SEC NEWS DIGEST Issue 2006-135 July 14, 2006 COMMISSION ANNOUNCEMENTS SEC ORDERS A SUSPENSION OF TRADING IN THE STOCK OF AURORA MEDICAL TECHNOLOGY, INC. The Commission today announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading in the securities of Aurora Medical Technology, Inc. (stock symbol AROR) at 9:30 a.m. EDT, on July 14, 2006, through 11:59 p.m. EDT, on July 27, 2006. The Commission temporarily suspended trading in the securities of Aurora Medical Technology, Inc. because of possible manipulative conduct occurring in the market for the company's stock. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations relating to Aurora Medical Technology, Inc.'s securities until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. For questions related to the operation of Rule 15c2-11, please contact the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. Any broker, dealer or other person with information relating to this matter is invited to call Gerald A. Gross, Assistant Regional Director, in the Northeast Regional Office of the Securities and Exchange Commission, at (212) 336-0085 or grossg@sec.gov. (Rel. 34- 54144) CHANGE IN THE MEETING: TIME CHANGE The time of the closed meeting scheduled for Tuesday, July 18, 2006, has been changed from 10:00 a.m. to 11:00 a.m. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS COMMISSION SANCTIONS DOLPHIN & BRADBURY, INC. AND ROBERT BRADBURY FOR VIOLATIONS OF THE ANTIFRAUD PROVISIONS OF THE SECURITIES LAWS The Commission has found that broker-dealer Dolphin & Bradbury, Inc. and its chief executive officer, Robert J. Bradbury, violated antifraud provisions in connection with an offering of municipal bonds. The bonds, for which Dolphin & Bradbury served as underwriter, were issued by the Dauphin County General Authority to finance the authority's acquisition of "Forum Place," a multi-story office building and parking structure in Harrisburg, Pennsylvania. The Commission found that respondents' failure to disclose the expected departure of the building's major tenant well before the maturity of the bonds was a material omission and that the failure to make such disclosure was "an extreme departure from the standards of ordinary care" to which municipal underwriters are expected to adhere. The firm and Bradbury were ordered by the Commission to cease and desist from future violations of the provisions they were found to have violated and to pay civil money penalties. Dolphin & Bradbury also was ordered to disgorge its ill-gotten profits plus prejudgment interest on those profits. (Rels. 33-8721; 34-54143; File No. 3-11465) SEC v. GEOFFREY GISH, WESTON RUTLEDGE FINANCIAL SERVICES, INC., ZAMINDARI CAPITAL, LLC, LEXINGTON INTERNATIONAL FUND, LLC A/K/A LEXINGTON INTERNATIONAL FUND, INC., AND OXFORD ADAMS CAPITAL, LLC The Commission announced that on June 30, 2006, the Honorable Clarence Cooper, United States District Judge for the Northern District of Georgia, entered an order of preliminary injunction and other relief as to defendants Geoffrey A. Gish; Weston Rutledge Financial Services, Inc. (Weston Rutledge); Zamindari Capital, LLC; (Zamindari); Lexington International Fund, LLC a/k/a Lexington International Fund, Inc. (Lexington); and Oxford Adams Capital, LLC (Oxford Adams). The order restrained and enjoined the defendants from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The order further restrained and enjoined Gish from future violations or aiding and abetting violations of Section 206 of the Investment Advisers Act of 1940. The defendants consented to the entry of this order without admitting or denying the allegations set forth in the Commission's complaint, filed on May 17, 2006. The complaint alleged