SEC NEWS DIGEST Issue 2006-125 June 29, 2006 COMMISSION ANNOUNCEMENTS LORI SCHOCK NAMED ACTING DIRECTOR OF INVESTOR EDUCATION AND ASSISTANCE Securities and Exchange Commission Chairman Christopher Cox today announced the selection of Lori Schock as the Acting Director of the Commission's Office of Investor Education and Assistance (OIEA). Ms. Schock, who is the Deputy Director of OIEA, succeeds Susan Ferris Wyderko, who left the Commission earlier this month after 20 years of service. Since joining the agency in 2001 as a Staff Attorney and later Special Counsel to the Director, Ms. Schock has traveled across the United States providing investor education workshops and disseminating unbiased investor education materials. She works closely with other federal and state agencies, as well as consumer groups and other organizations committed to financial literacy for Americans of every age and income. Ms. Schock is currently organizing the agency's upcoming Seniors Summit to coordinate efforts to protect older investors from financial fraud. Chairman Cox said, "I am delighted that Lori has agreed to serve as Acting Director. Her knowledge of the financial literacy landscape and her passion for investor education will prove invaluable to the Commission and the investing public. Because the focus of this Office on retail investors is central to the mission of the SEC, this appointment will put Lori at the center of the action. She is an exceptional leader, a creative thinker, and an outstanding organizer, and I look forward to her joining our management team." Ms. Schock holds joint Juris Doctor/Master in Taxation degrees from the University of Akron and a Bachelor of Arts degree from Furman University. (Press Rel. 2006-105) ORDER GRANTING EXTENSION OF INTERMARKET TRADING SYSTEM DE MINIMIS EXEMPTION The Commission issued an order granting an extension of the de minimis exemption from the provisions of the Intermarket Trading System Plan governing intermarket trade-throughs with respect to transactions in Dow Jones Industrial Average ETF (DIA) and the Standard & Poor's 500 Index ETF (SPY). Publication of the order is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54063) ENFORCEMENT PROCEEDINGS SEC CHARGES A SOUTHERN CALIFORNIA TECHNOLOGY COMPANY AND TWO OF ITS PRINCIPALS WITH SECURITIES FRAUD On June 28, the Commission filed a complaint charging an Irvine, California technology company and two of its principals with committing fraud in violation of the federal securities laws in connection with a stock offering that raised nearly $1.8 million. Named as defendants in the complaint are AirTrac, Inc., its CEO, Charles Friend, age 64, of Fountain Valley, California, and its principal salesman, Christopher Bryan, age unknown, of Santa Monica, California. The Commission's complaint alleges that, between January 2004 and April 2005, the defendants raised nearly $1.8 million from the sale of AirTrac stock to over 200 investors nationwide through unsolicited telephone calls. AirTrac purports to develop and market voice- activated technology that can access the Internet and check e-mail through cellular telephones and personal digital assistants. The complaint alleges that the defendants falsely claimed that they would use most of the investor funds to develop and market AirTrac's purported technology, with the remainder being spent on fundraising efforts and miscellaneous expenses. In reality, the defendants spent much less than they represented would be spent on the purported technology and much more than had been represented on fundraising efforts, including paying approximately $140,000 to Bryan. The complaint also alleges that Friend misappropriated approximately $270,000 for his own personal use, including lease payments on his luxury home. According to the complaint, the defendants falsely represented that AirTrac was on the verge of signing lucrative contracts with several large, well-known telecommunications firms when, in fact, AirTrac had had, at most, only preliminary discussions with these companies. Furthermore, the defendants falsely represented that AirTrac was preparing to conduct an initial public offering and had applied for listing its stock on a securities exchange. In fact, AirTrac had not taken the necessary steps to conduct an initial public offering and had not applied for listing with a securities exchange. The complaint, which was filed in the U.S. District Court for the Central District of California, alleges that AirTrac, Friend, and Bryan violated the securities registration and antifraud provisions of the federal securities laws, Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The complaint further charges that Friend and Bryan violated the broker-dealer registration provision, Section 15(a) of the Exchange Act. The Commission seeks permanent injunctions, disgorgement with prejudgment interest, and civil penalties against each of the defendants. [SEC v. AirTrac, Inc., Clarence Friend, and Christopher Bryan, Case No. SACV 06 -582 JVS (RNBx) C.D. Cal.] (LR-19741) SEC v. JAMES GEORGE, PAUL BRODHAGEN AND MICHAEL WRIGHT The Commission announced that on June 7 it filed an application for an order to show cause why Michael J. Wright should not be held in contempt of the Court's order of March 31, 2005, which directed him to pay disgorgement and prejudgment interest in the amounts of $61,329.66 and $22,688.85, respectively. The Court had also ordered Wright to pay a civil penalty of $5,000. Shortly after the Commission's motion was filed, Wright paid all amounts which the judgment ordered. On June 27, 2006, the