[Federal Register: December 18, 2000 (Volume 65, Number 243)]
[Proposed Rules]
[Page 79050-79068]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr18de00-33]
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----------------------------------------------------------------------- DEPARTMENT OF TRANSPORTATION Federal Motor Carrier Safety Administration 49 CFR Parts 392 and 393 [FMCSA Docket No. FMCSA-97-2289]
RIN 2126-AA27 Development of a North American Standard for Protection Against
Shifting and Falling Cargo AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT. ACTION: Notice of proposed rulemaking (NPRM); request for comments. ----------------------------------------------------------------------- SUMMARY: The FMCSA proposes to revise the regulations concerning
protection against shifting and falling cargo for commercial motor
vehicles (CMVs) engaged in interstate commerce. We would issue new
cargo securement standards based on the North American Cargo Securement
Standard Model Regulations, reflecting: The results of a multi-year
comprehensive research program to evaluate current U.S. and Canadian
cargo securement regulations; the motor carrier industry's best
practices; and recommendations presented during a series of public
meetings involving U.S. and Canadian industry experts, Federal, State
and Provincial enforcement officials, and other interested parties.
Generally, the proposed revision would require motor carriers to change
the way they use cargo securement devices to prevent certain articles
from shifting on or within, or falling from CMVs. In some instances,
the proposed changes could require motor carriers to increase the
number of tiedown devices used to secure certain types of cargoes. The
intent of this rulemaking is to reduce the number of accidents caused
by cargo shifting on or within, or falling from, CMVs operating in
interstate commerce, and to harmonize to the greatest extent
practicable U.S., Canadian, and Mexican cargo securement regulations. DATES: You must submit comments on or before March 19, 2001. ADDRESSES: You can mail or hand deliver comments to the U.S. Department
of Transportation, Dockets Management Facility, Room PL-401, 400
Seventh Street, SW., Washington, DC 20590-0001. You can also submit
your comments electronically at http://dms.dot.gov. We can view the
NPRM and all items in the docket at that same internet address. You
should include the docket number that appears in the heading of this
document in your comment. You can examine and copy all comments in the
Docket Management System (DMS) from 9 a.m. to 5 p.m., e.t., Monday
through Friday, except Federal holidays. If you want to be notified
that we received your comments please include a self-addressed, stamped
envelope or postcard, or print the acknowledgment page that appears
after submitting comments electronically. FOR FURTHER INFORMATION CONTACT: Mr. Larry W. Minor, Office of Bus and
Truck Standards and Operations, MC-PSV, (202) 366-1790; or Mr. Charles
E. Medalen, Office of the Chief Counsel, MC-CC, (202) 366-1354, Federal
Motor Carrier Safety Administration, 400 Seventh Street, SW.,
Washington, D.C. 20590-0001. Office hours are from 7:45 a.m. to 4:15
p.m., e.t., Monday through Friday, except Federal holidays. SUPPLEMENTARY INFORMATION: Background On July 27, 1993, the House of Representatives held a hearing
concerning the adequacy of Federal regulations on cargo securement, as
well as the enforcement of those regulations ("Truck Cargo Securement
Regulations and Enforcement, 1993: Hearing Before the Subcommittee on
Investigations and Oversight of the House of Representatives' Committee
on Public Works and Transportation," 103rd Cong., 1st Sess. 32 (1993))
. The report of the July 1993 hearing is included in the public docket.
The hearing was prompted by several cargo securement accidents that
occurred in New York between 1990 and 1993. During the hearing, the
Federal Highway Administrator stated that the Ontario Ministry of
Transportation had requested that the FHWA review a proposal prepared
on behalf of the Canadian Council of Motor Transport Administrators
(CCMTA)--a non-profit association of senior officials from Federal,
Provincial, and Territorial departments and agencies responsible for
the administration, regulation, and control of motor vehicle
transportation and highway safety--for a research program to evaluate
cargo securement regulations and industry practices. The Administrator
informed the subcommittee that the FHWA would participate in the
research effort and consider incorporating the results of the research
into the Federal Motor Carrier Safety Regulations (FMCSRs). A cargo securement research working group was organized by the
CCMTA and the Ontario Ministry of Transportation to discuss the
research methodology with industry groups and Federal, State, and
Provincial governments in the United States and Canada. The working
group, which included representatives from the FHWA, Transport Canada
(the Federal department responsible for developing and enforcing the
regulatory aspects of motor vehicle and motor carrier safety in
Canada), the CCMTA, the Commercial Vehicle Safety Alliance (CVSA),
several States and Provinces, and U.S. and Canadian industry, held its
first meeting August 16-17, 1993. A report identifying the cargo
securement issues to be examined through the research program and
describing the selected research methodology was published by the
Ontario Ministry of Transportation in November of 1993. A copy of the
minutes of the first meeting and a copy of the report entitled "A
Proposal for Research to Provide a Technical Basis for a Revised
National Standard on Load Security for Heavy Trucks" are included in
the public docket. Discussion of the Research Project The North American Load Security Research Project was initiated to
develop an understanding of the mechanics of cargo securement on heavy
trucks. The research was intended to provide a sound technical basis
for development of the North American Cargo Securement Standard Model
Regulations. Tests were conducted to examine the fundamental issues of
anchor points, tiedowns, blocking and friction, and issues related to
securement of dressed lumber (representative of cargoes that are loaded
lengthwise on a vehicle and secured with transverse tiedowns), large
metal coils, concrete pipe, intermodal containers, and other
commodities. The research is documented in the following reports: 1. "Experimental Evaluation of Friction Coefficients of Typical
Loads and Trailer Decks Under Vertical Vibration, North American
Load Security Research Project, Report 2," Canadian Council of
Motor Transport Administrators, 1997. 2. "Slippage Tests with Anti-skid Mats, North American Load
Security Research
[[Page 79051]]
Project, Report 3," Canadian Council of Motor Transport
Administrators, 1997. 3. "Dressed Lumber Tiedown Tests, North American Load Security
Research Project, Report 4," Canadian Council of Motor Transport
Administrators, 1997. 4. "Effect of Cargo and Tiedown Characteristics on Equalization
of Tension in the Spans of Tiedowns, North American Load Security
Research Project, Report 5," Canadian Council of Motor Transport
Administrators, 1997. 5. "Effect of Binder Type and Chain Length on Tension in Chain
Tiedowns, North American Load Security Research Project, Report 6,"
Canadian Council of Motor Transport Administrators, 1997. 6. "riction Coefficients Between Typical Cargo and Truck
Decks, North American Load Security Research Project, Report 7,"
Canadian Council of Motor Transport Administrators, 1997. 7. "Load Capacity of Nailed Wood Blocking, North American Load
Security Research Project, Report 8," Canadian Council of Motor
Transport Administrators, 1997. 8. "Effect of Cargo Movement on Tension in Tiedowns, North
American Load Security Research Project, Report 9," Canadian
Council of Motor Transport Administrators, 1997. 9. "Evaluation of the Strength and Failure Modes of Heavy Truck
Cargo Anchor Points, North American Load Security Research Project,
Report 10," Canadian Council of Motor Transport Administrators,
1997. 10. "Tests on Methods of Securement for Thick Metal Plate,
North American Load Security Research Project, Report 11," Canadian
Council of Motor Transport Administrators, 1997. 11. "Tests on Methods of Securement of Large Boulders, North
American Load Security Research Project, Report 12," Canadian
Council of Motor Transport Administrators, 1997. 12. Bending Strength of Trailer Stakes, North American Load
Security Research Project, Report 13, Canadian Council of Motor
Transport Administrators, 1997. 13. "Effect of Tiedowns on Wood Blocks Used as Dunnage, North
American Load Security Research Project, Report 14," Canadian
Council of Motor Transport Administrators, 1997. 14. "Tests on Methods of Securement for Metal Coils, North
American Load Security Research Project, Report 15," Canadian
Council of Motor Transport Administrators, 1997. 15. "Tests on Methods of Securement for ISO Containers, North
American Load Security Research Project, Report 15," Canadian
Council of Motor Transport Administrators, 1997. 16. "Analysis of Heavy Truck Cargo Anchor Points, North
American Load Security Research Project, Report 16," Canadian
Council of Motor Transport Administrators, 1997. 17. "North American Load Security Research Project Summary
Report, North American Load Security Research Project, Report 18,"
Canadian Council of Motor Transport Administrators, 1997. 18. "Assessing a Securement Method for the Transportation of
Heavy Machinery Using a Combination of Highway Vehicles, North
American Load Security Research Project, Report 19," Canadian
Council of Motor Transport Administrators, 1997. A copy of each of the reports listed above is in the public docket.
Copies of these reports may be purchased from the CCMTA, 2323 St.
Laurent Boulevard, Ottawa, Ontario K1G 4J8. The telephone number for
the CCMTA is 613-736-1003; the web site address is http://www.ccmta.ca. There were a number of important findings, conclusions, and
recommendations discussed by the researchers. The following is a
summary of three of the major concerns discussed by the authors and how
they apply to the transportation of a wide range of commodities. Anchor Points The researchers believe the results of their work indicate that
vehicles used to transport heavy articles, such as metal coils, should
be equipped with anchor points designed for the load. The anchor points
on CMVs should be provided with a load-rating based on the
manufacturer's analysis of the possible directions that the applied
forces will act on the anchor point. Tiedowns The researchers observed that tiedowns either resist applied
forces, or increase friction between the cargo and the vehicle deck.
The researchers believe that if more attention is focused on other
means of cargo securement (i.e., blocking and bracing, etc.) it may be
possible to improve current cargo securement methods without any change
to the tiedown requirements. The authors indicated that the current
requirement for aggregate working load limits may be adequate for
general commodities secured by transverse tiedowns, but other cases may
require a different tiedown capacity depending on the other securement
provided. Friction The researchers concluded that friction is the principal factor
that keeps most cargo from shifting, so its role should be formally
recognized. Trailer decks, and cargo handling equipment like skids used
during transportation, should be designed with high coefficients of
friction. Rubber mats appear to increase the coefficient of friction
beyond 0.5 for many combinations of cargo and deck, and the use of
these mats should be encouraged. However, friction should never be the
sole means of cargo securement. Use of Research Results As various portions of the research were completed, the results
were provided to the Standard Drafting Group which was responsible for
leading the effort at drafting the North American Model Regulations.
Almost all of the research was completed by late 1997, with a few
remaining items completed in 1998. The drafting group was responsible
for reviewing the draft research reports to determine how the
information could best be used to improve specific cargo securement
requirements in the U.S., Canada, and Mexico. Process for Development of the North American Model Regulations The Standard Drafting Group developed the outline for the model
regulations with most of the detailed performance criteria added as the
research reports were completed. Membership in the drafting group
included representatives from the FHWA, Transport Canada, CCMTA, the
Ontario Ministry of Transportation, Quebec Ministry of Transportation--
Ontario and Quebec conducted most of the research--and the CVSA. The
CVSA was included in the drafting group because it is an organization
of Federal, State, and Provincial government agencies and
representatives from private industry in the United States, Canada, and
Mexico dedicated to improvement of commercial vehicle safety. The
membership of the drafting group was limited because there was an
informal agreement among the interested parties that it would have been
impractical to draft a technical document with a larger number of
participants. The process used for further developing this outline for the model
regulations involved the North American Cargo Securement Harmonization
Committee, a group which reviewed major portions of this outline as it
was completed by the drafting group. Membership in the harmonization
group was open to all interested parties in the U.S., Canada, and
Mexico. This process was intended to ensure that all interested parties
had an opportunity to participate in the development of the model
regulations, and to identify and consider the concerns of the Federal,
State, and Provincial governments, carriers, shippers, industry groups,
and associations, as well as safety advocacy groups and the general
public. The harmonization group held public meetings at locations in
the United States and Canada, during which drafts
[[Page 79052]]
of the North American Cargo Securement Standard were presented for
review and comment. Representatives of the CCMTA and the CVSA served as
co-chairpersons for the harmonization group and organized the public
meetings. The meetings held in the U.S. concerning the review of
substantive material that would be included in the model regulations
were announced by the FHWA in the Federal Register. There were nine
meetings held in the U.S. and Canada. Copies of the minutes from the
meetings, including lists of the agencies, organizations and companies
represented at the meetings, are in the public docket. For individuals and groups unable to attend the meetings, the CCMTA
posted information on the Internet. The Internet address is http://www.ab.org/ccmta/ccmta.html. Individuals and organizations with
Internet electronic mail addresses were provided with the opportunity
to have their names added to an electronic mailing list to receive
information on the development of the standard. After all interested parties were given the opportunity to comment
and their concerns had been considered, the final version of the North
American Cargo Securement Standard was published in May 1999 by the
CCMTA. A copy of the standard is in the public docket. Federal, State,
and Provincial governments throughout North America have now been
encouraged to adopt it through their respective rulemaking processes. Publication of Advance Notice of Proposed Rulemaking On October 17, 1996, the FHWA published an advance notice of
proposed rulemaking (ANPRM) concerning the development of the North
American Cargo Securement Standard Model Regulations (61 FR 54142). The
agency requested comments on its consideration of a rulemaking to
overhaul the Federal cargo securement regulations based on the research
program described above and other published cargo-securement related
research, such as Southern Illinois University's March 1995 report
entitled ``Analysis of Rules and Regulations for Steel Coil Truck
Transport.'' A copy of this report is included in the public docket.
The agency also requested comments on the process that would be used to
develop the North American Cargo Securement Standard Model Regulations. Discussion of Comments to the ANPRM We analyzed 10 comments that we received in response to the ANPRM.
