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National Freedom Day: A Commitment to End Modern Slavery

Sarah Mendelson serves as deputy assistant administrator for Democracy, Conflict and Humanitarian Assistance

This originally appeared on the White House Blog

Today is National Freedom Day, commemorating President Lincoln’s signing of the joint resolution that led to the Constitution’s 13th Amendment banning slavery in the United States. It is a day when freedom for all Americans is celebrated. Yet, almost 150 years later, while one form of slavery has been abolished in our country, another has quietly flourished around the world.

From forced labor to sex trafficking to child soldiers, modern slavery entails the use of force, fraud, or coercion of another for the purposes of exploitation. An estimated 20 million men, women and children around the world, including thousands in the United States, are living in bondage, confirming that the fight to end slavery is far from over. Today we reflect on what we’ve accomplished and recommit ourselves to what President Obama called “one of the great human rights causes of our time.”

USAID has been committed to combating human trafficking for over a decade, programming more than $180 million in nearly 70 countries since 2001. Our efforts are part of a larger government-wide approach that has involved nearly every federal department and agency. Today, we are expanding our commitment, answering President Obama’s call to end this barbaric human rights offense.

A year ago at the White House, we launched a new Counter-Trafficking in Persons Policy (C-TIP) (PDF), focusing on concrete, measurable principles and objectives that include increasing institutional accountability within USAID and leveraging innovation, 21st century technology, and partnerships to combat trafficking.

With procurement specialists and legal advisors, we have created a Standard Operating Procedure to bolster compliance with USAID’s Code of Conduct (PDF), holding our employees, contractors, and grantees to the highest standards of behavior. We’re training our workforce to recognize and report human trafficking incidents; all USAID employees must report suspected violations. We’re increasing protections against abuses prior to awarding contracts, grants, and cooperative agreements, and we’re responding to allegations of abuse swiftly and decisively.

Our team was also proud to play an active role in the whole-of-government effort, led by the White House, to put in place the President’s Executive Order 13627 on Strengthening Protections Against Trafficking in Persons in Federal Contracts.

The U.S. Government recognizes that no country or government alone can end modern slavery. It will take people and organizations outside of government. That’s why we are especially eager to engage young people and students who are uniquely qualified and positioned to help stimulate change through 21st century technology. Traffickers are using technology, like online classified ads, social networking sites, and SMS texting, to lure victims. We want to harness technology to combat these criminals.

In October 2012, a few short weeks after President Obama’s moving speech on human trafficking at the Clinton Global Initiative, USAID Administrator Dr. Raj Shah launched Challenge Slavery, a Campus Challenge, at Pepperdine University. The Campus Challenge invited students and scholars on campuses across the United States and around the world to submit innovative, forward-looking solutions to prevent trafficking, rescue victims, and provide support to survivors.

We cannot wait to announce the winners this March, though perhaps most exciting is the opportunity to grow a global network of C-TIP champions.

2012 was truly an incredible year for USAID and the world-wide counter-trafficking movement. We trained hundreds of government and social workers on protecting the rights of trafficking victims in Cambodia; we watched as 70,000 young people gathered in the People’s Square in Burma for a historic MTV EXIT counter-trafficking concert; and we were there when ten South Eastern European countries adopted a shared Standard Operating Procedure to care for trafficking victims.

While there will be obstacles, I believe 2013 will yield even more progress. We still need more data to better tailor our C-TIP programs and establish concrete baselines so we can measure progress and results. We need to better understand the combination of variables that enable certain actors to engage in C-TIP activities, and the impact of our interventions, so we can replicate what works and learn from what doesn’t.

But the momentum is truly building. Someday soon I hope February 1st will be known as “International Freedom Day,” celebrating the end of modern slavery around the world.

Sarah Mendelson is Deputy Assistant Administrator, Bureau for Democracy, Conflict & Humanitarian Assistance at USAID.