Commission withdrew its application for an order to show cause against Wright. The Court's earlier order of Feb. 20, 2003 permanently enjoined Wright from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. [SEC v. James L. George, Paul E. Brodhagen, and Michael J. Wright, USDC, NDGA, Civil Action No. 1:02-CV-03310-HTW] (LR-19742) SEC v. WILLIAM OWENS, ET AL. On May 22, 2006, the Honorable L. Scott Coogler, U.S. District Judge for the Northern District of Alabama, entered a Final Judgment as to defendant William T. Owens (Owens), who formerly served, during various periods, as Chief Financial Officer, Executive Vice President, President, and Chief Operating Officer of HealthSouth Corporation. The Final Judgment enjoined Owens from future violations of Section 17(a) of the Securities Act of 1933 (Securities Act) and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and from aiding and abetting violations of Section 17(a) of the Securities Act and Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b- 5, 12b-20, 13a-1, 13a-13 and 13a-14 thereunder. Owens was also permanently barred from serving as an officer or director of a public company. Owens was ordered to pay disgorgement of $10,837,292 and prejudgment interest of $4,728,219, provided that $2.5 million of the disgorgement and prejudgment interest is deemed satisfied by forfeiture and restitution ordered against him in the related criminal proceeding. The judgment waived the remainder and did not order Owens to pay a civil penalty based on his sworn representations in his Statement of Financial Condition. Owens consented to the entry of the judgment without admitting or denying any of the allegations of the Commission's complaint. The Commission's complaint, filed on March 31, 2003, alleged that Owens made or directed HealthSouth employees to make false accounting entries to inflate reported operating results in order to meet or exceed Wall Street earnings expectations. In the related criminal proceeding, Owens was sentenced to serve five years incarceration, among other things. [SEC v. William T. Owens, et al., USDC for the Northern District of Alabama, Civil Action No. CV-03-CO- 0720-S] (LR-19743; AAE Rel. No. 2450) SEC FREEZES ASSETS OF CALIFORNIA CORPORATION THAT RECEIVED PROCEEDS OF FRAUDULENT INVESTMENT SCHEME The Commission announced that on June 28 it filed an amended complaint to add Veritasiti Corporation d/b/a MediaData Corporation as a relief defendant in a previously filed enforcement action in federal district court in Massachusetts. Veritasiti has consented to the entry of a preliminary injunction that, among other things, freezes its assets. The amended complaint names Veritasiti, a California corporation, as a relief defendant based on its receipt of proceeds from the alleged fraud perpetrated by Frank J. Russo, of Wakefield, Massachusetts. The Commission's amended complaint alleges that Russo and his investment advisory corporation, FJR Corporation, raised at least $15 million from at least 160 investors in 12 states to invest in two limited partnerships controlled by Russo: Russo Associates Limited Partnership and Eliot Partners. The amended complaint alleges that Russo told investors that their funds were being invested in bonds and other investment securities, and that the investments were safe and conservative. However, according to the amended complaint, Russo diverted at least $11.5 million in investor funds to Veritasiti, which Russo formed with a college acquaintance. With the consent of Veritasiti, the Honorable Morris E. Lasker issued a preliminary injunction, which among other things, freezes Veritasiti's assets, requires an accounting of assets, and prohibits the alteration or destruction of relevant documents. Veritasiti has not admitted any of the allegations of the amended complaint, except as to jurisdiction. [SEC v. Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership, Eliot Partners, and Relief Defendant Veritasiti Corporation d/b/a MediaData Corporation,USDC, District of Massachusetts, C.A. No.06-10984-MEL] (LR-19744) LUIS CORNIDE AND HIS WIFE, JOANNA HARRISON DATESH PAY $258,451.43 FOR VIOLATING ASSET FREEZE ORDERS The Commission announced that on May 16, 2006, the Honorable K. Michael Moore, U.S. District Judge for the Southern District of Florida held a hearing regarding the sanctions to be imposed upon Defendant Luis Cornide and his wife, Joanna Datesh for violating the Court's Temporary Restraining Order and Order of Preliminary Injunction (asset freeze orders). The Court ordered the Cornides to pay the Receiver $258,451.43 or quit claim their Coral Gables property or be incarcerated until such time as they purge their contempt. The Cornides paid the Receiver $258,451.43. Previously in July 2005, the SEC and the Receiver filed the civil contempt action against the Cornides for violating the asset freeze orders. A two-day contempt hearing was held on Jan. 23-24, 2006. On March 23, 2006, Judge Moore found the Cornides in civil contempt. [SEC v. Pension Fund of America, LC, et al., Case No. 05-20863-CIV-MOORE (S.D. Fla.)] (LR-19745) SEC SETTLES ACTION AGAINST VIRBAC CORPORATION, ITS FORMER CEO, CFO, AND VP, AND TWO VIRBAC DISTRIBUTORS AND THEIR OFFICERS On June 28, the Commission announced the filing and simultaneous settlement of a civil action against Virbac Corporation (Virbac), a Fort Worth, Texas, manufacturer and distributor of animal health products, Thomas L. Bell, Virbac's former CEO and president, Joseph A. Rougraff, Virbac's former CFO, and Douglas A. Hubert, Virbac's former Veterinary Division vice president. In its