The commenters were: Advocates for Highway and Auto Safety (Advocates);
the American Trucking Associations (ATA); the CCMTA; CVSA; the Illinois
Department of Transportation (IDOT); Insurance Corporation of British
Columbia (ICBC); the International Brotherhood of Teamsters; Landstar
Gemini (Landstar); the Truck Trailer Manufacturers Association (TTMA);
and the Web Sling and Tiedown Association. Generally, the commenters agreed with the agency's plan to
participate in the research program to evaluate cargo securement
systems, and the approach the agency described for developing the North
American Cargo Securement Standard Model Regulations. However, some of
the commenters expressed concerns about specific issues they believe
were not discussed adequately in the research and standards development
program described in the ANPRM. General Comments The Illinois Department of Transportation stated that the use of a
diverse ``drafting group'' to develop guidelines and performance
standards based upon current research appears to be a viable method of
regulatory development. They asked that the standards be based on sound
engineering principles. The output should be both user friendly and
enforceable. The CCMTA and CVSA indicated that they strongly support the
agency's decision to use the research results to overhaul the Federal
cargo securement regulations. Both organizations stated that they
believe a uniform, performance-based cargo securement standard will not
only improve highway safety, but also will provide equipment
manufacturers and carriers with increased flexibility to meet the
objectives of the standard. The Web Sling and Tiedown Association indicated that it supports
updating the current regulations to improve the safe transportation of
cargo. The association believes that allowing industry to participate
in the writing of standards will be beneficial both to the public and
to industry. Accident Data The ATA and TTMA indicated that they believe the agency should
review currently available accident data prior to making significant
changes to the cargo securement regulations. They suggested that the
agency should also conduct a study of accidents to learn from actual
experience where improper loading has either caused or contributed to
safety problems. Among their concerns were that the new rules not be
burdensome with details for every type of cargo to be secured. The TTMA pointed out that since accidents involving metal coils
seemed to be the impetus for this rule, a rule for coils should precede
this current NPRM. Then, if data supported a broader application of
securement rules, at that time rules for other types of cargo should be
implemented. Securement of Intermodal Containers Landstar believed the rules for securing intermodal cargo must be
unambiguous. They recommended using integral pins on chassis, avoiding
using cargo containers only secured by chains, straps, or other
binders, and using integral locking devices. Crashworthiness Standards for Cargo Securement Systems The Advocates requested that the agency develop standards that
would ensure that cargo remains inside or on the CMV during a collision
or rollover, and accommodate a variety of crash types, especially
rollovers and trailer detachment collisions. FMCSA Response to Comments The FMCSA believes the adoption of the North American Cargo
Securement Standard Model Regulations would ensure that the FMCSRs
concerning protection against shifting and falling cargo provide clear
and objective guidelines to both motor carriers and enforcement
officials on what is necessary to ensure safety and achieve compliance
with the rules. At the same time, the rulemaking would ensure that the
rules are technically sound. This rulemaking would close the gap
between the letter and the purpose of the regulations, so that the
intent of the rules is better expressed in the regulatory language. On the issue of harmonization of the cargo securement regulations,
the FMCSA agrees with the CCMTA and CVSA that there is a need to
establish more uniform requirements among all the jurisdictions in
North America and that the requirements should be based on engineering
data and test results. There is no readily apparent reason why the
cargo securement rules should vary significantly from jurisdiction to
jurisdiction in North America. There may be differences in the exact
wording, but there need not be substantial differences in what is
required. While the FMCSA agrees with commenters that the uniform regulations
being considered should be performance-based, the agency believes
[[Page 79053]]
the rules must contain sufficient detail to be easily understood, used,
and enforced. The rules should be performance-based to the greatest
extent practicable, but must be written in a manner that ensures that
motor carriers and enforcement officials will find the rules
meaningful. The agency believes that its proposed adoption of the North
American Cargo Securement Standard Model Regulations would accomplish
this objective. With regard to comments about the need to study accident data, the
agency believes that it is always important to consider accident data
in determining whether to initiate a rulemaking. However, it is not
always necessary to have accident data to justify initiating a
rulemaking to improve the technical adequacy of safety regulations and
to expand the regulatory text to better explain what is required of
motor carriers. Currently available accident data indicates that shifting or
falling cargo is a contributing factor in less than one percent of the
accidents self-reported by motor carriers that typically complied with
the agency's former accident reporting requirements under 49 CFR part
394. Note: On February 2, 1993 (58 FR 6726), the FHWA published a
final rule amending the FMCSRs by removing part 394, Notification
and Reporting of Accidents. As a result of that rulemaking, motor
carriers are no longer required to file accident reports (Form MCS
50-T, Form MCS 50-B) with the agency or to make notification of
fatal accidents. The effective date for the final rule was March 4,
1993. Although the data suggests that the occurrence of cargo securement-
related accidents is low compared to some other contributing factors
for CMV accidents, the fact that these accidents continue to happen is
reason enough for the agency to consider taking action. The TTMA is correct that a major factor prompting Federal, State
and Provincial agencies to participate in the research and standard
development effort is accidents involving metal coils transported on
flat-bed or platform trailers. The FMCSA does not, however, believe
this rulemaking should be limited to the development of requirements
for the transportation of metal coils, while the adoption of rules
covering other commodities is postponed indefinitely until the agency
gathers accident statistics to support rulemaking for those
commodities. Metal coils result in some of the most horrific cargo
securement-related accidents, but they are not the only commodity
associated with accidents. Some effort is required not only to reduce
the occurrence of metal coils shifting on or within vehicles, but to
ensure proper securement of other commodities that can cause an
accident resulting in fatalities and serious injuries when they are not
properly secured. In response to the ATA's statement about the importance of
determining whether accidents are the result of rules that are
technically incorrect, or improper loading and securement practices,
the agency believes the current regulations have served their purpose
well. They have provided performance-based requirements that allow for
flexibility in the means for securing cargo. However, the research
reports listed above identify several issues for which the current
regulations do not include adequate guidance on proper securement. For
example, the current regulations do not specifically account for the
role friction plays in keeping certain loads in place. As a result,
some motor carriers focus almost exclusively on the tiedowns and not
enough on actions to increase the level of friction between cargo, the
load-carrying surfaces of the CMV, and the level of friction between
articles being transported. Another example is that the current regulations do not make a
distinction between direct and indirect tiedowns. Despite concerns that
some participants expressed in the public meetings there is a
fundamental difference between direct and indirect tiedowns. Note: A "direct tiedown" is one that is intended to provide
direct resistance to potential shifting of an article being
transported. A direct tiedown may be attached to an article and to
an anchor point on the CMV, or it may be attached to an anchor
point, go around or through an article, then be attached to another
anchor point. An "indirect tiedown" is one that is intended to
increase the pressure of an article or stack of articles on the CMV.
An indirect tiedown is attached to the vehicle, runs directly over
or through an article, then is attached to another anchor point on
the other side of the article, and is tightened. This difference should not be overlooked when determining the
number of tiedowns needed for heavy loads such as metal coils and
construction equipment. Under the current rules, motor carriers could
secure loads in a manner that complies with the safety regulations, but
would provide a relatively small safety factor. If the motor carrier
overestimated the strength of its securement system by a slight amount,
there would be an increased likelihood that the load would shift or
fall from the vehicle. By taking into account the differences between
direct and indirect tiedowns, the rules would increase the safety
factor and further reduce the likelihood of a cargo securement-related
accident. The proposal would make the regulations easier to understand, use,
and enforce. Through an improved understanding of what is necessary to
prevent cargo from shifting on or within a CMV, or falling from a
vehicle, motor carriers that experience these types of accidents may
learn effective methods to prevent future occurrences. Regulations that
provide greater detail in specifying what is required of motor carriers
would also help enforcement officials who must determine whether motor
carriers have satisfied the rules. In response to Landstar's comments about the securement of
intermodal containers, and a question raised by the TTMA on the same
issue, the FMCSA believes this rulemaking will establish appropriate
requirements for the transportation of intermodal cargo containers. The
agency has long recognized safety concerns about the transportation of
intermodal cargo containers on flatbed and lowboy trailers. On August 23, 1993, the FHWA published an advance notice of
proposed rulemaking, Parts and Accessories for Safe Operation;
Intermodal Cargo containers. The ANPRM announced that the agency was
considering changes to the rules concerning securement of cargo
containers (58 FR 44485, FHWA Docket No. MC-93-24). At that time the
FHWA noted that there were substantial differences between the
regulatory requirements of the FMCSRs, several States' cargo securement
regulations, and industry practices. Some cargo containers are
transported on container chassis or other trailers with twist locks,
while others are transported on flatbed trailers or lowboy trailers and
secured with chains and straps. The former method complies with current
Federal regulations while the latter appears to be a common practice
that can be done safely and effectively provided certain guidelines are
followed. The proposed rule would include requirements for both methods
of transporting cargo containers. In a separate document to be published at a later date, the FMCSA
will terminate the rulemaking started on August 23, 1993. The agency
has considered all of the comments submitted in response to the 1993
ANPRM and shared this information with other members of the drafting
group responsible for writing the North American Cargo Securement
Standard Model Regulations. The agency does not believe it is necessary
to handle the [[Page 79054]] issue of intermodal cargo container securement separately from all
other cargo securement issues. Since the research included an
examination of the performance of tiedowns used to secure cargo
containers to vehicles other than container chassis, the agency
believes there is sufficient technical data to support the proposed
requirement. On the subject of crashworthiness standards for cargo securement
systems raised by Advocates, the FMCSA believes it would be
extraordinarily expensive, and probably impracticable, to require that
all cargo securement systems be capable of keeping loads in place
during moderate to severe collisions, rollover accidents, and trailer
detachments. The cargo securement regulations were never intended to
provide protection against shifting and falling cargo under such
circumstances, and there is no evidence that a significant number of
secondary injuries or fatalities are caused by the impact of cargo
thrown from a CMV as the result of an accident, as opposed to the
impact of the CMV itself with the roadway, nearby objects or other
vehicles. Crashworthiness standards would probably require many
vehicles to be withdrawn from service (in the absence of a grandfather
clause) and would certainly require others to be redesigned or
retrofitted with additional equipment. The agency believes that its
safety objectives can be accomplished at far lower cost by developing
regulations directed at collision avoidance (i.e., ensuring the
prevention of cargo movement which could contribute to the accident)
instead of imposing heavy regulatory burdens to manage the outcome of
the crash. Discussion of Proposal The FMCSA proposes these rules based upon the North American Cargo
Securement Standard Model Regulations. The agency would replace its
current cargo securement-related regulations under Sec. 392.9,
concerning driver inspection of cargo and cargo securement systems, and
Secs. 393.100 through 393.106 concerning cargo securement methods. The agency also proposes to amend Sec. 393.5 to adopt definitions
of: Aggregate working load limit; anchor point; bell pipe concrete;
blocking; bracing; direct tiedown; frame vehicle; friction mat; hook-
lift container; indirect tiedown; integral securement system; longwood;
rail vehicle; shortwood; sided vehicle; tiedown; tractor-pole trailer;
void filler; well; and working load limit. The agency would adopt these
definitions to ensure a common understanding of the terminology used in
the regulations. The definitions would be based on those in the model
regulations. The FMCSA notes that there are numerous other definitions in the
model regulations. However, the agency does not believe it is necessary
to adopt many of those definitions because the terms are already
defined in the FMCSRs, even though with slightly different wording. Inspection of Cargo and Securement Devices The FMCSA would revise Sec. 392.9 to propose that drivers be
required to inspect the cargo and the securement devices within the
first 50 miles (80.4 kilometers). Currently, Sec. 392.9 requires
inspection within the first 25 miles (40.2 kilometers). The FMCSA
believes research concerning the effects of vibration on cargo
securement devices and changes in the tension of indirect tiedowns,
suggests that conditions of the securement system which would require
the driver to make readjustments are more likely to occur after the
vehicle has been driven between 25 and 50 miles, rather than 0 to 25
miles. This is because traveling beyond 25 miles would subject the
vehicle to more vibration and forces over a longer period of time.
However, the agency believes the maximum distance the vehicle could be
operated safely prior to the inspection of the tiedowns should not
exceed 50 miles. All other requirements currently contained in
Sec. 392.9 would remain the same. The agency would rewrite the section
by putting it into plain language, but is not proposing any other
substantive changes. Applicability of the Proposed Rules The FMCSA proposes that Sec. 393.100 establish the applicability
for the cargo securement rules under subpart I of part 393. The
applicability of the proposed rule would be the same as the existing
rule, covering all cargo-carrying commercial motor vehicles (as defined
in 49 CFR 390.5) operated in interstate commerce. Performance Criteria The agency would establish new performance requirements concerning
the longitudinal, lateral, and vertical accelerations that cargo
securement systems must withstand to satisfy the proposed rules.
Acceleration is the rate at which the speed or velocity of an object
increases and deceleration is the rate at which the velocity decreases.
Accelerations are commonly reported as a proportion of the acceleration
due to gravity (g). This acceleration is 9.81 meters/second/second
(32.3 feet/second/second), which means that the velocity of an object
dropped from a high elevation increases by 9.81 meters/second (32.3
feet/second). The FMCSA would require that cargo securement systems be
capable of withstanding the following three forces, applied separately: (1) 0.8 g deceleration in the forward direction;
(2) 0.5 g deceleration in the rearward direction; and
(3) 0.5 g acceleration in a lateral direction. The values chosen are based on the researchers' analysis of
previous studies concerning commercial motor vehicle performance. The
analysis indicated that the highest deceleration likely for an empty or
lightly loaded vehicle with an antilock brake system, all brakes
properly adjusted, and warmed to provide optimal braking performance,
is in the range of 0.8-0.85 g. However, a typical loaded vehicle would
not be expected to achieve a deceleration greater than 0.6 g on a dry
road. The typical lateral acceleration while driving a curve or ramp at
the posted advisory speed is in the range 0.05-0.17 g. Loaded vehicles
with a high center of gravity roll over at a lateral acceleration above
0.35 g. Lightly loaded vehicles, or heavily loaded vehicles with a
lower center of gravity, may withstand lateral acceleration forces
greater than 0.50 g. The FMCSA believes the information presented by
the researchers supports the use of the decelerations listed above and
requests public comment on this issue. Safe and Proper Working Condition for Tiedowns The FMCSA would add new regulatory language requiring that all
vehicle structures, systems, parts, and components used to secure cargo
must be in proper working order. The agency would also prohibit the use
of devices that have visible damage, including but not limited to,
cracks, cuts, and deformation. Although these defects are not currently
discussed in the FMCSRs, it is understood that the use of damaged
tiedowns is a violation. The FMCSA would revise the rule to make it
clear that this is a violation. Standards for Tiedowns The current FMCSRs incorporate by reference manufacturing standards
for certain types of tiedowns including steel strapping, chain,
synthetic webbing, wire rope, and cordage. The FMCSA would update its
reference to the National Association of Chain Manufacturers' (NACM)
Welded Steel Chain Specifications, June 15, 1990,
[[Page 79055]]
edition to incorporate by reference the May 1, 1996 version. The agency
notes that some of the working load limit values in the 1996 version
differ slightly from those in the 1990 version. Also, the 1996 version
includes working load limits for a new grade of alloy chain, grade 100.