that from February 2004 through the present, Gish, a resident of Roswell, Georgia, and the other defendants, fraudulently sold at least $8.8 million of securities to over 100 investors located in several states. The complaint alleged that Gish offered and sold these securities through fraudulent investment programs that he named Zamindari, Lexington, and Oxford Adams, and operated these programs as a Ponzi scheme. Gish lured investors with offering materials that falsely suggested that each program had historically generated returns ranging from 44% to over 100% per year. Gish also told investors, falsely, that there was no risk of loss with these investments. The compliant alleged that from November 2005 to the filing of the complaint, Gish diverted approximately $100,000 from investors to his personal bank account, and has diverted another $100,000 to his firm, Weston Rutledge, and used those funds to pay miscellaneous personal and other expenses. The complaint further alleged that Gish and Weston Rutledge sent investors account statements with completely fictitious rates of return. For further information see LR-19705 (May 19, 2006). [SEC v. Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC, Civil Action No. 1:06-CV- 1171 (NDGA)] (LR-19759) DISTRICT COURT JUDGE APPOINTS MINNEAPOLIS ATTORNEY RECEIVER OVER BRAWTA VENTURES, LLC The Commission announced that on July 6, 2006, Judge Paul A. Magnuson of the U.S. District Court for the District of Minnesota entered an Order appointing Minneapolis attorney Nauni Manty, of the law firm Rider Bennett, LLP, as receiver over Brawta Ventures, LLC (Brawta). The Order grants Ms. Manty the authority to take control of Brawta's operations, funds, assets and property. On March 29, 2006, the Commission filed a complaint against Sherwin P. Brown (Brown), Jamerica, Inc. (Jamerica) and Brawta. The Commission's complaint alleged that Brown is the majority owner and President of Jamerica, a Minneapolis, Minnesota-based investment advisor. The complaint further alleges that Brown is also manager of Brawta, a purported private investment fund formed by Brown and Jamerica. The Commission's complaint alleges that Brown, Jamerica and Brawta raised at least $1.65 million from 53 investors, a number of whom are retired or near retirement, and defrauded the investors of Brawta by misappropriating at least $569,950 of investor principal, and using the diverted proceeds to pay for Brown's personal expenses and Jamerica's business expenses. The Commission's complaint alleged that the defendants' conduct violated the antifraud and record keeping provisions of the federal securities laws. In addition to an injunction and asset freeze, the Commission's complaint also seeks the disgorgement of any investor funds defendants may have misappropriated as well the imposition of financial penalties. [SEC v. Sherwin P. Brown, Jamerica Financial, LLC and Brawta Ventures, LLC, Civil Action No. 06-1213 (D. Minn.) (Magnuson, J.)] (LR-19760) SEC BRINGS EMERGENCY ACTION AGAINST MARK PALAZZO, EDWARD TACKABERRY AND CERTAIN AFFILIATED ENTITIES TO HALT ONGOING FRAUD PERPETRATED ON SENIOR CITIZENS The Commission announced today that it filed an emergency enforcement action to halt fraudulent conduct against Edward "Ted" Tackaberry (Tackaberry), Mark Palazzo (Palazzo), Pittsford Capital, L.L.C., Pittsford Capital Mortgage Partners, L.L.C., Pittsford Capital Group, Inc., Pittsford Capital Income Partners, L.L.C., Pittsford Income Partners II, L.L.C., Pittsford Income Partners III, L.L.C., Pittsford Income Partners IV, L.L.C., Pittsford Income Partners V, L.L.C., Jefferson Income Partners, L.L.C. (collectively, the Defendants) and Michael Latini (Latini), Communicate