complaint, filed in the district court for the Northern District of Texas, Fort Worth division, the Commission alleges that, from late 2000 through the first half of 2003, Virbac - through Bell, Rougraff and Hubert - engaged in a fraudulent revenue inflation and expense deferral scheme. In addition, the Commission announced the institution and simultaneous settlement of cease-and-desist proceedings brought against Virbac distributors Vedco, Inc. (Vedco) and Walco International, Inc. (Walco), and against Vedco general manager Craig S. Campbell, and Walco chairman and CEO James C. Robison, for causing certain violations by Virbac, Bell, Rougraff and Hubert. The Commission alleges in its complaint that Virbac engaged in a scheme orchestrated by Bell, and that Bell was assisted by Rougraff, Hubert, Vedco, Walco, Campbell, and Robison. The scheme involved the improper recognition of revenue by means of channel-stuffing, or "loading" of product to distributors, by recording revenue from sham transactions, and by recording revenue from transactions occurring after period-end. As a result of the scheme, Virbac met unrealistic revenue and earnings projections and managed to sustain the illusion of rapid growth - by fraudulently inflating its revenues and net income by as much as 9% and 694%, respectively, in a given period. Virbac also manipulated reserves and accruals to overstate earnings. In the process, Virbac failed to comply with Generally Accepted Accounting Principles. In the settled civil action, Virbac, Bell, Rougraff and Hubert consented to a judgment of permanent injunction, enjoining them from violating, directly or indirectly, the antifraud provisions of the Securities Act and Exchange Act, and from aiding and abetting the reporting, recordkeeping and internal controls provisions of the Exchange Act. In addition, Bell, Rougraff and Hubert consented to be enjoined from violating, directly or indirectly, the Exchange Act's financial record falsification, internal controls circumvention, and auditor deception prohibitions, and Bell and Rougraff consented to be enjoined from violating, directly or indirectly, the Sarbanes-Oxley certification provision. As part of the settlement of the civil action, the defendants agreed to additional remedies: Virbac agreed to undertakings to enhance its financial reporting through employee training and certification; Bell consented to an officer and director bar and agreed to pay $95,045 in disgorgement plus prejudgment interest of $15,091, and a $150,000 civil penalty; Rougraff consented to an officer and director bar and agreed to pay $26,668 in disgorgement plus prejudgment interest of $5,656, and a $100,000 civil penalty; and Hubert consented to a five- year officer and director bar and agreed to pay $19,057 in disgorgement plus prejudgment interest of $4,233, provided, however, that the Commission waive payment and not impose a civil penalty based on his sworn financial statement. In consenting to the judgment, Virbac, Bell, Rougraff and Hubert neither admitted nor denied the non- jurisdictional allegations in the Commission's compliant. In the settled cease-and-desist proceedings, Walco, Vedco, Robison and Campbell consented to a Commission order to cease and desist from committing or causing violations of certain antifraud provisions of the Securities Act, violations of the Exchange Act's reporting, recordkeeping and internal controls provisions, and violations of the Exchange Act's financial record falsification and internal controls circumvention prohibitions, and additionally, as regards Vedco and Campbell, violations of the Exchange Act's auditor deception prohibition. As part of its settlement with Robison and Campbell, the Commission named them in the above-referenced civil action solely for the purpose of obtaining against them the $50,000 civil penalty Robison and Campbell each agreed to pay, and the Commission filed and simultaneously settled the civil action against them. In consenting to the cease-and-desist order, and in Robison's and Campbell's each agreeing to pay a civil penalty in settlement of the civil action, Walco, Vedco, Robison and Campbell neither admitted nor denied the Commission's findings. [SEC v. Virbac Corporation, Thomas L. Bell, Joseph A. Rougraff, Douglas A. Hubert, James C. Robison, and Craig S. Campbell, Civil Action No. 4-06CV-453-A, USDC/NDTX (Fort Worth Division)] (LR-19746; AAE Rel. No. 2452); Administrative Proceeding In the Matter of Vedco, Inc. and Craig S. Campbell (Rels. 33-8716; 34- 54061; AAE Rel. No. 2451; File No. 3-12346); Administrative Proceeding In the Matter of Walco International, Inc. and James C. Robison (Rels. 33-8717; 34-54062; AAE Rel. No. 2453; File No. 3-12347) SEC SETTLES WITH RAYTHEON COMPANY, FORMER CEO, AND SUBSIDIARY CONTROLLER FOR IMPROPER DISCLOSURE AND ACCOUNTING PRACTICES Raytheon Agrees To Pay $12 Million Penalty; Former Officers Agree To Pay Disgorgement and Penalties. On June 28, the Commission instituted settled enforcement proceedings against Raytheon Company (Raytheon), its former Chairman and CEO, Daniel P. Burnham (Burnham), and the former Deputy CFO and Controller of Raytheon Aircraft Company (RAC), Aldo R. Servello (Servello). The SEC charged that, in periodic reports filed with the Commission from 1997 to 2001, Raytheon made false and misleading disclosures and used improper accounting practices that operated as a fraud by failing to adequately and accurately disclose the declining financial results and deteriorating business of Raytheon's commercial aircraft manufacturing subsidiary, RAC. The SEC also