The FMCSA encourages commenters to compare the current table of working
load limits in Sec. 393.102 (b) with those in the proposed rule to
determine if the different values presented in the 1996 version of the
NACM publication would adversely affect their motor carrier operations
or make it more difficult to comply with the FMCSRs. Securement of Intermodal Containers and the Contents of Such Containers The FMCSA proposes commodity-specific requirements which would
apply to intermodal cargo containers. The agency is also proposing
specific rules for metal coils transported in intermodal cargo
containers. Although the agency does not believe the proposed rules
would create difficulties for motor carriers or shippers offering
loaded containers for transportation, the agency requests comments
concerning actions motor carriers believe they would have to take to
ensure compliance when transporting containers from foreign countries. For example, Sec. 392.9(a) requires drivers to assure themselves
that cargo is properly distributed and adequately secured before
operating a commercial motor vehicle. Section 392.9(b) requires drivers
to examine the cargo and load-securing devices during the trip and make
adjustments when necessary to maintain the security of the load.
Section 392.9(b) provides an exception for driver's of sealed
commercial motor vehicles who have been ordered not to open the vehicle
to inspect its cargo, or to drivers of vehicles loaded in a manner that
makes inspection of the cargo impracticable. The requirements of
Sec. 392.9 when combined with the explicit requirements concerning the
securement of the contents inside intermodal containers would make it
clear that each motor carrier and each driver must ensure that such
loads are properly secured. Unless containers are sealed and motor
carriers instructed not to open it for inspection of the cargo, the
proposed rules would require an inspection of the loads inside
containers. The FMCSA requests comments about motor carriers' ability
to inspect the contents of the intermodal containers they typically
transport. The FMCSA also requests comments on whether the cargo
securement methods typically used by shippers of intermodal containers
would comply with the proposed rules. Direct Versus Indirect Tiedowns The FMCSA would adopt the North American Cargo Securement Standard
Model Regulations provision concerning direct and indirect tiedowns.
The agency would continue to require that the aggregate working load
limit of tiedowns used to secure an article or group of articles
against movement must be at least one-half times the weight of the
article or group of articles. However, instead of determining the
aggregate working load limit by simply adding up the working load limit
of all the tiedowns being used, motor carriers would have to determine
whether the tiedown is a direct or indirect tiedown, and make
appropriate adjustments in the calculation. When direct tiedowns are
used, the aggregate working load limit would be the sum of: (1) One-half of the working load limit of each direct tiedown that
is connected between the motor vehicle and the article or cargo; and (2) The working load limit of each direct tiedown that is attached
to the vehicle, passes through or around the cargo, or is attached to
it, and again to the vehicle. When indirect tiedowns are used, the aggregate working load limit
of all indirect tiedowns would be the sum of the working load for each
tiedown which goes from one part of the vehicle, over an article, to
another part of the vehicle. The FMCSA notes that this approach differs significantly from the
current regulations, which do not distinguish between direct and
indirect tiedowns. The agency believes the proposed change would
require motor carriers to learn a new way of determining compliance
with tiedown provision of the cargo securement rules. However, the
change is not so great that it would be difficult to master the
proposed rules. The agency requests comments on this issue. Front End Structures on CMVs Although the model regulations do not include a provision
concerning front end structures (i.e., headerboards) used as part of a
cargo securement system, the FMCSA proposes to retain its current
front-end structure rules for CMVs. The FMCSA would, however, revise
its current rule (Sec. 393.106) by changing the applicability to cover
CMVs transporting cargo that is in contact with the front-end structure
of the vehicle. By contrast, the current rule establishes requirements
for, and requires that vehicles be equipped with, front-end structures
irrespective of whether the device is being used as part of a cargo
securement system. The current rules emphasize occupant protection rather than cargo
securement. It is expected that cargo that is not braced against a
front-end structure could shift forward, and the structure would
prevent the load from penetrating the driver's compartment. While this
concept may have merit for certain types of cargo, the FMCSA believes
the best way to ensure driver safety is to have tougher standards to
prevent the cargo from shifting forward. For example, if the vehicle is
transporting metal coils, once the load begins to move forward, it is
unlikely that a front-end structure would save the driver. The FMCSA
requests comments on whether the agency should include revised front-
end structure requirements in its cargo securement regulations. Specific Securement Requirements by Commodity Type The FMCSA would adopt detailed requirements for the securement of
the following commodities: Logs; dressed lumber; metal coils; paper
rolls; concrete pipe; intermodal containers; automobiles, light trucks
and vans; heavy vehicles, equipment and machinery; flattened or crushed
vehicles; roll-on/roll-off containers; and large boulders. During
public meetings concerning the development of the model regulations,
participants said that these commodities cause the most disagreement
between industry and enforcement agencies as to what is required for
proper securement. The FMCSA notes that each of these commodities must be properly
secured under the current performance-based cargo securement rules.
However, with the exception of metal coils, there is no detailed
guidance for motor carriers and enforcement officials. The agency
believes that accidents may be prevented through the establishment of
much more detailed rules that clearly spell out what is required to
achieve the desired level of safety. The rules would eliminate
confusion about what constitutes an acceptable cargo securement system. Provisions of the Model Regulations That Are Not Being Adopted Generally, the FMCSA would not adopt provisions of the model
regulations that are inconsistent with the agency's approach to
establishing performance-based rules. Two specific aspects of the model
rules that were considered inconsistent are: (1) Requirements for
specific types or grades of securement devices; and (2)
[[Page 79056]]
rules requiring tiedowns to be positioned at certain angles
irrespective of the practicability of doing so. Other Issues Under Consideration There are a number of issues that were discussed during the
development of the model regulations, and are included in the model
regulations but are not included in the proposed rules. The FMCSA did
not include proposed regulatory text concerning these issues because
the agency does not believe there is sufficient accident data or
information to adequately assess the costs and benefits at this time. Prohibition on the Use of Unmarked Tiedowns Among those issues, a prohibition on the use of unmarked tiedown
devices was considered by participants in the harmonization group
meetings. Many participants believe that it is important that all
tiedown devices have a working load limit rating marked on the device,
or some form of standardized marking which could be used to determine
the working load limit. The FMCSA agrees with this principle. The use of unmarked tiedowns would not be a cause for concern if
all such tiedowns of the same size and general appearance were the same
grade or strength. The FMCSA has no facts indicating that this is the
case. While many manufacturers have some form of marking, others may
choose, for whatever reason, not to mark their products. If unmarked
tiedowns of varying grades are readily available, motor carriers could
unknowingly violate the current rule and the proposed rule by failing
to have an adequate number of securement devices. The consequences for
a load such as metal coils could be fatal to other motorists. The risks of such an accident could be greatly minimized by
prohibiting motor carriers from using unmarked tiedowns. Before doing
so, the FMCSA would have to quantify the potential economic burden on
the motor carrier industry and those involved with the manufacture,
sale, and distribution of unmarked securement devices. Since the FMCSA
has no reliable information on the number of manufacturers,
distributors, and retailers of unmarked tiedowns, the quality or
strength of such devices, or the amount of these tiedowns currently in
use by motor carriers and in retailers' stock, it would be
inappropriate to propose a prohibition at this time. However, in view
of the potential safety hazards of motor carriers misidentifying
unmarked tiedowns, the FMCSA proposes that all unmarked welded steel
chain be considered to have a working load limit equal to that of grade
30 proof coil, and other types of unmarked tiedowns be considered to
have a working load limit equal to the lowest rating for that type in
the table of working load limits. The FMCSA specifically requests
comments on this issue. Mandatory Rating and Marking of Anchor Points Many of the participants in the harmonization group meetings
believe it is important that anchor points on semitrailers and trailers
be marked with a working load limit. Some believe that anchor points on
certain semitrailers and trailers should be required to meet minimum
strength requirements similar to Transport Canada's Canadian Motor
Vehicle Safety Standard No. 905. While the FMCSA agrees with the
principle of rating and marking anchor points, the agency does not
believe it is appropriate to propose such requirements at this time.
Although the TTMA has established a recommended practice, ``RP 47-99,
Testing, Rating, and Labeling Platform and Van Trailers for Cargo
Securement Capability'' June 1, 1999, concerning test procedures and
general performance specifications for tiedown anchor points, front-end
structures, and sidewall structures, the FMCSA does not have any
information on the extent to which trailer manufacturers follow these
recommendations. As the FMCSA gathers information about the extent to
which manufacturers follow the recommended practices, the agency will
consider incorporating by reference the TTMA's recommended practice.
The agency would have to be certain that newly manufactured trailers
satisfied the guidelines in the recommended practice and that motor
carriers would not be prohibited from using suitable semitrailers and
trailers solely on the basis that the vehicle lacked a rating and
marking of the anchor points. Based on the anecdotal information
available to date, the vast majority of cargo-securement related
accidents do not involve problems with the anchor points. The majority
of these accidents involve an inadequate number of tiedown devices,
improper placement of the tiedowns, or other factors unrelated to the
design or performance capability of the anchor points. The agency requests comments on the marking and rating of anchor
points and information from enforcement officials and others who are
aware of accidents involving the failure of an anchor point. Development of Training Program The agencies and organizations participating in the North American
Cargo Securement Program have established a Training and Education
Committee responsible for developing a training package for motor
carriers and enforcement officials to ensure that the model regulations
now being considered for adoption throughout North America are
understood by all affected parties. The training package would cover
all of the requirements in the model regulations, and to some extent,
best practices for securing cargo. The training materials would be used
to help motor carriers better understand how to properly secure
different types of cargo and to ensure they are aware of what is
required. Enforcement officials could also use the training material to
ensure that they have an understanding of the new requirements. It is
anticipated that the training materials would be completed and
available to the public from the FMCSA before the effective date of the
final rule. The FMCSA would post publications on its website to assist
individuals with Internet access. The FMCSA would also consider making
copies of the training materials available through the U.S. Department
of Commerce's National Technical Information Service. Proposed Implementation Date Depending on the comments received in response to this notice of
proposed rulemaking, the FMCSA intends to publish a final rule in 2001
with an effective date as close as possible to July 1, 2001. This is
the date that jurisdictions involved in the development of model
regulations have agreed to use as a target for adoption of the new
rules. The FMCSA believes this time frame is appropriate and would
provide motor carriers and enforcement officials sufficient time to
prepare for the transition from the current requirements to rules
compatible with the model regulations. The agency requests comments on
this issue. Request for Comments The FMCSA is requesting comments on all aspects of the proposed
revision of the cargo securement regulations. Although the FMCSA's goal
is to adopt most of the provisions in the North American Cargo
Securement Standard Model Regulations, the agency does not intend to do
so without considering all public comments. If the comments received
indicate that certain portions of the proposal may need to be
reconsidered or modified, the agency will take appropriate action. The
agency [[Page 79057]] is concerned first and foremost with improving its cargo securement
regulations for the purpose of preventing accidents, injuries, and
fatalities. The FMCSA believes its safety objectives can be achieved while
harmonizing its cargo securement regulations with those of Canada and
Mexico. Commenters are encouraged to compare the North American Cargo
Securement Standard Model Regulations with the proposed regulatory
language, and the current regulations, and provide the agency with any
information they believe is relevant to this issue. Rulemaking Analysis and Notices Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures The FMCSA has determined that this action is not a significant
regulatory action within the meaning of Executive Order 12866 or within
the meaning of Department of Transportation regulatory policies and
procedures. Although the agency preliminarily determined at the ANPRM
stage that this rulemaking is significant under Department of
Transportation policies and procedures, the agency has held a number of
public meetings, completed a review of the comments submitted in
response to the ANPRM, and now believes the rulemaking is not DOT-
significant. The FMCSA received 10 comments to the public docket. While each
docket comment is important to the agency, this small number of
comments does not suggest a level of public interest that would warrant
a "significant" classification. Also, based on the information
currently available, the cost to the motor carrier industry for
compliance with the proposed rules, and the cost to the States for
adopting and enforcing the new requirements would be far less than the
$100,000,000 threshold used as one of the factors in determining the
significance of a rulemaking. This rule would require that motor carriers operating in interstate
commerce comply with improved cargo securement regulations based on the
following: (1) The results of a multi-year comprehensive research
program to evaluate current U.S. and Canadian cargo securement
regulations; (2) the motor carrier industry's best practices; and (3)
recommendations presented during a series of public meetings.