FrontLines Year in Review: Fighting Modern Day Slavery

This is part of our FrontLines Year in Review series. This originally appeared in FrontLines January/February 2012 issue.

The opportunity was too good to pass up. Shantos was 20 years old when a group of men came to his village in Bangladesh. They promised him a job in India, a little less than $100 for 50 days of work as a mason. He believed them. It was only after leaving home that he realized what was going on. He came back scared and desperate, but wiser, after 28 months in an Indian jail, arrested after he could not produce his passport to a local police officer.

For Sonaly, who was only 16 when she was sold to a brothel, there was no place to come home to.

Fatema, at 22, was locked up in a room and tortured for 14 days before she found the courage to escape.

With USAID’s help, Shantos, Sonaly, and Fatema, three victims of human trafficking, have found new lives.

Human trafficking is today the third most profitable crime in the world after illicit drug and arms trafficking, resulting in an estimated $30 billion to $32 billion in profits worldwide each year.

USAID’s Actions to Combat Trafficking-in-Persons program works closely with the Government of Bangladesh to help survivors of human trafficking through counseling and life skills training. Photo credit: Winrock International

Since 2005, USAID and the Government of Bangladesh have collaborated to address human trafficking on two fronts: by preventing it and by alleviating the suffering of its victims.

Bangladesh is a major source and transit country for men, women, and children subjected to both forced labor and sex trafficking. Men typically are fraudulently recruited to work overseas, especially to the Middle East and Gulf countries, and are subsequently exploited under conditions of forced labor or debt bondage. Bangladeshi children and women are trafficked for commercial sexual exploitation, domestic servitude, and forced labor.

For the past three years, Bangladesh has been included on the Tier 2 Watch List in the Department of State’s Annual Trafficking in Persons (TIP) Report. Under State’s tier placement system, rankings are determined based on the extent of a government’s actions to combat trafficking: Tier 1 signifies the highest degree of government action, and Tier 3 is the lowest ranking. Countries on the Tier 2 Watch List, like Bangladesh, are those whose governments do not fully comply with the minimum standards of the U.S. Government’s Trafficking Victims Protection Act, but are making significant efforts to comply.

Protection and Prosecution

In Bangladesh, USAID’s anti-trafficking program is implemented by Winrock International under the Actions to Combat Trafficking-in-Persons program (ACT), a four-year initiative that began in 2009 to reduce trafficking in men, women, and children in that country.

“The ACT program’s prevention efforts focus on protection and prosecution. The program works with government institutions to identify and prosecute perpetrators, empower survivors of trafficking and those at risk, provide viable economic alternatives to unsafe internal and cross-border migration, and expand public awareness and prevention efforts to include labor migration abuses and victimization of men,” said Habiba Akter, USAID/Bangladesh’s human rights and rule of law adviser, who manages the ACT program.

Still, the legal and justice systems need updating. Cases of human trafficking are seldom filed, and perpetrators are rarely sentenced for their crimes. In addition, the existing legal framework on trafficking ignores labor and internal trafficking, and acknowledges only women and children as potential victims. Sometimes law enforcement agencies prefer not to file a trafficking case due to mandated investigation timelines. Out-of-court settlements between perpetrators and victims’ families also hinder prosecution.

Since 2009, USAID’s ACT program has been working closely with the Government of Bangladesh to develop a comprehensive gender-sensitive, national anti-trafficking law and action plan on trafficking. The draft version of the law, with expected parliamentary passage in January 2012, is endorsed by Prime Minister Sheikh Hasina and her cabinet, an indication that the government is committed to preventing trafficking and punishing those convicted of the crime. An action plan for 2012-2014 is under development, and will guide monitoring to combat human trafficking in the country. [continued]

Read the rest of the article in FrontLines.