charged that certain of these disclosures and accounting practices were undertaken with the knowledge of Burnham in 2000 and 2001 and Servello in 2000. Without admitting or denying the SEC's findings, Raytheon, Burnham, and Servello agreed to settle these charges by consenting to the entry of a Cease-and-Desist Order by the Commission. The SEC's Order finds that, between 1997 and 1999, Raytheon improperly recognized revenue on RAC's sale of unfinished aircraft through "bill and hold" sales transactions that did not comply with Generally Accepted Accounting Principles. According to the SEC's Order, these practices resulted in material overstatements of RAC's reported annual net sales revenue and operating income in 1997 and 1998 and enabled both Raytheon and RAC to meet certain internal and external earnings targets. The SEC's Order also finds that, between 1997 and 2001, Raytheon engaged in improper disclosure and accounting practices related to RAC's commuter aircraft business, including the failure to adequately disclose in the company's periodic reports material risks, trends, and uncertainties associated with the deterioration of that business line. According to the SEC's Order, these practices resulted in the failure to recognize between $67 million and $240 million in losses that were inherent in a planned "soft landing" of the commuter aircraft line at year-end 2000, which would have reduced Raytheon's 2000 profit before taxes by 8 to 27 percent. The SEC's Order finds that these losses were instead improperly taken during the third quarter of 2001, when Raytheon recorded a $693 million charge related to its commuter assets after September 11, 2001. According to the SEC's Order, given the charge that should have been taken at year-end 2000, Raytheon's third quarter 2001 commuter loss provision was overstated by 10 to 53 percent. The SEC's Order finds that, between 1997 and 2001, Raytheon violated Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933 (Securities Act), Sections 13(a) and 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act), and Rules 12b-20, 13a-1, 13a-13, and 13b2-1. The Order also finds that, with respect to fiscal years 2000 and 2001, Burnham violated Sections 17(a)(2) and 17(a)(3) of the Securities Act and caused Raytheon's violations of Sections 13(a) and 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act, and Rules 12b-20, 13a-1, 13a-13, and 13b2-1. Finally, the Order finds that, for fiscal year 2000, Servello caused Raytheon's violations of Sections 13(a) and 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act, and Rules 12b-20, 13a-1, 13a-13, and 13b2-1. Each respondent has agreed to cease and desist from committing or causing the violations charged as well as any future violations of these provisions. Raytheon, Burnham, and Servello also consented to the entry of a final judgment in a related civil action filed today in the U.S. District Court for the District of Columbia for the purposes of awarding civil monetary penalties and disgorgement. As part of the settlement, Raytheon consented to pay a penalty of $12 million and $1 in disgorgement. Burnham and Servello agreed to pay disgorgement of certain past bonus amounts, pre-judgment interest, and penalties in the total amounts of $1,238,344 and $34,628, respectively. The Commission's investigation as to other individuals involved in this matter is continuing. [SEC v. Raytheon Company, Daniel P. Burnham, and Aldo R. Servello, Civil Action No. 06-CV-1182 (GK) D.D.C.] (LR-19747; AAE Rel. No. 2449; Press Rel. 2006-104); Administrative Proceeding In the Matter of Raytheon Company, Daniel P. Burnham and Aldo R. Servello (Rels. 33-8715; 34-54057; AAE Rel. No. 2449; File No. 3-12345) COURT ENTERS FINAL JUDGMENT AGAINST WENDY PURNER SEC BARS PURNER FROM THE SECURITIES INDUSTRY On June 27, the Honorable Paul L. Friedman of the U.S. District Court for the District of Columbia entered a final judgment against Wendy Feldman Purner, a former registered representative, based upon charges of fraud relating to her alleged misappropriation of $4,145,000 from her brokerage customers and investment adviser clients. Purner consented, without admitting or denying the allegations in the complaint, to the entry of the final judgment imposing a permanent injunction and ordering disgorgement of $4,145,000. The Commission filed a complaint on June 23 alleging that during the period from July 1998 through late 2001, Purner breached the trust of her brokerage customers and investment advisory clients and engaged in fraud when she misappropriated $4,145,000 from their accounts. While associated with a registered broker-dealer and investment adviser and later at her own investment advisory firm, Purner received money from her customers and clients to invest and manage. The Commission alleged in its complaint that Purner told her customers and clients that she would invest their money in various investment vehicles, including commercial paper, investment partnerships, and common stock. The complaint alleged that Purner did not, however, invest her customers' and clients' money but rather misappropriated it or used it to conceal her withdrawals from the accounts of other customers and clients. According to the complaint, Purner concealed her fraud at the registered broker-dealer and investment adviser by creating and mailing, to her customers, false account statements that described non-existent investments and contained inflated account balances. The complaint further alleged that while at her own investment advisory firm, Purner hid her fraud from her clients by