Generally, the proposed revision would require motor carriers to change
the way cargo securement devices are used to prevent certain articles
from shifting on or within, or falling from, CMVs, and how calculations
are done. In some instances, the proposed changes would require motor
carriers to increase the number of tiedown devices used to secure
certain types of cargoes. The agency believes the vast majority of motor carriers have a
sufficient supply of tiedown devices on board their vehicles at all
times. The proposal would allow motor carriers to continue using those
tiedowns provided the devices meet the applicable manufacturing
standards currently incorporated by reference in Sec. 393.102 (b). Most of the costs associated with this rulemaking are believed to
be associated with the training of drivers, motor carrier employees
responsible for loading CMVs, and enforcement officials to ensure that
they understand the requirements being considered. The FMCSA believes
the proposed rule concerning the distinction between direct and
indirect tiedowns under Sec. 393.106 is the only portion of the
rulemaking that differs significantly from the technical concepts in
the current rules and the best practices of the motor carrier industry,
such that training may be desirable for some individuals. It is more
likely than not that compliance with the remainder of the proposed
regulations could be achieved with much less training than may be
necessary to master Sec. 393.106. This is because the commodity-
specific rules have been drafted to enable the reader to use the rules
as step-by-step instructions for securing the commodity being
transported. With regard to costs to the States to train inspectors, the agency
is working with its State and Provincial partners to develop training
materials that could be used to minimize the costs for the enforcement
community and the motor carrier industry. For States participating in
the Motor Carrier Safety Assistance Program (MCSAP), training costs are
considered an eligible expense. This means the States could receive
Federal funds to help cover the costs of training their roadside
inspectors. Therefore, based upon the information above, the agency
estimates that the economic impact associated with this rulemaking
action would be minimal and a full regulatory evaluation is not
necessary. Regulatory Flexibility Act In compliance with the Regulatory Flexibility Act (5 U.S.C. 601-
612), the FMCSA has considered the effects of this regulatory action on
small entities and determined that this rule would affect a substantial
number of small entities but would not have a significant impact on
them. Generally, the proposed revision would require motor carriers to
change the way cargo securement devices are used to prevent certain
articles from shifting on or within, or falling from CMVs. In some
instances, the proposed changes would require motor carriers to
increase the number of tiedown devices used to secure certain types of
cargoes. However, the rulemaking would not require motor carriers to
purchase new equipment. The FMCSA believes the vast majority of motor carriers have a
sufficient supply of tiedown devices on board their vehicles at all
times. The agency believes the number of tiedowns on board and the
strength of these devices are usually sufficient to secure whatever
types of loads the motor carrier is transporting, or intends to
transport. The cargo securement problems typically observed during
roadside inspections of flatbed trailers are ones in which motor
carriers do not use enough of the tiedowns that they already have on
board their vehicles. In the case of van type trailers, the problem is
that some motor carriers do not use any securement devices to prevent
loads from shifting. Therefore, the FMCSA believes that motor carriers
already have all the hardware they need to comply with the proposed
changes. The challenge for motor carriers would be to learn how to
properly use tiedown devices to further reduce the occurrence of cargo
securement-related accidents. Motor carriers are currently required to use tiedown devices that
meet applicable manufacturing standards incorporated by reference in
Sec. 393.102(b). Under the proposed rulemaking, the agency would
continue to require motor carriers to use only tiedown devices that
meet manufacturing standards currently specified Sec. 393.102(b). If
the tiedowns are in safe and proper condition, and meet the applicable
manufacturing standards, use of the devices would not be prohibited by
this rulemaking. As indicated above, additional costs could be associated with
training of motor carrier employees responsible for loading CMVs,
drivers, and enforcement officials to ensure that they understand the
requirements being considered. The FMCSA believes the proposed rule
concerning the distinction between direct and indirect tiedowns under
Sec. 393.106 is the only portion of the rulemaking that differs
significantly from the technical concepts in the current rules and the
best practices of the motor carrier industry, such that training may be
desirable for some [[Page 79058]] individuals. It is more likely than not that compliance with the
remainder of the proposed regulations could be achieved with much less
training than may be necessary to master Sec. 393.106. This is because
the commodity-specific rules have been drafted to enable the reader to
use the rules as step-by-step instructions for securing the commodity
being transported. For motor carriers that provide training for their drivers, the
costs would vary with the number of hours for training, and the number
of drivers being trained. At a minimum, training costs would include
wages for the drivers. The FMCSA reviewed earnings information from the
U.S. Department of Labor. The FMCSA used the "Occupational Outlook
Handbook," 2000-01 Edition, Bulletin 2520. The median hourly earnings
of drivers of light and heavy trucks were $11.67 in 1998. The middle 50
percent earned between $8.80 and $15.57 an hour. The lowest 10 percent
earned less than $6.51 and the highest 10 percent earned more than
$19.14 an hour. If a motor carrier provided one hour of training for 10 drivers in
the middle 50 percent, the cost would be $155.70 (10 drivers x $15.57
an hour per driver x 1 hour) in wages for the drivers to attend
training, plus the cost for the instructor and course materials. If the
training for the same group of drivers was expanded to four hours the
cost would be $622.80 (10 drivers x $15.57 an hour per driver x 4
hours) in wages for the drivers to attend training, plus the cost for
the instructor, and course materials. If the drivers earned $20 an
hour, the costs for the group of drivers to attend class for 4 hours
would be $800. These examples indicate how the costs per motor carrier
could vary greatly depending on the number of drivers to be trained,
and the amount of training required. The FMCSA cannot determine at this time the amount of training
drivers and other motor carrier employees may need. However, the agency
estimates that for a small entity employing 10 drivers the costs would
not exceed $1,000 ($800 for drivers' wages + $200 for the instructor
and course materials). The agency believes the economic impact on such
motor carriers of these training costs would be minimal. The agency
requests comments on this issue. Accordingly, the FMCSA has considered the economic impacts of the
requirements on small entities and certifies that this rule would not
have a significant economic impact on a substantial number of small
entities. Executive Order 12372 (Intergovernmental Review) Catalog of Federal Domestic Assistance Program Number 20.217, Motor
Carrier Safety. The regulations implementing Executive Order 12372
regarding intergovernmental consultation on Federal programs and
activities do not apply to this program. Paperwork Reduction Act This action does not contain a collection of information
requirement for the purposes of the Paperwork Reduction Act of 1995, 44
U.S.C. 3501 et seq. National Environmental Policy Act The agency has analyzed this rulemaking for the purpose of the
National Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and
has determined under DOT Order 5610.1C (September 18, 1979) that this
action does not require any environmental assessment. Unfunded Mandates Reform Act of 1995 This rule does not impose an unfunded Federal mandate, as defined
by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et seq.),
that will result in the expenditure by State, local, and tribal
governments, in the aggregate, or by the private sector, of $100
million or more in any one year. Executive Order 12988 (Civil Justice Reform) This action meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden. Executive Order 13045 (Protection of Children) The FMCSA has analyzed this action under Executive Order 13045,
Protection of Children from Environmental Health Risks and Safety
Risks. This rule is not an economically significant rule and does not
concern an environmental risk to health or safety that may
disproportionately affect children. Executive Order 12630 (Taking of Private Property) This rule will not effect a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights. Executive Order 13132 (Federalism) This action has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132, dated August 4, 1999, and
it has been determined that this rulemaking does not have a substantial
direct effect or sufficient federalism implications on States that
would limit the policymaking discretion of the States. Nothing in this
document directly preempts any State law or regulation. This final rule
does not impose additional costs or burdens on the States. List of Subjects 49 CFR Part 392 Highway safety, Motor carriers. 49 CFR Part 393 Highway safety, Motor carriers, Motor vehicle safety.
In consideration of the foregoing, the FMCSA proposes to amend
title 49, Code of Federal Regulations, chapter III, as follows: PART 392--[AMENDED] 1. The authority citation for part 392 is revised to read as
follows: Authority: 49 U.S.C. 31136, 31502; and 49 CFR 1.73. 2. Section 392.9 is revised to read as follows: Sec. 392.9 Inspection of cargo, cargo securement devices and systems. (a) General. A driver may not operate a commercial motor vehicle
and a motor carrier may not require or permit a driver to operate a
commercial motor vehicle unless-- (1) The commercial motor vehicle's cargo is properly distributed
and adequately secured as specified in Secs. 393.100 through 393.142 of
this subchapter. (2) The commercial motor vehicle's tailgate, tailboard, doors,
tarpaulins, spare tire and other equipment used in its operation, and
the means of fastening the commercial motor vehicle's cargo are
secured; and (3) The commercial motor vehicle's cargo or any other object does
not obscure the driver's view ahead or to the right or left sides,
interfere with the free movement of his/her arms or legs, prevent his/
her free and ready access to accessories required for emergencies, or
prevent the free and ready exit of any person from the commercial motor
vehicle's cab or driver's compartment. (b) Drivers of trucks and truck tractors. Except as provided in
paragraph (b)(4) of this section, the driver of a truck or truck
tractor must-- [[Page 79059]] (1) Assure himself/herself that the provisions of paragraph (a) of
this section have been complied with before he/she drives that
commercial motor vehicle; (2) Inspect the cargo and the devices used to secure the cargo
within the first 50 miles after beginning a trip and cause any
adjustments to be made to the cargo or load securement devices as
necessary, including adding more securement devices, to ensure that
cargo cannot shift on or within, or fall from the commercial motor
vehicle; and (3) Reexamine the commercial motor vehicle's cargo and its load
securement devices periodically during the course of transportation and
cause any adjustments to be made to the cargo or load securement
devices as necessary, including adding more securement devices, to
ensure that cargo cannot shift on or within, or fall from the
commercial motor vehicle. A periodic reexamination and any necessary
adjustments must be made-- (i) When the driver makes a change of his/her duty status; or
(ii) After the commercial motor vehicle has been driven for 3
hours; or
(iii) After the commercial motor vehicle has been driven for 150
miles, whichever occurs first.
(4) The rules in this paragraph (b) do not apply to the driver of a
sealed commercial motor vehicle who has been ordered not to open it to
inspect its cargo or to the driver of a commercial motor vehicle that
has been loaded in a manner that makes inspection of its cargo
impracticable. PART 393--[AMENDED] 3. Revise the authority citation for part 393 to read as follows: Authority: Section 1041(b) of Pub. L. 102-240, 105 Stat. 1914,
1993 (1991); 49 U.S.C. 31136 and 31502; and 49 CFR 1.73. 4. Amend Sec. 393.5 to add the following definitions in
alphabetical order: Sec. 393.5 Definitions. * * * * *
Aggregate working load limit. The summation of the working load
limits or restraining capacity of all devices used to secure an article
on a vehicle.
* * * * *
Anchor point. Part of the structure, fitting or attachment on a
vehicle or cargo to which a tiedown is attached.
* * * * *
Bell pipe concrete. Pipe whose flanged end is of larger diameter
than its barrel. Blocking. A structure, device or another substantial article placed
against or around an article to prevent horizontal movement of the
article. Bracing. A structure, device, or another substantial article placed
against an article to prevent it from tipping, that may also prevent it
from shifting.
* * * * * Direct tiedown. A tiedown that is intended to provide direct
resistance to potential shift of an article.
* * * * * Frame vehicle. A vehicle with skeletal structure fitted with one or
more bunk units for transporting logs. A bunk unit consists of a U-
shaped front and rear bunks that together cradle logs. The bunks are
welded, gusseted or otherwise firmly fastened to the vehicle's main
beams, and are an integral part of the vehicle. Friction mat. A device placed between the deck of a vehicle and
cargo, or between articles of cargo, intended to provide greater
friction than exists naturally between these surfaces.
* * * * * g. The acceleration due to gravity, 32.2 ft/sec\2\ (9.823 m/
sec\2\).
* * * * * Hook-lift container. A specialized container, primarily used to
contain and transport materials in the waste, recycling, construction/
demolition and scrap industries, which is used in conjunction with
specialized vehicles, in which the container is loaded and unloaded
onto a tilt frame body by an articulating hook-arm.
* * * * * Indirect tiedown. A tiedown whose tension is intended to increase
the pressure of an article or stack of articles on the deck of the
vehicle. Integral securement system. A system on certain roll-on/roll-off
containers and hook-lift containers and their related transport
vehicles in which compatible front and rear hold down devices are mated
to provide securement of the complete vehicle and its cargo.
* * * * * Longwood. All logs that are not shortwood, i.e., are over 4.9 m (16
feet) long. Such logs are usually described as long logs or treelength.
* * * * * Rail vehicle. A vehicle whose skeletal structure is fitted with
stakes at the front and rear to contain logs loaded crosswise.
* * * * * Shortwood. All logs typically up to 4.9 m (16 feet) long. Such logs
are often described as cut-up logs, cut-to-length logs, bolts or
pulpwood. Shortwood may be loaded lengthwise or crosswise, though that
loaded crosswise is usually no more than 2.6 m (102 inches) long.
* * * * * Sided vehicle. A vehicle whose cargo compartment is enclosed on all
four sides by walls of sufficient strength to contain cargo, where the
walls may include latched openings for loading and unloading, and
includes vans, dump bodies, and a sided intermodal container carried by
a vehicle.
* * * * * Tiedown. A combination of securing devices which forms an assembly
that attaches cargo to, or restrains cargo on, a vehicle or trailer,
and is attached to anchor point(s). Tractor-pole trailer. A combination vehicle that carries logs
lengthwise so that they form the body of the vehicle. The logs are
supported by a bunk located on the rear of the tractor, and another
bunk on the skeletal trailer. The tractor bunk may rotate about a
vertical axis, and the trailer may have a fixed, scoping, or cabled
reach, or other mechanical freedom, to allow it to turn.
* * * * * Void filler. Material used to fill a void between articles of cargo
and the structure of the vehicle that has sufficient strength to
prevent movement of the articles of cargo.
* * * * * Well. The depression formed between two cylindrical articles when
they are laid with their eyes horizontal and parallel against each
other.