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Video of the Week: Making All Voices Count, A Grand Challenge for Development

Today we launched Making All Voices Count: A Grand Challenge for Development (MAVC) which brings together Sweden, the UK Department for International Development (DFID), U.S. Agency for International Development (USAID), and Omidyar Network (ON). This public-private partnership will create a $45 million fund to support innovation, scaling-up, and research that will deepen existing innovations and help harness new technologies to enable citizen engagement and government responsiveness.

This fourth Grand Challenge will seek inclusive ways to empower all citizens to voice their concerns and demands, and to improve governments’ responsiveness and accountability to those citizens. In order to build trusting relationships between citizens and government, MAVC will aim to fund collaborative efforts rather than one-sided approaches.

The White House (Blog): Supporting Human Rights in Burma

This post originally appeared on The White House Blog.

Yesterday’s announcement that President Obama will become the first U.S. President to visit Burma marks an historic step in the United States’ engagement with Burma. In the past year, since President Obama first noted “flickers of progress” in Burma – and since Secretary Clinton became the most senior U.S. official to visit since 1955 – we have seen continued progress on the road to democracy. Several opposition political parties have been permitted to register legally for the first time and their members – including Aung San Suu Kyi – have been elected to parliament. Restrictions on the press have been eased. Legislation has been enacted to expand the rights of workers to form labor unions, and to outlaw forced labor. The government has signed an action plan aimed at ridding its army of child soldiers; it has pledged to join the Extractive Industries Transparency Initiative (EITI) to help ensure that Burma’s natural wealth is not squandered to corruption, and it has announced fragile ceasefires in several longstanding ethnic conflicts.

Seeing these signs of progress, we have responded in kind, with specific steps to recognize the government’s efforts and encourage further reform. We have eased sanctions, appointed our first ambassador in 22 years, and opened a USAID Mission. At the same time, we have also updated sanctions authorities that allow us to target those who interfere with the peace process or the transition to democracy, and we created a ground-breaking framework for responsible investment from the United States that encourages transparency and oversight.

We are clear-eyed about the challenges that Burma faces. The peril faced by the stateless Rohingya population in Rakhine State is particularly urgent, and we have joined the international community in expressing deep concern about recent violence that has left hundreds dead, displaced over 110,000, and destroyed thousands of homes. There is much work to be done to foster peace and reconciliation in other ethnic conflicts, develop the justice sector, and cultivate the free press and robust civil society that are the checks and balances needed in any stable democracy. But we also see an historic opportunity both to help Burma lock in the progress that it has made so far — so that it becomes irreversible — and to meet the many challenges in front of it. In May 2011, as the Arab Spring took hold, the President noted that America’s interests are served when ordinary people are empowered to chart their own political and economic futures. And to governments, the President made a promise: if you take the risks that reform entails, you will have the full support of the United States.

Last month, as part of our effort to fulfill that promise, the Obama administration held the first-ever official bilateral dialogue on human rights with the Government of Burma. Led by Michael Posner, Assistant Secretary of State for Democracy Human Rights and Labor, the purpose was to initiate a new channel between our two countries to discuss challenges ahead – a high-level exchange on urgent and delicate issues that would have been unthinkable a year ago. Our delegation included not only Posner, Ambassador Derek Mitchell, and other State Department officials, but also senior officials from the White House, the Vice President’s office, USAID, the Department of Homeland Security, and the Department of Defense, including both civilian officials and uniformed military. The delegation included experts on labor rights and economic development, rule of law and political reform, ethnic conflict and reconciliation, land-mine removal and criminal justice. Our hosts included senior advisors to President Thein Sein and ministers and senior officials from across the Burmese government and military. Aung San Suu Kyi attended in her capacity as a member of parliament and the chair of a new legislative committee on the rule of law.

Before the official dialogue began, the U.S. delegation spent three days in Rangoon meeting with former political prisoners, ethnic minority leaders, labor advocates, LGBT organizations (who said that this was the first time any government had ever invited them to meet together), and other members of Burma’s nascent civil society. When we sat down for our official dialogue in Naypyidaw, we were able to convey the concerns raised in these meetings to our counterparts, and also stress the importance of their building an inclusive reform dialogue that will seek input from Burmese civil society.