making materially false oral representations to her clients regarding the nature and value of their investments. In September 2004, Purner pled guilty to three counts of wire fraud in the United States District Court for the Southern District of California for the same conduct alleged in the complaint and agreed to pay restitution totaling $4,145,000 to her defrauded customers and clients. Purner is scheduled to be sentenced on Nov. 27, 2006, and faces a period of incarceration of up to fifteen years. Without admitting or denying the allegations in the Commission's complaint, Purner consented to the entry of the final judgment which permanently enjoins her from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. In addition to the injunctive relief, Purner agreed to pay $4,145,000 in disgorgement which will be deemed satisfied by the anticipated order of restitution in the criminal proceeding. In the event that no order of restitution is entered in the criminal proceeding, the final judgment requires Purner to pay the entire amount of disgorgement of $4,145,000 to the Commission following the final disposition of the criminal proceeding. On June 29, based on the entry of the Court's injunction, the Commission also instituted settled administrative proceedings against Purner. Without admitting or denying the Commission's findings, Purner consented to the entry of the Commission's Order, which bars her from associating with any broker, dealer, or investment adviser. The Commission acknowledges the assistance in its investigation of the United States Attorney's Office for the Southern District of California. [SEC v. Wendy Feldman Purner, Civil Action No. 06-CV- 01148, D.D.C.] (LR-19748); Administrative Proceeding In the Matter of Wendy Feldman Purner (Rels. 34-54068; IA-2527; File No. 3-12348) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The National Stock Exchange filed a proposed rule change (SR-NSX-2006- 08) and Amendment No. 1 thereto to amend its trading rules to provide for a strict price-time priority market and other related changes. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54044) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Phlx-2006-37) filed by the Philadelphia Stock Exchange relating to the extension of a pilot program concerning split price priority in open outcry has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54050) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2006-32) submitted by the New York Stock Exchange relating to the NYSE Retail Trading Product and the NYSE Program Trading Product. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54055) APPROVAL OF EXTENSION OF TEMPORARY REGISTRATION AS A CLEARING AGENCY The Commission issued a notice and order soliciting comments and extending the Fixed Income Clearing Corporation's temporary registration as a clearing agency through June 30, 2007. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54056) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 KILROY REALTY CORP, 12200 W. OLYMPIC BLVD., SUITE 200, LOS ANGELES, CA, 90064, 3104818400 - 0 ($102,062,150.00) Equity, (File 333-135385 - Jun. 28) (BR. 08B) S-3ASR DiamondRock Hospitality Co, 6903 ROCKLEDGE DRIVE, SUITE 800, BETHESDA, MD, 20817, 240-744-1150 - 0 ($0.00) Equity, (File 333-135386 - Jun. 28) (BR. 08B) S-8 GRAFTECH INTERNATIONAL LTD, 12900 SNOW ROAD, PARMA, OH, 44130, 2166762000 - 15,401,034 ($85,629,749.04) Equity, (File 333-135388 - Jun. 28) (BR. 10B) S-3 GRAFTECH INTERNATIONAL LTD, 12900 SNOW ROAD, PARMA, OH, 44130, 2166762000 - 3,297,385 ($18,333,460.60) Equity, (File 333-135389 - Jun. 28) (BR. 10B) S-8 J CREW GROUP INC, 770 BROADWAY, NEW YORK, NY, 10003, 2122092500 - 0 ($38,000,000.00) Equity, (File 333-135390 - Jun. 28) (BR. 02C) F-6 OJSC POLYUS GOLD, TVERSKOY BOULEVARD 15, BUILDING 1, MOSCOW, 123104, 1Z, 00000, 200,000,000 ($10,000,000.00) ADRs/ADSs, (File 333-135391 - Jun. 28) (BR. ) S-1 NTR Acquisition Co., 100 MILL PLAIN ROAD, SUITE 320, DANBURY, CT, 06811, (203) 546-3437 - 0 ($287,500,000.00) Equity, (File 333-135394 - Jun. 28) (BR. 09) S-8 Florida East Coast Industries, Inc., ONE MALAGA STREET, ST. AUGUSTINE, FL, 32085, (904)829-3421 - 450,000 ($22,455,000.00) Equity, (File 333-135395 - Jun. 28) (BR. 05) S-8 TELIK INC, 3165 PORTER DRIVE, PALO ALTO, CA, 94304, 6508457700 - 0 ($43,887,207.00) Equity, (File 333-135396 - Jun. 28) (BR. 01C) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 1,500,000 ($82,500.00) Equity, (File 333-135397 - Jun. 28) (BR. 04A) S-8 ARENA PHARMACEUTICALS INC, 6166 NANCY RIDGE DR, SAN DIEGO, CA, 92121, 8584537200 - 0 ($70,915,000.00) Equity, (File 333-135398 - Jun. 28) (BR. 01C) S-8 ARTHROCARE CORP, 111 CONGRESS AVENUE, SUITE 510, AUSTIN, TX, 78701, (512) 391-3900 - 1,250,000 ($48,537,500.00) Equity, (File 333-135399 - Jun. 28) (BR. 10A) S-8 HERITAGE COMMERCE CORP, 150 ALMADEN BOULEVARD, SAN JOSE, CA, 95113, 4089476900 - 0 ($12,325,500.00) Equity, (File 333-135400 - Jun. 28) (BR. 07C) S-3 MADISON GAS & ELECTRIC CO, 133 SOUTH BLAIR STREET, P.O. BOX 1231, MADISON, WI, 53701-1231, (608) 252-7000 - 100,000,000 ($100,000,000.00) Debt, (File 333-135401 - Jun. 28) (BR. 02B) S-8 FIRST FEDERAL BANCSHARES OF ARKANSAS INC, 1401 HWY 62-65 NORTH, PO BOX 550, HARRISON, AR, 72602, 8707417641 - 50,000 ($1,125,150.00) Equity, (File 333-135402 - Jun. 28) (BR. 07A) S-8 OMNIVISION TECHNOLOGIES INC, 930 THOMPSON PL, SUNNYVALE, CA, 94085, 4087333030 - 0 ($104,953,989.64) Equity, (File 333-135403 - Jun. 28) (BR. 10C) S-8 GLOBETECH VENTURES CORP, SUITE 1020, 400 BURRARD STREET, VANCOUVER, A1, V6C 3A6, 604-684-1207 - 2,000,000 ($700,000.00) Equity, (File 