Wireless, L.L.C. (Communicate Wireless), and Monroe Wireless, L.L.C. (Monroe Wireless) (the Relief Defendants). The Complaint alleges that from approximately 1996 to 2004, Tackaberry and Palazzo raised, in unregistered transactions, at least $15 million from at least 275 investors, including many senior citizens, by issuing promissory notes in various real estate investment companies. Tackaberry and Palazzo owned and managed all of these real estate investment companies. The Complaint further alleges that the Defendants have been engaged in a fraudulent scheme, in which the Defendants have made numerous misrepresentations and omissions to investors concerning their investments and the real estate investment companies' financial condition, including: (i) making, and failing to disclose, transfers of large amounts of money, including a $2.4 million payment to Communicate Wireless, an entity that Tackaberry and Palazzo had significant personal interests in; (ii) making, and failing to disclose, transfers of money to Palazzo; (iii) failing to disclose that that they commingled the real estate investment companies' assets in one bank account to fund the operations of certain of the real estate investment companies; and (iv) falsely claiming that certain of the real estate companies would retain an independent third-party agent to represent investors' interests in connection with the offerings. The Defendants targeted senior citizens and retirees when soliciting investments in these real estate investment companies, and then misappropriated their funds. The Complaint charges the Defendants with violating Section 17 (a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In its emergency enforcement action, the Commission is seeking, among other emergency relief, a temporary restraining order (i) freezing the Defendants and Relief Defendants' assets; and (ii) appointing a temporary receiver over the real estate investment companies and affiliated entities. In addition to this emergency relief, the Commission also seeks orders enjoining the Defendants, preliminarily and permanently, from committing future violations of the foregoing federal securities laws, and a final judgment ordering the Defendants to disgorge ill-gotten gains and assessing civil penalties. [SEC v. Pittsford Capital Income Partners, L.L.C., et al., Civil Action No. CV 06-6353 (MAT) WDNY] (LR-19761; Press Rel. 2006-117) ADDITIONS AND CORRECTIONS A summary in the July 5th issue of the Digest entitled SEC SUSPENDS TRADING IN THE SECURITIES OF ADZONE RESEARCH, INC. should have appeared as follows: SEC SUSPENDS TRADING IN THE SECURITIES OF ADZONE RESEARCH, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading in the securities of AdZone Research, Inc. (AdZone), a Delaware corporation headquartered in Calverton, New York, at 9:30 a.m. EDT on July 5, 2006, and terminating at 11:59 p.m. EDT on July 18, 2006. The Commission temporarily suspended trading in the securities of AdZone because questions have arisen about the accuracy of assertions by AdZone, and by others, in press releases and internet postings to investors, concerning, among other things: (1) the company's contracts with two non-profit organizations, (2) the nature and extent of the orders that the company has received for the sale of licenses of its software products, and (3) the company's recent contributions to its employee Incentive Stock Plan. AdZone's common stock is quoted on the OTC Bulletin Board under the symbol "ADZR." The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to AdZone's securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. (Rel. 34-54096A) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2006-49) to modify its Short Term Option Series pilot program to permit the listing of up to seven series per class. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54133) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2006-35) relating to a system change to the Options Floor Broker Management System, which became effective upon filing. Publication is expected in the Federal Register during the week of July 17. (Rel. 34- 54138) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 ACCESS PHARMACEUTICALS INC, 2600 N STEMMONS FRWY, STE 176, DALLAS, TX, 75207, 2149055100 - 0 ($10,971,840.00) Equity, (File 333-135734 - Jul. 13) (BR. 01B) S-3 House of Taylor Jewelry, Inc., 9200 SUNSET BLVD., SUITE 425, WEST HOLLYWOOD, CA, 90069, (310) 788-7577 - 3,575,358 ($20,915,844.30) Equity, (File 333-135735 - Jul. 13) (BR. 02C) SB-2 MATTMAR MINERALS INC, #208-828 HARBOURSIDE DRIVE, NORTH VANCOUVER, A1, V7P3R9, 604 696 2026 - 3,000,000 ($30,000.00) Equity, (File 333-135736 - Jul. 13) (BR. 09) F-6 INFOSYS TECHNOLOGIES LTD /ADR/, ELECTRONICS CITY, HOSAR RD BANGALORE KARNATAKA INDIA, BANGALORE KARNATAKA, K7, 561229, 0119180852 - 100,000,000 ($5,000,000.00) Other, (File 333-135739 - Jul. 13) (BR. ) SB-2 Cavit Sciences, Inc., 100 EAST LINTON BLVD., SUITE 106B, DELRAY BEACH, FL, 33483, 5612787856 - 8,475,000 ($27,967.50) Equity, (File 333-135740 - Jul. 13) (BR. 09) S-1 Churchill Ventures LTD, 50 REVOLUTIONARY ROAD, SCARBOROUGH, NY, 10510, 914-762-2553 - 0 ($192,500,000.00) Equity, (File 333-135741 - Jul. 13) (BR. 09) F-3 ON TRACK INNOVATIONS LTD, P O BOX 32, ZHR INDUSTRIAL ZONE, ROSH PINAISRAEL, L3, 2126616500 - 682,800 ($5,564,328.00) Equity, (File 333-135742 - Jul. 13) (BR. 10C) SB-2 Pioneer Exploration Inc., 800 WEST PENDER ST., SUITE 620, VANCOUVER, A1, V6C 2V6, 604-618-0948 - 8,264,500 ($2,066,125.00) Equity, (File 333-135743 - Jul. 13) (BR. ) S-8 CASH SYSTEMS INC, 7350 DEAN MARTIN DRIVE, SUITE 309, LAS VEGAS, NV, 89139, 7029877169 - 0 ($7,345,000.00) Equity, (File 333-135744 - Jul. 13) (BR. 07C) S-8 TechAlt, Inc., 3311 N. KENNICOTT AVE., SUITE A, ARLINGTON HEIGHTS, IL, 60004, 847-870-2601 - 7,475,000 ($149,500.00) Equity, (File 333-135745 - Jul. 13) (BR. 03B) S-3 BIODELIVERY SCIENCES INTERNATIONAL INC, 2501 AERIAL CENTER PARKWAY, SUITE 205, MORRISVILLE, NC, 27560, 919-653-5160 - 0 ($8,641,259.00) Equity, (File 333-135746 - Jul. 13) (BR. 01C) S-3 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 0 ($23,036,355.44) Equity, (File 333-135747 - Jul. 13) (BR. 10A) SB-2 WORLD AM, INC., 4040 MACARTHUR BOULEVARD, SUITE 240, NEWPORT BEACH, CA, 92660, 9499555355 - 1,207,900,607 ($14,550,125.37) Equity, (File 333-135748 - Jul. 13) (BR. 11A) S-1 CANYON RESOURCES CORP, 14142 DENVER W PKWY STE 250, GOLDEN, CO, 80401, 3032788464 - 0 ($9,809,550.00) Equity, (File 333-135749 - Jul. 13) (BR. 04B) S-8 CANYON RESOURCES CORP, 14142 DENVER W PKWY STE 250, GOLDEN, CO, 80401, 3032788464 - 0 ($5,050,000.00) Equity, (File 333-135751 - Jul. 13) (BR. 04B) S-3ASR SIERRA PACIFIC RESOURCES /NV/, PO BOX 30150, 6100 NEIL RD, RENO, NV, 89511, 7758344011 - 0 ($0.00) Other, (File 333-135752 - Jul. 13) (BR. 02B) S-8 TIVO INC, 2160 GOLD STREET, PO BOX 2160, ALVISO, CA, 95002, 408-519-9100 - 7,377,048 ($49,352,451.12) Equity, (File 333-135754 - Jul. 13) (BR. 11C) S-1 APEX BIOVENTURES ACQUISITION CORP, 18 FARM LANE, HILLSBOROUGH, CA, 94010, 650-344-3029 - 0 ($159,937,600.00) Equity, (File 333-135755 - Jul. 13) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- A CONSULTING TEAM INC NY 3.01 07/11/06 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 07/11/06 ACTIVIDENTITY CORP DE 1.01 07/06/06 ADE CORP MA 8.01 07/13/06 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 8.01 07/11/06 AFS Funding Trust 1.01,9.01 07/11/06 Airbee Wireless, Inc. DE 1.01,9.01 