The U.S. government engages with many countries around the world in official dialogues on human rights. While these discussions are often a useful forum for diplomacy, it is fair to say that these conversations can sometimes be stilted, characterized by predictable presentations rather than a spontaneous back-and-forth in which uncertainty can be expressed. The U.S.-Burma dialogue was unusually high-energy and candid.

We both recognized the need to empower reformers in and out of government, protect against backsliding, and ensure the broader Burmese public feels the changes afoot. One of the most challenging aspects of reform is enlisting the country’s military, which governed the country through authoritarian rule for five decades. U.S. Army Lieutenant General Francis Wiercinski drew on his own experiences to make a powerful case to senior officials from the Burmese Defense Ministry that national security is helped rather than hindered by transparency and independent monitoring, and by compliance with international humanitarian law and human rights law. The discussions, which emphasized areas where commitments to reform are necessary – including on child soldiers, forced labor, and in conflict areas – underscored that the gradual process of normalizing our military-to-military relationship will hinge on progress on human rights.

Many of the issues that we discussed in detail will likely feature in the President’s upcoming trip to Burma. These included:

  • Prisoners of conscience. The release of more than 700 political prisoners in the last year has been unprecedented. But as Secretary Clinton has made clear, for the United States, even one prisoner of conscience is too many, and the State Department has passed along a list of those we are concerned remain imprisoned. In addition, as one ex-prisoner put it, “we have been released, but we are not free.” The released prisoners have a huge amount to offer a democratic Burma, but, as we noted, the government will need to lift outstanding travel and other restrictions in order for them to participate fully in society.
  • Political reforms. Reforms have begun to change the political landscape, particularly as parliament has become more inclusive, and as representatives are increasingly answerable to their constituents. But efforts to build civil society, make government ministries responsive to the public, and create a more inclusive political process have just begun. In particular, the central government needs to tackle the challenge of ensuring that any reforms that are made by the parliament and central government are felt at the local level and especially in Burma’s border areas where the majority of the country’s ethnic minorities reside.
  • Rule of law. The parliament and the executive branch have tackled part of an ambitious agenda for remaking Burma’s law and legal institutions. But the judicial branch remains the least developed of Burma’s political institutions. Judicial reform, repealing outdated and restrictive laws, educating citizens of their rights, creating a vibrant civil society to protect those rights, and remaking the legal system and the legal profession all are required to lay the foundation of rule of law in Burma, and all have a long way to go.
  • Peace and reconciliation. The challenge of ongoing ethnic and sectarian violence – including in Shan State, Kachin State, and Rakhine State – remains an area of deep and ongoing concern. If left unaddressed, it will undermine progress toward national reconciliation, stability, and lasting peace. Serious human rights abuses against civilians in several regions continue, including against women and children. Humanitarian access to hundreds of thousands of internally displaced persons remains a serious challenge and on-going crisis. The government and the ethnic nationalities need to work together urgently to find a path to lasting peace that addresses minority rights, deals with differences through dialogue not violence, heals the wounds of the past, and carries reforms forward. The situation in Rakhine State and the recent violence against the Rohingya and other Muslims last week only underscores the critical urgency of ensuring the safety and security of all individuals in the area, investigating all reports of violence and bringing those responsible to justice, according citizenship and full rights to the Rohingya, and bringing about economic opportunity for all local populations.

Ultimately, Burma’s reforms will succeed or fail based on the efforts of the Burmese people themselves. President Obama’s policy approach has been to support reform and those championing it – an investment in Burma’s future that the President will personally reinforce later this month in Rangoon. Behind this investment is a commitment to helping the Burmese people see the promise that lasting reform holds for their country. As they take charge of their destiny, the American people stand ready to help.

