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SEC Congressional Statements and Testimony Archive: 1999
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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Date |
Testimony |
Fourth Quarter |
Oct. 29, 1999 |
Statement of the U.S. Securities & Exchange Commission, Before the House Subcommitte on Finance and Harardous Materials, Committee on Commerce, re: Disclosure of the Tax Consequences of Mutual Fund Investments and Chartible Contributions |
Oct. 27, 1999 |
Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs re: Market Structure Issues Currently Facing the Commission |
Oct. 14, 1999 |
Brian J. Lane, Director, Division of Corporation Finance, Before the House Subcommittee on Government Programs and Oversight, Committee on Small Business re: Providing Information to Small Businesses Concerning the Process of "Going Public," |
Oct. 7, 1999 |
Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Future of the Public Utility Holding Company Act of 1935 Opening Statement. |
Third Quarter |
Sep. 28, 1999 |
James M. McConnell, Executive Director of the SEC, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Securities Transaction Fees |
Sep. 16, 1999 |
Chairman Arthur Levitt Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading |
Sep. 16, 1999 |
Oral Statement of Chairman Arthur Levitt Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading |
Jul. 29, 1999 |
Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Loan Loss Allowances |
Jul. 27, 1999 |
Statement of the U.S. Securities and Exchange Commission Before the House Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, re: Securities Transaction Fees |
Jul. 21, 1999 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the Subcommittee on Finanical Institutions and Consumer Credit, Committee on Banking and Financial Services, U.S. House of Representatives Appendix. |
Second Quarter |
Jun. 30, 1999 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: H.R. 1858, The "Consumer and Investor Access to Information Act of 1999" |
Jun. 25, 1999 |
Statement SEC Before the House Subcommittee on Oversight and Investigations, Committee on Commerce, re: Bank Securities Issues |
Jun. 16, 1999 |
Harvey J. Goldschmid, General Counsel, Before the House Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, re: Loan Loss Allowances |
May 26, 1999 |
Statement of SEC Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Transparency in the U.S. Corporate Debt Market |
May 18, 1999 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Risk Management, Research, and Specialty Crops, Committee on Agriculture, re: Reauthorization of the Commodity Futures Trading Commission |
May 6, 1999 |
Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Energy and Power, Committee on Commerce, re: Public Utility Holding Company Act of 1935 Executive Summary |
May 6, 1999 |
Annette Nazareth, Director, Division of Market Regulation, Before the House Committee on Banking and Financial Services, re: Report of the President's Working Group on Financial Markets on Hedge Funds, Leverage, and the Lessons of Long-Term Capital Management |
May 5, 1999 |
Chairman Arthur Levitt, Before the House Committee on Commerce, re: H. R. 10 "The Financial Services Act of 1999." Appendix 1 |
Apr. 14, 1999 |
Oral Statement of Chairman Arthur Levitt, Before the Subcommittee on Commerce, Justice, State and the Judiciary Committee on Appropriations, U.S. House of Representatives, re: Appropriations for Fiscal Year 2000 |
First Quarter |
Mar. 25, 1999 |
Written Testimony of the U.S. Securities and Exchange Commission, Presented before the Senate Committee on Banking, Housing, and Urban Affairs, re: Title X of H.R. 833 |
Mar. 25, 1999 |
Testimony of Laura S. Unger, Commissioner, Before the House Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services, re: The Effect of Technology on the Capital Markets |
Mar. 25, 1999 |
Testimony of Chairman Arthur Levitt Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary of the Committee on Appropriations, re: Appropriations for Fiscal Year 2000 |
Mar. 24, 1999 |
Testimony of Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: Fee Collections |
Mar. 23, 1999 |
Testimony of Richard H. Walker, Director, Division of Enforcement, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Securities Fraud on the Internet |
Mar. 18, 1999 |
Testimony of Chairman Arthur Levitt Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Transparency in the United States Corporate Debt Market |
Mar. 10, 1999 |
Testimony of Michael McAlevey, Deputy Director, Division of Corporation Finance, Before the House Subcommittee on Energy and Power, Committee on Commerce, re: The Procedures of the Division of Corporation Finance in Reviewing Merger Filings |
Feb. 24, 1999 |
Testimony of Chairman Arthur Levitt Before the Senate Committee on Banking, Housing and Urban Affairs re: Financial Modernization Legislation |
Feb. 12, 1999 |
Testimony of Harvey J. Goldschmid, General Counsel, Before the House Committee on Banking and Financial Services, re: H.R. 10, The "Financial Services Act of 1999" |
http://www.sec.gov/news/testimony/testarchive/1999test.shtml
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