333-135404 - Jun. 28) (BR. 04B) S-8 Omniture, Inc., ATTN: SHAWN LINDQUIST, 550 EAST TIMPANOGOS CIRCLE, OREM, UT, 84097, 801-722-7000 - 0 ($41,084,716.00) Equity, (File 333-135405 - Jun. 28) (BR. 03C) F-6 ALLIED TELESIS HOLDINGS K.K., 7-21-11 NISHI GOTANDA 7-CHOME, SHINAGAWA-KU, TOKYO 141-0031, M0, 00000, 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-135406 - Jun. 28) (BR. ) F-3ASR NATIONAL GRID PLC, 1-3 STRAND, LONDON, X0, WC2N 5EH, (44) 207 004 3220 - 0 ($0.00) Debt, (File 333-135407 - Jun. 28) (BR. 02B) S-8 QNB CORP, 10 NORTH THIRD STREET, QUAKERTOWN, PA, 18951-9005, 2155385600 - 20,000 ($534,600.00) Equity, (File 333-135408 - Jun. 28) (BR. 07C) S-11 Peoples Choice Financial Corp, 7515 IRVINE CENTER DR, IRVINE, CA, 92618, 949-341-2000 - 0 ($192,888,231.00) Equity, (File 333-135409 - Jun. 28) (BR. ) S-3 ELECTRO ENERGY INC, 30 SHELTER ROCK ROAD, DANBURY, CT, 06810, 203 797 2699 - 5,969,138 ($12,773,956.00) Equity, (File 333-135410 - Jun. 28) (BR. 10B) S-8 PINNACLE FINANCIAL PARTNERS INC, 6157443742 - 500,000 ($14,585,000.00) Equity, (File 333-135411 - Jun. 28) (BR. 07A) S-8 GILEAD SCIENCES INC, 333 LAKESIDE DR, FOSTER CITY, CA, 94404, 6505743000 - 11,405,988 ($632,690,154.36) Equity, (File 333-135412 - Jun. 28) (BR. 01B) S-8 EFUNDS CORP, 8501 N. SCOTTSDALE RD, GAINEY CENTER II, SUITE 300, SCOTTSDALE, AZ, 85253, 6026592135 - 5,500,000 ($118,745,000.00) Equity, (File 333-135413 - Jun. 28) (BR. 08C) S-8 LCA VISION INC, 7840 MONTGOMERY RD, CINCINNATI, OH, 45236, 5137929292 - 1,750,000 ($82,355,000.00) Equity, (File 333-135414 - Jun. 28) (BR. 01B) SB-2 SAVE THE WORLD AIR INC, 5125 LANKERSHIM BOULEVARD, NORTH HOLLYWOOD, CA, 91601, 818-487-8000 - 5,443,313 ($9,224,274.70) Equity, (File 333-135415 - Jun. 28) (BR. 09B) S-8 AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, /, PRIDES CROSSING, MA, 01965, 6177473300 - 0 ($252,540,000.00) Equity, (File 333-135416 - Jun. 28) (BR. 07B) S-3ASR AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, /, PRIDES CROSSING, MA, 01965, 6177473300 - 0 ($264,446,250.00) Equity, (File 333-135417 - Jun. 28) (BR. 07B) S-8 HARVARD BIOSCIENCE INC, 84 OCTOBER HILL RD, HOLLISTON, MA, 01746, 5088938999 - 2,067,060 ($8,412,934.20) Equity, (File 333-135418 - Jun. 28) (BR. 10B) S-1 GENEVA ACQUISITION CORP, ONE BOSTON PLACE, SUITE 3630, BOSTON, MA, 02108, 617-624-8408 - 0 ($196,250,100.00) Equity, (File 333-135419 - Jun. 28) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 24/7 REAL MEDIA INC DE 5.02,9.01 06/22/06 3COM CORP DE 2.02,2.05,9.01 06/28/06 724 SOLUTIONS INC 1.02,8.01,9.01 06/27/06 AAMES INVESTMENT CORP MD 1.01,9.01 06/23/06 ABIOMED INC DE 8.01,9.01 06/27/06 ABRAMS INDUSTRIES INC GA 1.01 06/26/06 ADSOUTH PARTNERS, INC. NV 1.01,9.01 06/22/06 AIRNET COMMUNICATIONS CORP DE 8.01,9.01 06/23/06 Alliance Holdings GP, L.P. DE 7.01,9.01 06/28/06 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 06/28/06 ALLIED DEFENSE GROUP INC DE 5.02,9.01 06/26/06 ALPHARMA INC DE 5.02 06/22/06 AMERICAN ECOLOGY CORP DE 5.02,8.01 06/26/06 AMERICAN ELECTRIC POWER CO INC NY 7.01 06/28/06 AMERICAN ITALIAN PASTA CO DE 3.01,9.01 06/26/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,2.03,8.01,9.01 06/21/06 ANADYS PHARMACEUTICALS INC 8.01,9.01 06/26/06 ANWORTH MORTGAGE ASSET CORP MD 1.01,9.01 06/27/06 APOGEE ENTERPRISES INC MN 2.02,9.01 06/27/06 APOLLO GROUP INC AZ 5.02 06/28/06 AMEND Apple REIT Seven, Inc. VA 1.01 06/27/06 AQUA AMERICA INC PA 8.01 06/22/06 ARCADIA RESOURCES, INC NV 1.01,3.02 06/22/06 Argent Securities Trust 2006-M1 9.01 06/09/06 ARROW INTERNATIONAL INC PA 2.02,9.01 06/28/06 ASYST TECHNOLOGIES INC CA 1.01,1.02,2.03,3.01,7.01,9.01 06/22/06 AUTOMATIC DATA PROCESSING INC DE 1.01,9.01 06/28/06 AVISTA CORP WA 5.02,7.01,9.01 06/22/06 BAIRNCO CORP /DE/ DE 1.01,8.01,9.01 06/28/06 BALLISTIC RECOVERY SYSTEMS INC MN 1.01,3.02 06/22/06 BALLY TOTAL FITNESS HOLDING CORP DE 2.02,8.01,9.01 06/27/06 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 06/28/06 BANK OF AMERICA CORP /DE/ DE 1.01 06/28/06 BankFinancial CORP 1.01,8.01,9.01 06/27/06 BASSETT FURNITURE INDUSTRIES INC VA 2.02,9.01 06/27/06 BB&T CORP NC 1.01,8.01,9.01 06/22/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 8.01 06/20/06 BIOMET INC IN 2.02 06/28/06 BJs RESTAURANTS INC CA 2.02,9.01 06/27/06 BOSTON SCIENTIFIC CORP DE 8.01,9.01 06/26/06 Brand Energy & Infrastructure Service DE 8.01,9.01 06/28/06 Brookdale Senior Living Inc. DE 8.01 06/28/06 BROOKSTONE INC DE 1.01,1.02 06/22/06 CALIFORNIA COASTAL COMMUNITIES INC DE 7.01,9.01 06/27/06 CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 06/27/06 CANEUM INC NV 5.02 06/22/06 CARMAX INC VA 1.01,9.01 06/28/06 Castle Brands Inc 2.02,9.01 06/27/06 CDI CORP PA 1.01,2.03,5.02 06/22/06 CELLCO PARTNERSHIP 5.02 06/27/06 CENTRAL AMERICAN EQUITIES CORP. FL 4.01,9.01 06/26/06 CENTRAL AMERICAN EQUITIES CORP. FL 5.03 06/23/06 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 06/27/06 Chardan North China Acquisition Corp DE 7.01 02/02/06 AMEND China Media Group CORP TX 5.02 06/23/06 Citicorp Mortgage Securities Trust, S DE 9.01 06/28/06 CITIGROUP INC DE 9.01 06/28/06 CLINICAL DATA INC DE 1.01 06/22/06 CMS ENERGY CORP MI 8.01,9.01 06/27/06 COACHMEN INDUSTRIES INC IN 1.01,9.01 06/22/06 Coastal Bancshares Acquisition Corp. TX 4.02,8.01,9.01 06/23/06 AMEND CODORUS VALLEY BANCORP INC PA 5.02 06/27/06 COMMONWEALTH BIOTECHNOLOGIES INC VA 8.01,9.01 06/26/06 Comtrix, Inc. NV 8.01,9.01 06/23/06 CONAGRA FOODS INC /DE/ DE 2.02,9.01 06/28/06 CONCENTRA OPERATING CORP NV 1.01,9.01 06/22/06 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 06/28/06 COPART INC CA 8.01,9.01 06/27/06 COST PLUS INC/CA/ CA 1.01,5.02 06/22/06 COTHERIX INC 1.01,7.01,9.01 06/23/06 CUBIC ENERGY INC TX 7.01,9.01 06/26/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/28/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/28/06 CWALT INC DE 9.01 06/28/06 CWHEQ, Inc. 8.01,9.01 06/28/06 DAG MEDIA INC NY 2.01,9.01 04/20/06 AMEND DEERE JOHN RECEIVABLES INC DE 8.01,9.01 06/28/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 06/26/06 DETTO DE 1.01,3.02,5.02 06/23/06 DEVCON INTERNATIONAL CORP FL 7.01,9.01 06/28/06 DEVCON INTERNATIONAL CORP FL 4.01,9.01 06/26/06 DiamondRock Hospitality Co 1.01,5.03,9.01 03/01/06 AMEND DICKIE WALKER MARINE INC DE 5.03,9.01 06/23/06 DNAPRINT GENOMICS INC UT 3.02,5.02 06/22/06 DOT HILL SYSTEMS CORP NY 1.01,9.01 06/28/06 DRAGON INTERNATIONAL GROUP CORP. NV 3.02 06/23/06 DRS TECHNOLOGIES INC DE 4.01 06/28/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 06/28/06 ENERGYSOUTH INC AL 1.01,5.02,9.01 06/26/06 EPLUS INC DE 4.02,9.01 06/26/06 EQUITY OFFICE PROPERTIES TRUST MD 1.01,2.03,3.02,9.01 06/22/06 ev3 Inc. DE 4.01,9.01 06/22/06 ev3 Inc. DE 1.01,7.01,9.01 06/28/06 FACTORY CARD & PARTY OUTLET CORP DE 3.03,8.01,9.01 06/28/06 Federal Home Loan Bank of Chicago X1 1.01,9.01 06/23/06 Federal Home Loan Bank of Cincinnati X1 1.01,9.01 06/23/06 Federal Home Loan Bank of San Francis X1 1.01,9.01 06/23/06 FERRO CORP OH 7.01,9.01 06/28/06 FIELDSTONE INVESTMENT CORP 7.01,9.01 06/27/06 FIRST FEDERAL FINANCIAL SERVICES INC 8.01,9.01 06/26/06 FIRST FINANCIAL SERVICE CORP KY 8.01 06/28/06 FIRST MONTAUK FINANCIAL CORP NJ 3.02 06/20/06 FIRST NORTHERN COMMUNITY BANCORP CA 8.01,9.01 06/27/06 FIRST PLACE FINANCIAL CORP /DE/ DE 1.01,5.02,7.01,9.01 06/27/06 FISHER COMMUNICATIONS INC WA 5.02 06/22/06 Ford Credit Floorplan Master Owner Tr DE 1.01,9.01 06/21/06 Ford Credit Floorplan Master Owner Tr DE 8.01,9.01 06/28/06 Ford Credit Floorplan Master Owner Tr DE 1.01,9.01 06/21/06 Ford Credit Floorplan Master Owner Tr DE 8.01,9.01 06/28/06 FOUNDRY NETWORKS INC DE 7.01,9.01 06/27/06 FPL GROUP INC FL 2.03 06/27/06 FRANKLIN STREET PROPERTIES CORP /MA/ 2.01,9.01 06/27/06 FULLER H B CO MN 2.02,9.01 06/27/06 G REIT INC MD 1.02 06/23/06 GELSTAT CORP MN 5.02 06/23/06 GENAERA CORP DE 3.01,9.01 06/27/06 GENCORP INC OH 1.01,2.03,7.01,9.01 06/27/06 GENELABS TECHNOLOGIES INC /CA CA 8.01,9.01 06/27/06 GENERAL MILLS INC DE 1.01 06/26/06 GENESCO INC TN 7.01,9.01 06/28/06 GMACM Home Equity Loan Trust 2006-HE2 DE 8.01,9.01 06/27/06 GMACM Home Equity Loan Trust 2006-HE2 DE 8.01,9.01 06/28/06 GOLDEN PATRIOT CORP NV 8.01,9.01 06/06/06 GORMAN RUPP CO OH 8.01 06/23/06 GRAFTECH INTERNATIONAL LTD DE 4.01,9.01 06/27/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 06/23/06 GREEN PLAINS RENEWABLE ENERGY, INC. IA 9.01 06/23/06 AMEND HALOZYME THERAPEUTICS INC NV 7.01,9.01 06/28/06 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 1.01,1.02,8.01,9.01 06/22/06 HASBRO INC RI 1.01,9.01 06/23/06 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 06/28/06 HEALTHEXTRAS INC DE 1.01,5.02,9.01 06/22/06 HEALTHTRONICS, INC. GA 1.01,9.01 06/22/06 HUDSON CITY BANCORP INC DE 8.01,9.01 06/27/06 HuntMountain Resources WA 5.02 06/27/06 IDENIX PHARMACEUTICALS INC 1.01 06/22/06 IMAGE ENTERTAINMENT INC DE 2.02,9.01 06/28/06 IMPART MEDIA GROUP INC NV 5.02,7.01,9.01 06/01/06 IMPCO TECHNOLOGIES INC DE 1.01,8.01,9.01 06/27/06 Industrial Enterprises of America, In NV 7.01 06/27/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 06/28/06 INERGY L P DE 8.01,9.01 06/22/06 INNOVATIVE SOLUTIONS & SUPPORT INC PA 7.01 06/28/06 INTEL CORP DE 7.01 06/26/06 INTERPHARM HOLDINGS INC DE 8.01 06/01/06 INTERVEST BANCSHARES CORP DE 1.01,9.01 06/22/06 INTERVEST MORTGAGE CORP NY 1.01,9.01 06/22/06 INVISION CAPITAL INC NV 1.01,9.01 05/13/06 ISCO INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 06/22/06 ISTA PHARMACEUTICALS INC DE 1.01,9.01 06/23/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/28/06 JPMAC 2006-WMC2 DE 8.01,9.01 06/28/06 KANSAS CITY SOUTHERN DE 8.01,9.01 06/28/06 KEMET CORP DE 9.01 04/19/06 AMEND Koppers Holdings Inc. PA 2.05 06/22/06 KOPPERS INC PA 2.05 06/22/06 LAKES ENTERTAINMENT INC MN 1.01,1.02,2.03,9.01 06/22/06 LANTRONIX INC DE 7.01,9.01 06/27/06 LENNOX INTERNATIONAL INC DE 1.01,2.03,9.01 06/22/06 LOGICVISION INC DE 1.01,3.02,9.01 06/23/06 Lusora Healthcare Systems Inc. NV 5.03,7.01,9.01 06/23/06 M&T BANK CORP NY 5.02,9.01 06/27/06 Macquarie Infrastructure CO Trust DE 3.02 06/27/06 MACROVISION CORP DE 8.01 06/26/06 MANAKOA SERVICES CORP NV 8.01,9.01 06/27/06 MANUGISTICS GROUP INC DE 8.01,9.01 06/28/06 MAX & ERMAS RESTAURANTS INC DE 1.01,1.02,9.01 06/26/06 MCCLATCHY CO DE 1.01,8.01,9.01 06/26/06 MCCLATCHY CO DE 5.02,5.03,9.01 06/22/06 MCCORMICK & CO INC MD 2.02,9.01 06/28/06 MCCORMICK & CO INC MD 2.02,9.01 06/28/06 MedAire, Inc. NV 2.01 06/23/06 MEDTRONIC INC MN 1.01,2.02 06/22/06 MELT INC NV 1.01 05/28/06 MENTOR CORP /MN/ MN 1.01,9.01 06/28/06 Mercator Partners Acquisition Corp. DE 7.01,8.01,9.01 06/28/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/27/06 MEXICAN RESTAURANTS INC TX 8.01,9.01 06/26/06 MFC DEVELOPMENT CORP DE 1.01,8.01 06/22/06 MICHAELS STORES INC DE 8.01 06/19/06 MICROHELIX INC OR 2.03,9.01 06/22/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 06/26/06 MICRON TECHNOLOGY INC DE 2.02,9.01 06/28/06 MILLER HERMAN INC MI 2.02,9.01 06/28/06 MILLIPORE CORP /MA MA 1.01,2.03,9.01 06/23/06 MINERALS TECHNOLOGIES INC DE 2.02,9.01 06/27/06 MITCHAM INDUSTRIES INC TX 5.02,9.01 06/26/06 MONTEREY GOURMET FOODS DE 8.01,9.01 06/27/06 Morgan Stanley ABS Capital I Inc. Tru DE 9.01 05/25/06 MortgageIT Holdings, Inc. MD 1.01,9.01 06/19/06 AMEND MOVE INC DE 