* * * * * Working load limit (WLL). The maximum load that may be applied to a
component of a cargo securement system during normal service, usually
assigned by the manufacturer of the component. 5. Subpart I of part 393 is revised to read as follows: Subpart I--Protection Against Shifting and Falling Cargo Sec. 393.100 Which types of commercial motor vehicles are subject to the
cargo securement standards of this subpart, and what general
requirements apply? 393.102 What are the minimum performance criteria for cargo
securement devices and systems? 393.104 What standards must cargo securement devices and systems
meet in order to satisfy the requirements of this subpart? 393.106 What are the general requirements for securing cargo
against shifting or falling? 393.108 How is the working load limit of a tiedown determined? 393.110 What else do I have to do to determine the minimum number
of tiedowns? [[Page 79060]] 393.112 What is the strength required for load binders and
associated hardware? 393.114 What is the minimum strength of an attachment point on a
vehicle? 393.116 What is the minimum strength for a winch or fastening
device? 393.118 Must a tiedown be adjustable? 393.120 What are the requirements for front end structures used as
part of a cargo securement system? Specific Securement Requirements by Commodity Type 393.122 What are the rules for securing logs? 393.124 What are the rules for securing dressed lumber or similar
building products? 393.126 What are the rules for securing metal coils? 393.128 What are the rules for securing paper rolls? 393.130 What are the rules for securing concrete pipe? 393.132 What are the rules for securing intermodal containers? 393.134 What are the rules for securing automobiles, light trucks
and vans? 393.136 What are the rules for securing heavy vehicles, equipment
and machinery? 393.138 What are the rules for securing flattened or crushed
vehicles? 393.140 What are the rules for securing roll-on/roll-off and hook
lift containers? 393.142 What are the rules for securing large boulders? Sec. 393.100 Which types of commercial motor vehicles are subject to
the cargo securement standards of this subpart, and what general
requirements apply? (a) Applicability. The rules in this subpart are applicable to
trucks, truck tractors, semitrailers, full trailers, and pole trailers. (b) Prevention against loss of load. Each commercial motor vehicle
must, when transporting cargo on public roads, be loaded and equipped,
and the cargo secured, in accordance with this subpart to prevent the
cargo from spilling or falling from the motor vehicle. (c) Prevention against shifting of load. Cargo must be contained or
secured in accordance with this subpart to prevent shifting upon or
within the vehicle. Sec. 393.102 What are the minimum performance criteria for cargo
securement devices and systems? (a) Performance criteria. Cargo securement devices and systems must
be capable of withstanding the following three forces, applied
separately: (1) 0.8 g deceleration in the forward direction;
(2) 0.5 g deceleration in the rearward direction; and
(3) 0.5 g acceleration in a lateral direction. (b) Performance criteria for devices to prevent vertical movement
of loads that are not contained within the structure of the vehicle.
Securement systems must provide a downward force equivalent to at least
20 percent of the weight of the cargo if the cargo is not fully
contained within the structure of the vehicle. (c) Prohibition on exceeding working load limits. Cargo securement
devices and systems must be designed, installed, and maintained to
ensure that the maximum forces acting on the devices or systems do not
exceed the working load limit for the devices under the conditions
listed in paragraphs (a) and (b) of this section. Sec. 393.104 What standards must cargo securement devices and systems
meet in order to satisfy the requirements of this subpart? (a) General. All devices and systems used to secure cargo to or
within a vehicle must be capable of meeting the performance
requirements of Sec. 393.102. (b) Prohibition on the use of damaged securement devices. All
vehicle structures, systems, parts, and components used to secure cargo
must be in proper working order when used to perform that function and
must not have any visible damage, including but not limited to, cracks,
cuts, and deformation. (c) Vehicle structures and anchor points. Vehicle structures,
floors, walls, decks, tiedown anchor points, headerboards, bulkheads,
stakes, posts and associated mounting pockets used to contain or secure
cargo must be strong enough to meet the performance criteria of
Sec. 393.102. (d) Tiedown assemblies. Tiedown assemblies (including chains, wire
rope, steel strapping, synthetic webbing, and cordage) and other
attachment or fastening devices used to secure cargo to, or in,
commercial motor vehicles must conform to the following applicable
standards:
------------------------------------------------------------------------
An assembly component of . . . Must conform to . . .
------------------------------------------------------------------------
(1) Steel strapping \1\ \2\....... Standard Specification for
Strapping, Flat Steel and Seals,
American Society for Testing and
Materials (ASTM) D3953-91, 1991.\4\
(2) Chain......................... National Association of Chain
Manufacturers' Welded Steel Chain
Specifications, May 1, 1996.\4\
(3) Webbing....................... Web Sling and Tiedown Association's
Recommended Standard Specification
for Synthetic Webbing Tiedowns,
1991.\4\
(4) Wire rope \3\................. Wire Rope Technical Board's Wire
Rope Users Manual, 2nd rope
Edition, November 1985.\4\
(5) Cordage....................... Cordage Institute rope standard:
(i) PETRS-2, Polyester Fiber Rope, 3-
Strand and 8-Strand Constructions,
January 1993; \4\
(ii) PPRS-2, Polypropylene Fiber
Rope, 3-Strand and 8-Strand
Constructions, August 1992; \4\
(iii) CRS-1, Polyester/Polypropylene
Composite Rope Specifications, 3-
Strand and 8-Strand Standard
Construction, May 1979; \4\
(iv) NRS-1, Nylon Rope
Specifications, 3-Strand and 8-
Strand Standard Construction, May
1979; \4\ and
(v) C-1, Double Braided Nylon Rope
Specifications DBN, January
1984.\4\
------------------------------------------------------------------------
\1\ Steel strapping not marked by the manufacturer with a working load
limit will be considered to have a working load limit equal to one-
fourth of the breaking strength listed in ASTM D3953-91. \2\ Steel strapping 25.4 mm (1 inch) or wider must have at least two
pairs of crimps in each seal and, when an end-over-end lap joint is
formed, must be sealed with at least two seals. \3\ Wire rope which is not marked by the manufacturer with a working
load limit shall be considered to have a working load limit equal to
one-fourth of the nominal strength listed in the manual. \4\ See Sec. 393.7(b) for information on the incorporation by reference
and availability of this document. Sec. 393.106 What are the general requirements for securing cargo
against shifting or falling? (a) General. The rules in this section are applicable to the
transportation of all types of cargo, except commodities in bulk that
lack structure or fixed shape (e.g., liquids, gases, grain, liquid
concrete, sand, gravel, aggregates) and are transported in a tank,
hopper, box or similar device that forms part of the structure of a
commercial motor vehicle. The rules in this section apply to the cargo
types covered by the commodity-specific rules of Sec. 393.122 through
Sec. 393.142. The commodity-specific rules take precedence over the
general requirements of this section when
[[Page 79061]]
additional requirements are given for a commodity listed in those
sections. (b) Minimum strength of cargo securement devices and systems. The
aggregate working load limit of tiedowns used to secure an article or
group of articles against movement must be at least one-half times the
weight of the article or group of articles. (1) Direct tiedowns. The aggregate working load limit of all direct
tiedowns used to restrain an article or articles is the sum of: (i) One-half of the working load limit of each direct tiedown that
is connected between the motor vehicle and the article of cargo; and (ii) The working load limit of each direct tiedown that is attached
to the vehicle, passes through or around the cargo, or is attached to
it, and again attached to the vehicle. (2) Indirect tiedowns. The aggregate working load limit of all
indirect tiedowns used to restrain an article or articles is the sum of
the working load limit for each tiedown which goes from one part of the
vehicle, over an article, to another part of the vehicle. Sec. 393.108 How is the working load limit of a tiedown determined? (a) The working load limits of tiedowns may be determined by using
either the tiedown manufacturer's markings or by using the tables in
this section. The working load limits listed in the tables are to be
used when the tiedown material is not marked by the manufacturer with
the working load limit. Tiedown materials which are marked by the
manufacturer with working load limits that differ from the tables,
shall be considered to have a working load limit equal to the value for
which they are marked. (b) Synthetic cordage (e.g., nylon, polypropylene, polyester) which
is not marked or labeled to enable identification of its composition or
working load limit shall be considered to have a working load limit
equal to that for polypropylene fiber rope. (c) Welded steel chain which is not marked or labeled to enable
identification of its grade or working load limit shall be considered
to have a working load limit equal to that for grade 30 proof coil
chain. (d)(1) Wire rope which is not marked by the manufacturer with a
working load limit shall be considered to have a working load limit
equal to one-fourth of the nominal strength listed in the Wire Rope
Users Manual. (2) Wire which is not marked or labeled to enable identification of
its construction type shall be considered to have a working load limit
equal to that for 6 x 37, fiber core wire rope.
Tables to Sec. 393.108
[Working Load Limits (WLL)]
Chain
--------------------------------------------------------------------------------------------------------------------------------------------------------
WLL in kg (pounds)
----------------------------------------------------------------------------------------------
Size mm (inches) Grade 30 proof Grade 43 high Grade 70
coil test transport Grade 80 alloy Grade 100 alloy
--------------------------------------------------------------------------------------------------------------------------------------------------------
1. 7 (\1/4\)............................................. 580 (1,300) 1,180 (2,600) 1,430 (3,150) 1,570 (3,500)
2. 8 (\5/16\)............................................ 860 (1,900) 1,770 (3,900) 2,130 (4,700) 2,000 (4,500) 2,600 (5,700)
3. 10 (\3/8\)............................................ 1,200 (2,650) 2,450 (5,400) 2,990 (6,600) 3,200 (7,100) 4,000 (8,800)
4. 11 (\7/16\)........................................... 1,680 (3,700) 3,270 (7,200) 3,970 (8,750)
5. 13 (\1/2\)............................................ 2,030 (4,500) 4,170 (9,200) 5,130 (11,300) 5,400 (12,000) 6,800 (15,000)
6. 16 (\5/8\)............................................ 3,130 (6,900) 5,910 (13,000) 7,170 (15,800) 8,200 (18,100) 10,300 (22,600)
Chain Mark Examples:
Example 1............................................ PC HT T
Example 2............................................ 3 4 7 8 10
Example 3............................................ 30 40 70 80 100
--------------------------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------
------------------------------------------------------------------------
Synthetic Webbing
------------------------------------------------------------------------
Width mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
45 (1 \3/4\) 790 (1,750)
50 (2) 910 (2,000)
75 (3) 1,360 (3,000)
100 (4) 1,810 (4,000)
------------------------------------------------------------------------
Wire Rope (6 x 37, Fiber Core)
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
7 (\1/4\) 640 (1,400)
8 (\5/16\) 950 (2,100)
10 (\3/8\) 1,360 (3,000)
11 (\7/16\) 1,860 (4,100)
13 (\1/2\) 2,400 (5,300)
16 (\5/8\) 3,770 (8,300)
20 (\3/4\) 4,940 (10,900)
22 (\7/8\) 7,300 (16,100)
25 (1) 9,480 (20,900)
------------------------------------------------------------------------
Manila Rope
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
10 (\3/8\) 90 (205)
11 (\7/16\) 120 (265)
13 (\1/2\) 150 (315)
16 (\5/8\) 210 (465)
20 (\3/4\) 290 (640)
25 (1) 480 (1,050)
------------------------------------------------------------------------
Polypropylene Fiber Rope WLL (3-Strand and 8-Strand Constructions)
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
10 (\3/8\) 180 (400)
11 (\7/16\) 240 (525)
13 (\1/2\) 280 (625)
16 (\5/8\) 420 (925)
20 (\3/4\) 580 (1,275)
25 (1) 950 (2,100)
------------------------------------------------------------------------
Polyester Fiber Rope WLL (3-Strand and 8-Strand Constructions)
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
10 (\3/8\) 250 (555)
11 (\7/16\) 340 (750)
13 (\1/2\) 440 (960)
16 (\5/8\) 680 (1,500)
20 (\3/4\) 850 (1,880)
25 (1) 1,500 (3,300)
------------------------------------------------------------------------
Nylon Rope
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
10 (\3/8\) 130 (278)
11 (\7/16\) 190 (410)
13 (\1/2\) 240 (525)
16 (\5/8\) 420 (935)
20 (\3/4\) 640 (1,420)
25 (1) 1,140 (2,520)
------------------------------------------------------------------------
Double Braided Nylon Rope
------------------------------------------------------------------------
Diameter mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
10 (\3/8\) 150 (336)
11 (\7/16\) 230 (502)
13 (\1/2\) 300 (655)
16 (\5/8\) 510 (1,130)
20 (\3/4\) 830 (1,840)
25 (1) 1,470 (3,250)
------------------------------------------------------------------------
Steel Strapping
------------------------------------------------------------------------
Width x thickness mm (inches) WLL kg (pounds)
------------------------------------------------------------------------
[[Page 79062]]
31.7 x .74 (1\1/4\ x 0.029) 540 (1,190)
31.7 x .79 (1\1/4\ x 0.031) 540 (1,190)
31.7 x .89 (1\1/4\ x 0.035) 540 (1,190)
31.7 x 1.12 (1\1/4\ x 0.044) 770 (1,690)
31.7 x 1.27 (1\1/4\ x 0.05) 770 (1,690)
31.7 x 1.5 (1\1/4\ x 0.057) 870 (1,925)
50.8 x 1.12 (2 x 0.044) 1,200 (2,650)
50.8 x 1.27 (2 x 0.05) 1,200 (2,650)
------------------------------------------------------------------------
Sec. 393.110 What else do I have to do to determine the minimum number
of tiedowns? (a) In addition to the requirements of Sec. 393.106, the minimum
number of tiedowns required to secure an article or group of articles
against movement depends on whether indirect or direct tiedowns are
used and the length of the article(s) being secured. (b) When an article is not blocked or positioned to prevent
movement in the forward direction by a headerboard, bulkhead, other
cargo that is positioned to prevent movement, or other appropriate
blocking devices, it must be secured by at least: (1) One tiedown for articles 5 feet (1.52 meters) or less in
length, and 1,100 pounds (500 kg) or less in weight; (2) Two tiedowns if the article is:
(i) 5 feet (1.52 meters) or less in length and more than 1,100
pounds (500 kg) in weight; or
(ii) Longer than 5 feet (1.52 meters) but less than or equal to 10
feet (3.04 meters) in length, irrespective of the weight. (3) Two tiedowns if the article is longer than 10 feet (3.04
meters), and one additional tiedown for every 10 feet (3.04 meters) of
article length, or fraction thereof, beyond the first 10 feet (3.04
meters) of length. Sec. 393.112 What is the strength required for load binders and
associated hardware?