Samantha Power is the Special Assistant to the President and Senior Director for Multilateral Affairs and Human Rights at the National Security Council

Applying New and Existing Technologies to Atrocity Prevention

USAID Deputy Administrator Donald Steinberg. Official Photo, USAID

Over the past year, I’ve had the honor to be part of the team at USAID implementing the President’s vision of preventing and responding to mass atrocities, including through my service on the White House’s Atrocity Prevention Board.  I have deep personal connections to the issue of atrocity prevention, having worked throughout my career on countries in the midst of conflict where such atrocities have occurred, from Rwanda to Angola to Libya.

Knowing all too well the challenges – internal and external – that a government faces as it attempts to prevent or disrupt these horrific events, I have steered our team at USAID toward expanding the tools available to us and training and equipping our staff to improve our vigilance and response.  In this regard, much more can be done to take advantage of developments in technology.  So many more technologies are available to us today than existed during the Rwanda genocide, and we must harness them to build new capabilities in early warning, remote sensing, safe evidence collection, and elsewhere.

This awareness prompted a conversation that culminates with the contest launch of the Tech Challenge for Atrocity Prevention on October 31.  This exciting effort, co-sponsored by USAID and Humanity United, builds on our new commitment to open source development.  Instead of just drawing on the skill and imagination of our staff, we are engaging a broader community and posing fundamental questions and challenges to new problem-solvers, including students, coders, tech firms, and other innovative thinkers.

The challenges we seek to address through the Tech Challenges are at the heart of barriers we face in ending the cycle of violence in fragile countries.  What new tools or mobile apps can help activists safely document the physical evidence needed to hold abusers accountable and/or support transitional justice processes long after the violence abates?  How can new social media platforms and other tools build pressure on governments to respond, and on the private sector to address the enabling role served by resources generated from conflict minerals and other products?  How can we better monitor hate speech that is often a precursor and instigator of violence?  These are tough questions, but we need answers, fresh perspectives and new ideas.

Please visit the site, share the trailer via social media and forward this to friends, colleagues, or classmates who might help.  Our partner Humanity United will be hosting a Twitter Q&A on Thursday, November 1st at 2 p.m. EST via @HUTweets and #genprevtech to answer your questions about the Tech Challenge.

We look forward to seeing the new ideas you identify in this Tech Challenge, and we’re excited about the broader range of possibilities that open source development will yield.

 

*Updated to reflect change in event date*

Got Milk? 300,000 Kenyan Dairy Farmers Do

Kenya dairy farmers participating in USAID program. Photo credit: Robin Johnson/USAID

As a Dairy Value Chain Coordinator, I help Kenyan farmers apply innovative ideas and technologies to increase milk production by changing the way they manage their dairy cows.  I’m able to do this through the USAID-supported Kenya Dairy Sector Competitiveness Program, which aims to increase the quantity and quality of milk produced by smallholder farmers, and to link them to the growing market for dairy products. By teaching the dairy farmers more efficient techniques, production has increased, raising incomes and helping them adapt to unforeseen environmental shocks and stresses.

The dairy sector in Kenya contributes 14 percent of agricultural GDP and four percent of overall GDP, and is growing by five percent or more each year. We’ve worked with the Government of Kenya to help produce a National Dairy Master Plan with the objective of achieving a seven percent annual rate of growth in the sector.

Sara Maiya is a Kenyan farmer who, wanting to learn how to better allocate her resources and get the most out of her herd, attended one of our workshops.  As a result, Sara began to grow her own fodder, manually cutting and storing it to preserve it for the dry season. She dug a shallow well to have water for her cows year round. She adopted a zero-grazing approach, which we recommend as a best practice for farmers with small plots of land.

