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SEC Congressional Statements and Testimony Archive: 2000
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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Date |
Testimony |
Fourth Quarter |
Oct. 4, 2000 |
Larry E. Bergmann, Senior Associate Director, Division of Market Regulation, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Reuniting Securityholders with their Investments |
Third Quarter |
Sep. 28, 2000 |
Chairman Arthur Levitt Before the Senate Subcommittee on Securities Committee on Banking, Housing, and Urban Affairs, re: the Commission's Auditor Independence Proposal |
Sep. 13, 2000 |
Richard H. Walker, Director, Division of Enforcement, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: The Involvement of Organized Crime on Wall Street |
Jul. 19, 2000 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the Committee on Banking and Financial Services, United States House of Representatives, re: H.R. 4541, The Commodity Futures Modernization Act of 2000 |
Jul. 12, 2000 |
Chairman Arthur Levitt, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: H.R. 4541, The Commodity Futures Modernization Act of 2000 |
Second Quarter |
Jun. 21, 2000 |
Chairman Arthur Levitt, Before the Senate Committee on Agriculture, Nutrition, and Forestry, and the Committee on Banking, Housing, and Urban Affairs, re: S. 2697, The Commodity Futures Modernization Act of 2000 |
Jun. 14, 2000 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Risk Management, Research and Specialty Crops, Committee on Agriculture, re: H.R. 4541, The Commodity Futures Modernization Act of 2000 |
Jun. 13, 2000 |
Chairman Arthur Levitt, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Decimal Pricing in the Securities and Options Markets |
May 8, 2000 |
Chairman Arthur Levitt, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: Preserving and Strengthening the National Market System for Securities in the United States |
Apr. 11, 2000 |
Annette L. Nazareth, Director, Division of Market Regulation, Before the Committee on Banking and Financial Services, re: The Netting of Financial Contracts, Hedge Fund Disclosure, and Over-the-Counter Derivatives Transactions |
First Quarter |
Mar. 30, 2000 |
Chairman Arthur Levitt Before the House Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001 |
Mar. 21, 2000 |
Chairman Arthur Levitt Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal Year 2001 |
Feb. 28, 2000 |
Chairman Arthur Levitt Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Competitive Market Supervision Act |
Feb. 25, 2000 |
Lori Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading |
Feb. 25, 2000 |
Oral Statement of Lori Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading |
Feb. 15, 2000 |
Annette L. Nazareth, Director Division of Market Regulation, Before the House Subcommittee on Risk Management, Research, and Specialty Crops, Committee on Agriculture, re: The Report to Congress on Over-the-Counter Derivatives Markets and The Commodity Exchange Act by The President's Working Group on Financial Markets |
Feb. 10, 2000 |
Annette L. Nazareth, Director Division of Market Regulation, Before the Senate Committee on Agriculture, Nutrition, and Forestry, re: The Report to Congress on Over-the-Counter Derivatives Markets and The Commodity Exchange Act by The President's Working Group on Financial Markets |
http://www.sec.gov/news/testimony/testarchive/2000test.shtml
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