The strength of load binders and hardware that are part of, or used
in conjunction with, a tiedown assembly must be equal to, or greater
than, the minimum strength specified for that tiedown assembly in
Sec. 393.106. Sec. 393.114 What is the minimum strength of an attachment point on a
vehicle? The strength of a hook, bolt, weld, or other connector attaching
the tiedown assembly to the commercial motor vehicle and the place and
means of mounting the connector must be equal to, or greater than, the
minimum strength required by Sec. 393.106 for that tiedown assembly. Sec. 393.116 What is the minimum strength for a winch or fastening
device? A winch or other fastening device mounted on a commercial motor
vehicle and used in conjunction with a tiedown assembly must have a
combined strength equal to or greater than the strength of the tiedown
assembly. Sec. 393.118 Must a tiedown be adjustable? A tiedown assembly, associated connectors, and attachment devices
must be designed, constructed, and maintained so the driver of an in-
transit commercial motor vehicle can tighten them. However, this
section does not apply to the use of steel strapping. Sec. 393.120 What are the requirements for front end structures used
as part of a cargo securement system? (a) Applicability. The rules in this section are applicable to
commercial motor vehicles transporting cargo that is in contact with
the front end structure of the vehicle. The front end structure on
these cargo-carrying vehicles must meet the performance requirements of
this section. (b) Height and width. (1) The front end structure must extend
either to a height of 4 feet above the floor of the vehicle or to a
height at which it blocks forward movement of any item of cargo being
carried on the vehicle, whichever is lower. (2) The front end structure must have a width which is at least
equal to the width of the vehicle or which blocks forward movement of
any item of cargo being transported on the vehicle, whichever is
narrower. (c) Strength. The front end structure must be capable of
withstanding the following horizontal forward static load: (1) For a front end structure less than 6 feet in height, a
horizontal forward static load equal to one-half (0.5) of the weight of
the cargo being transported on the vehicle uniformly distributed over
the entire portion of the front end structure that is within 4 feet
above the vehicle's floor or that is at or below a height above the
vehicle's floor at which it blocks forward movement of any item of the
vehicle's cargo, whichever is less; or (2) For a front end structure 6 feet in height or higher, a
horizontal forward static load equal to four-tenths (0.4) of the weight
of the cargo being transported on the vehicle uniformly distributed
over the entire front end structure. (d) Penetration resistance. The front end structure must be
designed, constructed, and maintained so that it is capable of
resisting penetration by any item of cargo that contacts it when the
vehicle decelerates at a rate of 20 feet per second, per second. The
front end structure must have no aperture large enough to permit any
item of cargo in contact with the structure to pass through it. (e) Substitute devices. The requirements of this section may be met
by the use of devices performing the same functions as a front end
structure, if the devices are at least as strong as, and provide
protection against shifting cargo at least equal to, a front end
structure which conforms to those requirements. Specific Securement Requirements by Commodity Type Sec. 393. 122 What are the rules for securing logs? (a) Applicability. The rules in this section are applicable to the
transportation of logs that are unitized by banding or other comparable
means. Loads that consist of no more than four processed logs may be
transported in accordance with the general cargo securement rules of
Secs. 393.100 through 393.120. Firewood, stumps, log debris and other
such short logs must be transported in a vehicle or container enclosed
on both sides, front, and rear and of adequate strength to contain
them. Longer logs may also be so loaded. This section applies to
transportation of all other logs. A stack of logs that is composed of
both shortwood and longwood must be treated as shortwood. (b) Components of a securement system. (1) Logs must be transported
on a vehicle designed and built, or adapted, for the transportation of
logs. Any such vehicle must be fitted with bunks, bolsters, stakes or
standards, or other equivalent means, that cradle the logs and prevent
them from rolling. (2) All vehicle components involved in securement of logs must be
designed and built to withstand all anticipated operational forces
without failure, accidental release or permanent deformation. Stakes or
standards that are not permanently attached to the vehicle must be
secured in a manner that prevents unintentional separation from the
vehicle in transit. (3) Tiedowns must be used in combination with the stabilization
provided by bunks, stakes and bolsters to secure the load. (c) Use of securement system. (1) Logs must be solidly packed, and
the outer
[[Page 79063]]
bottom logs must be in contact with and resting solidly against the
bunks, bolsters, or stakes.
(2) Each outside log must touch at least two bunks, bolsters, or
stakes, but if one end does not actually touch a stake, it must rest on
other logs in a stable manner and must extend beyond the end of the
stake. (3) The center of the highest outside log on each side or end must
be below the top of each stake. (4) Each log that is not held in place by contact with other logs
or the stakes must be held in place by an indirect tiedown. Additional
tiedowns or securement devices must be used when the condition of the
wood results in such low friction between logs that they are likely to
slip upon each other. (d) Frame vehicle(s). (1) Shortwood loaded lengthwise must be
cradled in a bunk unit, and must be secured to the vehicle by at least
two indirect tiedowns. (2) Longwood must be cradled in two or more bunks, and must be
secured to the vehicle by at least two indirect tiedowns at locations
along the load that provide effective securement. (3) The aggregate working load limit for all tiedowns securing a
stack of logs must be no less than one-sixth the weight of the stack of
logs. (4) Shortwood loaded crosswise must be secured in the same manner
as required for rail trucks and trailers. (e) Rail vehicle(s). (1) Logs in the bottom tier of shortwood
loaded crosswise must be supported by vehicle structure within 30 cm
(12 inches) of each end. (2) One stack of shortwood loaded crosswise must be secured with at
least two indirect tiedowns. These must attach to the vehicle frame at
the front and rear of the load, and must cross the load lengthwise. (3) Where two indirect tiedowns are used, they must be positioned
about one-third of the logs' length in from each end of the logs. (4) A rail vehicle over 10 m (33 feet) long must be fitted with
center stakes to divide it into two sections about equal in length.
Where a vehicle is so divided, each tiedown must secure the highest log
on each side of the center stake, and must be fastened below these
logs. It may be fixed at each end and tensioned from the middle, or
fixed in the middle and tensioned from each end, or may pass through a
pulley or equivalent in the middle and be tensioned from one end. (5) Any structure or stake that is subjected to an upward force
when the tiedowns are tensioned must be anchored to resist that force. (6) If two stacks of shortwood can fit side-by-side within the
allowable width, they may be so loaded, provided:
(i) There is no space between the two stacks of logs;
(ii) The outside of each stack is raised at least 2.5 cm (1 in)
within 10 cm (4 in) of the end of the logs or the side of the vehicle;
(iii) The highest log is no more than 2.44 m (8 ft) above the deck;
and
(iv) At least one tiedown is used lengthwise across each stack of
logs . (f) Flatbed vehicle(s).
(1) Shortwood loaded crosswise must be
secured in the same manner as required for rail vehicle(s).
(2) Shortwood loaded lengthwise must be contained by stakes.
(3) Each stack of logs must be secured by at least two indirect
tiedowns. However, if all logs in any stack are blocked in the front by
a headboard strong enough to restrain the load, or another stack of
logs, and blocked in the rear by another stack of logs or vehicle end
structure, the stack may be secured with one tiedown. If one tiedown is
used, it must be about midway between the stakes.
(4) Longwood loaded lengthwise must be contained by stakes.
(5) The aggregate working load limit for all tiedowns must be no
less than one-sixth the weight of the stack logs.
(6) Each outside log must be secured by at least two indirect
tiedowns. (g) Securement of logs transported on pole trailers. (1) The load
must be secured by at least one tiedown at each bunk, or alternatively,
by at least two tiedowns used as wrappers that encircle the entire load
at locations along the load that provide effective securement.
(2) The front and rear wrappers must be at least 3.04 meters (10
feet) apart.
(3) Large diameter single and double log loads must be immobilized
with chock blocks or other equivalent means to prevent shifting.
(4) Large diameter logs that rise above stakes must be secured to
the underlying load with at least two additional wrappers. Sec. 393.124 What are the rules for securing dressed lumber or similar
building products? (a) Applicability. The rules in this section apply to the
transportation of bundles of dressed lumber, packaged lumber, building
products such as plywood, gypsum board or other materials of similar
shape. Lumber or building products which are not bundled or packaged
must be treated as loose items and transported in accordance with
Secs. 393.100 through 393.120 of this subpart. For the purpose of this
section, "bundle" refers to packages of lumber, building materials or
similar products which are unitized for securement as a single item of
cargo. (b) Securement of bundles transported using no more than one tier.
(1) Bundles must be placed side by side in direct contact with each
other, or a means must be provided to prevent bundles shifting towards
each other. (2) Bundles carried on one tier must be secured in accordance with
the general provisions of Secs. 393.100 through 393.120. (c) Securement of bundles transported using more than one tier.
Bundles carried in more than one tier must be either: (1) Blocked against lateral movement by stakes on the sides of the
vehicle and secured by indirect tiedowns laid out over the top tier, as
outlined in the general provisions of Secs. 393.100 through 393.120; or (2) Restrained from lateral movement by blocking or high friction
devices between tiers and secured by indirect tiedowns laid out over
the top tier, as outlined in the general provisions of Secs. 393.100
through 393.120; or (3) Placed directly on top of other bundles or on spacers and
secured in accordance with the following: (i) The length of spacers between bundles must provide support to
all pieces in the bottom row of the bundle. (ii) The width of individual spacers must be greater than the
height. (iii) If spacers are comprised of layers of material, the layers
must be unitized or fastened together in a manner which ensures that
the spacer performs as a single piece of material. (iv) The arrangement of the tiedowns for the bundles must be: (A) Secured by indirect tiedowns over the second tier of bundles,
or at a height of 1.85 m (6 ft) above the trailer deck, whichever is
greater. If the top tiers are less than 1.85 m (6 ft) above the trailer
deck, they may be secured in accordance with the general provisions of
Secs. 393.100 through 393.120; and (B) Secured by indirect tiedowns over the top tier of bundles, in
accordance with the general provisions of Secs. 393.100 through 393.120
with a minimum of two indirect tiedowns for bundle(s) longer than 1.52
m (5 ft); or (C) Secured by indirect tiedowns laid out over each tier of
bundles, in accordance with Secs. 393.100 through 393.120 using a
minimum of two indirect tiedowns over each top bundle(s) longer than
1.52 m (5 ft), in all other circumstances. [[Page 79064]] Sec. 393.126 What are the rules for securing metal coils? (a) Applicability. The rules in this section apply to the
transportation of one or more metal coils which, individually or
together, weigh 2268 kg (5000 pounds) or more. Shipments of metal coils
that weigh less than 2268 kg (5000 pounds) may be secured in accordance
with the provisions of Secs. 393.100 through 393.120. (b) Coils with eyes vertical on a flatbed vehicle, in a sided
vehicle or intermodal container with anchor points--(1) An individual
coil. Tiedowns must be arranged in a manner to prevent the coils from
tipping in the forward, rearward, and lateral directions. The restraint
system must include the following: (i) At least one indirect tiedown attached diagonally from the left
side of the vehicle or intermodal container (near the forwardmost part
of the coil), across the eye of the coil, to the right side of the
vehicle or intermodal container (near the rearmost part of the coil); (ii) At least one indirect tiedown attached diagonally from the
right side of the vehicle or intermodal container (near the forward-
most part of the coil), across the eye of the coil, to the left side of
the vehicle or intermodal container (near the rearmost part of the
coil); (iii) At least one indirect tiedown attached transversely over the
eye of the coil; and (iv) Either blocking and bracing, friction mats or direct tiedowns
must be used to prevent longitudinal movement in the forward direction. (2) Coils grouped in rows. For vehicles transporting coils which
are grouped and loaded side by side in a transverse or longitudinal
row, the coils must be secured by the following: (i) At least one direct tiedown attached to the front of the row of
coils, restraining against forward motion, and whenever practicable,
making an angle no more than 45 degrees with the floor of the vehicle
or intermodal container when viewed from the side of the vehicle or
container; (ii) At least one direct tiedown attached to the rear of the row of
coils, restraining against rearward motion, and whenever practicable,
making an angle no more than 45 degrees with the floor of the vehicle
or intermodal container when viewed from the side of the vehicle or
container; (iii) At least one indirect tiedown over the top of each coil or
transverse row of coils, restraining against vertical motion. Indirect
tiedowns going over the top of a coil(s) must be as close as
practicable to the eye of the coil and positioned to prevent the
tiedown from slipping or becoming unintentionally unfastened while the
vehicle is in transit; and (iv) Direct tiedowns, blocking or bracing must be arranged to
prevent shifting or tipping in the forward, rearward and lateral
directions. (c) Coils with eyes crosswise on a flatbed vehicle, in a sided
vehicle or intermodal container with anchor points--(1) An individual
coil. The coil must be secured by the following: (i) A means (e.g., timbers, chocks or wedges, a cradle, etc.) to
prevent the coil from rolling. The means of preventing rolling must
support the coil off the deck, and must not be capable of becoming
unintentionally unfastened or loose while the vehicle is in transit. If
timbers, chocks or wedges are used, they must be held in place by coil
bunks or similar devices to prevent them from coming loose. The use of
nailed blocking or cleats as the sole means to secure timbers, chocks
or wedges, or a nailed wood cradle, is prohibited; (ii) At least one direct tiedown through its eye, restricting
against forward motion, and whenever practicable, making an angle no
more than 45 degrees with the floor of the vehicle or intermodal
container when viewed from the side of the vehicle or container; and (iii) At least one direct tiedown through its eye, restricting
