
- Fact Sheet: DOL Finalizes Rule to Address Conflicts of Interest in Retirement Advice, Saving Middle-Class Families Billions of Dollars Every Year