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2015 GRI Performance Indicators—Social Performance

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Social Performance
GRI Indicator Indicator Title 2011 2012 2013 2014 2015
Labor Practices and Decent Work
Aspect: Employment
G4-LA1 Total number and rates of new employee hires and employee turnover by age group, gender and region Terminations Terminations Terminations New Hires/Terminations New Hires/Terminations
Total Count 277 487 324 154/272 225/253
Total Rate 6.4% 12.5% 8.5% 4.2%/7.4% 6.1%/6.8%
Count Male 172 290 196 88/189 125/156
Count Female 105 197 128 66/83 100/97
Rate Male 4.0% 7.4% 5.2% 2.4%/5.1% 3.3%/4.2%
Rate Female 2.4% 5.0% 3.4% 1.8%/2.3% 1.7%/2.6%
Count Age <30 26 42 40 40/128 43/24
Count Age 30-50 93 161 128 75/51 147/91
Count Age 50+ 158 284 156 30/93 34/138
Rate Age <30 0.6% 1.1% 1.1% 1.1%/3.5% 1.2%/0.6%
Rate Age 30-50 2.2% 4.1% 3.4% 2.2%/1.4% 4%/2.5%
Rate Age 50+ 3.7% 7.3% 4.1% 0.9%/2.5% 0.9%/2.9%
G4-LA2 Benefits provided to full-time employees that are not provided to temporary or part-time employees Not reported. The benefits provided to all employees are described at Jobs at PNNL. Salaried less than full-time employees are eligible for the benefits listed on that website however benefits are pro-rata reduced based on their scheduled working hours and medical/dental premiums are doubled. Research Associates, also known as Limited Term Employees, are eligible for the benefits listed with the exception of Savings, Pension, Short-Term Disability and Long-Term Disability. Hourly employees are only eligible for Business Travel Accident Insurance and the Savings and Pension Plans. In order for an hourly employee to be eligible for the Savings and Pension plan, they must complete one year of eligibility service, which is defined as the first employment year or Plan Year in which the employee is credited with at least 1,000 hours of service.
G4-LA3 Return to work and retention rate after parental leave Not reported. PNNL does not offer parental leave. PNNL does support with paid disability leave during the period of disability and has unpaid personal and Family Medical Leave programs for either parent to utilize.
Aspect: Occupational Health and Safety
G4-LA5 Percentage of total workforce represented in formal joint management-worker health and safety committees that help monitor and advise on occupational health and safety programs The Directorate Safety and Operations Councils (DSOCs) provide an open forum for employees and managers to raise and resolve safety and operational challenges. The goal of the DSOCs is to improve performance through communications, staff/management interactions, and increased awareness. Senior management is engaged via the Laboratory Safety and Operations Council (LSOC) where DSOC representatives, VPP Steering Committee representatives, and senior management meet to evaluate lab wide issues and strategic resolution. Roughly 3% of employees are directly involved in health and safety committees (via the DSOCs). These Employee Group Representatives represent every major organization within PNNL. The representatives are tasked with bringing issues forward to the DSOC for consideration or resolution and communicating activities back to the staff population. We are working to increase awareness of the DSOC and other avenues that employees can use to communicate health and safety concerns.

The Voluntary Protection Program (VPP), established in 1998, is an ongoing partnership between management and staff committed to change Laboratory safety culture. PNNL's VPP Steering Committee serves as an avenue for employees to raise safety and health issues and provides a forum for worker involvement to develop, enhance, and promote continuous worker safety and health performance. Committee member is divided equally between bargaining unit and non-bargaining unit staff and has representatives from each of the Lab's directorates.

G4-LA6 Type of injury and rates of injury, occupational diseases, lost days, and absenteeism, and total number of work-related fatalities, by region and by gender Average Average Average Average (Male; Female) Average (Male; Female)
Injury Rate 0.47 0.6 0.6 0.76 (M: 0.44; F: 0.32) 0.81 (M: 0.62, F: 0.19)
Illness Rate (includes Occupational Diseases) 0.02 0.05 0.08 0.11 (M: 0.11; F: 0.00) 0.05 (M: 0.05, F: 0.00)
Days Away from Work Rate 2.7 4.3 5.6 15.02 (M: 7.89; F: 0.13) 38.14 (M: 38.14; F:0)
Total Recordable Case Rate (TRCR) 0.49 0.65 0.64 0.87 (M: 0.54; F: 0.33) 0.86 (M: 0.67, F: 0.19)
Days Away Restricted or Transferred (DART) 0.21 0.20 0.24 0.27 (M: 0.16; F: 0.11) 0.46 (M: 0.46, F: 0.00)
Number of Fatalities 0 0 0 0 0
G4-LA7 Workers with high incidence or high risk of diseases related to their occupation Not reported. No workers or work groups have been identified to have high incidence or high risk of diseases related to their individual occupations.
G4-LA8 Trade union formal agreement health and safety topics Not reported. Article VI of the Collective Bargaining Agreement between Battelle and Hanford Atomic Metal Trades Council addresses Health, Safety, and Sanitation. A wellness plan with the crafts personnel has also been established.
Aspect: Training and Education
G4-LA9 Average hours of training per year per employee by employee category
Salaried 13 9 9 9 9
Hourly 22 8 11 9 9
Bargaining unit 33 27 24 28 26
G4-LA10 Programs for skills management and lifelong learning that support the continued employability of employees and assist them in managing career endings Not reported. PNNL's Enterprise Learning Program provides employees with required training programs, which vary based on job requirements, as well as optional professional development opportunities. Examples of internal training courses include a mandatory annual refresher training for all employees, harassment training for managers, and technical job training such as electrical safety.