against rearward motion, and whenever practicable, making an angle no
more than 45 degrees with the floor of the vehicle or intermodal
container when viewed from the side of the vehicle or container. (2) Prohibition on crossing of chains when coils are transported
with eyes crosswise. Attaching direct tiedowns diagonally through the
eye of a coil to form an X-pattern when viewed from above the vehicle
is prohibited. (d) Coils with eyes lengthwise on a flatbed vehicle, in a sided
vehicle or intermodal container with anchor points--(1) An individual
coil--option 1. The coil must be secured by: (i) A means (e.g., timbers, chocks or wedges, a cradle, etc.) to
prevent the coil from rolling. The means of preventing rolling must
support the coil off the deck, and must not be capable of becoming
unintentionally unfastened or loose while the vehicle is in transit. If
timbers, chocks or wedges are used, they must be held in place by coil
bunks or similar devices to prevent them from coming loose. The use of
nailed blocking or cleats as the sole means to secure timbers, chocks
or wedges, or a nailed wood cradle, is prohibited; (ii) At least one direct tiedown attached diagonally through its
eye from the left side of the vehicle or intermodal container (near the
forward-most part of the coil), to the right side of the vehicle or
intermodal container (near the rearmost part of the coil), making an
angle no more than 45 degrees, whenever practicable, with the floor of
the vehicle or intermodal container when viewed from the side of the
vehicle or container; (iii) At least one direct tiedown attached diagonally through its
eye, from the right side of the vehicle or intermodal container (near
the forward-most part of the coil), to the left side of the vehicle or
intermodal container (near the rearmost part of the coil), making an
angle no more than 45 degrees, whenever practicable, with the floor of
the vehicle or intermodal container when viewed from the side of the
vehicle or container; (iv) At least one indirect tiedown transversely over the top of the
coil; and (v) Either blocking, or friction mats to prevent longitudinal
movement in the forward direction. (2) An individual coil--option 2. The coil must be secured by: (i) A means (e.g., timbers, chocks or wedges, a cradle, etc.) to
prevent the coil from rolling. The means of preventing rolling must
support the coil off the deck, and must not be capable of becoming
unintentionally unfastened or loose while the vehicle is in transit. If
timbers, chocks or wedges are used, they must be held in place by coil
bunks or similar devices to prevent them from coming loose. The use of
nailed blocking or cleats as the sole means to secure timbers, chocks
or wedges, or a nailed wood cradle, is prohibited; (ii) At least one direct tiedown attached straight through its eye
from the left side of the vehicle or intermodal container (near the
forward-most part of the coil), to the left side of the vehicle or
intermodal container (near the rearmost part of the coil), and,
whenever practicable, making an angle no more than 45 degrees with the
floor of the vehicle or intermodal container when viewed from the side
of the vehicle or container; (iii) At least one direct tiedown attached straight through its
eye, from the right side of the vehicle or intermodal container (near
the forward-most part of the coil), to the right side of the vehicle or
intermodal container (near the rearmost part of the coil), and whenever
practicable, making an angle no more than 45 degrees with the floor of
the vehicle or intermodal container when viewed from the side of the
vehicle or container; [[Page 79065]] (iv) At least one indirect tiedown transversely over the top of the
coil; and (v) Either blocking, or friction mats to prevent longitudinal
movement in the forward direction. (3) An individual coil--option 3. The coil must be secured by: (i) A means (e.g., timbers, chocks or wedges, a cradle, etc.) to
prevent the coil from rolling. The means of preventing rolling must
support the coil off the deck, and must not be capable of becoming
unintentionally unfastened or loose while the vehicle is in transit. If
timbers, chocks or wedges are used, they must be held in place by coil
bunks or similar devices to prevent them from coming loose. The use of
nailed blocking or cleats as the sole means to secure timbers, chocks
or wedges, or a nailed wood cradle, is prohibited; (ii) At least one indirect tiedown over the top of the coil,
located near the forward-most part of the coil; (iii) At least one indirect tiedown over the top of the coil
located near the rearmost part of the coil; and (iv) Either blocking or friction mats to prevent longitudinal
movement in the forward direction. (4) Rows of coils. A transverse row of coils having approximately
equal outside diameters must be secured with: (i) A means (e.g., timbers, chocks or wedges, a cradle, etc.) to
prevent each coil in the row of coils from rolling. The means of
preventing rolling must support each coil off the deck, and must not be
capable of becoming unintentionally unfastened or loose while the
vehicle is in transit. If timbers, chocks or wedges are used, they must
be held in place by coil bunks or similar devices to prevent them from
coming loose. The use of nailed blocking or cleats as the sole means to
secure timbers, chocks or wedges, or a nailed wood cradle, is
prohibited; (ii) At least two indirect tiedowns over the top of each coil or
transverse row; and (iii) Either blocking, bracing or friction mats to prevent
longitudinal movement in the forward direction for each coil. (e) Coils in a sided vehicle or intermodal container without anchor
points. Metal coils transported in a vehicle with sides or an
intermodal container without anchor points must be loaded in a manner
to prevent shifting and tipping. The coils must be secured to prevent
lateral and longitudinal movement and tipping by the use of friction
mats, or a system of blocking and bracing or tiedowns, and either
blocking and bracing. Sec. 393.128 What are the rules for securing paper rolls? (a) Applicability. The rules in this section apply to shipments of
paper rolls which, individually or together, weigh 2268 kg (5000 lb) or
more. Shipments of paper rolls that weigh less than 2268 kg (5000 lb),
and paper rolls that are unitized on a pallet, may either be secured in
accordance with the rules in this section or the requirements of
Secs. 393.100 through 393.120. (b) Rules for paper rolls loaded with eyes vertical in a sided
vehicle. (1) Paper rolls must be placed tightly against the walls of
the vehicle, other paper rolls, or other cargo, to prevent movement
during transit. (2) If there are not enough paper rolls in the shipment to reach
the walls of the vehicle, lateral movement must be prevented by filling
the void, blocking, bracing, tiedowns or friction mats. The paper rolls
may also be banded together. (3) When any void behind a group of paper rolls, including that at
the rear of the vehicle, exceeds the diameter of the paper rolls,
rearward movement must be prevented by friction mats, blocking,
bracing, tiedowns, or banding to other rolls. (4)(i) If a paper roll is not prevented from tipping or falling
sideways or rearwards by vehicle structure or other cargo, and its
width is more than 2 times its diameter, it must be prevented from
tipping or falling by banding it to other rolls, bracing, or tiedowns. (ii) If the forwardmost roll(s) in a group of paper rolls is not
prevented from tipping or falling forwards by vehicle structure or
other cargo and it is restrained against forward movement by friction
mat(s) alone, and its width is more than 1.75 times its diameter, it
must be prevented from tipping or falling forwards by banding it to
other rolls, bracing, or tiedowns. (iii) Otherwise, when a paper roll or the forwardmost roll in
groups of rolls that are not prevented from tipping or falling forwards
by vehicle structure or other cargo and its width exceeds 1.25 times
its diameter it must be prevented from tipping or falling by banding to
other rolls, bracing or tiedowns. (5) If paper rolls are banded together, the rolls must be placed
tightly against each other to form a stable group. The bands must be
applied tightly, and must be secured so that they cannot fall off the
rolls or to the deck. (6) A friction mat used to provide the principal securement for a
paper roll must protrude from beneath the roll in the direction in
which it is providing that securement. (c) Rules for split loads of paper rolls loaded with eyes vertical
in a sided vehicle. (1) If a paper roll in a split load is not
prevented from forward movement by vehicle structure or other cargo, it
must be prevented from forward movement by filling the open space, or
by blocking, bracing, tiedowns, friction mats, or some combination of
these.
(2) A friction mat used to provide the principal securement for a
paper roll must protrude from beneath the roll in the direction in
which it is providing that securement. (d) Rules for stacked loads of paper rolls loaded with eyes
vertical in a sided vehicle. (1) Paper rolls must not be loaded on a
layer of paper rolls beneath unless that layer extends to the front of
the vehicle.
(2) Paper rolls in the second and subsequent layers must be
prevented from forward, rearward or lateral movement by means as
allowed for the bottom layer, or by use of a blocking roll from a lower
layer.
(3) The blocking roll must be at least 50 mm (2 in) taller than
other rolls, or must be raised at least 38 mm (1.5 in) using dunnage.
(4) A roll in the rearmost row of any layer must not be raised
using dunnage. (e) Rules for securing paper rolls loaded with eyes crosswise in a
sided vehicle. (1) The paper rolls must be prevented from rolling or
shifting longitudinally by contact with vehicle structure or other
cargo, by chocks, wedges or blocking and bracing of adequate size, or
by tiedowns.
(2) Chocks, wedges or blocking must be held securely in place by
some means in addition to friction, so they cannot become
unintentionally unfastened or loose while the vehicle is in transit.
(3) The rearmost roll must not be secured using the rear doors of
the vehicle or intermodal container, or by blocking held in place by
those doors.
(4) If there is more than a total of 203 mm (8 in) of space between
the ends of a paper roll, or a row of rolls, and the walls of the
vehicle, void fillers, blocking, bracing, friction mats, or tiedowns
must be used to prevent the roll from shifting towards either wall. (f) Rules for stacked loads of paper rolls loaded with eyes
horizontal and crosswise in a sided vehicle. (1) Rolls must not be
loaded in a second layer unless the bottom layer extends to the front
of the vehicle.
(2) Rolls must not be loaded in a higher layer unless all wells in
the layer beneath are filled.
(3) The foremost roll in each upper layer, or any roll with an
empty well in front of it, must be secured against forward movement by:
[[Page 79066]]
(i) Banding it to other rolls, or
(ii) Blocking against an adequately secured eye-vertical blocking
roll resting on the floor of the vehicle which is at least 1.5 times
taller than the diameter of the roll being blocked, or
(iii) Placing it in a well formed by two rolls on the lower row
whose diameter is equal to or greater than that of the roll on the
upper row.
(4) The rearmost roll in each upper layer must be secured by
banding it to other rolls if it is located in either of the last two
wells formed by the rearmost rolls in the layer below.
(5) Rolls must be secured against lateral movement by the same
means allowed for the bottom layer when there is more than a total of
203 mm (8 in) of space between the ends of a paper roll, or a row of
rolls, and the walls of the vehicle. (g) Paper rolls loaded with the eyes lengthwise in a sided vehicle.
(1) Each roll must be prevented from forward movement by contact with
vehicle structure, other cargo, blocking or tiedowns.
(2) Each roll must be prevented from rearward movement by contact
with other cargo, blocking, friction mats or tiedowns.
(3) The paper rolls must be prevented from rolling or shifting
laterally by contact with the wall of the vehicle or other cargo, or by
chocks, wedges or blocking of adequate size.
(4) Chocks, wedges or blocking must be held securely in place by
some means in addition to friction, so they cannot become
unintentionally unfastened or loose while the vehicle is in transit. (h) Rules for stacked loads paper rolls loaded with the eyes
lengthwise in a sided vehicle. (1) Rolls must not be loaded in a higher
layer if another roll will fit in the layer beneath.
(2) An upper layer must be formed by placing paper rolls in the
wells formed by the rolls beneath.
(3) A roll in an upper layer must be secured against forward and
rearward movement by any of the means allowed for the bottom layer, by
use of a blocking roll, or by banding to other rolls. (i) Paper rolls loaded on a flatbed vehicle or in a curtain-sided
vehicle--(1) Paper rolls with eyes vertical or with eyes lengthwise.
(i) The paper rolls must be loaded and secured as described for a sided
vehicle, and the entire load must be secured by tiedowns in accordance
with the requirements of Secs. 393.100 through 393.120.
(ii) Stacked loads of paper rolls with eyes vertical are
prohibited.
(2) Paper rolls with eyes crosswise. (i) The paper rolls must be
prevented from rolling or shifting longitudinally by contact with
vehicle structure or other cargo, by chocks, wedges or blocking and
bracing of adequate size, or by tiedowns.
(ii) Chocks, wedges or blocking must be held securely in place by
some means in addition to friction so that they cannot become
unintentionally unfastened or loose while the vehicle is in transit.
(iii) Transverse or longitudinal tiedowns must be used to prevent
lateral movement. Sec. 393.130 What are the rules for securing concrete pipe? (a) Applicability. (1) The rules in this section apply to the
transportation of concrete pipe on flatbed trailers and vehicles, and
lowboy trailers.
(2) Concrete pipe bundled tightly together into a single rigid
article that has no tendency to roll, and concrete pipe loaded in a
sided vehicle or container must be secured in accordance with the
provisions of Secs. 393.100 through 393.120. (b) Aggregate working load limits for tiedowns. The aggregate
working load limit of all tiedowns on any group of pipe must not be
less than half the total weight of all pipe in the group. (c) Blocking. (1) Blocking may be one or more pieces placed
symmetrically about the center of a pipe.
(2) One piece must extend at least half the distance from the
center to each end of the pipe, and two pieces must be placed on the
opposite side, one at each end of the pipe.
(3) Blocking must be placed firmly against the pipe, and must be
secured to prevent it moving out from under the pipe.
(4) Timber blocking must have minimum dimensions of at least 10 x
15 cm (4 x 6 in). (d) Arranging the load--(1) Pipe of different diameter. If pipe of
more than one diameter are loaded on a vehicle, groups must be formed
that consist of pipe of only one size, and each group must be
separately secured.
(2) Arranging a bottom tier. The bottom tier must be arranged to
cover the full length of the vehicle, or as a partial tier in one group
or two groups.
(3) Arranging an upper tier. Pipe must be placed only in the wells
formed by adjacent pipes in the tier beneath. An upper tier must not be
started unless all wells in the tier beneath are filled.
(4) Arranging the top tier. The top tier must be arranged as a
complete tier, a partial tier in one group, or a partial tier in two
groups.
(5) Arranging bell pipe. (i) Bell pipe must be loaded on at least
two longitudinal spacers of sufficient height to ensure that the bell
is clear of the deck.
(ii) Bell pipe loaded in one tier must have the bells alternating
on opposite sides of the vehicle.
