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ALJ Initial Decisions:
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Release No. | Date | Respondents |
Fourth Quarter | ||
411 | Dec. 28, 2010 | Gerard A.M. Oprins, CPA, and Wendy McNeeley, CPA
Robert G. Mahony, Administrative Law Judge File No. 3-13797 (Note: Finality Order, Release No. 34-63931) |
410 | Dec. 8, 2010 | Diane M. Keefe
Carol Fox Foelak, Administrative Law Judge File No. 3-13337 (Note: Finality Order, Release No. 34-63686) |
409 | Dec. 1, 2010 | Eric R. Majors
Robert G. Mahony, Administrative Law Judge File No. 3-13975 (Note: Finality Order, Release No. IA-3131) |
408 | Nov. 29, 2010 | Sherwin Brown and Jamerica Financial, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-13908 (Note: Opinion, Release No. IA-3217) |
407 | Nov. 22, 2010 | Appiant Technologies, Inc., Cobalis Corp., Futurelink Corp., STM Wireless, Inc., Supermail International, Inc. (n/k/a PBHG, INC.), and Women First Healthcare, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-13998 (Note: Opinion, Release No. 34-65118) |
406 | Nov. 15, 2010 | The Colonial Bancgroup, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13967 (Note: Finality Order, Release No. 34-63577) |
405 | Oct. 22, 2010 | Vikonics, Inc., Vision Ten, Inc., Vizacom, Inc., Voiceflash Networks, Inc. (d/b/a The Dataflash Corp.), VoiceIQ, Inc. (n/k/a Yoho Resources, Inc.), Voyus, Ltd., and VSI Holdings, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13918 (Note: Finality Order, Release No. 34-63330) |
Third Quarter | ||
404 | Sep. 17, 2010 | L. Rex Andersen, CPA
Carol Fox Foelak, Administrative Law Judge File No. 3-13935 (Note: Finality Order, Release No. 34-63209) |
403 | Sep. 10, 2010 | Aaron Tsai
Carol Fox Foelak, Administrative Law Judge File No. 3-13835 (Note: Finality Order, Release No. 34-63142) |
402 | Sep. 8, 2010 | Theodore W. Urban
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13655 (Note: Order Dismissing Proceeding, Release No. 34-66259; Opinion, Release No. 34-63456) |
401 | Sep. 7, 2010 | Alyn Corp., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Stellar Energy, Inc. and Amwest Environmental Group, Inc.
James T. Kelly, Administrative Law Judge File No. 3-13881 See also: Court of Appeals Opinion |
400 | Jul. 22, 2010 | Comverse Technology, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-13828 |
399 | Jul. 7, 2010 | Edward J. Driving Hawk, Sr.
Robert G. Mahony, Administrative Law Judge File No. 3-13745 (Note: Finality Order, Release No. 34-62659) |
Second Quarter | ||
398 | Jun. 25, 2010 | Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
Carol Fox Foelak, Administrative Law Judge File No. 3-13532 (Note: Opinion, Release Nos. 33-9299, 34-66469 and IA-3376; Opinion, Release Nos. 34-65207 and IA-3264; Finality Order, Release No. 34-62660) |
397 | Jun. 3, 2010 | Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-13804 (Note: Finality Order, Release No. 34-62406) |
396 | Jun. 1, 2010 | Don Warner Reinhard
Carol Fox Foelak, Administrative Law Judge File No. 3-13280 (Note: Opinion, Release Nos. 34-63720, IA-3139) |
395 | May 19, 2010 | J.P. Turner & Company, LLC
Robert G. Mahony, Administrative Law Judge File No. 3-13550 (Note: Finality Order, Release No. 34-62313) |
First Quarter | ||
394 | Feb. 26, 2010 | Tsukuda-America Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13761 (Note: Finality Order, Release No. 33-9114) |
393 | Jan. 26, 2010 | Anthony Martin
Robert G. Mahony, Administrative Law Judge File No. 3-13588 (Note: Finality Order, Release No. 34-61610) |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2010.shtml
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