12/29/05 AMEND ALLEGHENY GENERATING CO VA 5.02 07/07/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 07/13/06 ALLIANCE RESOURCE PARTNERS LP DE 1.01,9.01 07/10/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 1.01,9.01 07/07/06 ALLION HEALTHCARE INC DE 9.01 04/28/06 AMEND ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 1.01,9.01 07/07/06 ALLTEL CORP DE 1.01,9.01 07/07/06 Alternative Loan Trust 2006-23CB DE 8.01,9.01 06/28/06 AMERICAN SAFETY INSURANCE HOLDINGS LT 9.01 07/11/06 AMERICAN TONERSERV CORP. DE 1.01,3.02,5.01,5.02,9.01 07/07/06 AMERUS GROUP CO/IA IA 2.02,9.01 07/12/06 AMERUS GROUP CO/IA IA 1.01,5.01,8.01,9.01 07/12/06 ANGIODYNAMICS INC DE 1.01,9.01 07/12/06 APOLLO GROUP INC AZ 3.01,9.01 07/11/06 APPLIED INNOVATION INC DE 1.01,1.02,2.02,7.01,9.01 07/07/06 APPLIED NEUROSOLUTIONS INC DE 1.01,2.03,3.02,9.01 07/13/06 ARES CAPITAL CORP MD 8.01 07/13/06 ASBURY AUTOMOTIVE GROUP INC DE 5.02 07/12/06 ASTA FUNDING INC DE 1.01,2.03,9.01 07/12/06 ATMEL CORP DE 1.01,9.01 07/12/06 AXM PHARMA INC 5.02,9.01 07/13/06 AXM PHARMA INC 4.01 07/13/06 Banc of America Alternative Loan Trus DE 8.01,9.01 06/29/06 BARNES & NOBLE INC DE 8.01,9.01 07/12/06 BEHRINGER HARVARD MID TERM VALUE ENHA TX 7.01,9.01 07/10/06 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 07/10/06 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 07/10/06 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 7.01,9.01 07/10/06 BEVERLY NATIONAL CORP MA 8.01,9.01 07/13/06 BILL BARRETT CORP 5.02,7.01,9.01 07/07/06 BILL BARRETT CORP 1.01,5.02,7.01,9.01 07/10/06 BJs RESTAURANTS INC CA 8.01,9.01 07/13/06 BLACKBAUD INC 8.01,9.01 07/13/06 BLACKROCK INC /NY DE 9.01 07/12/06 BLAST ENERGY SERVICES, INC. CA 8.01 06/07/06 BRADLEY OPERATING L P DE 8.01,9.01 07/09/06 BULLION RIVER GOLD CORP 3.02 07/10/06 CALAIS RESOURCES INC 1.01,3.02 07/10/06 CalAmp Corp. DE 2.02 07/13/06 CALIPER LIFE SCIENCES INC DE 8.01,9.01 07/13/06 CAPITAL BANCORP INC TN 1.01,9.01 07/10/06 CARRAMERICA REALTY CORP MD 1.01,3.03,5.01,8.01,9.01 07/13/06 CARREKER CORP DE 5.02 07/13/06 CASCADE BANCORP OR 2.02,7.01,9.01 07/13/06 CASH SYSTEMS INC DE 5.02,9.01 07/12/06 CBRL GROUP INC TN 1.01,1.02,5.02,7.01,9.01 07/12/06 CENDANT CORP DE 1.01,2.03,8.01,9.01 07/07/06 CENTERSTATE BANKS OF FLORIDA INC FL 5.02 07/13/06 CENVEO, INC CO 7.01,9.01 07/12/06 CEPHALON INC DE 8.01 07/12/06 Chaparral Steel CO DE 1.01,2.02,9.01 07/11/06 Chaparral Steel CO DE 8.01,9.01 07/13/06 CHASE CORP MA 2.02,9.01 07/11/06 CHATTEM INC TN 8.01,9.01 07/13/06 CHEMED CORP DE 2.02,9.01 07/13/06 CHINA AOXING PHARMACEUTICAL COMPANY, FL 5.03,9.01 07/06/06 CHINA DIGITAL COMMUNICATION GROUP NV 5.02,9.01 07/10/06 CHINA DIGITAL MEDIA CORP NV 5.02 07/06/06 CHINA DIGITAL MEDIA CORP NV 1.01,2.03,3.02 07/07/06 CHYRON CORP NY 1.01 07/11/06 COASTAL BANKING CO INC SC 1.01,9.01 07/13/06 COFFEE PACIFICA INC NV 5.02 05/03/05 COINSTAR INC DE 8.01 06/08/06 COLONY BANKCORP INC GA 2.02,7.01,9.01 07/13/06 COMMUNICATIONS SYSTEMS INC MN 3.01,9.01 07/07/06 COMMUNITY BANCORP /VT VT 8.01,9.01 06/23/06 CONSECO INC DE 7.01,9.01 07/13/06 CONSOLIDATED CONTAINER CO LLC DE 7.01 07/13/06 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 07/13/06 COURIER CORP MA 2.02,9.01 07/13/06 CRESTED CORP CO 8.01 07/10/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 06/29/06 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 06/29/06 DAUPHIN TECHNOLOGY INC IL 1.01,9.01 07/11/06 DB Commodity Index Tracking Fund 7.01,9.01 07/12/06 Dermisonics, Inc NV 5.02 07/07/06 DHB INDUSTRIES INC DE 8.01,9.01 07/12/06 DIASYS CORP DE 5.02 07/12/06 DIGITAL ANGEL CORP DE 7.01,9.01 07/12/06 DIGITAL RECORDERS INC NC 7.01,9.01 07/13/06 DIOMED HOLDINGS INC NV 5.02 07/13/06 Dolby Laboratories, Inc. DE 3.02 07/05/06 