(iii) The ends of consecutive pipe must be staggered, if possible,
within the allowable width, otherwise they must be aligned.
(iv) Bell pipe loaded in more than one tier must have the bells of
the bottom tier all on the same side of the vehicle.
(v) Pipe in every upper tier must be loaded with bells on the
opposite side of the vehicle to the bells of the tier below.
(vi) If the second tier is not complete, pipe in the bottom tier
which do not support a pipe above must have their bells alternating on
opposite sides of the vehicle. (e) Securing pipe with an inside diameter up to 1,143 mm (45 in)--
(1) Stabilizing the bottom tier. (i) The bottom tier must be contained
longitudinally at each end by blocking, vehicle end structure, stakes,
a locked pipe unloader, or other equivalent means.
(ii) Other pipe in the bottom tier may also be held in place by
blocks and/or wedges.
(iii) Every pipe in the bottom tier must also be held firmly in
contact with the adjacent pipe by direct tiedowns though the front and
rear pipes.
(iv) The direct tiedown on the front pipe of the bottom tier must
run aft at an angle not more than 45 degrees with the horizontal,
whenever practicable.
(v) The direct tiedown on the rear pipe of the bottom tier must run
forward at an angle not more than 45 degrees with the horizontal,
whenever practicable.
(2) Use of tiedowns. (i) Direct tiedowns through the pipe must be
chains.
(ii) Longitudinal indirect tiedowns may be chain or wire rope.
(iii) Pipe may be secured individually with a direct tiedown
through the pipe.
(iv) A direct tiedown through a pipe in an upper tier is considered
to secure all those pipe beneath on which that tiedown causes pressure.
(v) If each pipe is not secured individually with a tiedown, then:
(A) Two indirect tiedowns must be placed longitudinally over the
group of pipes; and
(B) One transverse tiedown (direct or indirect) must be used for
every 3.0 m (10 ft) of load length. The transverse tiedowns may be
placed through a pipe, or over both longitudinal tiedowns between two
pipes on the top tier.
[[Page 79067]]
(vi) If the first pipe of a group in the top tier is not at the
front of the tier beneath, it must be secured by an additional direct
tiedown that runs rearward at an angle not more than 45 degrees to the
horizontal, whenever practicable. This direct tiedown must pass either
through the front pipe of the upper tier, or outside it and over both
longitudinal indirect tiedowns.
(vii) If the last pipe of a group in the top tier is not at the
rear of the tier beneath, it must be secured by an additional direct
tiedown that runs forward at an angle not more than 45 degrees to the
horizontal, whenever practicable. This tiedown must pass either through
the rear pipe of the upper tier or outside it and over both
longitudinal tiedowns. (f) Securing large pipe, with an inside diameter over 1143 mm (45
in). (1) The front pipe and the rear pipe must be secured by blocking
or wedges.
(2) The blocking or wedges must be pushed firmly under the pipe.
(3) Each pipe must be secured by tiedowns through the pipe.
(4) Direct tiedowns are required through each pipe in the front
half of the load, which includes the middle one if there are an odd
number, and must run rearward at an angle not more than 45 degrees with
the horizontal, whenever practicable.
(5) Direct tiedowns are required through each pipe in the rear half
of the load, and must run forward at an angle not more than 45 degrees
with the horizontal, whenever practicable, to hold each pipe firmly in
contact with adjacent pipe.
(6) If the front or rear pipe is not also in contact with vehicle
end structure, stakes, a locked pipe unloader, or other equivalent
means, at least two direct tiedowns must be used through that pipe. (g) Conditions of low friction. Ice must be removed from concrete
pipe before it is loaded. Sec. 393.132 What are the rules for securing intermodal containers? (a) Applicability. The rules in this section apply to the
transportation of intermodal containers. Cargo contained within an
intermodal container must be secured in accordance with the provisions
of Secs. 393.100 through 393.120 or, if applicable, the commodity
specific rules of this part. (b) Rules for transporting intermodal containers on container
chassis vehicle(s). (1) The intermodal container must be secured to the
container chassis with securement devices or integral locking devices
that cannot unintentionally become unfastened while the vehicle is in
transit.
(2) The securement devices must restrain the container from moving
more than 1.27 cm (\1/2\ in) forward, more than 1.27 cm (\1/2\ in) aft,
more than 1.27 cm (\1/2\ in) to the right, more than 1.27 cm (\1/2\ in)
to the left, or more than 2.54 cm (1 in) vertically.
(3) The front and rear of the container must be secured
independently. (c) Rules for transporting intermodal containers on vehicles other
than container chassis vehicle(s). (1) All lower corners of the
intermodal container must rest upon the vehicle, or the corners must be
supported by a structure capable of bearing the weight of the container
and that support structure must be independently secured to the motor
vehicle.
(2) All lower corners of intermodal containers must be secured to
the vehicle by chains, wire rope, or integral locking devices.
(3) The front and rear of the container must be secured
independently.
(4) Each chain, wire rope, or integral locking device must be
attached to the container in a manner that prevents it from being
unintentionally unfastened while the vehicle is in transit. Sec. 393.134 What are the rules for securing automobiles, light trucks
and vans? (a) Applicability. The rules in this section apply to the
transportation of automobiles, light trucks, and vans which
individually weigh 4,500 kg. (10,000 lb) or less. Vehicles which are
heavier than 4,500 kg (10,000 lb) must be secured in accordance with
the provisions of Sec. 393.136 of this part. (b) Automobiles, light trucks, and vans must be restrained at both
the front and rear to prevent lateral, forward, rearward, and vertical
movement using a minimum of two direct tiedowns. (c) Direct tiedowns that are designed to be affixed to the
structure of the automobile, light truck, or van shall use the mounting
points on those vehicles that have been specifically designed for that
purpose. (d) Direct tiedowns that are designed to fit over or around the
wheels of an automobile, light truck, or van shall provide restraint in
the lateral, longitudinal and vertical directions. (e) Edge protectors are not required for synthetic webbing at
points where the webbing comes in contact with the tires. Sec. 393.136 What are the rules for securing heavy vehicles, equipment
and machinery? (a) Applicability. The rules in this section apply to the
transportation of heavy vehicles, equipment and machinery which operate
on wheels or tracks, such as front end loaders, bulldozers, tractors,
and power shovels and which individually weigh 4,536 kg (10,000 lb.) or
more. Vehicles, equipment and machinery which is lighter than 4,536 kg
(10,000 lb.) may also be secured in accordance with the provisions of
this section, with Sec. 393.134, or in accordance with the provisions
of Secs. 393.100 through 393.120. (b) Preparation of equipment being transported. (1) Accessory
equipment, such as hydraulic shovels, must be completely lowered and
secured to the vehicle.
(2) The parking brake on the equipment being transported must be
engaged, where applicable.
(3) Articulated vehicles shall be restrained in a manner that
prevents articulation while in transit. (c) Rules for transporting heavy vehicles, equipment or machinery
with crawler tracks or wheels. (1) Heavy equipment or machinery with
crawler tracks must be restrained against movement in the lateral,
forward, rearward, and vertical direction using a minimum of four
direct tiedowns.
(2) The direct tiedown must be affixed at the front and rear of the
vehicle, or mounting points on the vehicle that have been specifically
designed for that purpose. Sec. 393.138 What are the rules for securing flattened or crushed
vehicles? (a) Applicability. The rules in this section apply to the
transportation of vehicles such as automobiles, light trucks, and vans
which have been flattened or crushed. (b) General requirements. Flattened or crushed vehicles must be
transported so that:
(1) The cargo does not shift upon the transport vehicle while in
transit; and
(2) Loose parts from the flattened vehicles do not become dislodged
and fall from the transport vehicle. (c) Prohibition on the use of synthetic webbing. The use of
synthetic webbing to secure flattened or crushed vehicles is
prohibited. (d ) Securement of flattened or crushed vehicles. Flattened or
crushed vehicles must be transported on vehicles which have:
(1) Containment walls or comparable means on four sides which
extend to the full height of the load and which block against movement
of the cargo in the forward, rearward and lateral directions; or
(2)(i) Containment walls or comparable means on three sides which
extend to the full height of the load and
[[Page 79068]]
which block against movement of the cargo in the forward, rearward and
the lateral direction for which there is no containment wall or
comparable means, and
(ii) A minimum of two indirect tiedowns are required per vehicle
stack; or
(3)(i) Containment walls on two sides which extend to the full
height of the load and which block against movement of the cargo in the
forward and rearward directions, and
(ii) Three indirect tiedowns are required per vehicle stack; or
(4) A minimum of four indirect tiedowns per vehicle stack. (e) Containment of loose parts. (1) Measures must be taken to
ensure that loose parts from flattened or crushed vehicles do not fall
from the transport vehicle while in transit.
(2) Vehicles used to transport flattened or crushed vehicles must
be equipped with a means to prevent loose parts from falling from all
four sides of the vehicle which extends to the full height of the
cargo.
(3) The means used to contain loose parts may consist of structural
walls, sides or sideboards, or suitable covering material, alone or in
combinations.
(4) The use of synthetic material for containment of loose parts is
permitted. Sec. 393.140 What are the rules for securing roll-on/roll-off and hook
lift containers? (a) Applicability. The rules in this section apply to the
transportation of roll-on/roll-off and hook lift containers. (b) General requirements. Any container carried on a vehicle which
is not equipped with an integral securement system must be:
(1) Blocked against forward movement by the lifting device, stops,
a combination of both or other suitable restraint mechanism;
(2) Secured to the front of the vehicle by the lifting device or
other suitable restraint against lateral and vertical movement;
(3) Secured to the rear of the vehicle with at least one of the
following mechanisms:
(i) One indirect tiedown that secures the side rails of the vehicle
chassis to and the container chassis at the same time;
(ii) Two tiedowns installed lengthwise, each securing one side of
the container to one of the vehicle's side rails; or
(iii) Two hooks, or an equivalent mechanism, securing both sides of
the container to the vehicle chassis at least as effectively as the
tiedowns in the two previous items.
(4) The mechanisms used to secure the rear end of a roll-on/roll
off or hook lift container must be installed no more than two meters (6
ft 7 in) from the rear of the container.
(5) In the event that one or more of the front stops or lifting
devices are missing, damaged or not compatible, additional manually
installed tiedowns must be used to secure the container to the vehicle,
providing the same level of securement as the missing, damaged or
incompatible components. Sec. 393.142 What are the rules for securing large boulders? (a) Applicability. (1) The rules in this section are applicable to
the transportation of any large piece of natural, irregularly shaped
rock weighing in excess of 5,000 kg (11,000 lb.) or with a volume in
excess of 2 cubic-meters on an open vehicle, or in a vehicle whose
sides are not designed and rated to contain such cargo.
(2) Pieces of rock weighing more than 100 kg (220 lb.), but less
than 5,000 kg (11,000 lb.) must be secured, either in accordance with
this section, or in accordance with the provisions of Secs. 393.100
through 393.120, including:
(i) Rock contained within a vehicle which is designed to carry such
cargo; or
(ii) Secured individually by tiedowns, provided each piece can be
stabilized and adequately secured.
(3) Rock which has been formed or cut to a shape and which provides
a stable base for securement must also be secured, either in accordance
with the provisions of this section, or in accordance with the
provisions of Secs. 393.100 through 393.120. (b) Rules concerning positioning of boulders on the vehicle. (1)
Each boulder must be placed with its flattest and/or largest side down.
(2) Each boulder must be supported on at least two pieces of hard
wood blocking at least 10 cm x 10 cm (4 inches x 4 inches) side
dimensions extending the full width of the boulder.
(3) Hardwood blocking pieces must be placed as symmetrically as
possible under the boulder and should support at least three-fourths of
the length of the boulder.
(4) If the flattest side of a boulder is rounded or partially
rounded, so that the boulder may roll, it must be placed in a crib made
of hardwood timber fixed to the deck of the vehicle so that the boulder
rests on both the deck and the timber, with at least three well-
separated points of contact that prevent its tendency to roll in any
direction.
(5) If a boulder is tapered, the narrowest end must point towards
the front of the vehicle. (c) Rules concerning the use of tiedowns. (1) Only chain may be
used as tiedowns to secure large boulders.
(2) Indirect tiedowns which are in direct contact with the boulder
should, where possible, be located in valleys or notches across the top
of the boulder, and must be arranged to prevent sliding across the rock
surface. (d) Options for arranging tiedowns. There are three arrangements of
tiedowns that may be used, depending upon the shape of the boulder:
(1) Cubic shaped boulder. (i) The boulder must be secured
individually with at least two chain tiedowns placed transversely
across the vehicle.
(ii) The aggregate working load limit of the tiedowns must be at
least half the weight of the boulder.
(iii) The tiedowns must be placed as closely as possible to the
wood blocking used to support the boulder.
(2) Irregular shaped boulder--with stable base. (i) The boulder
must be secured individually with at least two chain tiedowns forming
an "X" pattern over the boulder.
(ii) The aggregate working load limit of the tiedowns must be at
least half the weight of the boulder.
(iii) The tiedowns must pass over the center of the boulder and
must be attached to each other at the intersection by a shackle or
other connecting device.
(3) Irregular shaped boulder--with unstable base. Each boulder must
be secured by a combination of chain tiedowns as follows:
(i) One chain must surround the top of the boulder (at a point
between one-half and two-thirds of its height). The working load limit
of the chain must be at least half the weight of the boulder.
(ii) Four chains must be attached to the surrounding chain and the
vehicle to form a blocking mechanism which prevents any horizontal
movement. Each chain must have a working load limit of at least one-
fourth the weight of the boulder. Whenever practicable, the angle of
the chains must not exceed 45 degrees from the horizontal. Issued on: December 8, 2000.
Brian M. McLaughlin,
Acting Assistant Administrator.
[FR Doc. 00-31919 Filed 12-15-00; 8:45 am]
BILLING CODE 4910-EX-P
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