1.01,5.02,5.03,9.01 06/22/06 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 06/26/06 MSC SOFTWARE CORP DE 1.01 06/22/06 MULTI LINK TELECOMMUNICATIONS INC CO 1.01,5.02,9.01 06/23/06 MUNICIPAL MORTGAGE & EQUITY LLC DE 2.02,9.01 06/22/06 NANO PROPRIETARY INC TX 1.01,8.01,9.01 06/27/06 NANOSENSORS INC 1.01,3.02,9.01 06/27/06 NATIONAL ENERGY GROUP INC DE 1.01,9.01 06/19/06 NATURAL GAS SYSTEMS INC/NEW NV 8.01 06/28/06 NEOSE TECHNOLOGIES INC DE 8.01,9.01 06/28/06 NEWS CORP 8.01,9.01 06/28/06 NEXMED INC NV 1.02 06/22/06 NITCHES INC CA 1.01,9.01 06/24/06 NOBEL LEARNING COMMUNITIES INC DE 3.02 06/28/06 NOBLE CORP 7.01,9.01 06/28/06 NORTEL NETWORKS CORP 1.01,9.01 06/21/06 AMEND NORTEL NETWORKS LTD 1.01,9.01 06/21/06 AMEND North Atlantic Holding Company, Inc. DE 1.01,9.01 06/26/06 NORTH ATLANTIC TRADING CO INC NY 1.01,9.01 06/26/06 NORTH PITTSBURGH SYSTEMS INC PA 1.01 06/22/06 NORTH POINTE HOLDINGS CORP 7.01,9.01 06/28/06 NOVA OIL INC NV 1.01,7.01,9.01 06/23/06 Novelis Inc. A6 1.01,5.02 06/23/06 NTELOS HOLDINGS CORP 8.01 06/28/06 ONELINK CORP DE 5.02 06/23/06 OPTICAL SENSORS INC DE 1.01,5.02 06/22/06 OSHKOSH TRUCK CORP WI 1.01 06/22/06 PACIFIC FINANCIAL CORP WA 8.01 06/23/06 PANACOS PHARMACEUTICALS, INC. DE 1.01,9.01 06/22/06 PARK ELECTROCHEMICAL CORP NY 9.01 06/28/06 PATHFINDER BANCORP INC DE 8.01 06/28/06 PAYCHEX INC DE 2.02 06/28/06 PEGASUS WIRELESS CORP NV 3.02,8.01,9.01 06/28/06 PENFORD CORP WA 7.01,9.01 06/28/06 PETROHAWK ENERGY CORP DE 8.01,9.01 06/28/06 PETROQUEST ENERGY INC DE 1.01 06/27/06 PETSMART INC DE 1.01,9.01 06/22/06 PHELPS DODGE CORP NY 7.01,8.01,9.01 06/28/06 PLAINS EXPLORATION & PRODUCTION CO DE 1.02,5.02,7.01,8.01,9.01 06/28/06 POOLED AUTO SECURITIES SHELF LLC DE 8.01,9.01 06/23/06 POSSIS MEDICAL INC MN 7.01,9.01 06/27/06 POSSIS MEDICAL INC MN 7.01,9.01 06/28/06 POZEN INC /NC 5.02 06/27/06 PRECISION OPTICS CORPORATION INC MA 5.02 06/27/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/23/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/23/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/23/06 PRO-FAC COOPERATIVE INC 8.01,9.01 06/27/06 PROGRESSIVE CORP/OH/ OH 7.01 06/28/06 QUIXOTE CORP DE 8.01 06/22/06 RADNOR HOLDINGS CORP DE 5.02 06/26/06 RASC Series 2006-EMX5 Trust DE 8.01,9.01 06/28/06 RASC Series 2006-KS5 Trust DE 8.01,9.01 06/28/06 RED HAT INC DE 2.02,9.01 06/28/06 RENT WAY INC PA 4.01,9.01 06/28/06 Residential Asset Securitization Trus 9.01 06/28/06 RFMSI Series 2006-S5 Trust DE 8.01,9.01 06/27/06 RICA FOODS INC NV 3.01,9.01 06/19/06 RICHARDSON ELECTRONICS LTD/DE DE 2.02 06/26/06 RIVIERA HOLDINGS CORP NV 8.01,9.01 06/28/06 ROANOKE TECHNOLOGY CORP 5.02 01/26/06 Rock-Tenn CO GA 7.01,9.01 06/28/06 Rudy 45 5.02,8.01,9.01 06/02/06 AMEND RYERSON INC. DE 7.01,9.01 06/27/06 SAFENET INC DE 5.02 06/23/06 SAND HILL IT SECURITY ACQUISITION COR CA 4.02,8.01,9.01 06/21/06 AMEND SCOTTISH RE GROUP LTD E9 5.02 06/22/06 SCPIE HOLDINGS INC DE 1.01,5.02,9.01 06/22/06 SECURED FINANCIAL NETWORK, INC. NV 4.01,9.01 03/03/06 AMEND Seneca Gaming Corp XX 5.02,9.01 06/22/06 SENESCO TECHNOLOGIES INC DE 8.01,9.01 06/28/06 SENSIENT TECHNOLOGIES CORP WI 1.01,2.03,9.01 06/27/06 SEQUENOM INC DE 8.01 06/26/06 SHOE CARNIVAL INC IN 1.01,9.01 06/28/06 SIX FLAGS INC DE 7.01,9.01 06/22/06 Smart Energy Solutions, Inc. UT 1.01,9.01 06/22/06 SOLUTIA INC DE 1.01 06/28/06 Somaxon Pharmaceuticals, Inc. DE 1.01,9.01 06/22/06 SOMERA COMMUNICATIONS INC DE 1.01,5.02,8.01,9.01 06/24/06 SOUTHERN CO DE 8.01 06/27/06 SOUTHSIDE BANCSHARES INC TX 5.03,9.01 06/22/06 SPECTRX INC DE 8.01,9.01 06/27/06 SRS LABS INC DE 1.01,9.01 06/22/06 STEEL TECHNOLOGIES INC KY 5.02,9.01 06/27/06 STERICYCLE INC DE 8.01 06/28/06 STRATUS SERVICES GROUP INC DE 8.01 06/27/06 SUBJEX CORP MN 4.01 06/28/06 SUNESIS PHARMACEUTICALS INC 8.01 06/22/06 SUPERVALU INC DE 7.01,9.01 06/28/06 TALK AMERICA HOLDINGS INC DE 7.01,9.01 06/28/06 TALX CORP MO 7.01,9.01 06/28/06 TALX CORP MO 8.01 06/28/06 TARGETED GENETICS CORP /WA/ WA 1.01,9.01 06/23/06 TEL OFFSHORE TRUST TX 7.01,9.01 06/28/06 TENET HEALTHCARE CORP NV 1.01 06/28/06 AMEND TEXOLA ENERGY CORP NV 7.01,9.01 06/28/06 Thornburg Mortgage Securities Trust 2 8.01 06/28/06 TOR MINERALS INTERNATIONAL INC DE 8.01 06/27/06 TOREADOR RESOURCES CORP DE 7.01,9.01 06/27/06 TORO CO DE 5.02,9.01 06/26/06 TOTAL LUXURY GROUP INC IN 9.01 06/27/06 TransDigm Group INC DE 1.01,2.03,8.01,9.01 06/20/06 TRANSDIGM INC 1.01,2.03,8.01,9.01 06/20/06 TRI-S SECURITY CORP GA 8.01 06/28/06 TTM TECHNOLOGIES INC WA 1.01,9.01 06/22/06 TURBOSONIC TECHNOLOGIES INC DE 5.02 06/22/06 ULTICOM INC NJ 3.01,9.01 06/27/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 06/28/06 UNISE INVESTMENTS OF CHINA HOLDINGS, 1.01,5.01,5.02 06/23/06 UNITED AUTO GROUP INC DE 7.01,9.01 06/28/06 UNITED SECURITY BANCSHARES INC DE 5.03 06/22/06 UNITRIN INC DE 5.02,9.01 06/28/06 UNIVISION COMMUNICATIONS INC DE 1.01,9.01 06/26/06 US CONCRETE INC DE 1.01,7.01,8.01,9.01 06/27/06 US GLOBAL NANOSPACE INC DE 8.01,9.01 06/27/06 USI HOLDINGS CORP DE 8.01,9.01 06/28/06 VCAMPUS CORP DE 3.01 06/28/06 VENDINGDATA CORP NV 5.02 06/22/06 VERINT SYSTEMS INC 3.01,9.01 06/22/06 VIEWCAST COM INC DE 5.02,9.01 06/28/06 VISTACARE, INC. DE 7.01,9.01 06/28/06 WALGREEN CO IL 2.02,9.01 06/26/06 Warner Music Group Corp. DE 8.01,9.01 06/28/06 WASHINGTON MUTUAL INC WA 5.03,9.01 06/22/06 WELLSTONE FILTERS INC /DE/ DE 5.03,9.01 06/28/06 WESTLAND DEVELOPMENT CO INC NM 8.01 06/28/06 WORKSTREAM INC 2.02,9.01 06/28/06 WORLD FUEL SERVICES CORP FL 5.02 06/14/06 AMEND WT HOLDINGS CORP DE 1.01,2.01,3.02,5.01,5.02,9.01 06/22/06 XEROX CORP NY 8.01,9.01 06/28/06 ZIM CORP A6 2.02,9.01 06/28/06 ZONES INC WA 1.01,5.02,5.03,9.01 06/22/06