Through PNNL University, PNNL offers employees opportunities to positively impact their lives and careers through several two-year leadership development programs. These include: Advanced Leadership Program, Management Skills Development Program, Project Manager Development Program, and Emerging Leader Program. Also the Harvard ManageMentor is an online learning program offered by PNNL, which provides employees with access to a variety of topics such as coaching, ethics, and leading.

Finally, employees may be eligible to receive 100% reimbursement of tuition and certain fees for academic study. Course of study must align with PNNL's mission and be applicable to the employee's current or anticipated job responsibility.

G4-LA11 Percentage of employees receiving regular performance and career development reviews 100%* 99.5% 100%* 100%* 100%
Aspect: Diversity and Equal Opportunity
G4-LA12 Composition of governance bodies and breakdown of employees per category according to gender, age group, minority group membership, and other indicators of diversity
Composition of governance body
% male 70% 70% 69% 69% 77%
% female 30% 30% 31% 31% 23%
Age 30-50 30% 20% 31% 15% 23%
Age 50+ 70% 80% 69% 85% 77%
White 90% 90% 92% 92% 92%
Hispanic/Latino 10% 10% 8% 8% 8%
Composition of workforce as a whole
American Indian/Alaska Native 1% 1% 1% 1% 1%
Asian 7% 7% 8% 8% 11%
Black/African American 1% 1% 1% 1% 1%
Hispanic/Latino 5% 5% 4% 5% 5%
Native Hawaiian/Oth Pac Island 0% 0% 0% 0% 0%
White 86% 86% 86% 85% 82%
2 or More Ethnicities 0% 0% 0% 0% 0%
Ethnicity Not Specified 0% 0% 0% 0% 0%
% male 62% 62% 62% 62% 62%
% female 38% 38% 38% 38% 38%
Age <30 7% 6% 6% 5% 5%
Age 30-50 54% 55% 53% 53% 50%
Age 50+ 39% 39% 41% 42% 45%
Aspect: Equal Remuneration for Women and Men
G4-LA13 Ratio of basic salary of men to women by employee category Not reported. Compensation is reviewed annually in order to determine if there are significant discrepancies in pay when comparing female to male rates of pay (and minority versus non-minority rates of pay). If discrepancies do exist, a thorough review is conducted to determine if the difference in pay is justified due to appropriate factors. If the difference in pay cannot be justified, PNNL implements a plan to address the issue.
Aspect: Labor Practice Grievance Mechanisms
G4-LA16 Number of grievances about labor practices files Not reported. The Integrated Investigations Committee and Employee Concerns Program provides channels of communications (management, a support line, HR Managers, etc.) available for staff members to raise issues and concerns without fear of harassment, retaliation, intimidation, discrimination, or disciplinary action. We do not report the number of labor-related concerns raised for confidentiality reasons however we conduct inquires and/or investigations in all cases and when substantiated, we took corrective or disciplinary action as appropriate.
Human Rights
Aspect: Non-discrimination
G4-HR3 Total number of incidents of discrimination and actions taken No new actions. One action from 2010 closed with no findings; two others from 2010 still pending. One previously pending case has closed with no findings, and one is still pending. One new claim filed. One previously reported charge has been dismissed with no findings, and has moved to lawsuit in the judicial system. The other previously reported case is still open. Two active complaints with the EEOC, one lawsuit, and one complaint with the Washington Statue Human Rights Commission. In March 2014, one active complaint with the EEOC was withdrawn by the individual. In August 2014, the second active complaint was dismissed by the EEOC. No new complaints. The lawsuit was dismissed in 2015. The complaint with the Washington State Human Rights Commission is still an active complaint from two years ago and pending further communication from the State.
Society
Aspect: Local Communities
G4-SO1 Percentage of operations with implemented local community engagement, impact assessments, and development programs PNNL conducts formal impact assessments for environmental aspsects of all PNNL operations each year as part of our ISO 14001 compliance. See http://www.pnnl.gov/ems. We do not conduct formal social impact assessments of our operations, however PNNL has a Community and Regional Outreach organization dedicated to building mutually beneficial relationships and implementing strategies to promote economic vitality, generate goodwill and advocacy for the laboratory, our community, and our regional neighbors. Through our extensive involvement in various community organizations, we have a good understanding of PNNL's impacts and community statkeholder interests.
G4-SO2 Operations with significant actual and potential negative impacts on local communities Not reported. There have been no significant impacts on the Tri-Cities Washington community
Aspect: Corruption
G4-SO3 Total number and percentage of operations asessed for risks related to corruption and the significant risks identified 100% 100% 100% 100% 100%
G4-SO4 Communication and training on anti-corruption policies and procedures 100% 100% 100% 100% 100%
G4-SO5 Confirmed incidents of corruption and actions taken 0 0 0 0 0
Aspect: Anti-Competitive Behavior
G4-SO7 Total number of legal actions for anti-competitive behavior, anti-trust, and monopoly practices and their outcomes 0 0 0 0 0
Aspect: Compliance
G4-SO8 Monetary value of significant fines and total number of non-monetary sanctions for non-compliance with laws and regulations $250 0 0 0 0
Product Responsibility
Aspect: Compliance
G4-PR9 Monetary value of significant fines for non-compliance with laws and regulations concerning the provision and use of products and services 0 0 0 $200,000 (monetary remedy, not a civil penalty) 0
G4-LA1 — In FY15, 99.9% of employees were based in 123 locations within the United States; 0.1% of employees are based in 3 locations in Canada, Germany, and Dubai.
G4-LA6 — Rates reported per 200,000 employee hours worked.
G4-LA11 — *Asterisk indicates rate is estimated based on policy that 100% of eligible staff receive an annual performance review. Actual rates are based on periodic audits, but these are not completed earch year.
G4-HR3 — In FY14, we failed to note the resolution status of two complaints that year. These were added in 2015.

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