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 06/30/06 DreamWorks Animation SKG, Inc. 5.02,9.01 07/11/06 DRESS BARN INC CT 1.01,9.01 07/10/06 DSW Inc. OH 1.01,9.01 07/10/06 DYNAMIC LEISURE CORP MN 1.01,3.02,8.01,9.01 07/10/06 EBAY INC DE 1.01,8.01 07/06/06 ECZ, Inc. NV 2.01,5.03,5.06,8.01,9.01 06/29/06 EDUCATIONAL DEVELOPMENT CORP DE 2.02,9.01 07/13/06 EDUCATIONAL DEVELOPMENT CORP DE 1.01,9.01 07/13/06 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 07/13/06 ELECTRONIC ARTS INC DE 8.01 07/13/06 Electrum Mining LTD NV 1.01,5.02,9.01 07/07/06 EMERGENT GROUP INC/NY NV 1.01,1.02,9.01 07/13/06 EMMIS COMMUNICATIONS CORP IN 2.01 07/11/06 ENGINEERED SUPPORT SYSTEMS INC MO 4.01,9.01 07/12/06 AMEND Enterprise GP Holdings L.P. DE 8.01 07/12/06 ENTERPRISE PRODUCTS PARTNERS L P DE 3.02,8.01 07/12/06 EPIX Pharmaceuticals, Inc. 8.01,9.01 07/13/06 EPLUS INC DE 1.01,9.01 07/11/06 EPLUS INC DE 1.01,9.01 07/12/06 EQUITY OFFICE PROPERTIES TRUST MD 1.01,2.03,9.01 07/07/06 EUROBANCSHARES INC 5.02,9.01 07/08/06 EVISION INTERNATIONAL INC CO 4.01 07/13/06 EXACTECH INC FL 1.01 07/13/06 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 07/13/06 Federal Home Loan Bank of Atlanta X1 2.03 07/10/06 Federal Home Loan Bank of Boston X1 2.03 07/10/06 Federal Home Loan Bank of Chicago X1 2.03 07/10/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/10/06 Federal Home Loan Bank of New York X1 2.03,9.01 07/10/06 Federal Home Loan Bank of San Francis X1 2.03 07/10/06 Federal Home Loan Bank of Seattle 2.03 07/12/06 FEDERAL REALTY INVESTMENT TRUST MD 1.01,5.02,7.01,9.01 07/10/06 FEDERAL TRUST CORP FL 8.01,9.01 07/12/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 1.01 06/11/06 FEDEX CORP DE 1.01 07/10/06 FIBERSTARS INC /CA/ CA 2.02,9.01 07/06/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 06/30/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.02,9.01 07/12/06 FIRST POTOMAC REALTY TRUST MD 1.01,2.02,7.01,9.01 04/13/06 FIRSTPLUS FINANCIAL GROUP INC NV 1.01,9.01 07/06/06 FISCHER IMAGING CORP DE 8.01 07/07/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 07/13/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 07/13/06 FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 07/12/06 Foundation Coal Holdings, Inc. DE 1.01,9.01 07/07/06 FREEDOM RESOURCES ENTERPRISES INC NV 3.02 07/12/06 FREZER, INC. NV 1.01,7.01,8.01 07/11/06 FUEGO ENTERTAINMENT, INC. NV 5.02,9.01 07/13/06 Gaming Partners International CORP NV 2.01,9.01 07/07/06 GENTRY INTERNATIONAL INC 4.01,9.01 07/19/05 GERBER SCIENTIFIC INC CT 2.02,4.02,9.01 07/13/06 Global Resource CORP CO 3.03,5.01,5.02,5.05,8.01 07/07/06 GMACM Home Equity Loan Trust 2006-HE2 DE 8.01,9.01 07/13/06 GNC CORP DE 8.01,9.01 07/07/06 GOLDEN PATRIOT CORP NV 8.01,9.01 07/12/06 GSAA Home Equity Trust 2006-11 DE 8.01,9.01 06/30/06 GSV INC DE 1.01 07/11/06 GVI SECURITY SOLUTIONS INC DE 5.02 07/07/06 H&E Equipment Services, Inc. DE 1.01,2.02,4.02,8.01,9.01 07/10/06 Hana Biosciences Inc DE 4.01,9.01 07/07/06 HEALTH ENHANCEMENT PRODUCTS INC NV 3.02 07/13/06 Home Loan Trust 2006-HI3 DE 8.01,9.01 07/13/06 HOME SOLUTIONS OF AMERICA INC DE 3.01,7.01,9.01 07/13/06 HORACE MANN EDUCATORS CORP /DE/ DE 5.02 07/13/06 I MANY INC DE 8.01 07/13/06 IMMUNE RESPONSE CORP DE 3.02 07/07/06 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 07/07/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 07/13/06 INNOFONE COM INC NV 1.01,2.03,3.02,8.01,9.01 07/13/06 INSIGNIA SOLUTIONS PLC 1.01,5.02,9.01 07/10/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01,2.03,9.01 07/12/06 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 07/13/06 INTERNET AMERICA INC TX 4.01,9.01 07/07/06 INTRAWARE INC DE 2.02,9.01 07/13/06 INVESTORS FINANCIAL SERVICES CORP DE 2.02,9.01 07/13/06 IRON MOUNTAIN