As a result, Sara has seen her milk production increase from 5 liters to 15 liters per day per cow. As her yields increased, Sara went from selling her milk to a local milk café to joining a dairy farmers’ cooperative that bulk sells her milk with other farmers who in turn sells to a commercial dairy processor. Along with the other farmers in the cooperative, Sara has instituted new techniques to adapt to Kenya’s changing cycles of rain and drought. By adapting and using these new techniques, they are producing a larger and more reliable quantity and quality of milk, creating a reliable source of income in the commercial dairy market.

I’m proud to have helped bring this knowledge and technology to 300,000 smallholder dairy farmers, like Sara, across Kenya. Through farmer-to-farmer outreach and through thousands of private sector service providers that have emerged as the Kenya dairy sector grows, our goal is to ensure these transformational approaches to small holder dairy farming continue to grow and expand to all 1.5 million rural Kenyan families that keep and maintain dairy cows.  We hope that long after this program has ended, Kenyan farmers will continue to increase their economic resilience despite recurring droughts and the subsequent spikes in staple food prices that result.

From Conflict to Coping

Tisda, Mercy Corps Program Officer, in Ethiopia. Photo Credit: Erin Gray, Mercy Corps

Last summer, amidst the Horn of Africa’s worst drought in generations, Mercy Corps received encouraging news from local officials in the Somali-Oromiya region of Ethiopia.  In this area – long known for conflict, scarce resources and harsh conditions – communities that had participated in USAID-supported Mercy Corps peacebuilding efforts were reportedly coping better than they had during less severe droughts in the past.

We were intrigued, so we sent out a research team—and the findings were striking: when local conflict had been addressed, people were far better equipped to survive the drought.

To understand why, put yourself in the position of an Ethiopian herder.  When a drought hits, you can cope in several ways.  First, you will sell the weakest animals in your herd, raising cash to meet your family’s short-term needs while reducing grazing pressure on a water-scare environment. You may migrate with the remaining herd to areas where the grazing potential is better.  Along the way, you will rely on sharing access to scarce remaining water resources wherever you go.

Yet conflict can make these coping mechanisms impossible – blocking market access, freedom of movement, and access to shared resources like water. In this part of Ethiopia, population pressure and climate change had strained resources, spurring violence that in 2008-09 resulted in massive loss of lives and assets. In response to that conflict, Mercy Corps initiated a peacebuilding process in 2009 with support from USAID.  We helped participating communities focus on establishing peaceful relations, economic linkages, and joint management of natural resources.

A “resilience” approach to aid focuses on understanding, and improving, how communities cope with drought and other shocks.  Instead of just providing assistance that meets immediate material needs, a resilience approach also focuses on factors that affect a community’s ability to cope.  As Mercy Corps found last summer in Ethiopia, this often means focusing on factors that fall well outside the traditional assistance toolkit.

The program had focused on reducing violence – but our researchers found that it also built resilience along the way. Communities that participated in Mercy Corps’ program reported greater freedom of movement and fewer barriers to accessing resources, markets and public services than did non-participating communities. They identified greater freedom of movement as the single most important factor contributing to their ability to cope and adapt to the severe drought conditions. As one herder from the Wachile community said, “It is very difficult to use or access dry reserves (grazing areas) located in contending communities in a situation where there is no peace…the peace dialogues in the area have improved community interaction and helped us to access these resources.”

Our research report – titled Conflict to Coping – confirmed the important link between conflict and resilience in this region, and demonstrated that effective peacebuilding interventions help build resilience to crises.  Participating communities showed less reliance on distressful coping strategies, especially depletion of productive assets, than other communities. Importantly, the increased peace and security has allowed participating communities to employ more effective livelihood coping strategies, enabling them to better cope with extreme droughts.

Equal Futures Partnership Advances Global Women’s Opportunities

Sarah Mendelson is the Deputy Assistant Administrator for USAID's Bureau for Democracy, Conflict and Humanitarian Assistance. Credit: USAID

I am excited to have just returned from the kick-off of the Equal Futures Partnership to expand women’s opportunities around the world. The event was held in New York City and part of a number of events USAID is participating in during the United Nations General Assembly this week.

The world has made significant strides in expanding opportunity for women and girls; in the U.S., we just celebrated 40 years of Title IX, an act of Congress that changed the lives of many in my generation by enabling girls to have equal access to education playing sports. Equal access to sports in schools, particularly, taught many of us how to be fierce competitors and learn valuable lessons in team building.

Yet more work is needed to tackle the global gender inequality. Last week, I met in London with donors on this very topic where researchers discussed a number of startlingly facts:

  • In 2011, women held only 19 percent of parliamentary seats worldwide, while less than five percent of heads of state and government were women.
  • While in the past 25 years, women have increasingly joined the labor market, the World Bank’s 2012 World Development Report describes “pervasive and persistent gender differences” in productivity and earnings across sectors and jobs.
  • Though women are 43 percent of the agriculture labor force and undertake many unpaid activities, they own just a tiny fraction of land worldwide.

These realities demand an urgent response.

Building on President Obama’s challenge a year ago at UNGA, the United States government has partnered in a new international effort to break down barriers to women’s political participation and economic empowerment. The goal of the Equal Futures Partnership is to realize women’s human rights by expanding opportunity for women and girls to fully participate in public life and drive inclusive economic growth in our countries.

Through this partnership, the countries of Senegal, Benin, Jordan, Indonesia, Bangladesh, Tunisia, Peru, Denmark, Finland, Australia and the European Union are all making new commitments to action, and will consult with national stakeholders inside and outside government, including civil society, multilateral organizations including UN Women and the World Bank, and the private sector, to identify and overcome key barriers to women’s political and economic participation.  This partnership promises to be groundbreaking not only for the countries involved but also for those who are watching its implementation.

USAID and its Center for Excellence on Democracy, Human Rights and Governance stands by to provide assistance to these countries as well as many others throughout the world as they work to advance women’s political participation and economic empowerment.

This is thrilling work that helps make the promise of development real for everyone–not just a privileged few.

USAID Book Club: A Farewell to Alms

Fall semester @USAID banner image

As part of USAID’s Fall Semester, we will host an online book club for our readers this fall. The Impact Blog will post suggestions from our senior experts at USAID to suggest a book on important issues in international development.  We’ll provide you and your book club with the reading suggestions and discussion questions, and you tell us what you think! Our fall reading list will  explore solutions to the most pressing global challenges in international development—mobile solutions, poverty, hunger, health, economic growth, and agriculture.

This week’s choice comes from: USAID Administrator Rajiv Shah

Dr. Rajiv Shah serves as the 16th Administrator of USAID and leads the efforts of more than 8,000 professionals in 80 missions around the world.

Dr. Rajiv Shah serves as the 16th Administrator of USAID and leads the efforts of more than 8,000 professionals in 80 missions around the world.

Book: A Farewell to Alms: A Brief Economic History of the World, by Gregory Clark

Synopsis: The source of human progress has long been a subject of debate. What makes rich countries rich, and poor countries poor? In the this book,  University of California, Davis, Economist Gregory Clark offers a provocative take on the age-old question, arguing that it was culture—rather than geography, natural resources or centuries of exploitation—that left some parts of the globe behind.

According to Clark, relative stability and effective workforces enabled certain societies to take better advantage of the Industrial Revolution’s new technologies and opportunities. Those countries with lax systems or undisciplined workers lost ground, and stayed there.

Clark’s book is skeptical of whether the poorest parts of the world will ever achieve real progress. For development professionals, it offers up a challenge to the belief that outside intervention can help bridge the vast economic divide between rich and poor.

Review:  This book impacted me because it shows how for hundreds, or even thousands, of years basic economic progress was largely stagnant. You didn’t have rapid compound increases in living standards until the Industrial Revolution when some countries and some societies got on a pathway towards growth – towards better health, longer life expectancy, higher income per person and more investment in education. Others remained on a slower-moving pathway.