INC DE 8.01,9.01 07/12/06 J CREW GROUP INC DE 1.01,7.01,9.01 07/10/06 JACKSON HEWITT TAX SERVICE INC DE 1.01 07/11/06 JEFFERSONVILLE BANCORP NY 3.03,8.01 07/09/06 JONES SODA CO WA 1.01 07/13/06 JOURNAL REGISTER CO DE 2.02,7.01,9.01 07/13/06 JPMAC 2006-WMC2 DE 8.01,9.01 07/13/06 KANA SOFTWARE INC DE 2.02,9.01 06/12/06 KITTY HAWK INC DE 1.01,1.02,9.01 07/10/06 KRAFT FOODS INC VA 1.01,9.01 07/08/06 LAKELAND BANCORP INC NJ 2.02,8.01,9.01 07/13/06 LAS VEGAS GAMING INC NV 5.02 07/11/06 LASALLE HOTEL PROPERTIES MD 7.01 07/12/06 LEHMAN ABS CORP BACKED TR CERT FED EX DE 8.01,9.01 07/01/06 LENNOX INTERNATIONAL INC DE 5.02,9.01 07/07/06 LifeCare Holdings, Inc. DE 5.02 07/12/06 LIFETIME BRANDS, INC DE 1.01,9.01 07/07/06 Lincoln Park Bancorp 5.02 07/10/06 Linn Energy, LLC DE 1.01,5.02,9.01 07/07/06 LOUISVILLE GAS & ELECTRIC CO /KY/ KY 8.01 07/07/06 LSB INDUSTRIES INC DE 8.01 07/13/06 LUBRIZOL CORP OH 1.01 07/11/06 Macquarie Infrastructure CO Trust DE 2.01,2.03 07/11/06 MARINE PRODUCTS CORP DE 8.01,9.01 07/13/06 MARINE PRODUCTS CORP DE 8.01,9.01 07/13/06 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 07/13/06 MAXUS REALTY TRUST INC. 1.01 07/13/06 MCCLATCHY CO DE 9.01 07/13/06 MCCLATCHY CO DE 9.01 07/13/06 MCCORMICK & CO INC MD 8.01,9.01 07/10/06 MedAire, Inc. NV 1.02,5.02,8.01 07/10/06 MEDIA GENERAL INC VA 2.02,9.01 07/13/06 MEDICIS PHARMACEUTICAL CORP DE 5.02,5.03,9.01 07/10/06 METALDYNE CORP DE 5.02 07/11/06 METHODE ELECTRONICS INC DE 2.02,9.01 07/13/06 MICROVISION INC WA 5.02 07/10/06 MICRUS ENDOVASCULAR CORP 8.01 07/12/06 MIDDLEFIELD BANC CORP OH 2.02,9.01 07/13/06 MINDEN BANCORP INC 7.01,9.01 07/12/06 MLM INDEX FUND DE 9.01 06/23/06 AMEND MONONGAHELA POWER CO /OH/ OH 5.02 07/07/06 MONRO MUFFLER BRAKE INC NY 7.01,9.01 07/11/06 MORGAN BEAUMONT, INC. NV 8.01 06/27/06 MOSAIC CO 1.01 07/07/06 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 07/13/06 MULTI FINELINE ELECTRONIX INC 8.01,9.01 07/13/06 NANO PROPRIETARY INC TX 1.01,9.01 07/07/06 NANOSENSORS INC 1.01,3.02,5.02,8.01,9.01 07/07/06 NASTECH PHARMACEUTICAL CO INC DE 8.01,9.01 07/10/06 NEOWARE INC DE 1.01,5.02,9.01 07/12/06 NEUROLOGIX INC/DE DE 5.02,9.01 07/10/06 New Century Energy Corp. CO 1.01,2.01,3.02,9.01 04/26/06 AMEND NEW RIVER PHARMACEUTICALS INC VA 1.01,9.01 07/13/06 New York & Company, Inc. 7.01,9.01 07/13/06 NEXEN INC A0 2.02,9.01 07/13/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 07/13/06 NTL INC DE 8.01,9.01 07/10/06 ON SEMICONDUCTOR CORP DE 1.01,9.01 07/11/06 ONEIDA LTD NY 8.01,9.01 07/13/06 ONYX SOFTWARE CORP/WA WA 8.01,9.01 07/12/06 OPSWARE INC DE 1.01,5.02,9.01 07/12/06 ORIENT EXPRESS HOTELS LTD 1.01,9.01 07/10/06 ORIGINAL SIXTEEN TO ONE MINE INC /CA/ CA 4.01 06/30/06 AMEND PARLUX FRAGRANCES INC DE 8.01,9.01 07/12/06 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 07/10/06 PAXSON COMMUNICATIONS CORP DE 5.02 06/30/06 PENN TRAFFIC CO DE 1.01,5.02,9.01 07/07/06 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 07/10/06 PEPSICO INC NC 2.02,9.01 07/13/06 PEPSICO INC NC 8.01,9.01 07/13/06 PETROSEARCH ENERGY CORP 8.01,9.01 07/13/06 PHIBRO ANIMAL HEALTH CORP 8.01,9.01 07/13/06 PHOENIX TECHNOLOGIES LTD DE 8.01,9.01 07/12/06 PIEDMONT NATURAL GAS CO INC NC 8.01,9.01 07/13/06 PINNACLE ENTERTAINMENT INC DE 1.02,2.01,9.01 07/07/06 PMC SIERRA INC DE 2.01,9.01 05/04/06 AMEND POLARIS INDUSTRIES INC/MN MN 2.02 07/13/06 PONIARD PHARMACEUTICALS, INC. WA 1.01,9.01 07/10/06 PROGRESSIVE CORP/OH/ OH 2.02,9.01 07/13/06 ProLink Holdings Corp. DE 1.01,5.02,5.03 07/10/06 PROTALEX INC DE 1.02,9.01 07/13/06 QUANTRX BIOMEDICAL CORP NV 1.01 07/07/06 RAMP Series 2006-RS4 Trust DE 8.01,9.01 06/28/06 RAPID LINK INC DE 2.01,9.01 05/03/06 AMEND RASC Series 2006-EMX5 Trust DE 8.01,9.01 07/13/06 Regency Energy Partners LP