That great divergence, and the study of it, is at the core of development. It is that divergence that we try to learn from and correct for. We define success in development as helping communities and countries get on that pathway towards improved health and education, and greater wealth creation.

I didn’t choose this book because I think it is the definitive story on development, but rather because I share its focus on core economic growth as the driver of divergence.

I disagree where Clark concludes that some societies failed to take advantage of the availability of modern technology because their cultures were antagonistic to development. With the right conditions in place, you can unlock a formidable work ethic from a range of different cultures and communities. The last 50 years have shown us that. By investing in local capacity and local institutions, we can leave a legacy of economic infrastructure, strong and capable leadership, and transparent, effective public and private sector institutions.

USAID’s partnerships in Latin America helped country after country develop strong institutions. The same can be said for South Korea. Unfortunately, there have been examples where aid and assistance have been provided in a manner that was not as sensitive to building lasting local capacity and institutions. This is true for all partners, not just our Agency. That’s why we’ve launched a program called USAID Forward, to refocus on working in a way that will create durable and sustained progress.

Administrator Shah is on Twitter at @rajshah. You  can also “Ask the Administrator” your questions on Crowdhall

Discussion Questions

1. Do you agree with Clark that some societies failed to take advantage of the availability of modern technology because their cultures were antagonistic to development?

2. The Nobel prize-winning economist Robert Solow has said Clark does not take into account how institutional factors, such as cronyism, inequitable taxation and ineffectual government cripple development. What role do you think these institutional factors play?

3. Clark challenges how effective outside intervention can be in helping poor nations progress. Do you agree?

4. Regardless of why some nations have fallen behind, how do you think they can bridge that gap today?

5. Has your world view changed after reading this book and how?

Get Involved: Use the comments section of this blog post to share your answers, or tweet them to us at #fallsemester

Timor-Leste Administers Own Elections

On July 7, I went to the polls—along with my fellow citizens of Timor-Leste—to participate in a notable election:  not only did we elect a new parliament for the second time in our young country’s history, but we also voted in general elections that for the first time were managed and run entirely by Timorese institutions. As was widely anticipated, the elections were peaceful and the turnout was high, at about 75 percent.

My country’s independent conduct of free and fair elections demonstrated our government’s commitment to further consolidating our still-young, but vibrant democracy. I am proud that Timor-Leste was able to achieve this milestone just 10 years after the restoration of its independence.

Citizens lined up to vote on the morning of July 7 in the town of Maliana in Timor-Leste’s Bobonaro district. Photo credit: Teodulo Ximenes, USAID

As a Foreign Service National working with USAID, I am also proud about what this election demonstrates about USAID’s efforts to promote sustainability and local ownership in our programs. For the past 10 years, USAID has laid the groundwork for this day by supporting Timor-Leste in developing robust democratic institutions and processes. That work paid off on July 7.

Several Timorese institutions deserve credit for the successful Election Day—namely, the National Electoral Commission and the Technical Secretarial for Elections Administration, which administered the electoral processes. The National Police maintained security and tranquility not only on Election Day, but also during the periods before and after the election.

Although the elections were administered without international assistance, the Timorese government and public did welcome international observers. USAID funded a team of 20 international observers who covered every district throughout the country. Through the International Republican Institute (IRI), we also provided training to 1,700 domestic observers—members of a local non-governmental organization, the Observatorio da Igreja Para Os Assuntos Socials (OIPAS)—who were successfully deployed to every polling station across the country.

Before the election, USAID funded civic and voter education activities that familiarized voters with the elections procedures and processes and helped them to better understand the different platforms and programs proposed by the parties and coalitions competing in the election. And three weeks before the election, USAID deployed a separate team of observers to assess the pre-election atmosphere.

Timor-Leste’s successful elections are indeed a feather in the cap of my country. They are also a great example of what happens when USAID’s development programs work as they should, by strengthening the ability of local actors to carry out important work on their own for the long term.

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