DE 1.01,7.01,9.01 07/13/06 Remote Dynamics Inc DE 5.02 07/08/06 Residential Asset Securitization Trus 8.01,9.01 06/28/06 RESTAURANT CO DE 2.01,9.01 05/03/06 AMEND RGC RESOURCES INC VA 1.01 07/10/06 RICKS CABARET INTERNATIONAL INC TX 8.01,9.01 07/10/06 RIDGEWOOD ELECTRIC POWER TRUST I DE 4.01 06/30/06 RIDGEWOOD ELECTRIC POWER TRUST II DE 4.01 06/30/06 RIDGEWOOD ELECTRIC POWER TRUST III DE 4.01 06/30/06 RIDGEWOOD ELECTRIC POWER TRUST IV DE 4.01 06/30/06 RIDGEWOOD ELECTRIC POWER TRUST V DE 4.01 06/30/06 RIDGEWOOD ENERGY K FUND LLC 4.01 07/12/06 Ridgewood Energy L Fund LLC 4.01 07/12/06 Ridgewood Energy M Fund LLC 4.01 07/12/06 Ridgewood Energy O Fund LLC 4.01 07/12/06 Ridgewood Energy P Fund LLC 4.01 07/12/06 RIDGEWOOD ENERGY Q FUND LLC 4.01 07/12/06 RIDGEWOOD POWER GROWTH FUND /NJ DE 4.01 06/30/06 ROCKY BRANDS, INC. OH 2.02,9.01 07/13/06 RPC INC DE 8.01,9.01 07/13/06 RUSS BERRIE & CO INC NJ 8.01,9.01 07/13/06 SANDY SPRING BANCORP INC MD 7.01 07/10/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 2.02,9.01 07/13/06 SCIENTIFIC GAMES CORP DE 1.01,2.03,9.01 07/07/06 SEACHANGE INTERNATIONAL INC DE 1.01 07/12/06 SEAENA INC. NV 9.01 06/02/06 AMEND SECURE COMPUTING CORP DE 2.02,9.01 07/11/06 SECURE COMPUTING CORP DE 1.01,2.03,9.01 07/11/06 SENOMYX INC DE 1.01 07/07/06 SEVERN BANCORP INC MD 2.02,9.01 07/13/06 SHELLS SEAFOOD RESTAURANTS INC DE 1.01,2.03,9.01 07/07/06 SILVERGRAPH INTERNATIONAL INC NV 2.01,9.01 06/23/06 AMEND Soundview Home Loan Trust 2006-A DE 9.01 06/30/06 ST MARY LAND & EXPLORATION CO DE 5.02,9.01 07/12/06 STANDARD MANAGEMENT CORP IN 2.04 07/07/06 STARRETT L S CO MA 9.01 04/28/06 AMEND STOCKGROUP INFORMATION SYSTEMS INC CO 4.01,9.01 05/30/06 AMEND SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 07/13/06 SUNCOAST BANCORP INC FL 8.01 07/11/06 SVB FINANCIAL GROUP 5.02,9.01 07/10/06 Synova Healthcare Group Inc 1.01,9.01 07/07/06 SYPRIS SOLUTIONS INC DE 2.02,7.01,9.01 07/12/06 TAM of Henderson, Inc. NV 1.01,2.01,4.01,5.01,5.06,9.01 07/12/06 TEKELEC CA 9.01 07/12/06 TERRACE VENTURES INC NV 7.01,9.01 07/10/06 TEXHOMA ENERGY INC 1.01,3.02 06/29/06 Thornburg Mortgage Securities Trust 2 8.01 06/28/06 Timberline Resources Corp 8.01,9.01 07/07/06 TIMKEN CO OH 5.02 07/10/06 Tix CORP DE 1.01,3.02 07/11/06 TOWER TECH HOLDINGS INC. NV 8.01,9.01 07/13/06 TRAVELZOO INC DE 1.01 07/13/06 TRIBUNE CO DE 2.02,9.01 06/25/06 TRIMEDIA ENTERTAINMENT GROUP INC DE 8.01,9.01 07/10/06 TRINITY CAPITAL CORP 2.02,9.01 07/13/06 TRIQUINT SEMICONDUCTOR INC DE 1.01,8.01,9.01 07/13/06 Typhoon Tunes Inc. NV 4.01,9.01 03/31/06 U-Store-It Trust MD 1.01,9.01 07/13/06 AMEND UC Hub Group Inc NV 1.01,2.03,3.02,9.01 06/06/06 ULTRASTRIP SYSTEMS INC FL 7.01,9.01 07/13/06 UNICORP INC /NEW NV 8.01 07/13/06 United States Oil Fund, LP DE 9.01 06/30/06 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 07/13/06 Universal Truckload Services, Inc. MI 8.01,9.01 07/13/06 UPSTREAM BIOSCIENCES INC. NV 4.01,5.03,9.01 07/07/06 US ENERGY CORP WY 8.01 07/10/06 UTAH MEDICAL PRODUCTS INC UT 5.02 07/11/06 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 07/11/06 VALUEVISION MEDIA INC MN 7.01 07/12/06 VECTOR GROUP LTD DE 9.01 12/09/05 AMEND VERTICAL HEALTH SOLUTIONS INC 5.02 07/07/06 VIEWSONIC CORP DE 3.02 07/07/06 VIVUS INC CA 1.01,9.01 07/13/06 Vyteris Holdings (Nevada), Inc. NV 1.01,2.03 07/07/06 Wachovia Asset Funding Trust, LLC DE 8.01,9.01 07/13/06 Wachovia Bank Commercial Mortgage Tru NC 1.01,9.01 06/29/06 WaMu Mortgage Pass-Through Certificat DE 9.01 06/27/06 Washington Mutual Mortgage Pass-Throu DE 9.01 06/28/06 Wells Fargo Home Equity Asset-Backed DE 8.01,9.01 06/29/06 WESTFIELD FINANCIAL INC MA 1.01,9.01 07/10/06 WITS BASIN PRECIOUS MINERALS INC MN 1.01,9.01 06/01/06 ZORAN CORP \DE\ DE 1.01,9.01 06/22/06